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Devolution of e-Governance among
 Multilevel Government Structure
                       Kashif Farooq
    Lahore University of Management Sciences (LUMS),
                          Pakistan

                       Presented at
     IT-Innovations 2006, November 19-21, 2006, Dubai
Objective



   This paper presents
a framework of devolution
    for e-governance
Issues

 Centralized e-government
 Decentralized e-government


 Devolution
  Top-down
  Political, administrative, fiscal
Why Devolution in e-Government?

 How should responsibilities for e-government establishment be divided
  among the various levels of government (national, regional, provincial,
  and local)?
 To what extent should a program be centralized (i.e.,run at a national
  government level) versus decentralized (i.e., run at local government
  level)?
 Which government agencies will be involved, e.g., education, health and
  tourism agencies will be the partner of G2C: Government to Citizen
  portal?
 Should there be individual efforts to provide an Electronic Service Delivery
  (ESD) or the need of collaboration of agencies?
 To what extent should a program make use of citizens and other non-
  government resources?
 To what extent should technical staff and consultants be integrated
  within a single organization and inter-organizations?
Centralized Initiatives



 Typical characteristics
   all IT functions centralized in one organizational unit
   generally limited IT costs but less effective
   impacts IT governance by providing a generally tight
    governance model that is easy to enforce.
Decentralized Initiatives

 Typical characteristics
   policy is required for
     decision making, project management, portals, services, funding,
      revenue collection and operations

   distributes IT functions between the various divisions or
    organizations
   generally has a high coordination cost
   IT governance is focused on the coordination effort
    between central and local activities
Federated Initiatives

 Typical characteristics
   usually considered the blend of centralized and
    decentralized approaches
   key decisions are collectively made and then standardized
    across the enterprise
   competencies are decentralized at strategic business
    units/levels, with knowledge sharing across the enterprise
   generally, high IT costs but more responsive to business
    needs
   governance is typically done through committees, with a
    large potential for sharing across different areas
“Core-Periphery Approach”
“that attempts to reconcile the
   ∗ push of centralization
   ∗ with the pull of decentralization.

It does this in two ways:
   First, through integration
   ∗ drawing the centralized and decentralized approaches together into
     some kind of unified or compromise approach.

  Second, and more commonly, through division
  This accepts that
   ∗ This accepts that both centralized and decentralized approaches will be
     found, and
   ∗ then attempts to set some demarcation lines that will keep the two
     separate, thereby allowing both to be accommodated”
Richard Heeks “The Core-Periphery Approach to Management of Public Information Systems” IDPM, University of
Manchester, UK, 1999, Published in: “Government IT”
Proposed Framework: (1)



   Devolution of e-Government

           Based on

    Core-Periphery Approach
Proposed Framework: (2)


 Scale of devolution depends upon
     the size of the country,
     its resource base,
     human capacity, and
     governance style.

 There are two types of devolution
   e-government devolution among multilevel government
    structure
   portal devolution among different agencies or
    departments
Proposed Framework (3)
                                                           Vertical portals (Vortal): In multilevel government
                                 Federal                   structure, a centralized portal providing services to all
                                                           governments that are the responsibility of lower level
                        Horizontal Portals                 government may be named as vertical portal. Like one
                                                           centralized G2C portal provides services to all local
                                                           governments


                                                                                  Horizontal portals (Hortal): Portal of
                                      Decentralized Level 1
Vertical Portals
Vertical Portals




                                                                                  a particular government agency that
                                                            State/Province        have not any vertical (multi level
                                                                     1 to n       government) structure like foreign
                   Vertical Portals
                   Vertical Portals




                                      Horizontal Portals                          and defense office are the
                                                                                  responsibility of Federal government,
                                                                                  so it may be named as horizontal
                                                                                  portal

                                                            Decentralized Level 2
                                                                                     Local
                                                                                    1 to m
                                             Horizontal Portals




                      VERTICAL AND HORIZOTAL PORTALS IN MULTILEVEL GOVERNMENT STRUCTURE
Proposed Framework (4)


 Salient features
   Devolution of vision, strategies, policies, standards and
    laws
   Devolution in enterprise architecture (EA)
   Benchmarking of devolving parameters at each level
   Portal devolution: A vertical portal needs devolution
    among different levels of governments and their agencies
Mapping of Proposed Framework on Zachman Framework

               What       How          Where          Who            When              Why

Planner’s         Devolution Plan Vertical & Horizontal devolution of project                  Contextual
View              Role of different governments and their agencies

Owner’s
                  Decentralized Workflow Model                                                 Conceptual
                  Arrangements negotiations & collaborations among governments
View
                  and their agencies
                  Detail Planning Logical Representation of access privileges of
Designer’s                                                                                     Logical
                  agencies Infrastructure planning breakdown (by regional
View              authorities) planning of decentralized HR Regional promotion &
                  Outsourcing plans
Builder’s         Decentralized Role in Development                                            Physical
View              Decentralized configuration mgt for each stakeholder
                  Role of agencies in Infrastructure establishment Capacity building
Integrator’s      Decentralized Role in Deployment                                             Integrated
View              Configuration, Testing, QA, Integration results Access privileges
                  coded to control access to specific platforms and technologies

User’s View       Operational Devolution: Personnel and key stakeholders                       Functioning
                  working within their roles and responsibilities, Execution of CRM,
                  Feedback, Change Request, Benchmarking


               Data     Function      Network        People          Time             Motive
Proposed Framework (4)

 Federal Level
     National: Vision, strategies, policies, standards and laws
     Federal Enterprise Architecture
     Federal Vertical Portals (Vortal)
     Federal Horizontal Portals (Hortal)
     Benchmarking of decentralized levels
     Parameters: Implementation of all vertical portals, EA maturity, horizontal
      portals of decentralized levels, ICT Infrastructure and human resource
      development, awareness and promotional activities
     ICT Infrastructure facilities
     ICT skill development plans (within organization and for general public),
      awareness and bridging the digital divide
     Outsourcing policy (ICT Infrastructure, Development and Services)
     e-Governance devolution plan for lower decentralized level
Proposed Framework (5)


 Decentralization Level 1 (State or province) 1 to n
    Level 1: Vision, strategies, policies, standards and laws
    It must be shadow vision, strategies and standards of Federal
    Enterprise Architecture that must be aligned or the shadow of federal
     EA
    Decentralized role federal vertical portal or virtual office assigned in
     federal devolution plan
    Decentralized configuration and customization of federal vertical portal
    Efforts for the promotion of services of federal portals
    Horizontal portals of this level (must be distinct from federal portals
     means no duplication)
    ICT Infrastructure facilities
    ICT skill development plans (within organization and for general public),
     awareness and bridging the digital divide
    Outsourcing policy (ICT Infrastructure, Development and Services)
    e-Governance devolution plan for lower decentralized level
Proposed Framework (6)

 Decentralization Level 2 (Local Level) 1-m
   Level 2: Vision, strategies, policies, standards and laws
   It must be shadow vision, strategies and standards of federal level and
    decentralized level 1
   Enterprise Architecture that must be aligned or the shadow of upper level
    and federal EA
   Decentralized role for federal & level 1 vertical portal assigned in federal &
    level 1 devolution plan
   Decentralized configuration and customization of federal & level 1 vertical
    portal
   Efforts for the promotion of services of federal & level 1 vertical portals
   Horizontal portals of this level (must be distinct from federal & level1 portals
    means no duplication)
   ICT Infrastructure facilities
   ICT skill development plans (within organization and for general public),
    awareness and bridging the digital divide
   Outsourcing policy (ICT Infrastructure, Development and Services)
Conclusion

 In this paper we have
   proposed a framework for devolution of e-governance
    based on “Core-Periphery” approach that defines
    devolution of e-governance as the
     push of centralization through integration and
     pull of decentralization through division of responsibilities to
      electronic service delivery, and
     attempts to set some demarcation lines that will keep the two
      separate, thereby allowing both to be accommodated
 At the end we have mapped this framework on to
  the Zachman framework.
Thank You

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Devolution of E-Governance Among Multilevel Governments

  • 1. Devolution of e-Governance among Multilevel Government Structure Kashif Farooq Lahore University of Management Sciences (LUMS), Pakistan Presented at IT-Innovations 2006, November 19-21, 2006, Dubai
  • 2. Objective This paper presents a framework of devolution for e-governance
  • 3. Issues  Centralized e-government  Decentralized e-government  Devolution  Top-down  Political, administrative, fiscal
  • 4. Why Devolution in e-Government?  How should responsibilities for e-government establishment be divided among the various levels of government (national, regional, provincial, and local)?  To what extent should a program be centralized (i.e.,run at a national government level) versus decentralized (i.e., run at local government level)?  Which government agencies will be involved, e.g., education, health and tourism agencies will be the partner of G2C: Government to Citizen portal?  Should there be individual efforts to provide an Electronic Service Delivery (ESD) or the need of collaboration of agencies?  To what extent should a program make use of citizens and other non- government resources?  To what extent should technical staff and consultants be integrated within a single organization and inter-organizations?
  • 5. Centralized Initiatives  Typical characteristics  all IT functions centralized in one organizational unit  generally limited IT costs but less effective  impacts IT governance by providing a generally tight governance model that is easy to enforce.
  • 6. Decentralized Initiatives  Typical characteristics  policy is required for  decision making, project management, portals, services, funding, revenue collection and operations  distributes IT functions between the various divisions or organizations  generally has a high coordination cost  IT governance is focused on the coordination effort between central and local activities
  • 7. Federated Initiatives  Typical characteristics  usually considered the blend of centralized and decentralized approaches  key decisions are collectively made and then standardized across the enterprise  competencies are decentralized at strategic business units/levels, with knowledge sharing across the enterprise  generally, high IT costs but more responsive to business needs  governance is typically done through committees, with a large potential for sharing across different areas
  • 8. “Core-Periphery Approach” “that attempts to reconcile the ∗ push of centralization ∗ with the pull of decentralization. It does this in two ways: First, through integration ∗ drawing the centralized and decentralized approaches together into some kind of unified or compromise approach. Second, and more commonly, through division This accepts that ∗ This accepts that both centralized and decentralized approaches will be found, and ∗ then attempts to set some demarcation lines that will keep the two separate, thereby allowing both to be accommodated” Richard Heeks “The Core-Periphery Approach to Management of Public Information Systems” IDPM, University of Manchester, UK, 1999, Published in: “Government IT”
  • 9. Proposed Framework: (1) Devolution of e-Government Based on Core-Periphery Approach
  • 10. Proposed Framework: (2)  Scale of devolution depends upon  the size of the country,  its resource base,  human capacity, and  governance style.  There are two types of devolution  e-government devolution among multilevel government structure  portal devolution among different agencies or departments
  • 11. Proposed Framework (3) Vertical portals (Vortal): In multilevel government Federal structure, a centralized portal providing services to all governments that are the responsibility of lower level Horizontal Portals government may be named as vertical portal. Like one centralized G2C portal provides services to all local governments Horizontal portals (Hortal): Portal of Decentralized Level 1 Vertical Portals Vertical Portals a particular government agency that State/Province have not any vertical (multi level 1 to n government) structure like foreign Vertical Portals Vertical Portals Horizontal Portals and defense office are the responsibility of Federal government, so it may be named as horizontal portal Decentralized Level 2 Local 1 to m Horizontal Portals VERTICAL AND HORIZOTAL PORTALS IN MULTILEVEL GOVERNMENT STRUCTURE
  • 12. Proposed Framework (4)  Salient features  Devolution of vision, strategies, policies, standards and laws  Devolution in enterprise architecture (EA)  Benchmarking of devolving parameters at each level  Portal devolution: A vertical portal needs devolution among different levels of governments and their agencies
  • 13. Mapping of Proposed Framework on Zachman Framework What How Where Who When Why Planner’s Devolution Plan Vertical & Horizontal devolution of project Contextual View Role of different governments and their agencies Owner’s Decentralized Workflow Model Conceptual Arrangements negotiations & collaborations among governments View and their agencies Detail Planning Logical Representation of access privileges of Designer’s Logical agencies Infrastructure planning breakdown (by regional View authorities) planning of decentralized HR Regional promotion & Outsourcing plans Builder’s Decentralized Role in Development Physical View Decentralized configuration mgt for each stakeholder Role of agencies in Infrastructure establishment Capacity building Integrator’s Decentralized Role in Deployment Integrated View Configuration, Testing, QA, Integration results Access privileges coded to control access to specific platforms and technologies User’s View Operational Devolution: Personnel and key stakeholders Functioning working within their roles and responsibilities, Execution of CRM, Feedback, Change Request, Benchmarking Data Function Network People Time Motive
  • 14. Proposed Framework (4)  Federal Level  National: Vision, strategies, policies, standards and laws  Federal Enterprise Architecture  Federal Vertical Portals (Vortal)  Federal Horizontal Portals (Hortal)  Benchmarking of decentralized levels  Parameters: Implementation of all vertical portals, EA maturity, horizontal portals of decentralized levels, ICT Infrastructure and human resource development, awareness and promotional activities  ICT Infrastructure facilities  ICT skill development plans (within organization and for general public), awareness and bridging the digital divide  Outsourcing policy (ICT Infrastructure, Development and Services)  e-Governance devolution plan for lower decentralized level
  • 15. Proposed Framework (5)  Decentralization Level 1 (State or province) 1 to n  Level 1: Vision, strategies, policies, standards and laws  It must be shadow vision, strategies and standards of Federal  Enterprise Architecture that must be aligned or the shadow of federal EA  Decentralized role federal vertical portal or virtual office assigned in federal devolution plan  Decentralized configuration and customization of federal vertical portal  Efforts for the promotion of services of federal portals  Horizontal portals of this level (must be distinct from federal portals means no duplication)  ICT Infrastructure facilities  ICT skill development plans (within organization and for general public), awareness and bridging the digital divide  Outsourcing policy (ICT Infrastructure, Development and Services)  e-Governance devolution plan for lower decentralized level
  • 16. Proposed Framework (6)  Decentralization Level 2 (Local Level) 1-m  Level 2: Vision, strategies, policies, standards and laws  It must be shadow vision, strategies and standards of federal level and decentralized level 1  Enterprise Architecture that must be aligned or the shadow of upper level and federal EA  Decentralized role for federal & level 1 vertical portal assigned in federal & level 1 devolution plan  Decentralized configuration and customization of federal & level 1 vertical portal  Efforts for the promotion of services of federal & level 1 vertical portals  Horizontal portals of this level (must be distinct from federal & level1 portals means no duplication)  ICT Infrastructure facilities  ICT skill development plans (within organization and for general public), awareness and bridging the digital divide  Outsourcing policy (ICT Infrastructure, Development and Services)
  • 17. Conclusion  In this paper we have  proposed a framework for devolution of e-governance based on “Core-Periphery” approach that defines devolution of e-governance as the  push of centralization through integration and  pull of decentralization through division of responsibilities to electronic service delivery, and  attempts to set some demarcation lines that will keep the two separate, thereby allowing both to be accommodated  At the end we have mapped this framework on to the Zachman framework.