1. &RQILUPDWLRQ 1XPEHU
6SHFLDO 5LJKWVKROGHU 7HUPV &RQGLWLRQV
7KH IROORZLQJ WHUPV FRQGLWLRQV DSSO WR WKH VSHFLILF SXEOLFDWLRQ XQGHU ZKLFK WKH DUH OLVWHG
7KHUH DUH QR VSHFLDO WHUPV
5(9,67$ +,63$1,&$ 02'(51$
3HUPLVVLRQ WSH 6KDUH FRQWHQW HOHFWURQLFDOO
7SH RI XVH ,QWHUQHW SRVWLQJ
7HUPV DQG FRQGLWLRQV IRU 3HUPLVVLRQ &DWHJRULHV 'HOLYHU YLD ,// RU 'RFXPHQW 'HOLYHU DQG 3KRWRFRS
IRU *HQHUDO %XVLQHVV RU $FDGHPLF 8VH
)RU XVHV WUDGLWLRQDOO UHSRUWHG XQGHU &RSULJKW &OHDUDQFH &HQWHU V &&& SD SHU XVH VHUYLFH WR SKRWRFRS IRU JHQHUDO
EXVLQHVV XVH OLEUDU UHVHUYHV ,// GRFXPHQW GHOLYHU HWF WKH DSSOLFDEOH WHUPV DQG FRQGLWLRQV IROORZ LPPHGLDWHO
EHORZ LQ 6HFWLRQ $ )RU UHSXEOLFDWLRQ RU HOHFWURQLF UHSXEOLFDWLRQ XVHV LQFOXGLQJ H PDLO LQWUDQHW H[WUDQHW DQG ,QWHUQHW
SRVWLQJV WKH DSSOLFDEOH WHUPV DQG FRQGLWLRQV IROORZ LQ 6HFWLRQ %
6HFWLRQ $
6FRSH RI $XWKRUL]DWLRQ <RX PD UHSURGXFH FKDSWHUV DQG DUWLFOHV IURP WKH SXEOLFDWLRQV LQFOXGHG LQ &&& V SD SHU XVH
VHUYLFH E UHSRUWLQJ WKRVH FRSLHV DQG SDLQJ WKH ULJKWVKROGHUV IHHV WKURXJK &&& 5HSURGXFWLRQ E SKRWRFRS PDFKLQH
LV FRYHUHG E WKLV SD SHU XVH VVWHP RI DXWKRUL]DWLRQV DV LV WKH IDFVLPLOH WUDQVPLVVLRQ RI FRSLHV ID[LQJ
WHOHFRSLQJ RU HTXLYDOHQW WHFKQRORJ
/LPLWDWLRQV RQ 8VH $XWKRUL]DWLRQV DUH OLPLWHG D WR WKH XVH RI WKH SHUVRQ RU HQWLW UHSRUWLQJ WR &&& DQG E WR WKH XVH
RI D VSHFLILF FXVWRPHU RI WKH SHUVRQ RU HQWLW UHSRUWLQJ WR &&& XQOHVV RWKHUZLVH LQGLFDWHG LQ WKH SHUPLVVLRQV SROLF
VWDWHPHQW SULQWHG LQ WKH SXEOLFDWLRQ 2WKHU OLPLWDWLRQV PD EH LPSRVHG E LQGLYLGXDO SXEOLFDWLRQV DV GHVFULEHG LQ WKHLU
RZQ PDVWKHDG RU SHUPLVVLRQ SROLF VWDWHPHQWV
8VHV H[FOXGHG
HOHFWURQLF VWRUDJH RI DQ UHSURGXFWLRQ ZKHWKHU LQ SODLQ WH[W 3') RU DQ RWKHU IRUPDW RWKHU WKDQ RQ D WUDQVLWRU
EDVLV
WKH LQSXW RI ZRUNV LQWR FRPSXWHUL]HG GDWDEDVHV
UHSURGXFWLRQ RI DQ HQWLUH SXEOLFDWLRQ FRYHU WR FRYHU
UHSURGXFWLRQ IRU UHVDOH WR DQRQH RWKHU WKDQ D VSHFLILF FXVWRPHU UHSXEOLFDWLRQ LQ D GLIIHUHQW IRUP
3OHDVH REWDLQ DXWKRUL]DWLRQV IRU WKHVH XVHV WKURXJK RWKHU &&& VHUYLFHV RU GLUHFWO IURP WKH ULJKWVKROGHU
,I RX KDYH DQ FRPPHQWV RU TXHVWLRQV DERXW WKLV SD SHU XVH VHUYLFH RU &RSULJKW &OHDUDQFH &HQWHU SOHDVH FRQWDFW
XV DW RU VHQG DQ H PDLO WR LQIR#FRSULJKW FRP
6HFWLRQ %
7HUPV DQG &RQGLWLRQV IRU 3HUPLVVLRQ &DWHJRULHV 5HSXEOLVK RU GLVSOD FRQWHQW DQG 6KDUH FRQWHQW
HOHFWURQLFDOO
/LFHQVHV DUH JUDQWHG E &RSULJKW &OHDUDQFH &HQWHU ,QF &&& DV DJHQW IRU WKH ULJKWVKROGHU LGHQWLILHG RQ WKH
2UGHU &RQILUPDWLRQ WKH 5LJKWVKROGHU DQG DUH IRU UHSXEOLFDWLRQ RU HOHFWURQLF UHSURGXFWLRQ RI D FRSULJKWHG ZRUN DV
GHVFULEHG LQ GHWDLO RQ WKH 2UGHU &RQILUPDWLRQ WKH :RUN 5HSXEOLFDWLRQ DV XVHG KHUHLQ JHQHUDOO PHDQV WKH
LQFOXVLRQ RI WKH :RUN LQ ZKROH RU LQ SDUW LQ D QHZ ZRUN ZKLFK LV DOVR GHVFULEHG RQ WKH 2UGHU &RQILUPDWLRQ DQG
LQFOXGHV DQ GLVSOD RU SHUIRUPDQFH ULJKWV QHFHVVLWDWHG E WKH :RUN LQ WKH FRQWH[W RI WKH QHZ ZRUN (OHFWURQLF
UHSURGXFWLRQ DV XVHG KHUHLQ JHQHUDOO PHDQV H PDLO XVH LQFOXGLQJ LQVWDQW PHVVDJLQJ RU RWKHU HOHFWURQLF
WUDQVPLVVLRQ WR D GHILQHG JURXS RI UHFLSLHQWV RU SRVWLQJ RQ DQ LQWUDQHW H[WUDQHW RU ,QWUDQHW VLWH LQFOXGLQJ DQ GLVSOD
RU SHUIRUPDQFH LQFLGHQWDO WKHUHWR &&& SURYLGHV WKLV OLFHQVH WKURXJK LWV SD SHU XVH VHUYLFHV 8VHU VKDOO EH GHHPHG
WR KDYH DFFHSWHG DQG DJUHHG WR DOO RI WKHVH WHUPV DQG FRQGLWLRQV LI 8VHU UHSXEOLVKHV RU PDNHV DQ HOHFWURQLF
UHSURGXFWLRQ RI WKH :RUN LQ DQ IDVKLRQ
$OO :RUNV DQG DOO ULJKWV WKHUHLQ LQFOXGLQJ FRSULJKW ULJKWV UHPDLQ WKH VROH DQG H[FOXVLYH SURSHUW RI WKH
5LJKWVKROGHU 7KH OLFHQVH FUHDWHG E WKH H[FKDQJH RI DQ 2UGHU &RQILUPDWLRQ DQG RU DQ LQYRLFH DQG SDPHQW E 8VHU
RI WKH IXOO DPRXQW VHW IRUWK RQ WKDW GRFXPHQW LQFOXGHV RQO WKRVH ULJKWV H[SUHVVO VHW IRUWK LQ WKH 2UGHU &RQILUPDWLRQ
DQG LQ WKHVH WHUPV DQG FRQGLWLRQV DQG FRQYHV QR RWKHU ULJKWV LQ WKH :RUN V WR 8VHU :KLOH 8VHU PD H[HUFLVH WKH
ULJKWV OLFHQVHG LPPHGLDWHO XSRQ LVVXDQFH RI WKH 2UGHU &RQILUPDWLRQ WKH OLFHQVH LV DXWRPDWLFDOO UHYRNHG DQG LV QXOO
DQG YRLG DV LI LW KDG QHYHU EHHQ LVVXHG LI FRPSOHWH SDPHQW IRU WKH OLFHQVH LV QRW UHFHLYHG RQ D WLPHO EDVLV HLWKHU

2. DQG YRLG DV LI LW KDG QHYHU EHHQ LVVXHG LI FRPSOHWH SDPHQW IRU WKH OLFHQVH LV QRW UHFHLYHG RQ D WLPHO EDVLV HLWKHU
IURP 8VHU GLUHFWO RU WKURXJK D SDPHQW DJHQW VXFK DV D FUHGLW FDUG FRPSDQ ,Q WKH HYHQW WKDW WKH PDWHULDO IRU ZKLFK
D UHSXEOLFDWLRQ UDWKHU WKDQ DQ HOHFWURQLF UHSURGXFWLRQ OLFHQVH LV VRXJKW LQFOXGHV WKLUG SDUW PDWHULDOV VXFK DV
SKRWRJUDSKV LOOXVWUDWLRQV JUDSKV DQG VLPLODU PDWHULDOV 8VHU LV UHVSRQVLEOH IRU LGHQWLILQJ DQG VHHNLQJ VHSDUDWH
OLFHQVHV XQGHU WKLV VHUYLFH RU RWKHUZLVH IRU DQ RI VXFK WKLUG SDUW PDWHULDOV ZKLFK DUH LGHQWLILHG DQZKHUH LQ WKH
ZRUN DV LQFOXGHG LQ WKH :RUN E SHUPLVVLRQ ZLWKRXW D VHSDUDWH OLFHQVH VXFK WKLUG SDUW PDWHULDOV PD QRW EH XVHG ,Q
WKH HYHQW WKDW WKH PDWHULDO IRU ZKLFK DQ HOHFWURQLF UHSURGXFWLRQ OLFHQVH LV VRXJKW LQFOXGHV WKLUG SDUW PDWHULDOV VXFK DV
SKRWRJUDSKV LOOXVWUDWLRQV JUDSKV DQG VLPLODU PDWHULDOV ZKLFK DUH LGHQWLILHG DV LQFOXGHG LQ D :RUN E SHUPLVVLRQ VXFK
WKLUG SDUW PDWHULDOV PD QRW EH UHSURGXFHG H[FHSW LQ WKH FRQWH[W RI WKH :RUN 8QOHVV RWKHUZLVH SURYLGHG LQ WKH 2UGHU
&RQILUPDWLRQ DQ JUDQW RI ULJKWV WR 8VHU L LV RQH WLPH LL LV QRQ H[FOXVLYH DQG QRQ WUDQVIHUDEOH DQG LLL LV OLPLWHG
WR XVH FRPSOHWHG ZLWKLQ GDV IRU DQ XVH RQ WKH ,QWHUQHW GDV IRU DQ XVH RQ DQ LQWUDQHW RU H[WUDQHW DQG RQH
HDU IRU DQ RWKHU XVH DOO DV PHDVXUHG IURP WKH UHSXEOLFDWLRQ GDWH DV LGHQWLILHG LQ WKH 2UGHU &RQILUPDWLRQ LI DQ
DQG RWKHUZLVH IURP WKH GDWH RI WKH 2UGHU &RQILUPDWLRQ 8SRQ FRPSOHWLRQ RI WKH OLFHQVHG XVH RU DW WKH HQG RI WKH
SHULRG LGHQWLILHG LQ WKH SUHYLRXV VHQWHQFH LI HDUOLHU 8VHU VKDOO LPPHGLDWHO FHDVH DQ QHZ XVH RI WKH :RUN V DQG
VKDOO GHVWUR RU SDUWLFXODUO LQ WKH FDVH RI HOHFWURQLF UHSXEOLFDWLRQV UHQGHU LQDFFHVVLEOH VXFK DV E UHPRYLQJ RU
VHYHULQJ OLQNV RU RWKHU ORFDWRUV DQ IXUWKHU FRSLHV RI WKH :RUN H[FHSW IRU FRSLHV SULQWHG RQ SDSHU LQ DFFRUGDQFH ZLWK
WKLV OLFHQVH DQG VWLOO LQ 8VHU V VWRFN DW WKH HQG RI VXFK SHULRG $OO ULJKWV QRW H[SUHVVO JUDQWHG DUH UHVHUYHG DQ
OLFHQVH JUDQWHG LV IXUWKHU OLPLWHG DV VHW IRUWK LQ DQ UHVWULFWLRQV LQFOXGHG LQ WKH 2UGHU &RQILUPDWLRQ DQG RU LQ WKHVH
WHUPV DQG FRQGLWLRQV
8VH RI SURSHU FRSULJKW QRWLFH IRU D :RUN LV UHTXLUHG DV D FRQGLWLRQ RI DQ OLFHQVH JUDQWHG KHUHXQGHU 8QOHVV
RWKHUZLVH SURYLGHG LQ WKH 2UGHU &RQILUPDWLRQ D SURSHU FRSULJKW QRWLFH ZLOO UHDG VXEVWDQWLDOO DV IROORZV 8VHG >RU DV
DSSURSULDWH 5HSURGXFHG RU 5HSXEOLVKHG @ ZLWK SHUPLVVLRQ RI >5LJKWVKROGHU V QDPH@ IURP >:RUN V WLWOH DXWKRU
YROXPH HGLWLRQ QXPEHU DQG HDU RI FRSULJKW@ SHUPLVVLRQ FRQYHHG WKURXJK &RSULJKW &OHDUDQFH &HQWHU ,QF 6XFK
QRWLFH PXVW EH SODFHG LPPHGLDWHO DGMDFHQW WR WKH :RUN DV XVHG IRU H[DPSOH DV SDUW RI D E OLQH RU IRRWQRWH EXW QRW
DV D VHSDUDWH HOHFWURQLF OLQN LQ D UHDVRQDEO OHJLEOH IRQW VL]H XQOHVV LQ WKH FDVH RI D UHSXEOLFDWLRQ OLFHQVH WKH QHZ
ZRUN FRQWDLQLQJ WKH UHSXEOLVKHG :RUN FRQWDLQV D VXEVWDQWLDO QXPEHU RI FUHGLWV RU FRSULJKW QRWLFHV DQG WKH DUH DOO
SULQWHG LQ D VLQJOH HDVLO ORFDWHG SODFH )DLOXUH WR LQFOXGH WKH UHTXLUHG QRWLFH UHVXOWV LQ ORVV WR WKH 5LJKWVKROGHU DQG
&&& DQG 8VHU KHUHE DJUHHV WR SD OLTXLGDWHG GDPDJHV IRU HDFK VXFK IDLOXUH HTXDO WR WZLFH WKH XVH IHH VSHFLILHG LQ
WKH 2UGHU &RQILUPDWLRQ LQ DGGLWLRQ WR WKH XVH IHH LWVHOI DQG DQ RWKHU IHHV DQG FKDUJHV VSHFLILHG
8VHU PD QRW PDNH RU SHUPLW DQ DOWHUDWLRQV WR WKH :RUN XQOHVV H[SUHVVO VHW IRUWK LQ WKH 2UGHU &RQILUPDWLRQ
DIWHU UHTXHVW E 8VHU DQG DSSURYDO E 5LJKWVKROGHU SURYLGHG KRZHYHU WKDW D :RUN FRQVLVWLQJ RI SKRWRJUDSKV RU
RWKHU VWLOO LPDJHV QRW HPEHGGHG LQ WH[W PD LI QHFHVVDU EH UHVL]HG UHIRUPDWWHG RU KDYH LWV UHVROXWLRQ PRGLILHG
ZLWKRXW DGGLWLRQDO H[SUHVV SHUPLVVLRQ DQG D :RUN FRQVLVWLQJ RI DXGLRYLVXDO FRQWHQW PD LI QHFHVVDU EH FOLSSHG RU
UHIRUPDWWHG IRU SXUSRVHV RI WLPH RU FRQWHQW PDQDJHPHQW RU HDVH RI GHOLYHU SURYLGHG WKDW DQ VXFK UHVL]LQJ
UHIRUPDWWLQJ UHVROXWLRQ PRGLILFDWLRQ RU FOLSSLQJ GRHV QRW DOWHU WKH XQGHUOLQJ HGLWRULDO FRQWHQW RU PHDQLQJ RI WKH :RUN
XVHG DQG WKDW WKH UHVXOWLQJ UHVL]HG UHIRUPDWWHG RU FOLSSHG PDWHULDO LV XVHG VROHO ZLWKLQ WKH VFRSH RI DQG LQ D PDQQHU
FRQVLVWHQW ZLWK WKH SDUWLFXODU DXWKRUL]DWLRQ GHVFULEHG LQ WKH 2UGHU &RQILUPDWLRQ DQG WKHVH WHUPV DQG FRQGLWLRQV 1R
:RUN PD EH XVHG LQ DQ ZD WKDW LV GHIDPDWRU YLRODWHV WKH ULJKWV RI WKLUG SDUWLHV LQFOXGLQJ VXFK WKLUG SDUWLHV ULJKWV
RI FRSULJKW SULYDF SXEOLFLW RU RWKHU WDQJLEOH RU LQWDQJLEOH SURSHUW RU LV RWKHUZLVH LOOHJDO VH[XDOO H[SOLFLW RU
REVFHQH ,Q DGGLWLRQ 8VHU PD QRW FRQMRLQ D :RUN ZLWK DQ RWKHU PDWHULDO WKDW PD UHVXOW LQ GDPDJH WR WKH UHSXWDWLRQ
RI WKH 5LJKWVKROGHU
8VHU DJUHHV WR LQIRUP &&& LI LW EHFRPHV DZDUH RI DQ LQIULQJHPHQW RI DQ ULJKWV LQ D :RUN DQG WR FRRSHUDWH ZLWK
DQ UHDVRQDEOH UHTXHVW RI &&& RU WKH 5LJKWVKROGHU LQ FRQQHFWLRQ WKHUHZLWK
8VHU KHUHE LQGHPQLILHV DQG DJUHHV WR GHIHQG WKH 5LJKWVKROGHU DQG &&& DQG WKHLU UHVSHFWLYH HPSORHHV DQG
GLUHFWRUV DJDLQVW DOO FODLPV OLDELOLW GDPDJHV FRVWV DQG H[SHQVHV LQFOXGLQJ OHJDO IHHV DQG H[SHQVHV DULVLQJ RXW RI
DQ XVH RI D :RUN EHRQG WKH VFRSH RI WKH ULJKWV JUDQWHG KHUHLQ RU DQ XVH RI D :RUN ZKLFK KDV EHHQ DOWHUHG LQ DQ
ZD E 8VHU LQFOXGLQJ FODLPV RI GHIDPDWLRQ RU LQIULQJHPHQW RI ULJKWV RI FRSULJKW SXEOLFLW SULYDF RU RWKHU WDQJLEOH
RU LQWDQJLEOH SURSHUW
/,0,7$7,21 2) /,$%,/,7<
D 81'(5 12 &,5&8067$1&(6 :,// &&& 25 7+( 5,*+76+2/'(5 %( /,$%/( )25 $1< ',5(&7 ,1',5(&7
&216(48(17,$/ 25 ,1&,'(17$/ '$0$*(6 ,1&/8',1* :,7+287 /,0,7$7,21 '$0$*(6 )25 /266 2)
%86,1(66 352),76 25 ,1)250$7,21 25 )25 %86,1(66 ,17(55837,21 $5,6,1* 287 2) 7+( 86( 25
,1$%,/,7< 72 86( $ :25. (9(1 ,) 21( 2) 7+(0 +$6 %((1 $'9,6(' 2) 7+( 3266,%,/,7< 2) 68&+ '$0$*(6
E 86(5 $&.12:/('*(6 7+$7 7+( 5,*+76 *5$17(' +(5(81'(5 25 81'(5 $1< 25'(5 &21),50$7,21 '2
127 ,1&/8'( $1< 02'(/ 3523(57< 25 27+(5 5(/($6(6 :+,&+ 0$< %( 1(&(66$5< )25 &(57$,1 86(6 2)
:25.6 &216,67,1* 2) 25 &217$,1,1* 3+272*5$3+6 27+(5 67,// ,0$*(6 25 $8',29,68$/ &217(17 8VHU
DFNQRZOHGJHV WKDW DGGLWLRQDO ULJKWV RU UHOHDVHV PD EH QHFHVVDU IRU FHUWDLQ XVHV RI PDWHULDOV ZKLFK LQFOXGH
GHSLFWLRQV RI SHUVRQV SURSHUW RU WUDGHPDUNV DQG WKDW 8VHU DQG QRW &&& RU DQ 5LJKWVKROGHU LV VROHO UHVSRQVLEOH
IRU REWDLQLQJ DQ VXFK UHTXLUHG ULJKW RU UHOHDVH
F ,Q DQ HYHQW WKH WRWDO OLDELOLW RI WKH 5LJKWVKROGHU DQG &&& LQFOXGLQJ WKHLU UHVSHFWLYH HPSORHHV DQG GLUHFWRUV
VKDOO QRW H[FHHG WKH WRWDO DPRXQW DFWXDOO SDLG E 8VHU IRU WKLV OLFHQVH 8VHU DVVXPHV IXOO OLDELOLW IRU WKH DFWLRQV
DQG RPLVVLRQV RI LWV SULQFLSDOV HPSORHHV DJHQWV DIILOLDWHV VXFFHVVRUV DQG DVVLJQV
:$55$17,(6 7+( :25. 6 $1' 5,*+7 6 $5( 3529,'(' $6 ,6 68%-(&7 72 3$5$*5$3+ $%29( &&& +$6
7+( 5,*+7 72 *5$17 72 86(5 7+( 5,*+76 *5$17(' ,1 7+( 25'(5 &21),50$7,21 '2&80(17 &&& $1' 7+(
5,*+76+2/'(5 ',6&/$,0 $// 27+(5 :$55$17,(6 5(/$7,1* 72 7+( :25. 6 $1' 5,*+7 6 (,7+(5 (;35(66 25
,03/,(' ,1&/8',1* :,7+287 /,0,7$7,21 ,03/,(' :$55$17,(6 2) 0(5&+$17$%,/,7< 25 ),71(66 )25 $
3$57,&8/$5 385326( $'',7,21$/ 5,*+76 0$< %( 5(48,5(' 72 86( 3257,216 2) 7+( :25. $6 23326(' 72
7+( (17,5( :25. ,1 $ 0$11(5 &217(03/$7(' %< 86(5 86(5 81'(567$1'6 $1' $*5((6 7+$7 1(,7+(5 &&&
125 7+( 5,*+76+2/'(5 0$< +$9( 68&+ $'',7,21$/ 5,*+76 72 *5$17
7KH OLFHQVLQJ WUDQVDFWLRQ GHVFULEHG LQ WKH 2UGHU &RQILUPDWLRQ LV SHUVRQDO WR 8VHU 7KHUHIRUH 8VHU PD QRW DVVLJQ RU
WUDQVIHU WR DQ RWKHU SHUVRQ ZKHWKHU D QDWXUDO SHUVRQ RU DQ RUJDQL]DWLRQ RI DQ NLQG WKH OLFHQVH FUHDWHG E WKH 2UGHU
&RQILUPDWLRQ DQG WKHVH WHUPV DQG FRQGLWLRQV RU DQ ULJKWV JUDQWHG KHUHXQGHU VXEMHFW WR WKH IROORZLQJ H[FHSWLRQ 7KH
H[FHSWLRQ LQ FDVHV ZKHUH D SHUVRQ LV VSHFLILFDOO HQJDJHG E D VHFRQG SHUVRQ WR SURYLGH UHSURGXFWLRQV RI :RUNV WR
DQG RU WR REWDLQ OLFHQVHV RQ EHKDOI RI WKH VHFRQG SHUVRQ DQG (,7+(5 L WKH ILUVW SHUVRQ H[SUHVVO QRWLILHV WKH VHFRQG
SHUVRQ RI LWV REOLJDWLRQ QRW WR UHGLVWULEXWH RU RWKHUZLVH XVH WKH PDWHULDO ZLWKRXW DXWKRUL]DWLRQ 25 LL WKH VHFRQG SHUVRQ
LV LGHQWLILHG LQ WKH 2UGHU &RQILUPDWLRQ DV WKH SXEOLVKHU RI WKH PDWHULDO WR LQFOXGH WKH :RUN OLFHQVHG XQGHU WKLV VHUYLFH
WKHQ WKH OLFHQVH PD EH WUDQVIHUUHG WR WKH VHFRQG SHUVRQ DQG ERWK WKH ILUVW SHUVRQ DQG WKH VHFRQG SHUVRQ VKDOO EH