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A regulatory outlook for “NanoSafety”


Kimberly Begley Jeskie
Operations Manager
Physical Sciences Directorate
American Chemical Society
Fall 2007 National Convention
Numerous government agencies and organizations
are exploring options for regulating engineered
nanoscale materials


•  National Nanotechnology Initiative
•  Occupational Safety and Health
   Administration
•  National Institute of Occupational
   Safety and Health (later talk)
•  Environmental Protection Agency
•  ANSI
•  Food and Drug Administration
•  Congress and Individual States
•  European Union
•  Department of Energy

OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                  2
The National Nanotechnology Initiative
“federal R&D program established to coordinate the multiagency efforts
in nanoscale science, engineering, and technology”

                                  •  Interim document for priorities in
                                     EH&S research needs currently
                                     out for comment through
                                     September 17, 2007
                                  •  http://www.nano.gov/
                                     Prioritization_EHS_Research_Nee
                                     ds_Engineered_Nanoscale_Materi
                                     als.pdf
                                  •  Lists 25 priorities
                                      -  Instrumentation, metrology
                                          analytical methods
                                      -  Nanomaterials in human health
                                      -  Nanomaterials in the environment
                                      -  Health and environmental exposure
                                          assessment
                                      -  Risk management methods
                                  •  The initiative, as a whole is
                                     guiding Federal investments in
                                     R&D for basic research, applied
                                     research, safety and health and to
                                     some degree the regulatory
                                     framework


OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                                             3
Occupational Safety and Health
Administration
•  NanoSafety highlighted as
   early as 2004 in OSHA
   planning sessions
•  In February 2007 Inside OSHA
   reported that OSHA plans no
   regulatory action in 2008 and
   is working with NIOSH
•  Highlighted in the Department
   of Labor 2006-2011 Strategic
   Plan
    -  “knowledge workers” with
       specialized skills and training
•  The administration is taking
   public criticism for what is
   perceived as not taking
   action…more later on this.



OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                         4
Environmental Protection Agency “supporting research
while evaluating its regulatory responsibility to protect environment and
human health”

                             •  Nanoscale Materials Stewardship Program
                                 -  Developed under TSCA framework
                                 -  Intended to establish scientific foundation for
                                     regulatory decisions
                                 -  Would include voluntary inventory collection
                                 -  New chemical determination on a case-by-case
                                     basis
                                 -  http://epa.gov/oppt/nano/nmspfr.htm
                                 -  Public comments accepted through September 10,
                                     2007
                             •  Working with Organization for Economic
                                Cooperation and Development (OECD)
                                 -  International
                                 -  Safe testing and testing guidelines
                                 -  Voluntary and regulatory schemes
 •  EPA is holding a         •  General interpretation that no current changes
    “Pollution                  to RCRA or CERCLA.
    Prevention through           -  Research being funded in treatment, disposal
    Nanotechnology               -  Agency points to changing characteristics under
                                    RCRA based on particle size
    Conference”
                             •  Regulation of silver nanomaterials used in
 •  September 25-26,            consumer products as “germ-killing agents.
    2007                        Under FIFRA
OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                                                      5
American National Standards Institute
Nanotechnology Standards Panel
“development of standards in the area of nanotechnology”

 •  Has been in place since 2004
 •  Focus areas
      -  Nomenclature/ terminology
      -  Materials properties
      -  Testing, measurement and
         characterization
 •  Appears to have been lots of
    activity in the nomenclature
    and morphology areas.
    Additional progress unclear
 •  Established TAG to ISO TC
    229
 •  http://www.ansi.org/
    standards_activities/
    standards_boards_panels/
    nsp/overview.aspx?menuid=3


OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                           6
Food and Drug Administration
Nanotechnology Task Force
“established to determine adequacy and application of regulatory
authorities”                      •  Established in August of 2006.
                                   •  Task force report issued July
                                      2007
                                      -  http://www.fda.gov/
                                         nanotechnology/
                                   •  Cites need to pay attention to
                                      emerging science to predict
                                      and prepare for types of
                                      products
                                   •  Calls for timely development
                                      of a transparent, consistent,
                                      and predictable regulatory
                                      pathway
                                      -  No immediate need for
                                         additional labeling
                                      -  Products that normally do not
                                         require pre-market
                                         authorization requirements
                                      -  Public input on adequacy of
                                         FDA’s policies for certain
                                         products containing
                                         nanoparticles
OAK RIDGE NATIONAL LABORATORY         -  Communication initiated by
U. S. DEPARTMENT OF ENERGY               manufacturers
                                                                         7
Miscellaneous examples are arising from
Congress and individual states
The Berkeley NanoReg                HR 3235, the Nanotechnology
                                      Advancement and New
                                      Opportunities (NANO) Act
•  Asked for letter to be sent to   •  Introduced July 31, 2007 by
   elected officials pushing for       Mike Honda (D-San Jose)
   percentage of funding set
   aside for ES&H research          •  “To ensure the development
                                       and responsible stewardship
•  “require all businesses that        of nanotechnology”
   manufacture or use
   nanoparticles to submit a        •  Tax credits for investment in
   written report of the current       nanotechnology firms
   toxicology of the
   nanomaterials reported, and      •  $30M to EPA for R&D
   methods for safe handling,
   monitoring, containing,          •  $30M to Health and Human
   disposing, and tracking the         Services for R&D
   inventory, thus assisting with
   prevention and mitigation of
   releases”



OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                                       8
International Focus on NanoSafety

•  International Organization for
   Standardization
    -  ISO/TC 229 commissioned in
        2005 with strong delegation
        from ANSI
    -  Development of “science-
        based health, safety and
        environmental practices” ANSI
        has lead on this subcommittee
•  United Nations
    -  Environmental Program has
       expressed concern for ES&H
       implications of nanoparticals
    -  Has called for treaties to
       establish mutually agreed
       upon standards
•  European Union
    -  Performing a regulatory
       inventory



OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                        9
Public perception and involvement: how much
influence will it have?
“Principles for the Oversight of Nanotechnologies and
Nanomaterial”
•  Released July 31, 2007               •  Health and safety of the public
                                           and workers – employer proactive
•  Available at http://www.foe.org/        action and worker involvement in
   pdf/Nanotech_Principles.pdf             nanosafety without fear of
                                           retaliation
•  Interest groups from numerous
   countries. Among the list are        •  Environmental Sustainability –
   Greenpeace, United Steelworkers         lifecycle assessment prior to
   and Friends of the Earth.               commercialization
•  Report espouses 8 basic              •  Transparency (to the consumer) –
   principles                              labeling publicly accessible
                                           inventory for health and safety
•  Precautionary foundation – “no          information
   health and safety data, no market”
                                        •  Public participation – technology
•  Mandatory nano-specific                 driven by process involving
   regulations, esp. environmental         informed public
   and retroactive
                                        •  Inclusion of broader impacts –
                                           social impact, ethical assessment
                                           equity
                                        •  Manufacturer liability – including
                                           distributors of products
OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                                                10
Department of Energy Nanoscience Centers
“Providing the Nation with resources unmatched anywhere else
in the world”
•  Issued Policy Statement 456.1 in 2005
    -  Adopt emerging consensus standards
    -  Identify and manage potential health and safety
        hazards and potential environmental impacts
    -  Stay informed
    -  Support ES&H research in the area
•  February 2007, 10 CFR 851 issued with a
   placeholder called “NanoSafety”
•  Talk of a “Nano Order” currently on hold
   supporting use of guidelines document
   established by working group




OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                               11
Numerous government agencies and organizations
are exploring options for regulating engineered
nanoscale materials


•  National Nanotechnology Initiative
•  Occupational Safety and Health
   Administration
•  National Institute of Occupational
   Safety and Health (later talk)
•  Environmental Protection Agency
•  ANSI
•  Food and Drug Administration
•  Congress and Individual States
•  European Union
•  Department of Energy

OAK RIDGE NATIONAL LABORATORY
U. S. DEPARTMENT OF ENERGY
                                                  12

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Nano Regulatory

  • 1. A regulatory outlook for “NanoSafety” Kimberly Begley Jeskie Operations Manager Physical Sciences Directorate American Chemical Society Fall 2007 National Convention
  • 2. Numerous government agencies and organizations are exploring options for regulating engineered nanoscale materials •  National Nanotechnology Initiative •  Occupational Safety and Health Administration •  National Institute of Occupational Safety and Health (later talk) •  Environmental Protection Agency •  ANSI •  Food and Drug Administration •  Congress and Individual States •  European Union •  Department of Energy OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 2
  • 3. The National Nanotechnology Initiative “federal R&D program established to coordinate the multiagency efforts in nanoscale science, engineering, and technology” •  Interim document for priorities in EH&S research needs currently out for comment through September 17, 2007 •  http://www.nano.gov/ Prioritization_EHS_Research_Nee ds_Engineered_Nanoscale_Materi als.pdf •  Lists 25 priorities -  Instrumentation, metrology analytical methods -  Nanomaterials in human health -  Nanomaterials in the environment -  Health and environmental exposure assessment -  Risk management methods •  The initiative, as a whole is guiding Federal investments in R&D for basic research, applied research, safety and health and to some degree the regulatory framework OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 3
  • 4. Occupational Safety and Health Administration •  NanoSafety highlighted as early as 2004 in OSHA planning sessions •  In February 2007 Inside OSHA reported that OSHA plans no regulatory action in 2008 and is working with NIOSH •  Highlighted in the Department of Labor 2006-2011 Strategic Plan -  “knowledge workers” with specialized skills and training •  The administration is taking public criticism for what is perceived as not taking action…more later on this. OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 4
  • 5. Environmental Protection Agency “supporting research while evaluating its regulatory responsibility to protect environment and human health” •  Nanoscale Materials Stewardship Program -  Developed under TSCA framework -  Intended to establish scientific foundation for regulatory decisions -  Would include voluntary inventory collection -  New chemical determination on a case-by-case basis -  http://epa.gov/oppt/nano/nmspfr.htm -  Public comments accepted through September 10, 2007 •  Working with Organization for Economic Cooperation and Development (OECD) -  International -  Safe testing and testing guidelines -  Voluntary and regulatory schemes •  EPA is holding a •  General interpretation that no current changes “Pollution to RCRA or CERCLA. Prevention through -  Research being funded in treatment, disposal Nanotechnology -  Agency points to changing characteristics under RCRA based on particle size Conference” •  Regulation of silver nanomaterials used in •  September 25-26, consumer products as “germ-killing agents. 2007 Under FIFRA OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 5
  • 6. American National Standards Institute Nanotechnology Standards Panel “development of standards in the area of nanotechnology” •  Has been in place since 2004 •  Focus areas -  Nomenclature/ terminology -  Materials properties -  Testing, measurement and characterization •  Appears to have been lots of activity in the nomenclature and morphology areas. Additional progress unclear •  Established TAG to ISO TC 229 •  http://www.ansi.org/ standards_activities/ standards_boards_panels/ nsp/overview.aspx?menuid=3 OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 6
  • 7. Food and Drug Administration Nanotechnology Task Force “established to determine adequacy and application of regulatory authorities” •  Established in August of 2006. •  Task force report issued July 2007 -  http://www.fda.gov/ nanotechnology/ •  Cites need to pay attention to emerging science to predict and prepare for types of products •  Calls for timely development of a transparent, consistent, and predictable regulatory pathway -  No immediate need for additional labeling -  Products that normally do not require pre-market authorization requirements -  Public input on adequacy of FDA’s policies for certain products containing nanoparticles OAK RIDGE NATIONAL LABORATORY -  Communication initiated by U. S. DEPARTMENT OF ENERGY manufacturers 7
  • 8. Miscellaneous examples are arising from Congress and individual states The Berkeley NanoReg HR 3235, the Nanotechnology Advancement and New Opportunities (NANO) Act •  Asked for letter to be sent to •  Introduced July 31, 2007 by elected officials pushing for Mike Honda (D-San Jose) percentage of funding set aside for ES&H research •  “To ensure the development and responsible stewardship •  “require all businesses that of nanotechnology” manufacture or use nanoparticles to submit a •  Tax credits for investment in written report of the current nanotechnology firms toxicology of the nanomaterials reported, and •  $30M to EPA for R&D methods for safe handling, monitoring, containing, •  $30M to Health and Human disposing, and tracking the Services for R&D inventory, thus assisting with prevention and mitigation of releases” OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 8
  • 9. International Focus on NanoSafety •  International Organization for Standardization -  ISO/TC 229 commissioned in 2005 with strong delegation from ANSI -  Development of “science- based health, safety and environmental practices” ANSI has lead on this subcommittee •  United Nations -  Environmental Program has expressed concern for ES&H implications of nanoparticals -  Has called for treaties to establish mutually agreed upon standards •  European Union -  Performing a regulatory inventory OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 9
  • 10. Public perception and involvement: how much influence will it have? “Principles for the Oversight of Nanotechnologies and Nanomaterial” •  Released July 31, 2007 •  Health and safety of the public and workers – employer proactive •  Available at http://www.foe.org/ action and worker involvement in pdf/Nanotech_Principles.pdf nanosafety without fear of retaliation •  Interest groups from numerous countries. Among the list are •  Environmental Sustainability – Greenpeace, United Steelworkers lifecycle assessment prior to and Friends of the Earth. commercialization •  Report espouses 8 basic •  Transparency (to the consumer) – principles labeling publicly accessible inventory for health and safety •  Precautionary foundation – “no information health and safety data, no market” •  Public participation – technology •  Mandatory nano-specific driven by process involving regulations, esp. environmental informed public and retroactive •  Inclusion of broader impacts – social impact, ethical assessment equity •  Manufacturer liability – including distributors of products OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 10
  • 11. Department of Energy Nanoscience Centers “Providing the Nation with resources unmatched anywhere else in the world” •  Issued Policy Statement 456.1 in 2005 -  Adopt emerging consensus standards -  Identify and manage potential health and safety hazards and potential environmental impacts -  Stay informed -  Support ES&H research in the area •  February 2007, 10 CFR 851 issued with a placeholder called “NanoSafety” •  Talk of a “Nano Order” currently on hold supporting use of guidelines document established by working group OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 11
  • 12. Numerous government agencies and organizations are exploring options for regulating engineered nanoscale materials •  National Nanotechnology Initiative •  Occupational Safety and Health Administration •  National Institute of Occupational Safety and Health (later talk) •  Environmental Protection Agency •  ANSI •  Food and Drug Administration •  Congress and Individual States •  European Union •  Department of Energy OAK RIDGE NATIONAL LABORATORY U. S. DEPARTMENT OF ENERGY 12