1. ASHISH SINGH
Contact: +91 –9891372781
E-Mail: singhashish28@gmail.com
JOB OBJECTIVE
• Seeking assignments in the field of Market Research, Investing servicing and Portfolio management with an
organization of high repute. I would like to carve a niche for myself in the corporate arena by utilizing
professional qualification & experience with dedication & team work for the betterment of organization & self.
PROFILE SUMMARY
• A budding professional with around 3.5 years plus of experience in Market Research, Client Servicing,
Investment servicing/Banking, Operations Management in BFSI Domain.
Work Experience: Markit – Financial Information Services
Location: Noida (UP)
Designation: Business Analyst.
March 2015– Till Date: Currently working Profile is largely based on Reference Data, entity research/ creation,
Country of risk, cooperate action and rating.
Responsibilities:
• Research on Fixed income securities.
• Worked on multiple research sources (Factiva, Bloomberg, EDI, Euro-clear, Hoovers, Global Filings, Clear
Stream, CUSIP, WMDATEN, SEDOL)
• Operational maintenance of Reference data product.
• Responsible for maintaining and cleansing golden source data in various databases. This data is consumed
firm wide and drives the following types of reporting:
• Taking action on the collected information using UI & SQL.
• Working knowledge of corporate bonds /entities.
• Capturing corporate actions of reference entities with their debt movements (includes Merger & Acquisition,
Spin-off, and De-merger etc.)
• Collating and interpreting financial data for determining past financial performance and/or to project
financial probability of companies.
• Finding out entities information through SEC filings, Country/State’s Company registries and also on other
research sources (stock exchanges etc.)
• Work along and own the entire data management life cycle process vendor data in accurate and timely
manner, maintain data integrity and liaise with data vendors to provide highest quality data.
• Working experience over rating live feeds of Fitch, SNP and Moody’s.
• Examine company’s information by analyzing various documents and financial statements like company’s
annual reports, general reports, interim reports, balance sheets, P&L statements and prospectus.
• Creating and sustaining a dynamic environment that fosters development opportunities and motivates high
performance amongst Team members.
• Investigating and understanding key business issues behind the numbers and providing clear, concise and
timely analysis & recommendations.
• Direct Interaction with clients across globe and meeting their requirements.
• Analyze the financial statements (10K, 10Q, 8K, 424B) Income statement, Balance sheet) for analysis.
• Responsible for maintaining and cleansing golden source data in various databases.
• Working on COR (Country of risk). To define the risk of country according to Markit mythology.

2. • January 2013– Till March 20th
2015 with: Bank of New York Mellon: As Operation Executive.
The profile is largely based on Hedge Funds, Mutual Funds, collective investment schemes & various open –
ended schemes in Asset Servicing & Asset Management and Asset Servicing.
In Terms To Analysis:
Reporting Team:RUFUS Dealing Team for IFRS: International financial reporting standards (for FTLS)
Job included working on Redemption & Sales (Top–up & New Investment) requests of client, Switching of
funds, transfer In & Out of portfolio. Sending VP mails/status after collating data from various dealing teams to
Onshore Dealing Support Team/Box Management.
• Processing monetary transaction for different work activities (subscription, redemption, switch, product switch,
conversion and transfer In/Out etc.)
• Understand and evaluating complex new/adhoc MIS requirements diligently and ensuring delivery.
• Monitoring Function Wise Cost and getting rectifications done.
• Forecasting and Actuals Reporting and monthly reviews.
• Abilities in managing various operations involved in financial / accounting and accelerating the business growth.
• Handling Client accounts.(Creating new client a/c as per request and standard guidelines, setting RI and other
Non-monetary and monetary request.)
• Timely execution of transaction in accordance to VP.
• Solving team member’s queries, working on query resolution.
• Settling deal’s of high values trades (Over Million plus.)
• Engaged in BAU issue resolution, issue escalation, performing UAT testing for enhancements or new databases
specific to Client Service improvement.
• A part from BAU also works for different project assigned.
• Checking amendments on real time basis as require , according to VP’s. Sending mail and informing Box
management team.
• Authorization of investment applications for ISA/OEICS .
• Trade processing and Trade reviewer.
• Prepare Training road maps and provide training to New Hires,making training chart /PPT
• Collation of Daily Business report for the team.
• Checking AML Status of client and there funding.
• Doing all Require Documentation for AML satisfaction.
• Raising Breach as occur in Respond as per request and providing explanation to onshore /offshore.
• Maintain MIS chart for all Mancos wise and as per breach data sheet.
• Checking and reviewing breach as occur and taking appropriate action as require.
• Making data as per volume on weekly basis..
• Review reports and indentify control points for manual errors.
• Ensure 100 % compliance with applicable risk & control criteria related to information security, data privacy,
access control and records management.
• Ensure SLA documents are maintained and reviewed periodically.
• Identify, resolve and report potential data-integrity and other reporting issues.
• Compares the risks and benefits of implementation for options/ways forward.
• Ensure adherence to internal and external regulations.
• Timely solving or escalation to the next level is expected.
• Ensures that e-mails are responded to properly and in a timely fashion.
• Monitoring and approving equity trades for client portfolios.
• Obtained best execution of orders with minimal market impact.
• Provide team leadership to support future growth opportunities for team/site and business

3. • Ability to give situational feedback to team members, perform appraisals and guide team with career
options/decisions.
• Drive for implementation of governance standards FSI IRS.
• Working on different payment wires : -
Settlement Part:( Equity ,Hedge Fund Buy /Redemption Settlement)
• Demonstrated abilities in planning and execution of various settlement operations, Quality checks,
stock transfers, resolving breaks, making payments (through SWIFT), chasing for funds, location and
movement of funds (external
& internal).
• Authorizing wires for settlement of subscription deals.
• Handling complex trades and ensure timely settlement.
• Providing subject matter expertise to team in critical functions like stock transfers, Account opening,
chasing, etc;
• Preparation of various QC reports and monitoring timely completion of team’s daily deadlines
• Settle ling Deals high value trades (Over 1 million plus GBP).
CORE COMPETENCIES
• Identify business risks and implementing effective mechanisms to mitigate the same.
• Acute awareness of the high risk, time critical and complex nature of the Financial Services
environment, ability to work under pressure and to meet tight deadlines.
• Proactive approach to problem solving, taking ownership of issues and having the determination to
follow things through.
• Knowledge of the operating and compliance standards and audit requirements of the department.
AREAS OF EXPERTISE
Investment Fund Management
Investment Management
Risk Management
Investment servicing
.
FUNCTIONAL COMPETENCIES
• Ability to perform in a high pressure environment
• Positive, proactive attitude and ability to work well in teams
• Demonstrates exceptional skills in maintaining strong relationships with senior members of onshore
teams, addressing their needs, and maintaining a high level of satisfaction.
# ACHEVIMENTS:
Prompted as reviewer (checker) within 9 months of joining.
Achieved required goals in regard to production (for example productivity, Breach quality etc.)
Have Cleared IJP round for SME.
WORKINGEXPERIENCE: ii
• Worked for As Intern
Greenback Forex Service pvt ltd. Joining date – 02/05/2012 Till 02 /10/2012
Designation – Trade Finance/service/ Forex executive.
Job Profile:
• Indian customer imports the goods either under DC / LC, DA / DP or Direct Documents.
• Handling Buyers credit LC discount .Handling and taking quotes from different banks for Buyers/ Sellers credit.
• Indian customer requests the Buyer’s Credit Consultant before the due date of the bill to avail buyers credit
finance.
• Consultant approaches overseas bank for indicative pricing, which is further quoted to Importer.
• If pricing is acceptable to importer, overseas bank issue’s offer letter in the name of the Importer.
• Importer approaches his existing bank to get letter of undertaking / comfort (LOU / LOC) issued in favour of
overseas bank via swift.

4. • On receipt of LOU / LOC, Overseas Bank as per instruction provided in LOU, will either funds existing
bank’s Nostro account or pays the supplier’s bank directly
• Existing bank to make import bill payment by utilizing the amount credited (if the borrowing currency is
different from the currency of Imports then a cross currency contract is utilized to effect the import payment)
• On due date existing bank to recover the principal and Interest amount from the importer and remit the same
to Overseas Bank on due date.
Handling banking Service for all Banking Lines which are available. Taking quotes from them and keep updating
them in system of Greenback Forex.Branch Banking Operational areas as Trade, Forex, CMS Handling Client
and Suggesting them time-to-time for Forex for hedging and all. Keep watching rate watch screen of
GreenBackForex.
ACADEMIC PROJECTS
Title: Financial Planning under life Insurance
Description: Project is base on A financial planning based under insurance. To get planned for future along with
good wealth. Done project is base Insurance/Wealth Management.
Company: Reliance Life Insurance Pvt Ltd. (Aurangabad).
EDUCATION
X th from B.S.E.B. Aurangabad.
XII th from B.I.E.B. Aurangabad.
Bachelor in Business Study from NMU, Jalgaon.
Done: Post Graduations Diploma in Advance Financial and wealth management.
From - Indian Institute of Financial Planning, New Delhi
TECHNICAL SKILLS
MS Office, Operating System, Windows XP MS- Office, MS_ Excel, MS- Word.
VOLUNTARY ASSIGNMENT
• Actively associated with an NGO in college from2006-2008
PERSONAL DETAILS
Date of birth 10th
December 1987
Address: House No. 222 Aasirvada House Aurangabad 824101,India
Languages Known: English, Hindi and Rajasthani.
Course University /Board Year of Passing Percentage
Third Year NMU, JALGAON 2007-2008 63.00
Second Year NMU, JALGAON 2006-2007 63.00
Fist Year NMU, JALGAON 2005-2006 61.00
XII th BIEC 2003-2004 49.00
X th BSEB 2001-2002 45.00