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Repositories	
  for	
  research	
  
information	
  management	
  	
  
              Wolfram	
  Horstmann	
  




 CERIF-­‐CRIS	
  and	
  Repositories,	
  Brussels,	
  12/13-­‐oct-­‐2011	
  
The	
  challenge	
  




                    http://mhpbooks.com/mobylives/?p=33681	
  	
  


Collaboration	
  of	
  researchers,	
  administration	
  &	
  librarians!	
  
Why	
  CRIS	
  &	
  OA-­‐Repositories?	
  
                                                             	
  
    “Given	
  	
  their	
  	
  affinity,	
  	
  achieving	
  	
  interoperability	
  	
  between	
  	
  CRIS	
  	
  
      and	
  	
  OAR	
  	
  is	
  	
  desirable	
  	
  and	
  	
  will	
  benefit	
  	
  all	
  	
  parties	
  	
  involved,	
  	
  
        including	
  	
  the	
  	
  researchers.	
  	
  A	
  	
  joint	
  	
  approach	
  	
  will	
  	
  avoid	
  	
  
      double	
  	
  input	
  	
  and	
  	
  management	
  	
  of	
  	
  redundant	
  	
  data	
  	
  as	
  	
  well	
  	
  
          as	
  	
  redundant	
  	
  services	
  	
  and	
  	
  processes	
  	
  and	
  	
  will	
  	
  both	
  
        enhance	
  the	
  efficiency	
  and	
  quality	
  (mutual	
  enrichment)	
  of	
  
             the	
  services	
  offered	
  by	
  CRIS	
  and	
  OAR	
  to	
  their	
  users.”	
  	
  
                                                                  	
  
January	
  2007:	
  Knowledge	
  Exchange	
  DEFF,	
  DFG,	
  JISC,	
  SURF	
  
Exchanging	
  Research	
  Information	
  -­‐-­‐	
  Razum,	
  Simons	
  &	
  Horstmann	
  [>>	
  Text]	
  
The	
  Task	
  
•  There	
  is	
  still	
  an	
  assumed	
  competition	
  
   between	
  CRIS	
  and	
  OARs	
  and	
  many	
  other	
  institutional	
  
   systems	
  




•  CRIS	
  and	
  OARs	
  should	
  join	
  forces	
  to	
  
   deliver	
  the	
  best	
  possible	
  services	
  

•  An	
  account	
  of	
  „Who	
  does	
  what	
  and	
  how?“	
  
   should	
  be	
  developed	
  
Delineation:	
  Characteristics	
  
•  Current	
  Research	
  Information	
  Systems	
  CRIS	
  
   –  administrative,	
  sensitive,	
  comprehensive,	
  
      integrative,	
  local,	
  analytic	
  |	
  administrators	
  
•  Open	
  Access	
  Repositories	
  OAR	
  
   –  public,	
  file-­‐centric,	
  rights,	
  preservation,	
  globally	
  
      distributed	
  paradigm	
  |	
  librarians	
  
•  Bibliography	
  Management	
  System	
  BMS	
  
   –  CV	
  oriented,	
  complete,	
  representative	
  |	
  
      researchers	
  
Delineation:	
  Commonalities	
  
•  Bibliographic	
  Information	
  
    –  Title,	
  Source,	
  Subject,	
  Keywords,	
  Rights,	
  
       Authorship…	
  
•  Affiliation	
  
    –  Author	
  Identity,	
  Institute,	
  Organisational	
  Unit,	
  
       Research	
  Group,	
  Time	
  Frame…	
  
•  Project	
  Information	
  “short-­‐term	
  affiliation“	
  
    –  Time	
  Frame,	
  Funder,	
  Participants,	
  Budgets…	
  
Delineation:	
  Differences	
  
•  CRIS	
  more	
  local,	
  while	
  OARs	
  distributed	
  
•  CRIS:	
  Financial	
  information	
  
   –  Budgets	
  of	
  projects,	
  staff	
  
•  CRIS:	
  Staff	
  information	
  
   –  Employment	
  details,	
  costs	
  
•  OAR:	
  Full-­‐Text	
  Management	
  
   –  Access	
  Rights,	
  Identifiers,	
  Preservation,	
  
      Compound	
  Objects	
  /	
  Research	
  Data	
  …	
  
System	
  Habitat	
  
•  CRIS	
  and	
  OAR	
  potentially	
  
    –  Financial	
  System	
  
    –  Human	
  Resource	
  Management	
  
    –  Facility	
  Management	
  System	
  
    –  Campus	
  Management	
  System	
  
    –  Bibliographic	
  Databases	
  	
  
         •  WoS,	
  Scopus,	
  ArXiV,	
  PMC,	
  IRs/BASE	
  
    –  Authoritative	
  Data	
  Resources	
  /Disambiguation	
  
         •  Vocabularies,	
  Ontologies,	
  ORCID/AuthorClaim	
  
•  Massive	
  common	
  interoperability	
  requirements	
  
‚Species‘	
  
•  CRIS	
  proper	
  
   –  CERIF-­‐centric:	
  self	
  or	
  METIS,	
  PURE,	
  CONVERIS	
  
   –  Integrating	
  with	
  institutional	
  HRM,	
  project	
  &	
  
      financial	
  systems	
  
•  OAR	
  proper	
  
   –  DCES	
  ,	
  MODS	
  etc	
  |	
  DSPACE,	
  E-­‐Prints,	
  Fedora	
  
•  BMS	
  intermediates	
  
   –  Proprietary,	
  MODS:	
  DSPACE,	
  E-­‐Prints,	
  Invenio,	
  
      LUP,	
  etc.	
  
•  Aggregative	
  Approaches	
  
   –  Sharing	
  and	
  re-­‐using	
  resources	
  
A	
  CRIS	
  




AVEDAS	
  AG,	
  CONVERIS	
  SYSTEM	
  
An	
  OAR	
  




ePrints	
  Southhampton	
  
Further	
  Trends	
  in	
  OARs	
  
•  Extension	
  towards	
  BMS	
  /	
  Reporting	
  
   –  Demand	
  for	
  authoritative	
  resources	
  increases	
  
   –  Usage	
  of	
  vocabularies,	
  ontologies,	
  e.g.	
  SPAR	
  
   –  Usage	
  of	
  web	
  services,	
  linked	
  data	
  
   –  Personal	
  	
  displays,	
  CV-­‐Systems	
  	
  
•  Extension	
  towards	
  Research	
  Data	
  
   –  Demand	
  for	
  collaboration	
  with	
  researchers	
  
      incresases	
  
•  Repositories	
  as	
  embedded	
  systems	
  
   –  local	
  and	
  global	
  integration	
  
Research	
  Data	
  &	
  Enhanced	
  
         Publications	
  
                            	
  
                            	
  
                            	
  
                            	
  
                            	
  
                            	
  
                     	
  
http://www.ukpmc.co.uk
                            	
  
                                   	
  
Semantic	
  Web	
  Approaches	
  




     OpenAIRE	
  and	
  KE	
  CRIS-­‐OAR	
  Interoperability	
  Project	
  
Interim	
  Conclusion	
  
•  Neither	
  CRIS	
  nor	
  OARs	
  are	
  autonomous	
  
   –  Rather	
  open,	
  interrelated	
  data	
  mgmt.	
  systems	
  
•  Any	
  individual	
  solution	
  will	
  be	
  different	
  
   –  Depending	
  on	
  the	
  local	
  system	
  habitat	
  
•  Systems	
  level	
  not	
  the	
  correct	
  approach?	
  
   –  Rather	
  consider	
  human	
  curation	
  
      responsibilities	
  
Curation	
  processes	
  
•  Persons	
  
    –  e.g.	
  Human	
  resource	
  office,	
  IT	
  department	
  (IDM)	
  
•  Finance	
  
    –  e.g.	
  Finance	
  office	
  
•  Units	
  
    –  e.g.	
  Facility/Campus	
  Management	
  
•  Projects	
  	
  
    –  e.g.	
  Research	
  office,	
  Researchers	
  
•  Bibliographic	
  Information	
  
    –  e.g.	
  Library,	
  Researchers	
  
The	
  curation	
  view	
  on	
  CRIS	
  &	
  OARs	
  
•  Treatment	
  of	
  systems	
  as	
  curation	
  tools	
  
   maintained	
  by	
  specialists            	
  


    –  Research	
  project	
  manager,	
  financial	
  officer,	
  staff	
  
       manager,	
  bibliography	
  specialist,	
  data	
  librarian,	
  
       web	
  content	
  manager,	
  identity	
  manager,	
  analyst	
  
•  No	
  requirement	
  to	
  build	
  integrated	
  IT-­‐
   ‚columns‘	
  
    –  Rather	
  distributed	
  systems	
  view	
  
    –  Reporting	
  as	
  distributed	
  queries	
  with	
  display	
  
    –  Data	
  model	
  may	
  differ	
  in	
  systems,	
  while	
  entities,	
  
       properties	
  and	
  vocabularies	
  are	
  aligned	
  to	
  
       interoperate	
  on	
  the	
  aggregation/reporting	
  level	
  
Conclusion	
  
•  Convergence	
  between	
  CRIS	
  and	
  OAR	
  	
  
   –  both	
  head	
  towards	
  aggregative	
  systems	
  
   –  OARs	
  become	
  ‚sensitive‘	
  e.g.	
  Bibliometrics,	
  Research	
  Data	
  
   –  CRIS	
  become	
  public	
  e.g.	
  CV	
  displays,	
  full-­‐text	
  

•  Differences	
  there	
  to	
  stay	
  
   –  Administrators	
  as	
  end-­‐users	
  for	
  CRIS	
  
   –  Open	
  Access	
  as	
  committment	
  for	
  OARs	
  
•  Research	
  Information	
  Repository	
  /	
  
   ‚CRISpository‘	
  already	
  a	
  reality	
  
Recommendations	
  
•  Put	
  the	
  researcher	
  in	
  the	
  centre	
  
    –  CRIS	
  &	
  OARs	
  have	
  joint	
  responsibility	
  to	
  serve	
  
       research	
  	
  
    –  Even	
  assessment	
  exercises	
  will	
  only	
  be	
  accepted	
  if	
  the	
  
       researchers	
  agree	
  on	
  the	
  approach	
  taken	
  
    –  Researchers	
  are	
  not	
  interested	
  in	
  technicalities	
  
•  Regard	
  CRIS	
  and	
  OARs	
  as	
  assemblies	
  of	
  specialized	
  
   data	
  curation	
  activities	
  	
  
    –  Everybody	
  should	
  keep	
  on	
  doing	
  what	
  he/she	
  can	
  do	
  best	
  
    –  Systems	
  and	
  formats	
  are	
  slave	
  to	
  curation	
  requirements	
  
    –  Inter-­‐departmental	
  collaboration	
  is	
  the	
  clue	
  (and	
  main	
  
       challenge)	
  
    –  Codex:	
  Nobody	
  will	
  take	
  away	
  responsibility	
  of	
  the	
  other	
  
And	
  yes…	
  



…CERIF	
  will	
  be	
  the	
  common	
  demoninator	
  
Thanks!	
  

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Horstmann repositories for_research_information_management

  • 1. Repositories  for  research   information  management     Wolfram  Horstmann   CERIF-­‐CRIS  and  Repositories,  Brussels,  12/13-­‐oct-­‐2011  
  • 2. The  challenge   http://mhpbooks.com/mobylives/?p=33681     Collaboration  of  researchers,  administration  &  librarians!  
  • 3. Why  CRIS  &  OA-­‐Repositories?     “Given    their    affinity,    achieving    interoperability    between    CRIS     and    OAR    is    desirable    and    will  benefit    all    parties    involved,     including    the    researchers.    A    joint    approach    will    avoid     double    input    and    management    of    redundant    data    as    well     as    redundant    services    and    processes    and    will    both   enhance  the  efficiency  and  quality  (mutual  enrichment)  of   the  services  offered  by  CRIS  and  OAR  to  their  users.”       January  2007:  Knowledge  Exchange  DEFF,  DFG,  JISC,  SURF   Exchanging  Research  Information  -­‐-­‐  Razum,  Simons  &  Horstmann  [>>  Text]  
  • 4. The  Task   •  There  is  still  an  assumed  competition   between  CRIS  and  OARs  and  many  other  institutional   systems   •  CRIS  and  OARs  should  join  forces  to   deliver  the  best  possible  services   •  An  account  of  „Who  does  what  and  how?“   should  be  developed  
  • 5. Delineation:  Characteristics   •  Current  Research  Information  Systems  CRIS   –  administrative,  sensitive,  comprehensive,   integrative,  local,  analytic  |  administrators   •  Open  Access  Repositories  OAR   –  public,  file-­‐centric,  rights,  preservation,  globally   distributed  paradigm  |  librarians   •  Bibliography  Management  System  BMS   –  CV  oriented,  complete,  representative  |   researchers  
  • 6. Delineation:  Commonalities   •  Bibliographic  Information   –  Title,  Source,  Subject,  Keywords,  Rights,   Authorship…   •  Affiliation   –  Author  Identity,  Institute,  Organisational  Unit,   Research  Group,  Time  Frame…   •  Project  Information  “short-­‐term  affiliation“   –  Time  Frame,  Funder,  Participants,  Budgets…  
  • 7. Delineation:  Differences   •  CRIS  more  local,  while  OARs  distributed   •  CRIS:  Financial  information   –  Budgets  of  projects,  staff   •  CRIS:  Staff  information   –  Employment  details,  costs   •  OAR:  Full-­‐Text  Management   –  Access  Rights,  Identifiers,  Preservation,   Compound  Objects  /  Research  Data  …  
  • 8. System  Habitat   •  CRIS  and  OAR  potentially   –  Financial  System   –  Human  Resource  Management   –  Facility  Management  System   –  Campus  Management  System   –  Bibliographic  Databases     •  WoS,  Scopus,  ArXiV,  PMC,  IRs/BASE   –  Authoritative  Data  Resources  /Disambiguation   •  Vocabularies,  Ontologies,  ORCID/AuthorClaim   •  Massive  common  interoperability  requirements  
  • 9. ‚Species‘   •  CRIS  proper   –  CERIF-­‐centric:  self  or  METIS,  PURE,  CONVERIS   –  Integrating  with  institutional  HRM,  project  &   financial  systems   •  OAR  proper   –  DCES  ,  MODS  etc  |  DSPACE,  E-­‐Prints,  Fedora   •  BMS  intermediates   –  Proprietary,  MODS:  DSPACE,  E-­‐Prints,  Invenio,   LUP,  etc.   •  Aggregative  Approaches   –  Sharing  and  re-­‐using  resources  
  • 10. A  CRIS   AVEDAS  AG,  CONVERIS  SYSTEM  
  • 11. An  OAR   ePrints  Southhampton  
  • 12. Further  Trends  in  OARs   •  Extension  towards  BMS  /  Reporting   –  Demand  for  authoritative  resources  increases   –  Usage  of  vocabularies,  ontologies,  e.g.  SPAR   –  Usage  of  web  services,  linked  data   –  Personal    displays,  CV-­‐Systems     •  Extension  towards  Research  Data   –  Demand  for  collaboration  with  researchers   incresases   •  Repositories  as  embedded  systems   –  local  and  global  integration  
  • 13. Research  Data  &  Enhanced   Publications                 http://www.ukpmc.co.uk    
  • 14. Semantic  Web  Approaches   OpenAIRE  and  KE  CRIS-­‐OAR  Interoperability  Project  
  • 15. Interim  Conclusion   •  Neither  CRIS  nor  OARs  are  autonomous   –  Rather  open,  interrelated  data  mgmt.  systems   •  Any  individual  solution  will  be  different   –  Depending  on  the  local  system  habitat   •  Systems  level  not  the  correct  approach?   –  Rather  consider  human  curation   responsibilities  
  • 16. Curation  processes   •  Persons   –  e.g.  Human  resource  office,  IT  department  (IDM)   •  Finance   –  e.g.  Finance  office   •  Units   –  e.g.  Facility/Campus  Management   •  Projects     –  e.g.  Research  office,  Researchers   •  Bibliographic  Information   –  e.g.  Library,  Researchers  
  • 17. The  curation  view  on  CRIS  &  OARs   •  Treatment  of  systems  as  curation  tools   maintained  by  specialists   –  Research  project  manager,  financial  officer,  staff   manager,  bibliography  specialist,  data  librarian,   web  content  manager,  identity  manager,  analyst   •  No  requirement  to  build  integrated  IT-­‐ ‚columns‘   –  Rather  distributed  systems  view   –  Reporting  as  distributed  queries  with  display   –  Data  model  may  differ  in  systems,  while  entities,   properties  and  vocabularies  are  aligned  to   interoperate  on  the  aggregation/reporting  level  
  • 18. Conclusion   •  Convergence  between  CRIS  and  OAR     –  both  head  towards  aggregative  systems   –  OARs  become  ‚sensitive‘  e.g.  Bibliometrics,  Research  Data   –  CRIS  become  public  e.g.  CV  displays,  full-­‐text   •  Differences  there  to  stay   –  Administrators  as  end-­‐users  for  CRIS   –  Open  Access  as  committment  for  OARs   •  Research  Information  Repository  /   ‚CRISpository‘  already  a  reality  
  • 19. Recommendations   •  Put  the  researcher  in  the  centre   –  CRIS  &  OARs  have  joint  responsibility  to  serve   research     –  Even  assessment  exercises  will  only  be  accepted  if  the   researchers  agree  on  the  approach  taken   –  Researchers  are  not  interested  in  technicalities   •  Regard  CRIS  and  OARs  as  assemblies  of  specialized   data  curation  activities     –  Everybody  should  keep  on  doing  what  he/she  can  do  best   –  Systems  and  formats  are  slave  to  curation  requirements   –  Inter-­‐departmental  collaboration  is  the  clue  (and  main   challenge)   –  Codex:  Nobody  will  take  away  responsibility  of  the  other  
  • 20. And  yes…   …CERIF  will  be  the  common  demoninator