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Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of

                 School Age Children Living in Appalachian Ohio




                               A thesis presented to

                                   the faculty of

           the College of Health and Human Services of Ohio University



                               In partial fulfillment

                         of the requirements for the degree

                                Master of Science




                               Ashley B. Zurmehly

                                   August 2009

                 © 2009 Ashley B. Zurmehly. All Rights Reserved.
2

                                 This thesis titled

Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of

                 School Age Children Living in Appalachian Ohio




                                        by

                            ASHLEY B. ZURMEHLY



                              has been approved for

                   the School of Human and Consumer Sciences

                 and the College of Health and Human Services by




                                 David H. Holben

                    Professor of Human and Consumer Sciences




                                 Gary S. Neiman

                   Dean, College of Health and Human Services
3

                                       ABSTRACT

ZURMEHLY, ASHLEY B., M.S., August 2009, Food and Nutrition

Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of

School Age Children Living in Appalachian Ohio (228 pp.)

Director of Thesis: David H. Holben

       This study: (a) measured the effect of a nutrition and gardening education

program on Appalachian children’s fruit and vegetable intakes and preferences; and (b)

examined the relationship of food security status to gardening habits and perceptions,

produce intake, and personal characteristics of children and their adult female caregivers.

In this study, participants were: (a) 91 children who completed a pre-test, nutrition

education and gardening program (intervention), and a post-test over a six-week period;

and (b) 99 female caregivers who completed a 79-item survey prior to the six-week

intervention period about themselves, their household, and their 157 children. Results

indicated that the six-week nutrition education and gardening intervention did not

significantly impact produce intake variety or produce preference variety among the

children participating in the program. Overall, household food security was not related to

the variety of produce eaten or preferred reported by children; however, it was related to

vegetable intake, education, diet quality, food assistance program participation, and body

mass index of the female caregivers. On the other hand, household food security was

related to the children’s estimated produce intake and preferences reported by the female

caregivers prior to the intervention. It was also found that children’s gardening habits

reflected that of their female caregivers, but children’s self-reported produce intake
4

variety was not related to their gardening habits. However, household food security was

not related to gardening habits or produce readiness of female caregivers. Dietetic and

nutrition professionals can use these findings to develop other interventions including

gardening and nutrition education with both children and their families.



Approved: _____________________________________________________________

                                    David H. Holben

                       Professor of Human and Consumer Sciences
5

                               ACKNOWLEDGMENTS

       Thank you to my advisor Dr. David Holben, and other faculty members, who

made this possible: Ms. Deborah Murray and Dr. Jennifer Chabot. Also thanks to all of

my family and friends for supporting me, especially Todd who helped me through the

entire process.
6

                                                TABLE OF CONTENTS
                                                                                                                                Page

ABSTRACT ........................................................................................................................ 3 

ACKNOWLEDGMENTS .................................................................................................. 5 

LIST OF TABLES ............................................................................................................ 10 

LIST OF FIGURES .......................................................................................................... 12 

CHAPTER 1: INTRODUCTION ..................................................................................... 13 

   Overview and Background ........................................................................................... 13 

   Statement of the Problem .............................................................................................. 17 

   Purposes of the Study ................................................................................................... 17 

   Research Questions and Hypotheses ............................................................................ 18 

   Significance of the Study .............................................................................................. 20 

   Potential Delimitations and Limitations ....................................................................... 21 

   Definition of Terms ...................................................................................................... 22 

CHAPTER 2: REVIEW OF LITERATURE .................................................................... 23 

   Food Security ................................................................................................................ 24 

       Definitions ................................................................................................................. 24 

       Measurement of Food Security ................................................................................. 25 

       Food Security in the United States............................................................................ 31 

       Risk Factors for Food Insecurity .............................................................................. 36 

       Outcomes of Food Insecurity in Adults ..................................................................... 38 

          Food insecurity and chronic disease risk among adults. ....................................... 39 

          Food insecurity and overweight/obesity among adults. ........................................ 39 
7

       Food insecurity and overall health among adults. ................................................ 41 

       Food insecurity and diet among adults. ................................................................ 42 

   Outcomes of food insecurity in children ................................................................... 48 

       Food insecurity and overweight among children. ................................................. 48 

       Food insecurity and overall health status among children. ................................... 50 

       Food insecurity and diet and hunger among children. .......................................... 51 

Federal and Non-Federal Food Assistance Programs ................................................... 53 

   The Special Supplemental Nutrition Program for Women, Infant, and Children

   (WIC)......................................................................................................................... 54 

   FNS Supplemental Nutrition Assistance Program (SNAP) ...................................... 55 

   School Meals Programs ............................................................................................ 57 

       The school lunch program. ................................................................................... 57 

       The special milk program. .................................................................................... 60 

   Summer Food Service Program ................................................................................ 60 

   Community Garden-Based Programs ....................................................................... 61 

       The America Community Gardening Association. ............................................... 61 

       Farm-to-School. .................................................................................................... 61 

       School gardening. ................................................................................................. 62 

       Community Food Initiatives. ................................................................................ 63 

Appalachia .................................................................................................................... 63 

   Health ........................................................................................................................ 68 

       Obesity. ................................................................................................................. 69 
8

          Cancer and chronic disease. .................................................................................. 70 

          Mental health. ....................................................................................................... 72 

      Food Security ............................................................................................................ 72 

   Produce Intake in the United States .............................................................................. 73 

   Produce and Gardening Interventions........................................................................... 75 

   Conclusion .................................................................................................................... 79 

CHAPTER 3: METHODOLOGY .................................................................................... 81 

   Subjects ......................................................................................................................... 82 

   Setting ........................................................................................................................... 82 

   Project Description ....................................................................................................... 83 

   The Nutrition Education and Gardening Program ........................................................ 85 

   Data Scoring and Statistical Analysis ........................................................................... 85 

CHAPTER 4: RESULTS .................................................................................................. 89 

   Child Participant Data ................................................................................................... 89 

   Female Caregiver Participant Data ............................................................................... 93 

CHAPTER 5: DISCUSSION, CONCLUSIONS, AND RECOMMENDATIONS ....... 113 

   Children Participants’ Produce Preference and Intake Variety .................................. 114 

   Food Security .............................................................................................................. 116 

      Household Food Security Status ............................................................................. 116 

      Food Security, Body Weight, Diet, and Health ....................................................... 120 

      Food Security, Gardening, and Diet ....................................................................... 123 

          Food security and female caregiver’s gardening and diet. ................................. 123 
9

           Food security and children’s diet. ....................................................................... 125 

   Female Caregiver Gardening and Produce Habits ...................................................... 128 

   Conclusions and Recommendations ........................................................................... 130 

       Conclusions ............................................................................................................. 130 

       Recommendations ................................................................................................... 133 

References ....................................................................................................................... 136 

APPENDIX A: FOOD SECURITY SURVEY MODULE SCORING FOOD SECURITY

SURVEY MODULE 18 AND 6 ITEM SCORING ....................................................... 165 

APPENDIX B: KIDS ON CAMPUS SURVEY SCORING .......................................... 170 

APPENDIX C: IRB APPROVAL .................................................................................. 175 

APPENDIX D: KIDS ON CAMPUS SURVEY ............................................................ 176 

APPENDIX E: KIDS ON CAMPUS LESSON PLANS BIG TOP GARDEN 2008 ..... 193 

       WEEK 1: GARDENING IS GREAT ........................................................................ 193 

       WEEK 2: GARDENING IS COLORFUL ................................................................ 198 

       WEEK 3: FRUIT + VEGETABLES = FIBER......................................................... 204 

       WEEK 4: TEAMWORK........................................................................................... 210 

       WEEK 5: DYNAMIC DUO ..................................................................................... 215 

       WEEK 6: SCRAPS TO SOIL ................................................................................... 221 

APPENDIX F: CHILD FRUIT AND VEGETABLE SURVEYS ................................. 227 
10

                                                       LIST OF TABLES

                                                                                                                                   Page

Table 1: Research Questions and Hypotheses ................................................................19

Table 2: 18-item Food Security Survey Module, 2008...................................................27

Table 3: Food Security Categories Defined by the USDA .............................................29

Table 4: Six-item Food Security Questionnaire, 2008....................................................31

Table 5: SNAP 2009 Income and Resource Cut-off Levels ...........................................56

Table 6: School Meal Income Qualifications .................................................................58

Table 7: Region Economic and Educational Level Comparison ....................................66

Table 8: Research Questions and Associated Statistical Test .........................................87

Table 9: Child Participants’ Produce Preferences and Intakes .......................................91

Table 10: Characteristics of Female Participants and Their Households .......................94

Table 11: Female Caregiver Body Mass Index and Perceived Diet Quality and Health

Status ...............................................................................................................................96

Table 12: Female Participant Readiness for Eating Produce ..........................................98

Table 13: Female Participant Gardening Habits and Readiness for Gardening Produce ...

.........................................................................................................................................99

Table 14: Relationship of Food Security Status to Gardening- and Produce-Related

Behaviors and Intakes ...................................................................................................101

Table 15: Relationship of Female Caregivers’ Habits to Gardening- and Produce-Related

Behaviors and Intakes ...................................................................................................102
11

Table 16: Female Caregiver and Household Characteristics Stratified by Food Security

Status .............................................................................................................................104

Table 17: Female Caregiver Weight and Diet Characteristics Stratified by Food Security

Status……………………………………………………………………………….....106

Table 18: Female Caregiver Produce Readiness Stratified by Food Security

Status……………………………………………………………………………….....108

Table 19: Gardening Readiness and Habits of Female Caregivers Stratified by Food

Security Status ..............................................................................................................109

Table 20: Female Caregiver’s Perception of Children’s Produce Intake Stratified by Food

Security Status ..............................................................................................................110

Table 21: Female Caregiver’s Perception of Children’s Habits ...................................111
12

                                             LIST OF FIGURES

                                                                                                             Page

Figure 1: Food security status of U.S. households in 2007 ............................................33

Figure 2: Food security and food insecurity trends in the U.S. from 1999-2007 ...........35

Figure 3: Weekly household food spending per person..................................................43

Figure 4: Food-insecure household food assistance participation ..................................46

Figure 5: The Appalachian Region .................................................................................64

Figure 6: Appalachian Ohio Counties.............................................................................67

Figure 7. Child participants’ produce preference and intake variety ..............................92

Figure 8. Female caregiver participants weight classification ........................................97

Figure 9. Female caregiver produce and gardening readiness………………………...100

Figure 10. Female caregiver body mass index and produce intake by food security

status…………………………………………………………………………………..107
13

                             CHAPTER 1: INTRODUCTION

                                 Overview and Background

       Appalachia is an area of the United States that is characterized by low educational

attainment, high poverty, and poor health. The area is made up of parts of 12 states and

all of West Virginia, with almost half of the area being rural (Smith & Grant, 2008).

Some studies also support that its rates of food insecurity, overweight and obesity,

diabetes, and chronic disease are above those of the rest of the nation (Crooks, 1999;

Demerath et al., 2003; Denham, Meyer, Toborg, & Mande, 2004; Holben, McClincy,

Holcomb, Dean, & Walker, 2004; Holben & Pheley, 2006; Kropf, Holben, Holcomb, &

Anderson, 2007; Pheley, Holben, Graham, & Simpson, 2002; Rappaport & Robbins,

2005; Tulkki et al., 2006; Walker, Holben, Kropf, Holcomb, & Anderson, 2007; Wewers,

Katz, Fickle, & Paskett, 2006). More specifically, and in relation to poverty and food

access, food insecurity has been found to be a concern to Appalachian residents (Holben,

Barnett, & Holcomb, 2006; Holben et al., 2004; Holben & Pheley, 2006; Hutson, Dorgan,

Phillips, & Behringer, 2007; Kendall, Olson, & Frongillo, 1996; Kropf et al., 2007;

Pheley et al., 2002; Tessaro, Mangone, Parkar, & Pawar, 2006; Walker et al., 2007;

Wewers et al., 2006). In fact, in the proposed study region of Appalachian Ohio, food

insecurity was found to be three times the level of the rest of the state, as well as almost

double the rate of the nation (Holben et al., 2004; Holben & Pheley, 2006; Kropf et al.,

2007; Meek, 2005; Pheley et al., 2002; Walker et al., 2007).

       Food insecurity has been associated with many health problems among household

members across the lifespan (Alaimo, Olson, & Frongillo, 2002; Bronte-Tinkew, Zaslow,
14

Capps, Horowitz, & McNamara, 2007; Casey et al., 2005; Cook et al., 2004; Cook et al.,

2008; Hamelin, Habicht, & Beaudry, 1999; Pheley et al., 2002; Seligman, Bindman,

Vittinghoff, Kanaya, & Kushel, 2007; Stuff et al., 2004; Tarasuk & Beaton, 1999;

Vozoris & Tarasuk, 2003; Walker et al., 2007). Obesity rates, diabetes, and Hemoglobin

A1C levels have all been found to be greater in food-insecure households as compared to

their counterparts in Appalachian Ohio (Holben & Pheley, 2006). Overall, poorer self-

reported physical and mental health was associated with food insecurity in Appalachian,

even in households with minimal food insecurity (Pheley et al., 2002). Physical health is

not only in jeopardy when households are food insecure; mental and overall health can

also be affected in both adults and children (Alaimo et al., 2002; Bronte-Tinkew et al.,

2007; Casey et al., 2004; Casey et al., 2005; Casey et al., 2006; Cook et al., 2006; Cook

et al., 2008; Holben et al., 2006; Holben et al., 2006; Pheley et al., 2002; Rose & Bodor,

2006; Skalicky et al., 2006; Wilde & Peterman, 2006)

       Food insecurity negatively impacts multiple aspects of the diet, including both

quality and quantity of food consumed (Chang, Nitzke, Guilford, Adair, & Hazard, 2008;

Condrasky & Marsh, 2005; Langevin et al., 2007; McIntyre et al., 2003; Vozoris &

Tarasuk, 2003). Such households have been found to have below the recommended

intakes of kilocalories, calcium, vitamin B-6, magnesium, iron, and zinc, compared to

those in food-secure households (Dixon, Winkleby, & Radimer, 2001; Matheson,

Varady, Varady, & Killen, 2002; Olson, 1999; Rose & Oliveira, 1997). Studies have

shown food-insecure households to be of particular concern in relation to decreased

produce intake, leading potentially to increased risk for certain cancers, cardiovascular
15

disease, and lower overall wellness (Ahn et al., 2005; Cartmel, Bowen, Ross, Johnson, &

Mayne, 2005; Dixon et al., 2001; Genkinger, Platz, Hoffman, Comstock, & Helzlsouer,

2004; Guenther, Dodd, Reedy, & Krebs-Smith, 2006; Kendall et al., 1996; Kirsh et al.,

2007; Larsson, Hakansson, Naslund, Bergkvist, & Wolk, 2006; Lee et al., 2006; Pierce et

al., 2007; Pierce, Stefanick et al., 2007). For children, food insecurity can negatively

impact diet, including decreased produce intake, which may negatively affect health

(Casey et al., 2005; Casey et al., 2006; Cook et al., 2006; Dixon et al., 2001; Fu, Cheng,

Tu, & Pan, 2007; Lakkakula, Zanovec, Silverman, Murphy, & Tuuri, 2008; Langevin et

al., 2007; Riediger, Shooshtari, & Moghadasian, 2007).

       Federal food assistance programs have been developed to improve nutritional

status of Americans, including Supplemental Nutrition Assistance Program (SNAP), the

Special Supplemental Nutrition Program for Women, Infant, and Children (WIC), School

Meals Programs, and local programs (e.g., Community Food Initiatives), all of which

strive to increase the produce intake among participants (Food and Nutrition Service,

2008; U.S. Department of Health and Human Services, 2008; U.S. Department of Health

and Human Services, 2009a, 2009b, 2009c; Zerbian, 2007). In order to further increase

produce intake in food-insecure families and decrease their risk for such chronic

problems, a variety of community-based programs and interventions have been

developed, including produce distribution and gardening programs (Hazen, Holben,

Holcomb, & Struble, 2008; Kropf et al., 2007; Nanney, Johnson, Elliott, & Haire-Joshu,

2007; Struble, Holben, Hazen, & Holcomb, 2008). Gardening, in particular, has been

shown to increase access to fruits and vegetables in the face of food insecurity, and is a
16

relatively inexpensive way to grow fresh produce (Holben et al., 2004; McAleese &

Rankin, 2007; Nanney, Johnson et al., 2007; Rose & Richards, 2004). Further, gardening

interventions have been shown to positively impact produce intake of children and their

households, which may also increase their food security (Graham & Zidenberg-Cherr,

2005; Hermann et al., 2006; Holben et al., 2004; McAleese & Rankin, 2007; Morris &

Zidenberg-Cherr, 2002). A variety of methods have been used by these programs,

including varying time frames, lessons, and venues across the United States (Robinson-

O'Brien, Story, & Heim, 2009). However, none have been done in Appalachian Ohio,

other than the federal and non-federal programs offered.

       Gardening may be a particularly effective strategy for a variety of reasons.

Nanney et al. (2007) found that those families in rural areas who ate homegrown produce

had an increase in produce availability, along with an increase in their child’s preference

for new fruits and vegetables. In fact, gardening projects have been done to improve the

health and fruit and vegetable intake of the participants, with most having positive

impacts on their participants’ produce intake and gardening and nutrition knowledge

(Graham & Zidenberg-Cherr, 2005; Hermann et al., 2006; McAleese & Rankin, 2007;

Morris & Zidenberg-Cherr, 2002; Nanney, Johnson et al., 2007; Stables et al., 2005; Van

Duyn & Pivonka, 2000). Compared to other interventions, gardening is an inexpensive

way to increase produce intake as well as physical activity in households (Graham &

Zidenberg-Cherr, 2005; McAleese & Rankin, 2007; Nanney, Johnson et al., 2007).
17



                                 Statement of the Problem

       Produce intake is inadequate among children, which negatively impacts diet (Ball,

Benjamin, & Ward, 2008; Gao, Wilde, Lichtenstein, & Tucker, 2006; Langevin et al.,

2007; Lorson, Melgar-Quinonez, & Taylor, 2009). It was recently reported that fruits and

vegetables can reduce cardiovascular problems in adolescents (Holt et al., 2009).

However, children do not typically meet the required intakes for fruits and vegetables,

and most servings come from potatoes and fruit juices (Lorson et al., 2009). In the study

region, multiple studies have indicated the need for intervention in the Southeastern Ohio

Appalachian region in relation to promoting fruit and vegetable intake (Ball et al., 2008;

Cassady, Jetter, & Culp, 2007; Holben et al., 2004; Kropf et al., 2007; Luszczynska,

Tryburcy, & Schwarzer, 2007; Walker et al., 2007; Wewers et al., 2006). One potential

solution is to introduce gardening to children, who may, in turn, influence the entire

household’s habits surrounding gardening and produce. Through the introduction of

gardening, study area children will not only be involved directly in their own food

production, but will potentially improve food security in their households.


                                   Purposes of the Study

       Fruit and vegetable intake has been found to be related to household food security

(Bhattacharya, Currie, & Haider, 2004; Dixon et al., 2001; Kendall et al., 1996; Kropf et

al., 2007). For adult females and children living in food-insecure households, fruits and

vegetables are typically the first groups reduced from the diet, due to their higher price

and shorter shelf life, compared to other foods (Cassady et al., 2007; Dixon et al., 2001;
18

Kendall et al., 1996; Kropf et al., 2007). Therefore, through the practice of gardening, a

family may be able to grow fruits and vegetables at a lower cost than purchasing them,

while increasing both physical activity and produce intake.

       Given the paucity of data surrounding this area of nutrition and related

effectiveness of gardening programs in improving both food security and produce intake,

the purposes of this study were to: (a) measured the effect of a nutrition and gardening

education program on Appalachian children’s fruit and vegetable intakes and preferences;

and (b) examined the relationship of food security status to gardening habits and

perceptions, produce intake, and personal characteristics of children and their adult

female caregivers.



                           Research Questions and Hypotheses

       This study answered the research questions summarized in Table 1. Hypotheses

for the questions are also summarized in Table 1.
19

Table 1

Research Questions and Hypotheses

   Research Questions                         Hypotheses

   1. Does a six-week nutrition and           A six-week nutrition and gardening
      gardening education program             education program positively impacts
      improve children’s preference for       children’s fruit and vegetable intakes and
      and intake of fruits and vegetables?    preferences.
   2. At the onset of the study, is           Food insecurity is associated with fewer
      household food security status          gardening habits of the children as
      related to the female caregiver’s       perceived by the female caregiver.
      perception of the gardening habits of
      the children?
   3. At the onset of the study, is           Food insecurity is associated with
      household food security status          decreased gardening readiness of the
      related to the female caregiver’s       female caregiver.
      gardening readiness?
   4. At the onset of the study, is           Food security is inversely associated with
      household food security status          female caregiver’s produce intakes.
      related to produce intake of female
      caregiver?
   5. At the onset of the study, are the      Child’s gardening habits are positively
      female caregiver’s gardening habits     associated with their female caregiver’s
      related to their perceptions of the     gardening habits.
      child’s gardening habits?
   6. At the onset of the study, is           Food insecurity is associated with
      household food security status          decreased produce preferences and intakes
      related to produce preferences and      of child participants.
      intakes of child participants?
   7. At the onset of the study, are the      Child’s produce intake and perceptions are
      child’s produce intake and              positively associated with their female
      preferences related to their female     caregiver’s produce intake.
      caregiver’s produce intakes?
   8. At the onset of the study, are the      Child’s produce intake and perceptions are
      child’s produce intake and              positively associated with their female
      preferences related to their female     caregiver’s gardening habits.
      caregiver’s gardening habits?
20

   9. Do body mass index (BMI),                  Body mass index (BMI) will be greater
      vegetable intake, and fruit intake         and both vegetable and fruit intakes will
      differ between female caregivers           lower in female caregivers from food-
      from food-secure versus food-              insecure households compared to food-
      insecure households?                       secure households.
   10. Do marital status, education level,       Food-insecure female caregivers will be
       transportation, hunting, fishing, food    single and have lower education, diet
       assistance program participation,         quality, and health status while having
       perceived health level, diet quality,     higher body mass index and food
       body mass index category, and             assistance program participation than
       produce and gardening readiness           food-secure females. Food-insecure
       differ between female caregivers          females will also have lower produce and
       from food-secure versus food-             gardening readiness than those from food-
       insecure households?                      secure households.




                                  Significance of the Study

          As previously discussed, food insecurity is associated with decreased produce

intake. This may be especially prevalent in distressed areas such as Athens County,

Ohio, where access to and availability of produce are concerns for food-insecure homes.

Through the implementation of this program, the child participants became more aware

of basic nutrition concepts, as well as gardening skills, that they can share with their

families in order to increase their fruit and vegetable intake, as well as food security.

       Multiple groups have the potential of benefiting from this program and research,

especially the children involved and their families. They not only received the direct

benefit of the education and produce distribution, but they were also able to use the

knowledge and skills after the program’s completion through the development of their

own garden. Other groups that may benefit included the Kids on Campus Program
21

(university-based summer camp), where this program was initially piloted. Finally, the

dietetics and nutrition profession may benefit from this research by using the findings as

a basis for further research and program development.

        Practical outcomes of this project, other than its benefits to future research,

include stimulation of similar programs developing in the future. Since this was a pilot

study, improvements could be made in order to re-evaluate its effectiveness in the

original age group studied, or target other ages or populations in different regions of the

country for evaluation.

       The unique aspect of this program, compared to previous studies, is that it focused

in the region of Appalachian Ohio. Based upon the literature related to food security in

and the culture of the Appalachian region, as well as pediatric nutrition studies and

surveillance data, the program was developed.



                          Potential Delimitations and Limitations

       Potential limitations of this pilot study include the pilot nature of program and

study, potential for children to be absent for parts of the program or to discontinue

participation in the study, limited participation of the family members/caregivers, literacy

level of all participants, and use of children and families participating in the camp rather

than a randomly selected sample. These limitations could hinder participant selection and

recruitment, as well as the effectiveness of the program.

       Potential delimitations, or those factors out of our control that could hinder our

study, include summer camp practices (participant selection, daily schedule), climate of
22

the study region during the study period, and the availability of produce from farmers for

distribution during the study. In addition, since this study utilized convenience sampling,

we were unable to randomly sample the children living in the area or select for particular

demographics.

   To overcome these limitations and delimitations, we closely collaborated with the

summer camp program staff and utilized local farmers for produce who typically are

successful.



                                    Definition of Terms

       Food security: Access by all people at all times to enough food for an active,

healthy life and includes at a minimum: a) the ready availability of nutritionally adequate

and safe foods, and b) the assured ability to acquire acceptable foods in socially

acceptable ways (e.g., without resorting to emergency food supplies, scavenging,

stealing, and other coping strategies; Anderson, 1990, p. 1560).

       Food insecurity: Whenever the availability of nutritionally adequate and safe

foods or the ability to acquire acceptable foods in socially acceptable ways is limited or

uncertain (Anderson, 1990, p. 1560).

       Community food security: Prevention-oriented concept that supports the

development and enhancement of sustainable, community-based strategies: to improve

access of low-income households to healthful nutritious food supplies; to increase the

self-reliance of communities in providing for their own food needs; and to promote

comprehensive responses to local food, farm, and nutrition issues (Andrews, 2008).
23

                       CHAPTER 2: REVIEW OF LITERATURE

       In the United States, food insecurity can lead to an increased risk for health

problems, poor diet, and lack of fruit and vegetable intake (Bhattacharya et al., 2004;

Bronte-Tinkew et al., 2007; Carmichael, Yang, Herring, Abrams, & Shaw, 2007; Casey

et al., 2005; Cook et al., 2004; Cook et al., 2006; Cook et al., 2008; Gundersen, Lohman,

Garasky, Stewart, & Eisenmann, 2008; Hazen et al., 2008; Holben et al., 2006; Holben et

al., 2004; Holben & Pheley, 2006; Jyoti, Frongillo, & Jones, 2005; Kropf et al., 2007;

Lee & Frongillo, 2001; Lyons, Park, & Nelson, 2008; Matheson et al., 2002; C. M.

Olson, Bove, & Miller, 2007; Rose & Bodor, 2006; Skalicky et al., 2006; Struble et al.,

2008; Stuff et al., 2004; Tanumihardjo et al., 2007; Walker et al., 2007; Weinreb et al.,

2002). These effects are particularly important for children in food-insecure households

because such health problems and diet habits could follow them and exacerbate

throughout life (Connell, Lofton, Yadrick, & Rehner, 2005; Olson et al., 2007).

       Appalachia has been shown to be at higher risk for food insecurity and its

associated outcomes than the rest of the nation (Hazen et al., 2008; Holben et al., 2006;

Holben et al., 2004; Holben & Pheley, 2006; Kendall et al., 1996; Kropf et al., 2007;

Meek, 2005; Pheley et al., 2002; Struble et al., 2008; Walker et al., 2007). Therefore, an

intervention focusing on nutrition, gardening, and produce intake may alleviate some of

these problems for children in Appalachian Ohio. This study was conducted to: (a)

measure the effect of a nutrition and gardening education program on Appalachian

children’s fruit and vegetable intakes and preferences; and (b) examine the relationship of

food security status to gardening habits and perceptions, produce intake, and personal
24

characteristics of children and their adult female caregivers. In this literature review,

findings related to food security, Appalachia, produce intake, and gardening are

reviewed.



                                       Food Security

Definitions

       Food security is defined as “access by all people at all times to enough food for an

active, healthy life and includes at a minimum: (a) the ready availability of nutritionally

adequate and safe foods, and (b) the assured ability to acquire acceptable foods in

socially acceptable ways (e.g., without resorting to emergency food supplies, scavenging,

stealing, and other coping strategies)” (Anderson, 1990, p. 1560). Food insecurity is

defined as “whenever the availability of nutritionally adequate and safe foods or the

ability to acquire acceptable foods in socially acceptable ways is limited or uncertain”

(Anderson, 1990, p. 1560). Hunger is a condition that is not always associated with food

insecurity, however is defined as an individual physiological condition due to prolonged

lack of food causing weakness, illness, and pain (Anderson, 1990). Both individuals and

overall households can experience hunger (Radimer, Olson, & Campbell, 1990).

Household hunger can be composed of one or more of the following: food depletion;

food unsuitability; and food anxiety (Radimer et al., 1990). Individual hunger consists of

intake insufficiency, diet inadequacy, and disrupted eating patterns (Radimer et al.,

1990). Since there are so many aspects to it, hunger is difficult to define for each

individual which leads to multiple definitions. The Food Research and Action Center
25

(FRAC) defined hunger as the physiological and psychological state that comes from not

having enough food, while Harvard School of Public Health defined it as chronic under

consumption of food and nutrients (Radimer & Radimer, 2002).

       Community food security is difficult to assess. However, it is basically defined as

the attempt to increase the food security of a community through the use of education and

programs. The U.S Department of Agriculture defines it as a prevention-oriented concept

that supports the development and enhancement of sustainable, community-based

strategies which improve access of low-income households to healthful nutritious food

supplies; increase the self-reliance of communities in providing for their own food needs;

and promote comprehensive responses to local food, farm, and nutrition issues (Andrews,

2008). As far as the community food security of Athens County, it has been found to be

compromised and in need of such food, farm, and nutrition interventions (Bletzacker,

Holben, & Holcomb, 2007).

Measurement of Food Security

       The Food Security Measurement Project is a collaboration between federal

agencies, researchers, and non-profit organizations developed in response to the National

Nutrition Monitoring and Related Research Act (NNMRR) in 1990 with the objective to

develop a methodology to assess the food security status nationwide (Nord, 2008b). The

idea for food security measurement began in the 1980s when hunger emerged as a

growing concern in the United States (Nord, Andrews, & Carlson, 2008). The Harvard

School of Public Health and FRAC provided evidence to President Reagan’s Task Force

on Food Assistance urging for an investigation into the allegations of increasing hunger
26

(Carlson, Andrews, & Bickel, 1999; Olson, 1999). After developing the definitions of

food security, the team focused on the development of the instrument for measurement.

Through the team work of the United States Department of Agriculture (USDA) and the

Community Childhood Hunger Identification Project (CCHIP), an 18-item questionnaire

was developed to determine the multiple levels of food security occurring in American

households which was first administered as a supplement to the Current Population

Survey (CPS) in 1995 (Nord et al., 2008; Nord, 2008b). The questions for the Food

Security Survey Module (FSSM) were developed through extensive research by a team of

experts in the field, along with field testing and validation (Nord, 2008b). The FSSM has

since been used by governmental and other researchers. For example, the instrument has

been used in the Continuing Survey of Food Intakes by Individuals (CSFII), the National

Health and Nutrition Examination Survey (NHANES), the Early Childhood Longitudinal

Study (ECLS), the Panel Survey of Income Dynamics (PSID), and the Survey of Program

Dynamics (SPD; Bickel, Nord, Price, Hamilton, & Cook, 2000; Nord et al., 2008).

       The FSSM is an 18-item survey with questions listed in order of severity, from

least to most which aids in the categorization of the participant (Carlson et al., 1999;

Radimer & Radimer, 2002). Each question uses key phrasing, including “because we

could not afford it” and “because there was not enough money”, in order to assess food

security based on financial reasons over the past 12 months (Bickel et al., 2000). Some of

the wording varied from 1995 to 1998, however the core questions have remained

unchanged (Bickel et al., 2000). The questions for the 18-item survey are shown in Table

2, while the scoring is found in Appendix A.
27

Table 2

18-item Food Security Survey Module, 2008

Item Number          Question

Q1                   “We worried whether our food would run out before we got money
                     to buy more.” Was that often, sometimes, or never true for you in
                     the last 12 months?

Q2                   “The food that we bought just didn’t last and we didn’t have
                     money to get more.” Was that often, sometimes, or never true for
                     you in the last 12 months?

Q3                   “We couldn’t afford to eat balanced meals.” Was that often,
                     sometimes, or never true for you in the last 12 months?

Q4                   In the last 12 months, did you or other adults in the household ever
                     cut the size of your meals or skip meals because there wasn’t
                     enough money for food? (Yes/No)

Q5                   (If yes to Question 4) How often did this happen—almost every
                     month, some months but not every month, or in only 1 or 2
                     months?

Q6                   In the last 12 months, did you ever eat less than you felt you
                     should because there wasn’t enough money for food? (Yes/No)

Q7                   In the last 12 months, were you ever hungry, but didn’t eat,
                     because there wasn’t enough money for food? (Yes/No)

Q8                   In the last 12 months, did you lose weight because there wasn’t
                     enough money for food? (Yes/No)

Q9                   In the last 12 months did you or other adults in your household
                     ever not eat for a whole day because there wasn’t enough money
                     for food? (Yes/No)

Q10                  (If yes to Question 9) How often did this happen—almost every
                     month, some months but not every month, or in only 1 or 2
                     months?

      Questions 11-18 are asked only if the household included children ages 0-18
28

Q11                    “We relied on only a few kinds of low-cost food to feed our
                       children because we were running out of money to buy food.” Was
                       that often, sometimes, or never true for you in the last 12 months?

Q12                    “We couldn’t feed our children a balanced meal, because we
                       couldn’t afford that.” Was that often, sometimes, or never true for
                       you in the last 12 months?

Q13                    “The children were not eating enough because we just couldn’t
                       afford enough food.” Was that often, sometimes, or never true for
                       you in the last 12 months?

Q14                    In the last 12 months, did you ever cut the size of any of the
                       children’s meals because there wasn’t enough money for food?
                       (Yes/No)

Q15                    In the last 12 months, were the children ever hungry but you just
                       couldn’t afford more food? (Yes/No)

Q16                    In the last 12 months, did any of the children ever skip a meal
                       because there wasn’t enough money for food? (Yes/No)

Q17                    (If yes to Question 16) How often did this happen—almost every
                       month, some months but not every month, or in only 1 or 2
                       months?

Q18                    In the last 12 months, did any of the children ever not eat for a
                       whole day because there wasn’t enough money for food? (Yes/No)

Note. From “Guide to Measuring Household Food Security, Revised 2000,” by G. Bickel,
2000, Department of Agriculture, Food and Nutrition Service, 6, p. 22. Copyright 2000
by USDA. Reprinted with permission.



       Per Appendix A, households are considered food-secure if they report only one or

two food-insecure conditions. Food-insecure households are defined by having three or

more food-insecure conditions (Nord et al., 2008). Food insecurity is broken down into

multiple categories depending on the number of affirmative answers. Low food security

is classified as having multiple indications of food access, but few reduced intake

patterns. Very low food security, which is typically the situation where children are
29

affected, is when the household reported to being hungry at some point due to lack of

money for food (Nord et al., 2008). This category breakdown is shown below in Table 3

with both the old categories and new categories represented.



Table 3

Food Security Categories Defined by the USDA

           Old            New             Scale Scores    Associated Conditions
           Categories     Categories      (18-item)
           (1995-2005)    (2006-
                          present)

Food-      Food-secure    High food       0 affirmative   No reported indications of
secure                    security        responses       food-access problems or
                                                          limitations

                          Marginal      1-2               One or two reported
                          food security affirmative       indications—typically of
                                        responses         anxiety over food security or
                                                          shortage of food in the house.
                                                          Little or no indication of
                                                          changes in diets or food intake

Food-      Food-          Low food        3-5             Reports of reduced quality,
insecure   insecure       security        affirmative     variety, or desirability of diet.
           without                        responses       Little or no indication of
           hunger                                         reduced food intake

           Food-          Very low      6 or more         Reports of multiple indications
           insecure       food security affirmative       of disrupted eating patterns and
           with hunger                  responses         reduced food intake

Note. Adapted from “Food Security in the United States: Definitions of Hunger and Food
Security,” by M. Nord, 2008, Department of Agriculture, Food and Nutrition Service.
Copyright 2006 by the USDA. Reprinted with permission.
30

       Over the years, the 18-item survey has been adjusted to fit multiple situations,

populations, and households. A shortened form of the Food Security Scale was developed

in 1995 for research projects with less funding and time (Blumberg, Bialostosky,

Hamilton, & Briefel, 1999). Researchers narrowed the original 18-item survey down to

six questions, which still accurately assessed the food security status of the household,

but are not specific to children (Blumberg et al., 1999). In order to validate the survey for

most households and remain time effective, the researchers removed the eight questions

which are asked solely for households with children (Blumberg et al., 1999). This was

found to have little effect on the validity of the tool, and so the survey was further

shortened from ten remaining questions down to six, leaving the original questions 2, 3,

5, 7, 8, and 10 (Blumberg et al., 1999). The now 6-item, shortened form was tested with

both households with and without children resulting in 82.8% and 92.3 % accuracy

respectively. Both tools have been used in multiple research projects and validated for

multiple population groups ( Frongillo Jr, 1999; Opsomer, Jensen, & Pan, 2003; Swindale

& Bilinsky, 2006). The questions for the six-item survey are in Table 4, with the scoring

found in Appendix A.
31

Table 4

Six-item Food Security Questionnaire, 2008

Item Number         Question

The first four questions are in relation to the family’s food intake

Q5                  In the last 12 months, did you or other adults in your household, ever
                    cut the size of your meals or skip meals because there wasn’t enough
                    money for food?

Q8                  (Ask only if Yes to Q5)

                    How often did this happen- almost every month, some months but not
                    every month, or in only 1 or 2 months?

Q7                  In the last 12 months, did you ever eat less than you felt you should
                    because there wasn’t enough money to buy food?

Q10                 In the last 12 months, were you ever hungry but didn’t eat because
                    you couldn’t afford enough food?

The last two questions are in relation to the family’s food situation

Q2                  “The food that I/we bought just didn’t last and I/we didn’t have
                    money to get more.” Was that often, sometimes, or never trough for
                    you in the last 12 months?

Q3                  “I/we couldn’t afford to eat balanced meals.” Was that often,
                    sometimes, or never true for you in the last 12 months?

Note. From “The Effectiveness of a Short Form of the Household Food Security Scale,”
S. Blumberg, 1999, American Journal of Public Health, 89, p. 1234. Copyright 1999 by
the USDA. Reprinted with permission.




Food Security in the United States

       Estimates of food security in the United States are calculated from the annual

Current Population Survey (CPS). The CPS is a monthly survey of 50,000 households

which includes an assessment of the food security of the nation through the use of the 18-
32

item Food Security Survey Module, which asks households about their behaviors and

conditions over the past 12 months (U.S. Census Bureau, 2008). The FSSM is included in

the December distribution of the CPS. The questions are finance- related as to exclude

those who are purposely dieting or cutting back for other reasons. For example,

approximately 45,600 households made of civilian, non-institutionalized citizens of the

nation were utilized in 2007 (Nord et al., 2008).

       Statistics on the food security of the United States have been collected since 1995.

In 2007, 88.9% of households were found to be food-secure while the other 11.1%, or 13

million, were food-insecure (Nord et al., 2008). Of those who were food-insecure, 7.0%

were households with low food security and 4.1% were found to have very low food

security. Figure 1 below illustrates the 2007 estimates.
33


                    Low Food Secure
                      Households
                                              Very Low Food
                          7%
                                             Secure Households
                                                    4%




                                                                 Food Secure
                                                                 Households
                                                                    89%




Figure 1. Food security status of U.S. households in 2007.
Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord,
2008, Economic Research Service/USDA , ERR-66, p. 4. Copyright 2008 by the USDA.
Adapted with permission.



       Of the 4.7 million households who were determined to have very low food

security in 2007, there were several conditions reported as a part of this phenomenon:

98 % worried that their food would run out before they got money to buy more; 97 %

reported that the food they bought just did not last and they did not have money to get

more; 94 % reported that they could not afford to eat balanced meals; 96 % reported that

an adult had cut the size of meals or skipped meals because there was not enough money

for food; and 93 % reported that they had eaten less than they felt they should because
34

there was not enough money for food (Nord et al., 2008). When food insecurity did

occur, about one-fourth of those households had problems chronically for at least seven

months out of the year (Nord et al., 2008).

       The rates of both food security and food insecurity have not changed drastically in

the past ten years. The prevalence has changed less than one percent since 1999

according to the data collected from the CPS surveys (Nord et al., 2008). The data from

1999 on is based on the consistent FSSM after adjustments and changes were made from

1995 through 1998 (Bickel et al., 2000). Figure 2 below shows further detail of the trends

in food security over the past ten years.
35

                                     100%

                                       98%

                                       96%
   Percentage of Households



                                       94%

                                       92%

                                       90%

                                       88%

                                       86%

                                       84%

                                       82%
                                                1999   2000   2001   2002   2003   2004   2005   2006   2007
                              Food Insecurity   10%    10%    11%    11%    11%    12%    11%    11%    11%
                              Food Security     90%    90%    89%    89%    89%    88%    89%    89%    89%




Figure 2. Food security and food insecurity trends in the U.S. from 1999-2007.
Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord,
2008, Economic Research Service/USDA , ERR-66, p. 6. Copyright 2008 by the USDA.
Adapted with permission.




                               Even though the FSSM is distributed through the CPS annually in December, it

has not always been that way. Originally, the FSSM was included in the April 1995 CPS,

and then changed from September, August, and back to April from 1996 through 1998

(Bickel et al., 2000; Nord et al., 2008). December was finally chosen as the month for the

FSSM distribution in 2001, which in turn keeps the data consistent from year to year

without seasonal influence (Nord et al., 2008).

                               Between 1988 and 1994, before the official measurement of food security began,

4.1% lived in families that reported food insecurity, which was due to lack of money,
36

food stamps, or vouchers from WIC (Alaimo, Briefel, Frongillo, & Olson, 1998). A little

over 2% of these families had children under 17 who cut the size or skipped meals due to

lack of money (Alaimo et al., 1998).

Risk Factors for Food Insecurity

       Risk factors for food insecurity include lower education, lower income, being

from an ethnic minority, living in a non-suburban residence, and participation in

government assistance programs (Adams, Grummer-Strawn, & Chavez, 2003; Alaimo et

al., 1998; Alaimo, Olson, & Frongillo, 2001b; Bhattacharya et al., 2004; Cutts, Pheley, &

Geppert, 1998; Gundersen et al., 2008; Herman, Harrison, Afifi, & Jenks, 2004; Holben

& Myles, 2004; Jones & Frongillo, 2006; Nord et al., 2008; Oberholser & Tuttle, 2004;

Quandt et al., 2004; Quandt, Arcury, Early, Tapia, & Davis, 2004; Rose, 1999).

Characteristics associated with being food-insecure in 2007 included households: (a) with

incomes below the poverty line; (b) with children; (c) headed by a single person; and (d)

headed by African-American or Hispanic individuals (Nord et al., 2008). Of the

population surveyed in 2007, 37.7% of those households were below the poverty line of

$21,027 in income for a family of four (Nord et al., 2008). Those households with

children headed by a single parent made up 48.2% of the food-insecure population (Nord

et al., 2008). Both single male or female headed households were at greater risk for food

insecurity, compared to other households (Nord et al., 2008). In another study, in fact,

both divorced men and women were found to have lower food security status than when

they were in a relationship (Hanson, Sobal, & Frongillo, 2007). African-American and

Hispanic based households made up 42.3% of the food-insecure group in 2007, with all
37

of these groups having the most occurrence of very low food security (Nord et al., 2008).

Below are facts from the literature discussing the risk factors, outcomes, and further

developments found. Overall, it has been found that those living in households

characterized by food insecurity tend to be in households with children, headed by a

single adult, being an African-American or Hispanic, with income below the poverty line,

and located in metropolitan areas (Nord et al., 2008).

       Poverty is a key component of food insecurity. One-fifth of study participants

nationwide under the poverty level in 1998 were food-insecure (Nelson, Cunningham,

Andersen, Harrison, & Gelberg, 2001). A study done in 2006 found many differences

between food-secure and insecure women in particular. Food-insecure women were

younger, less educated, single, with lower incomes than their counterparts and 61% of

them were overweight (Jones & Frongillo, 2006). Food assistance program participation

has also been associated with food insecurity and poverty. A household must meet

specific financial and resource requirements in order to be eligible for food assistance

programs, which are between 185% and 130% of the poverty level (Food and Nutrition

Service, 2008; U.S. Department of Health and Human Services, 2009b, 2009c). It was

found that 34% of Supplemental Nutrition Assistance Program (SNAP) participants in a

Maryland study sometimes did not have enough food to eat, or to provide adequate food

consistently (Oberholser & Tuttle, 2004). A study done with SNAP Participants found

that 66% of participants had some level of food insecurity with 7% being food-insecure

with hunger (Oberholser & Tuttle, 2004). In addition to food insecurity, lack of income

may also compromise the ability to properly heat and cool the home. Another study
38

found that energy security was strongly and positively associated with both household

and child food insecurity (Cook et al., 2008).

       All of these factors narrow down to mainly single, poor, low-educated women

who are having trouble providing consistent access to nutritious for their families. These

risks combined affect household diet, chronic disease risk, and weight of both children

and female adults. Even with participation in government assistance programs, such as

the Special Supplemental Nutrition Program for Women, Infant, and Children (WIC) and

SNAP, additional help may be needed due to the self-selection effect (Holben &

American Dietetic Association (ADA), 2006). This self-selection phenomenon explains

the higher occurrence of food-insecure participants in food assistance programs by saying

these households seek assistance due to social perception that it is needed (Holben &

ADA, 2006). Therefore any type of intervention that can teach self sufficiency or provide

assistance to both these mothers and their children could help offset struggling

households.

Outcomes of Food Insecurity in Adults

       Food insecurity has multiple household consequences and/or associations,

including poor health, restricted activity, multiple chronic conditions, depression,

physical impairment, psychological suffering, and family disturbances (Hamelin et al.,

1999; Holben & ADA, 2006; Vozoris & Tarasuk, 2003). More specifically, food

insecurity has been associated with higher chronic disease risk including obesity,

diabetes, as well as mental and overall health (Hamelin et al., 1999; Hanson et al., 2007;

Holben & Pheley, 2006; Pheley et al., 2002; Stuff et al., 2004). Physical and dietary
39

implications also occur in food-insecure households including hunger, depletion, illness,

stress, modification of eating habits, and disrupted household food management (Hamelin

et al., 1999; Holben & ADA, 2006; Kendall et al., 1996; Olson, 2005).

       Food insecurity and chronic disease risk among adults.

       Food insecurity is associated with increased risk for chronic disease and poor

management of the conditions. It has been found that food-insecure participants were

twice as likely to have diabetes as food-secure participants (Seligman et al., 2007). In a

study done in 2006, individuals with diabetes were more likely to live in food-insecure

households (Holben & Pheley, 2006). The study also found that individuals living in

food-insecure households were more likely to have HbA1c levels higher than the

recommended level of seven (Holben & Pheley, 2006). Poor management of diabetes can

lead to future health consequences for these individuals that they may not be able to

afford or manage. Food insecurity and financial restraints were also related to diabetes

(Nelson et al., 2001). Six percent of diabetic participants reported problems with food

insecurity and finances related to their diabetes management (Nelson et al., 2001). Food-

insecure individuals were more likely to report having heart disease, diabetes, high blood

pressure, and allergies in 2003 (Vozoris & Tarasuk, 2003).

       Food insecurity and overweight/obesity among adults.

       Adult individuals living in a food-insecure household, especially females, are

more likely to be obese than those in food-secure households (Lyons et al., 2008; Martin

& Ferris, 2007). One study done in Canada found that the rates of obesity coincided with

the rates of food insecurity (Lyons et al., 2008). In national surveys, researchers found
40

that obesity was lowest for fully food-secure women, while those who were food-

insecure had the most weight gain over time (Hanson et al., 2007; Wilde & Peterman,

2006). Women in California were also found to have an increased risk for obesity when

classified as food-insecure, with almost one-fifth of food-insecure subjects being obese

(Adams et al., 2003). Those women in food-insecure households were almost twice as

likely to be overweight or obese as those in food-secure households (Adams et al., 2003).

       As discussed above, obesity has been linked as a consequence of food insecurity

even though it seems to be counter intuitive. Food-insecurity is associated with lack of

food for a nutritious, healthy life. However, high calorie, high fat, low nutrient dense

foods tend to be less expensive than low calorie, low fat, and high nutrient dense items

(Mendoza, Drewnowski, Cheadle, & Christakis, 2006). Therefore, these empty calorie

foods replace the more nutritious options leading to weight gain.

       Women especially have been directly affected by this obesity trend (Adams et al.,

2003; Holben & Pheley, 2006; Jones & Frongillo, 2006; Lyons et al., 2008; Olson, 1999;

Townsend, Peerson, Love, Achterberg, & Murphy, 2001; Wilde & Peterman, 2006).

Women in food-insecure households have been found to have an overall higher body

mass than those in food-secure households (Olson, 2005). Nationwide data collected in

1999 found a strong association between food-insecurity and overweight status,

especially in women who were initially normal weight (Jones & Frongillo, 2007). In rural

New York, it was found that obesity in early-pregnancy was positively associated with

food-insecurity in post-partum women (Olson & Strawderman, 2008). It was reported

that 19.3% of women changed food insecurity category from the beginning of pregnancy
41

to 2 years postpartum, whereas only 5.1% changed category for obesity (Olson &

Strawderman, 2008). This infers that obesity may have a stronger correlation to food

insecurity, rather than food insecurity to obesity. There have been nationwide please for

federal support of research that focuses on the causes, mechanisms, practices, therapies,

and interventions in relation to overweight and obesity in all populations (Lyznicki,

Young, Riggs, Davis, & Council on Scientific Affairs, American Medical Association,

2001).

         Conflicting findings exist with regard to food insecurity and overweight and

obesity in households. Food security was not related to overweight or obesity in low-

income Massachusetts study participants; however food assistance participation was

correlated (Webb, Schiff, Currivan, & Villamor, 2008). Another study done over multiple

cities in the U.S. found that a participant’s change of food security status was not

significantly associated with their change in weight (Whitaker & Sarin, 2007). In fact,

those participants who began the study as food-secure and changed over the course of

two years did not change in weight any more than participants whose food security status

remained unchanged (Whitaker & Sarin, 2007).

         Food insecurity and overall health among adults.

         Food insecurity has been associated with many other health problems besides

chronic disease, including increased risk for birth defects, maternal depression, suicide

attempts, depression, and overall poor health (Alaimo et al., 2002; Carmichael et al.,

2007). It was found that 53% of mothers who reported food insecurity in their family also

had depression (Casey et al., 2004). One study found as food insecurity rises, overall
42

health status falls (Bronte-Tinkew et al., 2007). The elderly are a group whose health is

heavily affected by food insecurity. Those who reported food insecurity also reported

poor overall health more often than those who were food-secure (Lee & Frongillo, 2001).

All of these health problems could be alleviated with more consistent access to healthy

food and education for these families.

       Food insecurity and diet among adults.

       Food insecurity negatively impacts multiple aspects of the diet, including

decreased quality and quantity of food intake and diet (Chang et al., 2008; Condrasky &

Marsh, 2005; Kendall et al., 1996; Langevin et al., 2007; McIntyre et al., 2003; Olson,

2005; Vozoris & Tarasuk, 2003). Diets of individuals living in households characterized

by food insecurity have been found to have below the recommended intake of

kilocalories, protein, calcium, vitamins B-6 and B-12, riboflavin, niacin, magnesium,

iron, and zinc, compared to those living in food-secure households (Dixon et al., 2001;

Lee & Frongillo, 2001; Matheson et al., 2002; Olson, 1999; Rose & Oliveira, 1997).

Studies have shown food-insecure households to be of particular concern in relation to

decreased produce intake, as this can lead to increased risk for certain cancers,

cardiovascular disease, and lower overall wellness (Ahn et al., 2005; Cartmel et al., 2005;

Dixon et al., 2001; Genkinger et al., 2004; Guenther et al., 2006; Kendall et al., 1996;

Kirsh et al., 2007; Larsson et al., 2006; Lee et al., 2006; Pierce et al., 2007; Pierce,

Stefanick et al., 2007).

       While diet inadequacy is related to food insecurity, eating habits of household

members may also suffer. Women in food-insecure households have been found to
43

decrease their intake in order to allow other members of the family to eat (Kendall et al.,

1996; Olson, 2005). Low-income families who are found to be food-insufficient spend

significantly less money per household member on food in 2001 (Casey, Szeto, Lensing,

Bogle, & Weber, 2001). Food-insecure households spend on average ten dollars less per

person on food per week (Nord et al., 2008). The amounts are shown in Figure 3 below.




                             Weekly Household Food Spending Per Person

                 $45.00



                                    $32.50             $33.33
                                                                           $31.00




              Food Secure       Food Insecure   Households with low Households with very
              Households         Households        food security     low food security




Figure 3. Weekly household food spending per person.
Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord,
2008, Economic Research Service/USDA , ERR-66, p. 26. Copyright 2008 by the USDA.
Adapted with permission.



       Over half of the women in a Toronto study living in food-insecure households

reported to having some hunger in the 30 days preceding the study (Tarasuk & Beaton,

1999). Hunger is typically a managed process with some women using coping tactics,
44

which typically include reducing their own intake to avoid or delay such insufficiency in

children (Olson, 2005; Radimer et al., 1990). In fact, women in food-insecure homes

have lower energy, protein, carbohydrate, fat, and essential nutrients, while their

children’s intake seem to be more adequate (McIntyre et al., 2003). It was also found

that the women’s average food and calcium intakes were positively associated with their

food security status, with those in more food-insecure homes having decreased intakes

(Tarasuk & Beaton, 1999). Both disordered eating (binge-like eating) and reliance on

others for food can cause disturbed eating patterns (Drewnowski & Specter, 2004;

Kendall et al., 1996; Olson, 2005), and lead to weight gain and poor health, which can

only heighten the health care burden on their family.

       Prices and incomes greatly affect food choices, dietary habits, and dietary quality

(Drewnowski & Specter, 2004). Typically, more expensive, shorter shelf-life items, such

as fresh produce, dairy, and meat products, are substituted with cheaper items like

convenience foods and snacks (Dixon et al., 2001). As previously noted, adults in food-

insecure homes have lower intakes of energy, vitamin B-6, magnesium, iron, zinc, and

cereals (Dixon et al., 2001). While food insecurity also may lead to hunger, it is not

always the result (Nelson, Brown, & Lurie, 1998).

       In addition to what has already been discussed, food insecurity also leads to

decreased produce intake, which may be improved by gardening. Eating fewer servings

of produce can have negative outcomes. For example, subjects in food-insecure

households were more likely to have lower vitamin C, fruit, and vegetable intake

(Kendall et al., 1996). Almost 75% of food-insecure subjects consumed two or fewer
45

fruits and vegetables per day, compared to 54.6% of food-secure participants (Kendall et

al., 1996). The rural population of America in a 1993 study decreased their fruit, salad,

carrots, and vegetable intake as their food insecurity status worsened, which can

negatively impact their health (Kendall et al., 1996). Another study found that those

families with preschool children living in rural areas who ate homegrown produce had an

increase in home availability of produce (Nanney, Johnson et al., 2007).

       Gardening projects have been done in order to increase participants’ fruit and

vegetable intake and subsequently improve health (Robinson-O'Brien et al., 2009). Such

interventions are an inexpensive way to increase produce intake, since price is typically

seen as a barrier, as well as physical activity in households (Cassady et al., 2007).

       Food insecurity and food assistance programs. Many food-insecure families

participate in food assistance programs, including SNAP, WIC, and the Summer Food

Service Program (Condrasky & Marsh, 2005; Nord et al., 2008; Oberholser & Tuttle,

2004). In 2007, more than half (53.9%) of food-insecure families studied participated in

a food assistance program in the 30 days previous to data collection (Nord et al., 2008).

The percentages of participants in the three main national programs are shown in Figure

4.
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                                                    60.0%



                                                    50.0%
      Percentage of Households




                                                    40.0%



                                                    30.0%



                                                    20.0%



                                                    10.0%



                                                      0.0%
                                                                                        Any of the
                                                                       School
                                                               SNAP             WIC       three
                                                                       Lunch
                                                                                        programs
                                 Percentage of food insecure
                                  households participating     33.0%   33.6%    12.5%    53.9%

                                 Percentage of very-low food
                                     security households       34.9%   28.1%    9.1%     50.9%
                                        participating



Figure 4. Food-insecure household food assistance participation.
Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord,
2008, Economic Research Service/USDA , ERR-66, p. 33. Copyright 2008 by the USDA.
Adapted with permission.



                     A study of SNAP participants in South Carolina found that 25% were food-

insecure with hunger, with more SNAP participants being food-insecure than non-

participants (Condrasky & Marsh, 2005). They also determined that participants ate less

at the end of the food cycle than at the beginning. Both weight and BMI also increased
47

over the two year period (Condrasky & Marsh, 2005). This appears to indicate that, the

cyclical nature of SNAP may lead to disordered eating patterns, leading to weight gain.

       In order to improve the food security of these families, a study was done with

SNAP participants that aimed to increase their access to produce in order to increase

produce intake. Researchers found increased supermarket access was associated with

increased fruit consumption but not significantly increased intake for vegetables (Rose &

Richards, 2004).

       Some federal programs have attempted to include produce into their household

provisions. The WIC program recently changed their food packages to include more

allowance for purchase of fresh fruits and vegetables, along with fruit and vegetable

equivalents for all ages (Food and Nutrition Service, 2008). The WIC program also

created the Farmers Market Nutrition Program which allowed participating families to

use vouchers at the local farmers markets in order to increase their fresh produce intake.

It was found that this significantly improved the participant’s vegetable intake, but did

not make a great impact on their fruit intake (Kropf et al., 2007; Walker et al., 2007).

Another study focused on the transportation aspect of produce access by distributing

produce packages to low-income households (Hazen et al., 2008). The study found

positive results in increased produce intake with participants (Hazen et al., 2008). This

shows that if fresh vegetable access is increased, it might be less of a barrier to food-

insecure families and further aid them in bettering their diet.

       When families lack food they may utilize socially unacceptable means of food

acquisition. A study done on low-income mothers in Canada found that 80% of them had
48

received free food over the past year from mostly food banks and relatives, and 75% of

the women were food-insecure (McIntyre et al., 2003). In a Canadian study done with

food bank participants, 69.9% of households were supported by welfare while 5.9%

relied on a combination of unemployment, loans, or other sources (Tarasuk & Beaton,

1999). A local study done with Ohio food pantry users found increased usage from food-

insecure households (O'Connell & Holben, 2005).

Outcomes of food insecurity in children

       As previously mentioned, adults in the household are not the only household

members affected by lack of food, but when food insecurity is at its worst, children also

suffer. In most cases, children are protected from the harms of food insecurity; however

in 2007, 323,000 households had one or more children directly affected by food

insecurity (Nord et al., 2008). In 1998, there were 2.4 to 3.2 million children living in

food-insecure households, and the numbers are similar today (Alaimo et al., 1998; Nord

et al., 2008). Data collected in 1994 to 1996 from 3,837 households indicated that 7.5%

of the low-income families with children reported food insecurity, due to lack of money,

SNAPs, or WIC vouchers (Alaimo, Olson, Frongillo, & Briefel, 2001; Casey et al.,

2001). Lacking financial resources is a key feature of food insecurity. A 2006 study

found that 85% of the food-insecure children lived in houses below the 185% poverty

level (Rose & Bodor, 2006).

       Food insecurity and overweight among children.

       Overweight and obesity trends are not only seen in adults, but may also occur in

children. A 2006 nationwide household survey found that 17% of households with
49

children were food-insecure, with 15% of those children having a BMI in the overweight

or at risk for overweight categories (Casey et al., 2006). The same study determined that

children living in poverty-stricken and/or food-insecure households, independent of

demographic data, were more likely to be at risk for overweight (Casey et al., 2006). A

nationwide study using NHANES data collected from 1988 through 1994 found an

increased prevalence of food insecurity and overweight coexisting among low-income,

older white children in the United States (Alaimo et al., 2001b). Another nationwide

survey using USDA data found the energy density of the diet was related to both obesity

and food insecurity in children, with those living in the Midwest having the highest

energy density (Mendoza et al., 2006). It has also been found that the prevalence of

overweight in children is indirectly related to the family income. As a family’s income

increased their overweight status has been shown to decrease (Gordon-Larsen, Adair, &

Popkin, 2003).

       Children from families with both lower parental education and income have been

found to be more at risk for being overweight (Haas et al., 2003). This not only affects

them during childhood, but may exacerbate health risks in adulthood. A study in 2007

found that if a child grew up in a low-income household, they had an increased likelihood

of being overweight later in life, as well as have poor eating habits (Olson et al., 2007).

Lack of insurance was also associated with being overweight, which could be related to

less health care visits for both parents and children.

       When low-income families who were food insufficient were compared to low-

income families who were food sufficient, households with children were more likely to
50

be overweight and were less educated (Casey et al., 2001). However, not all studies of

food-insecure children have found an association between food insecurity and overweight

or obesity. In fact, one study reported that children who were classified as food-insecure

were in the intermediate BMI ranges and most reported as “trying to gain weight”

(Gulliford, Nunes, & Rocke, 2006).

        Food insecurity and overall health status among children.

       There are multiple associations between food insecurity, low income, overweight,

and health in children. A study done in the Mississippi Delta region in 2005 had similar

results as those done in the Appalachian region. Children in food-insecure households

had significantly lower physical and psychosocial functions as well as health related

quality of life (Casey et al., 2005). A study done in Texas using poor families found the

children had increased blood glucose, overweight, along with decreased fitness, calcium,

magnesium, phosphorus, potassium, and folate levels (Trevino et al., 2008).

       Children living in food-insecure households are nearly twice as likely to report a

fair/poor health status as children in food-secure households (Cook et al., 2004). Those

food-insecure children also had tripled the chance of being hospitalized than food-secure

children (Cook et al., 2004). A nationwide study found that 85% of the food-insecure

children were from households that were below 185% of the poverty threshold; and

mothers with less than a college education were more likely to be overweight (Rose &

Bodor, 2006). One Appalachian Kentucky study found that children coming from

poverty-stricken, low-educated households were more likely to have stunted growth and

be obese than their counterparts, while another found similar results in Appalachian
51

Pennsylvania (Crooks, 1999; Haas et al., 2003; Rappaport & Robbins, 2005). Health of

the child is also been found to be negatively impacted by the lowered household income.

Therefore, it has been suggested that interventions aiming to increase health and food

security of children should focus on increasing fruits and vegetables, along with whole

grains in their diets (Tanumihardjo et al., 2007).

       Food insecurity has also been shown to impact a child’s mental and cognitive

health (Alaimo, Olson, & Frongillo, 2001a; Alaimo et al., 2002; Casey et al., 2005;

Connell et al., 2005; Kleinman et al., 1998; Murphy et al., 1998). When children’s diet is

negatively impacted by food insecurity causing hunger, they have been found to have

lower physical functioning along with behavioral and psychosocial problems (Alaimo et

al., 2001; Casey et al., 2005; Kleinman et al., 1998; Murphy et al., 1998). Other

consequences on food-insecure children include counseling, school disciplinary

problems, increased suicide risk, and difficulty interacting with others (Alaimo et al.,

2001; Alaimo et al., 2002). The longer a child is exposed to food-insecure conditions, the

more likely their academic performance is to suffer, including arithmetic and grade

completion (Alaimo et al., 2001), which can simply be improved through a healthy diet.

       Food insecurity and diet and hunger among children.

       Chronic food insecurity and hunger can lead to physical impairment, reduced

learning, and family disturbances (Hamelin et al., 1999). One study conducted in

Massachusetts with homeless and low-income households focused on children’s health

and well-being and the impact of hunger. This study found that half of the preschool

children had been homeless and moved an average of twice in the past year, while their
52

mothers also reported the family as having moderate hunger (Weinreb et al., 2002). The

children who showed more hunger signs were more likely to be white, and those who had

severe hunger were more likely to have low birth weights and more chronic health

problems (Weinreb et al., 2002). A national sample of kindergarteners found that 22.2%

of the children’s households experienced food insecurity, which was also found to be

associated with increased weight gain, poor academic performance, and decline in social

skills (Jyoti et al., 2005). Those with higher incomes had better health, less need for

health care, lower parental depression, and lower levels of food insecurity, while the

opposite was true of poorer households (Ashiabi & O'Neal, 2007).

       Even though children are typically protected from hunger, their diets can still be

impacted (Rose, 1999). Children in food-insecure households have lower intakes of

fruits, vegetables, and milk products, which directly impacts their calcium, vitamins A

and C intake (Dixon et al., 2001). Children typically consume the types of food supplies

provided by their caretakers, so when household food supplies are depleted, due to food

insecurity, children’s diets suffer, particularly intake of produce and meat (Matheson et

al., 2002). A sample of households reported 10.4% child food insecurity, 7.8% reduced

diet quality, and 2.6% child hunger (Skalicky et al., 2006). This same study also found

that food-insecure children were twice as likely to have iron-deficient anemia (Skalicky

et al., 2006). It was even found that food insecurity at any level is linked to poor health

outcomes in children, even without hunger or very low food security (Cook et al., 2006).

       Not having enough food alone caused poor health in children regardless of

income level (Alaimo et al., 2001). It was also found that family food insecurity was
53

linked to negative academic and psychosocial development in children (Alaimo et al.,

2001a). An in-depth qualitative study asked children in rural Mississippi open-ended

questions to assess their experiences with food insecurity. Some of the children

mentioned being ashamed or fearful of being labeled as “poor” and many coping

strategies were also discussed. Some of these strategies included eating less (quantity and

frequency), eating more or fast when food is available, use of cheap foods, feeling that

there was no choice, and limiting participation in social activities (Connell et al., 2005).

However, SNAP Program participation has been associated with better learning in food-

insecure children (Frongillo, Jyoti, & Jones, 2006). These occurrences typically only

happen when food insecurity is at its worst level, food-insecure with hunger, yet negative

effects on the children of these households appear to occur regardless of food security

categorization.



                   Federal and Non-Federal Food Assistance Programs

       Federal and non-federal food assistance programs have a common objective, to

improve the nutritional status of underprivileged families. Federal programs, such as the

WIC program, SNAP, the School Meals Program, and the Summer Food Service

Program, aim to increase food security and reduce hunger of low-income families

through increased access to healthy nutritious food (Food and Nutrition Service, 2008;

U.S. Department of Health and Human Services, 2008; U.S. Department of Health and

Human Services, 2009a, 2009b, 2009c). Non-federal programs, such as Community Food
54

Initiatives (CFI) and community gardens, share the same goals; however, their focus is on

a smaller population within a particular community.

The Special Supplemental Nutrition Program for Women, Infant, and Children (WIC)

       The Special Supplemental Nutrition Program for Women, Infant, and Children,

better known as WIC, is a federal program started in 1974 which provides assistance to

low-income mothers with children under the age of 5 in order to assist with their

nutritional needs (Food and Nutrition Service, 2008). Services provided by WIC include

food vouchers, nutrition education, and health care referrals, which are all overseen by

the Food and Nutrition Service Department in conjunction with the USDA (Food and

Nutrition Service, 2008). In order to receive these benefits, women participants must

meet the income guidelines of 185% poverty level, or $35,798 per year (2008

information; Food and Nutrition Service, 2008). WIC foods include iron-fortified infant

formula and infant cereal, iron-fortified adult cereal, vitamin C-rich fruit or vegetable

juice, eggs, milk, cheese, peanut butter, legumes, tuna, and carrots (Food and Nutrition

Service, 2008). Special therapeutic infant formulas and medical foods may also be

provided if needed (Food and Nutrition Service, 2008). The program provides these

specific foods due to research showing participants are typically lacking in protein,

calcium, iron, and/or vitamins A and C (Food and Nutrition Service, 2008). A recent

revision of the WIC packages determined the need for more produce for all age groups.

In order to accommodate for this change, the packages now include more allowance for

the purchase of fresh fruits and vegetables, along with fruit and vegetable equivalents for

younger ages such as juice and baby foods (Food and Nutrition Service, 2008). WIC has
55

been shown to improve the food security and produce intake of households; especially in

single parent households, through programs such as the WIC farmers’ market nutrition

program as well as participating in research studies that include produce distribution

(Kropf et al., 2007; Walker et al., 2007).

FNS Supplemental Nutrition Assistance Program (SNAP)

       The Supplemental Nutrition Assistance Program (SNAP) is formerly known as

the Food Stamp Program, which began in 1943 as a project created by the Secretary of

Agriculture, Henry Wallace and Milo Perkins (U.S. Department of Health and Human

Services, 2009c). After many trials and adjustments to the original program of using

orange and blue stamps to purchase certain commodities, President Johnson proposed to

make the program permanent, which was then confirmed by the Food Stamp Act of 1964

(U.S. Department of Health and Human Services, 2009c). Since its beginning, SNAP has

changed to fit the needs of the consumers, including the switch from paper stamp usage

to an updated electronic card system (U.S. Department of Health and Human Services,

2009c).

          SNAP helps low-income families purchase food for their families through the use

of an electronic debit card which provides discounts on items at grocery or convenience

stores (U.S. Department of Health and Human Services, 2009c). The program also

provides nutrition education to its participants in order to improve their overall diet,

however not just anyone can qualify for SNAP (U.S. Department of Health and Human

Services, 2009c). In order to be eligible for the program, you must meet strict guidelines
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Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of School Age Children

  • 1. Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of School Age Children Living in Appalachian Ohio A thesis presented to the faculty of the College of Health and Human Services of Ohio University In partial fulfillment of the requirements for the degree Master of Science Ashley B. Zurmehly August 2009 © 2009 Ashley B. Zurmehly. All Rights Reserved.
  • 2. 2 This thesis titled Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of School Age Children Living in Appalachian Ohio by ASHLEY B. ZURMEHLY has been approved for the School of Human and Consumer Sciences and the College of Health and Human Services by David H. Holben Professor of Human and Consumer Sciences Gary S. Neiman Dean, College of Health and Human Services
  • 3. 3 ABSTRACT ZURMEHLY, ASHLEY B., M.S., August 2009, Food and Nutrition Use of a Gardening and Nutrition Education Program to Improve the Produce Intake of School Age Children Living in Appalachian Ohio (228 pp.) Director of Thesis: David H. Holben This study: (a) measured the effect of a nutrition and gardening education program on Appalachian children’s fruit and vegetable intakes and preferences; and (b) examined the relationship of food security status to gardening habits and perceptions, produce intake, and personal characteristics of children and their adult female caregivers. In this study, participants were: (a) 91 children who completed a pre-test, nutrition education and gardening program (intervention), and a post-test over a six-week period; and (b) 99 female caregivers who completed a 79-item survey prior to the six-week intervention period about themselves, their household, and their 157 children. Results indicated that the six-week nutrition education and gardening intervention did not significantly impact produce intake variety or produce preference variety among the children participating in the program. Overall, household food security was not related to the variety of produce eaten or preferred reported by children; however, it was related to vegetable intake, education, diet quality, food assistance program participation, and body mass index of the female caregivers. On the other hand, household food security was related to the children’s estimated produce intake and preferences reported by the female caregivers prior to the intervention. It was also found that children’s gardening habits reflected that of their female caregivers, but children’s self-reported produce intake
  • 4. 4 variety was not related to their gardening habits. However, household food security was not related to gardening habits or produce readiness of female caregivers. Dietetic and nutrition professionals can use these findings to develop other interventions including gardening and nutrition education with both children and their families. Approved: _____________________________________________________________ David H. Holben Professor of Human and Consumer Sciences
  • 5. 5 ACKNOWLEDGMENTS Thank you to my advisor Dr. David Holben, and other faculty members, who made this possible: Ms. Deborah Murray and Dr. Jennifer Chabot. Also thanks to all of my family and friends for supporting me, especially Todd who helped me through the entire process.
  • 6. 6 TABLE OF CONTENTS Page ABSTRACT ........................................................................................................................ 3  ACKNOWLEDGMENTS .................................................................................................. 5  LIST OF TABLES ............................................................................................................ 10  LIST OF FIGURES .......................................................................................................... 12  CHAPTER 1: INTRODUCTION ..................................................................................... 13  Overview and Background ........................................................................................... 13  Statement of the Problem .............................................................................................. 17  Purposes of the Study ................................................................................................... 17  Research Questions and Hypotheses ............................................................................ 18  Significance of the Study .............................................................................................. 20  Potential Delimitations and Limitations ....................................................................... 21  Definition of Terms ...................................................................................................... 22  CHAPTER 2: REVIEW OF LITERATURE .................................................................... 23  Food Security ................................................................................................................ 24  Definitions ................................................................................................................. 24  Measurement of Food Security ................................................................................. 25  Food Security in the United States............................................................................ 31  Risk Factors for Food Insecurity .............................................................................. 36  Outcomes of Food Insecurity in Adults ..................................................................... 38  Food insecurity and chronic disease risk among adults. ....................................... 39  Food insecurity and overweight/obesity among adults. ........................................ 39 
  • 7. 7 Food insecurity and overall health among adults. ................................................ 41  Food insecurity and diet among adults. ................................................................ 42  Outcomes of food insecurity in children ................................................................... 48  Food insecurity and overweight among children. ................................................. 48  Food insecurity and overall health status among children. ................................... 50  Food insecurity and diet and hunger among children. .......................................... 51  Federal and Non-Federal Food Assistance Programs ................................................... 53  The Special Supplemental Nutrition Program for Women, Infant, and Children (WIC)......................................................................................................................... 54  FNS Supplemental Nutrition Assistance Program (SNAP) ...................................... 55  School Meals Programs ............................................................................................ 57  The school lunch program. ................................................................................... 57  The special milk program. .................................................................................... 60  Summer Food Service Program ................................................................................ 60  Community Garden-Based Programs ....................................................................... 61  The America Community Gardening Association. ............................................... 61  Farm-to-School. .................................................................................................... 61  School gardening. ................................................................................................. 62  Community Food Initiatives. ................................................................................ 63  Appalachia .................................................................................................................... 63  Health ........................................................................................................................ 68  Obesity. ................................................................................................................. 69 
  • 8. 8 Cancer and chronic disease. .................................................................................. 70  Mental health. ....................................................................................................... 72  Food Security ............................................................................................................ 72  Produce Intake in the United States .............................................................................. 73  Produce and Gardening Interventions........................................................................... 75  Conclusion .................................................................................................................... 79  CHAPTER 3: METHODOLOGY .................................................................................... 81  Subjects ......................................................................................................................... 82  Setting ........................................................................................................................... 82  Project Description ....................................................................................................... 83  The Nutrition Education and Gardening Program ........................................................ 85  Data Scoring and Statistical Analysis ........................................................................... 85  CHAPTER 4: RESULTS .................................................................................................. 89  Child Participant Data ................................................................................................... 89  Female Caregiver Participant Data ............................................................................... 93  CHAPTER 5: DISCUSSION, CONCLUSIONS, AND RECOMMENDATIONS ....... 113  Children Participants’ Produce Preference and Intake Variety .................................. 114  Food Security .............................................................................................................. 116  Household Food Security Status ............................................................................. 116  Food Security, Body Weight, Diet, and Health ....................................................... 120  Food Security, Gardening, and Diet ....................................................................... 123  Food security and female caregiver’s gardening and diet. ................................. 123 
  • 9. 9 Food security and children’s diet. ....................................................................... 125  Female Caregiver Gardening and Produce Habits ...................................................... 128  Conclusions and Recommendations ........................................................................... 130  Conclusions ............................................................................................................. 130  Recommendations ................................................................................................... 133  References ....................................................................................................................... 136  APPENDIX A: FOOD SECURITY SURVEY MODULE SCORING FOOD SECURITY SURVEY MODULE 18 AND 6 ITEM SCORING ....................................................... 165  APPENDIX B: KIDS ON CAMPUS SURVEY SCORING .......................................... 170  APPENDIX C: IRB APPROVAL .................................................................................. 175  APPENDIX D: KIDS ON CAMPUS SURVEY ............................................................ 176  APPENDIX E: KIDS ON CAMPUS LESSON PLANS BIG TOP GARDEN 2008 ..... 193  WEEK 1: GARDENING IS GREAT ........................................................................ 193  WEEK 2: GARDENING IS COLORFUL ................................................................ 198  WEEK 3: FRUIT + VEGETABLES = FIBER......................................................... 204  WEEK 4: TEAMWORK........................................................................................... 210  WEEK 5: DYNAMIC DUO ..................................................................................... 215  WEEK 6: SCRAPS TO SOIL ................................................................................... 221  APPENDIX F: CHILD FRUIT AND VEGETABLE SURVEYS ................................. 227 
  • 10. 10 LIST OF TABLES Page Table 1: Research Questions and Hypotheses ................................................................19 Table 2: 18-item Food Security Survey Module, 2008...................................................27 Table 3: Food Security Categories Defined by the USDA .............................................29 Table 4: Six-item Food Security Questionnaire, 2008....................................................31 Table 5: SNAP 2009 Income and Resource Cut-off Levels ...........................................56 Table 6: School Meal Income Qualifications .................................................................58 Table 7: Region Economic and Educational Level Comparison ....................................66 Table 8: Research Questions and Associated Statistical Test .........................................87 Table 9: Child Participants’ Produce Preferences and Intakes .......................................91 Table 10: Characteristics of Female Participants and Their Households .......................94 Table 11: Female Caregiver Body Mass Index and Perceived Diet Quality and Health Status ...............................................................................................................................96 Table 12: Female Participant Readiness for Eating Produce ..........................................98 Table 13: Female Participant Gardening Habits and Readiness for Gardening Produce ... .........................................................................................................................................99 Table 14: Relationship of Food Security Status to Gardening- and Produce-Related Behaviors and Intakes ...................................................................................................101 Table 15: Relationship of Female Caregivers’ Habits to Gardening- and Produce-Related Behaviors and Intakes ...................................................................................................102
  • 11. 11 Table 16: Female Caregiver and Household Characteristics Stratified by Food Security Status .............................................................................................................................104 Table 17: Female Caregiver Weight and Diet Characteristics Stratified by Food Security Status……………………………………………………………………………….....106 Table 18: Female Caregiver Produce Readiness Stratified by Food Security Status……………………………………………………………………………….....108 Table 19: Gardening Readiness and Habits of Female Caregivers Stratified by Food Security Status ..............................................................................................................109 Table 20: Female Caregiver’s Perception of Children’s Produce Intake Stratified by Food Security Status ..............................................................................................................110 Table 21: Female Caregiver’s Perception of Children’s Habits ...................................111
  • 12. 12 LIST OF FIGURES Page Figure 1: Food security status of U.S. households in 2007 ............................................33 Figure 2: Food security and food insecurity trends in the U.S. from 1999-2007 ...........35 Figure 3: Weekly household food spending per person..................................................43 Figure 4: Food-insecure household food assistance participation ..................................46 Figure 5: The Appalachian Region .................................................................................64 Figure 6: Appalachian Ohio Counties.............................................................................67 Figure 7. Child participants’ produce preference and intake variety ..............................92 Figure 8. Female caregiver participants weight classification ........................................97 Figure 9. Female caregiver produce and gardening readiness………………………...100 Figure 10. Female caregiver body mass index and produce intake by food security status…………………………………………………………………………………..107
  • 13. 13 CHAPTER 1: INTRODUCTION Overview and Background Appalachia is an area of the United States that is characterized by low educational attainment, high poverty, and poor health. The area is made up of parts of 12 states and all of West Virginia, with almost half of the area being rural (Smith & Grant, 2008). Some studies also support that its rates of food insecurity, overweight and obesity, diabetes, and chronic disease are above those of the rest of the nation (Crooks, 1999; Demerath et al., 2003; Denham, Meyer, Toborg, & Mande, 2004; Holben, McClincy, Holcomb, Dean, & Walker, 2004; Holben & Pheley, 2006; Kropf, Holben, Holcomb, & Anderson, 2007; Pheley, Holben, Graham, & Simpson, 2002; Rappaport & Robbins, 2005; Tulkki et al., 2006; Walker, Holben, Kropf, Holcomb, & Anderson, 2007; Wewers, Katz, Fickle, & Paskett, 2006). More specifically, and in relation to poverty and food access, food insecurity has been found to be a concern to Appalachian residents (Holben, Barnett, & Holcomb, 2006; Holben et al., 2004; Holben & Pheley, 2006; Hutson, Dorgan, Phillips, & Behringer, 2007; Kendall, Olson, & Frongillo, 1996; Kropf et al., 2007; Pheley et al., 2002; Tessaro, Mangone, Parkar, & Pawar, 2006; Walker et al., 2007; Wewers et al., 2006). In fact, in the proposed study region of Appalachian Ohio, food insecurity was found to be three times the level of the rest of the state, as well as almost double the rate of the nation (Holben et al., 2004; Holben & Pheley, 2006; Kropf et al., 2007; Meek, 2005; Pheley et al., 2002; Walker et al., 2007). Food insecurity has been associated with many health problems among household members across the lifespan (Alaimo, Olson, & Frongillo, 2002; Bronte-Tinkew, Zaslow,
  • 14. 14 Capps, Horowitz, & McNamara, 2007; Casey et al., 2005; Cook et al., 2004; Cook et al., 2008; Hamelin, Habicht, & Beaudry, 1999; Pheley et al., 2002; Seligman, Bindman, Vittinghoff, Kanaya, & Kushel, 2007; Stuff et al., 2004; Tarasuk & Beaton, 1999; Vozoris & Tarasuk, 2003; Walker et al., 2007). Obesity rates, diabetes, and Hemoglobin A1C levels have all been found to be greater in food-insecure households as compared to their counterparts in Appalachian Ohio (Holben & Pheley, 2006). Overall, poorer self- reported physical and mental health was associated with food insecurity in Appalachian, even in households with minimal food insecurity (Pheley et al., 2002). Physical health is not only in jeopardy when households are food insecure; mental and overall health can also be affected in both adults and children (Alaimo et al., 2002; Bronte-Tinkew et al., 2007; Casey et al., 2004; Casey et al., 2005; Casey et al., 2006; Cook et al., 2006; Cook et al., 2008; Holben et al., 2006; Holben et al., 2006; Pheley et al., 2002; Rose & Bodor, 2006; Skalicky et al., 2006; Wilde & Peterman, 2006) Food insecurity negatively impacts multiple aspects of the diet, including both quality and quantity of food consumed (Chang, Nitzke, Guilford, Adair, & Hazard, 2008; Condrasky & Marsh, 2005; Langevin et al., 2007; McIntyre et al., 2003; Vozoris & Tarasuk, 2003). Such households have been found to have below the recommended intakes of kilocalories, calcium, vitamin B-6, magnesium, iron, and zinc, compared to those in food-secure households (Dixon, Winkleby, & Radimer, 2001; Matheson, Varady, Varady, & Killen, 2002; Olson, 1999; Rose & Oliveira, 1997). Studies have shown food-insecure households to be of particular concern in relation to decreased produce intake, leading potentially to increased risk for certain cancers, cardiovascular
  • 15. 15 disease, and lower overall wellness (Ahn et al., 2005; Cartmel, Bowen, Ross, Johnson, & Mayne, 2005; Dixon et al., 2001; Genkinger, Platz, Hoffman, Comstock, & Helzlsouer, 2004; Guenther, Dodd, Reedy, & Krebs-Smith, 2006; Kendall et al., 1996; Kirsh et al., 2007; Larsson, Hakansson, Naslund, Bergkvist, & Wolk, 2006; Lee et al., 2006; Pierce et al., 2007; Pierce, Stefanick et al., 2007). For children, food insecurity can negatively impact diet, including decreased produce intake, which may negatively affect health (Casey et al., 2005; Casey et al., 2006; Cook et al., 2006; Dixon et al., 2001; Fu, Cheng, Tu, & Pan, 2007; Lakkakula, Zanovec, Silverman, Murphy, & Tuuri, 2008; Langevin et al., 2007; Riediger, Shooshtari, & Moghadasian, 2007). Federal food assistance programs have been developed to improve nutritional status of Americans, including Supplemental Nutrition Assistance Program (SNAP), the Special Supplemental Nutrition Program for Women, Infant, and Children (WIC), School Meals Programs, and local programs (e.g., Community Food Initiatives), all of which strive to increase the produce intake among participants (Food and Nutrition Service, 2008; U.S. Department of Health and Human Services, 2008; U.S. Department of Health and Human Services, 2009a, 2009b, 2009c; Zerbian, 2007). In order to further increase produce intake in food-insecure families and decrease their risk for such chronic problems, a variety of community-based programs and interventions have been developed, including produce distribution and gardening programs (Hazen, Holben, Holcomb, & Struble, 2008; Kropf et al., 2007; Nanney, Johnson, Elliott, & Haire-Joshu, 2007; Struble, Holben, Hazen, & Holcomb, 2008). Gardening, in particular, has been shown to increase access to fruits and vegetables in the face of food insecurity, and is a
  • 16. 16 relatively inexpensive way to grow fresh produce (Holben et al., 2004; McAleese & Rankin, 2007; Nanney, Johnson et al., 2007; Rose & Richards, 2004). Further, gardening interventions have been shown to positively impact produce intake of children and their households, which may also increase their food security (Graham & Zidenberg-Cherr, 2005; Hermann et al., 2006; Holben et al., 2004; McAleese & Rankin, 2007; Morris & Zidenberg-Cherr, 2002). A variety of methods have been used by these programs, including varying time frames, lessons, and venues across the United States (Robinson- O'Brien, Story, & Heim, 2009). However, none have been done in Appalachian Ohio, other than the federal and non-federal programs offered. Gardening may be a particularly effective strategy for a variety of reasons. Nanney et al. (2007) found that those families in rural areas who ate homegrown produce had an increase in produce availability, along with an increase in their child’s preference for new fruits and vegetables. In fact, gardening projects have been done to improve the health and fruit and vegetable intake of the participants, with most having positive impacts on their participants’ produce intake and gardening and nutrition knowledge (Graham & Zidenberg-Cherr, 2005; Hermann et al., 2006; McAleese & Rankin, 2007; Morris & Zidenberg-Cherr, 2002; Nanney, Johnson et al., 2007; Stables et al., 2005; Van Duyn & Pivonka, 2000). Compared to other interventions, gardening is an inexpensive way to increase produce intake as well as physical activity in households (Graham & Zidenberg-Cherr, 2005; McAleese & Rankin, 2007; Nanney, Johnson et al., 2007).
  • 17. 17 Statement of the Problem Produce intake is inadequate among children, which negatively impacts diet (Ball, Benjamin, & Ward, 2008; Gao, Wilde, Lichtenstein, & Tucker, 2006; Langevin et al., 2007; Lorson, Melgar-Quinonez, & Taylor, 2009). It was recently reported that fruits and vegetables can reduce cardiovascular problems in adolescents (Holt et al., 2009). However, children do not typically meet the required intakes for fruits and vegetables, and most servings come from potatoes and fruit juices (Lorson et al., 2009). In the study region, multiple studies have indicated the need for intervention in the Southeastern Ohio Appalachian region in relation to promoting fruit and vegetable intake (Ball et al., 2008; Cassady, Jetter, & Culp, 2007; Holben et al., 2004; Kropf et al., 2007; Luszczynska, Tryburcy, & Schwarzer, 2007; Walker et al., 2007; Wewers et al., 2006). One potential solution is to introduce gardening to children, who may, in turn, influence the entire household’s habits surrounding gardening and produce. Through the introduction of gardening, study area children will not only be involved directly in their own food production, but will potentially improve food security in their households. Purposes of the Study Fruit and vegetable intake has been found to be related to household food security (Bhattacharya, Currie, & Haider, 2004; Dixon et al., 2001; Kendall et al., 1996; Kropf et al., 2007). For adult females and children living in food-insecure households, fruits and vegetables are typically the first groups reduced from the diet, due to their higher price and shorter shelf life, compared to other foods (Cassady et al., 2007; Dixon et al., 2001;
  • 18. 18 Kendall et al., 1996; Kropf et al., 2007). Therefore, through the practice of gardening, a family may be able to grow fruits and vegetables at a lower cost than purchasing them, while increasing both physical activity and produce intake. Given the paucity of data surrounding this area of nutrition and related effectiveness of gardening programs in improving both food security and produce intake, the purposes of this study were to: (a) measured the effect of a nutrition and gardening education program on Appalachian children’s fruit and vegetable intakes and preferences; and (b) examined the relationship of food security status to gardening habits and perceptions, produce intake, and personal characteristics of children and their adult female caregivers. Research Questions and Hypotheses This study answered the research questions summarized in Table 1. Hypotheses for the questions are also summarized in Table 1.
  • 19. 19 Table 1 Research Questions and Hypotheses Research Questions Hypotheses 1. Does a six-week nutrition and A six-week nutrition and gardening gardening education program education program positively impacts improve children’s preference for children’s fruit and vegetable intakes and and intake of fruits and vegetables? preferences. 2. At the onset of the study, is Food insecurity is associated with fewer household food security status gardening habits of the children as related to the female caregiver’s perceived by the female caregiver. perception of the gardening habits of the children? 3. At the onset of the study, is Food insecurity is associated with household food security status decreased gardening readiness of the related to the female caregiver’s female caregiver. gardening readiness? 4. At the onset of the study, is Food security is inversely associated with household food security status female caregiver’s produce intakes. related to produce intake of female caregiver? 5. At the onset of the study, are the Child’s gardening habits are positively female caregiver’s gardening habits associated with their female caregiver’s related to their perceptions of the gardening habits. child’s gardening habits? 6. At the onset of the study, is Food insecurity is associated with household food security status decreased produce preferences and intakes related to produce preferences and of child participants. intakes of child participants? 7. At the onset of the study, are the Child’s produce intake and perceptions are child’s produce intake and positively associated with their female preferences related to their female caregiver’s produce intake. caregiver’s produce intakes? 8. At the onset of the study, are the Child’s produce intake and perceptions are child’s produce intake and positively associated with their female preferences related to their female caregiver’s gardening habits. caregiver’s gardening habits?
  • 20. 20 9. Do body mass index (BMI), Body mass index (BMI) will be greater vegetable intake, and fruit intake and both vegetable and fruit intakes will differ between female caregivers lower in female caregivers from food- from food-secure versus food- insecure households compared to food- insecure households? secure households. 10. Do marital status, education level, Food-insecure female caregivers will be transportation, hunting, fishing, food single and have lower education, diet assistance program participation, quality, and health status while having perceived health level, diet quality, higher body mass index and food body mass index category, and assistance program participation than produce and gardening readiness food-secure females. Food-insecure differ between female caregivers females will also have lower produce and from food-secure versus food- gardening readiness than those from food- insecure households? secure households. Significance of the Study As previously discussed, food insecurity is associated with decreased produce intake. This may be especially prevalent in distressed areas such as Athens County, Ohio, where access to and availability of produce are concerns for food-insecure homes. Through the implementation of this program, the child participants became more aware of basic nutrition concepts, as well as gardening skills, that they can share with their families in order to increase their fruit and vegetable intake, as well as food security. Multiple groups have the potential of benefiting from this program and research, especially the children involved and their families. They not only received the direct benefit of the education and produce distribution, but they were also able to use the knowledge and skills after the program’s completion through the development of their own garden. Other groups that may benefit included the Kids on Campus Program
  • 21. 21 (university-based summer camp), where this program was initially piloted. Finally, the dietetics and nutrition profession may benefit from this research by using the findings as a basis for further research and program development. Practical outcomes of this project, other than its benefits to future research, include stimulation of similar programs developing in the future. Since this was a pilot study, improvements could be made in order to re-evaluate its effectiveness in the original age group studied, or target other ages or populations in different regions of the country for evaluation. The unique aspect of this program, compared to previous studies, is that it focused in the region of Appalachian Ohio. Based upon the literature related to food security in and the culture of the Appalachian region, as well as pediatric nutrition studies and surveillance data, the program was developed. Potential Delimitations and Limitations Potential limitations of this pilot study include the pilot nature of program and study, potential for children to be absent for parts of the program or to discontinue participation in the study, limited participation of the family members/caregivers, literacy level of all participants, and use of children and families participating in the camp rather than a randomly selected sample. These limitations could hinder participant selection and recruitment, as well as the effectiveness of the program. Potential delimitations, or those factors out of our control that could hinder our study, include summer camp practices (participant selection, daily schedule), climate of
  • 22. 22 the study region during the study period, and the availability of produce from farmers for distribution during the study. In addition, since this study utilized convenience sampling, we were unable to randomly sample the children living in the area or select for particular demographics. To overcome these limitations and delimitations, we closely collaborated with the summer camp program staff and utilized local farmers for produce who typically are successful. Definition of Terms Food security: Access by all people at all times to enough food for an active, healthy life and includes at a minimum: a) the ready availability of nutritionally adequate and safe foods, and b) the assured ability to acquire acceptable foods in socially acceptable ways (e.g., without resorting to emergency food supplies, scavenging, stealing, and other coping strategies; Anderson, 1990, p. 1560). Food insecurity: Whenever the availability of nutritionally adequate and safe foods or the ability to acquire acceptable foods in socially acceptable ways is limited or uncertain (Anderson, 1990, p. 1560). Community food security: Prevention-oriented concept that supports the development and enhancement of sustainable, community-based strategies: to improve access of low-income households to healthful nutritious food supplies; to increase the self-reliance of communities in providing for their own food needs; and to promote comprehensive responses to local food, farm, and nutrition issues (Andrews, 2008).
  • 23. 23 CHAPTER 2: REVIEW OF LITERATURE In the United States, food insecurity can lead to an increased risk for health problems, poor diet, and lack of fruit and vegetable intake (Bhattacharya et al., 2004; Bronte-Tinkew et al., 2007; Carmichael, Yang, Herring, Abrams, & Shaw, 2007; Casey et al., 2005; Cook et al., 2004; Cook et al., 2006; Cook et al., 2008; Gundersen, Lohman, Garasky, Stewart, & Eisenmann, 2008; Hazen et al., 2008; Holben et al., 2006; Holben et al., 2004; Holben & Pheley, 2006; Jyoti, Frongillo, & Jones, 2005; Kropf et al., 2007; Lee & Frongillo, 2001; Lyons, Park, & Nelson, 2008; Matheson et al., 2002; C. M. Olson, Bove, & Miller, 2007; Rose & Bodor, 2006; Skalicky et al., 2006; Struble et al., 2008; Stuff et al., 2004; Tanumihardjo et al., 2007; Walker et al., 2007; Weinreb et al., 2002). These effects are particularly important for children in food-insecure households because such health problems and diet habits could follow them and exacerbate throughout life (Connell, Lofton, Yadrick, & Rehner, 2005; Olson et al., 2007). Appalachia has been shown to be at higher risk for food insecurity and its associated outcomes than the rest of the nation (Hazen et al., 2008; Holben et al., 2006; Holben et al., 2004; Holben & Pheley, 2006; Kendall et al., 1996; Kropf et al., 2007; Meek, 2005; Pheley et al., 2002; Struble et al., 2008; Walker et al., 2007). Therefore, an intervention focusing on nutrition, gardening, and produce intake may alleviate some of these problems for children in Appalachian Ohio. This study was conducted to: (a) measure the effect of a nutrition and gardening education program on Appalachian children’s fruit and vegetable intakes and preferences; and (b) examine the relationship of food security status to gardening habits and perceptions, produce intake, and personal
  • 24. 24 characteristics of children and their adult female caregivers. In this literature review, findings related to food security, Appalachia, produce intake, and gardening are reviewed. Food Security Definitions Food security is defined as “access by all people at all times to enough food for an active, healthy life and includes at a minimum: (a) the ready availability of nutritionally adequate and safe foods, and (b) the assured ability to acquire acceptable foods in socially acceptable ways (e.g., without resorting to emergency food supplies, scavenging, stealing, and other coping strategies)” (Anderson, 1990, p. 1560). Food insecurity is defined as “whenever the availability of nutritionally adequate and safe foods or the ability to acquire acceptable foods in socially acceptable ways is limited or uncertain” (Anderson, 1990, p. 1560). Hunger is a condition that is not always associated with food insecurity, however is defined as an individual physiological condition due to prolonged lack of food causing weakness, illness, and pain (Anderson, 1990). Both individuals and overall households can experience hunger (Radimer, Olson, & Campbell, 1990). Household hunger can be composed of one or more of the following: food depletion; food unsuitability; and food anxiety (Radimer et al., 1990). Individual hunger consists of intake insufficiency, diet inadequacy, and disrupted eating patterns (Radimer et al., 1990). Since there are so many aspects to it, hunger is difficult to define for each individual which leads to multiple definitions. The Food Research and Action Center
  • 25. 25 (FRAC) defined hunger as the physiological and psychological state that comes from not having enough food, while Harvard School of Public Health defined it as chronic under consumption of food and nutrients (Radimer & Radimer, 2002). Community food security is difficult to assess. However, it is basically defined as the attempt to increase the food security of a community through the use of education and programs. The U.S Department of Agriculture defines it as a prevention-oriented concept that supports the development and enhancement of sustainable, community-based strategies which improve access of low-income households to healthful nutritious food supplies; increase the self-reliance of communities in providing for their own food needs; and promote comprehensive responses to local food, farm, and nutrition issues (Andrews, 2008). As far as the community food security of Athens County, it has been found to be compromised and in need of such food, farm, and nutrition interventions (Bletzacker, Holben, & Holcomb, 2007). Measurement of Food Security The Food Security Measurement Project is a collaboration between federal agencies, researchers, and non-profit organizations developed in response to the National Nutrition Monitoring and Related Research Act (NNMRR) in 1990 with the objective to develop a methodology to assess the food security status nationwide (Nord, 2008b). The idea for food security measurement began in the 1980s when hunger emerged as a growing concern in the United States (Nord, Andrews, & Carlson, 2008). The Harvard School of Public Health and FRAC provided evidence to President Reagan’s Task Force on Food Assistance urging for an investigation into the allegations of increasing hunger
  • 26. 26 (Carlson, Andrews, & Bickel, 1999; Olson, 1999). After developing the definitions of food security, the team focused on the development of the instrument for measurement. Through the team work of the United States Department of Agriculture (USDA) and the Community Childhood Hunger Identification Project (CCHIP), an 18-item questionnaire was developed to determine the multiple levels of food security occurring in American households which was first administered as a supplement to the Current Population Survey (CPS) in 1995 (Nord et al., 2008; Nord, 2008b). The questions for the Food Security Survey Module (FSSM) were developed through extensive research by a team of experts in the field, along with field testing and validation (Nord, 2008b). The FSSM has since been used by governmental and other researchers. For example, the instrument has been used in the Continuing Survey of Food Intakes by Individuals (CSFII), the National Health and Nutrition Examination Survey (NHANES), the Early Childhood Longitudinal Study (ECLS), the Panel Survey of Income Dynamics (PSID), and the Survey of Program Dynamics (SPD; Bickel, Nord, Price, Hamilton, & Cook, 2000; Nord et al., 2008). The FSSM is an 18-item survey with questions listed in order of severity, from least to most which aids in the categorization of the participant (Carlson et al., 1999; Radimer & Radimer, 2002). Each question uses key phrasing, including “because we could not afford it” and “because there was not enough money”, in order to assess food security based on financial reasons over the past 12 months (Bickel et al., 2000). Some of the wording varied from 1995 to 1998, however the core questions have remained unchanged (Bickel et al., 2000). The questions for the 18-item survey are shown in Table 2, while the scoring is found in Appendix A.
  • 27. 27 Table 2 18-item Food Security Survey Module, 2008 Item Number Question Q1 “We worried whether our food would run out before we got money to buy more.” Was that often, sometimes, or never true for you in the last 12 months? Q2 “The food that we bought just didn’t last and we didn’t have money to get more.” Was that often, sometimes, or never true for you in the last 12 months? Q3 “We couldn’t afford to eat balanced meals.” Was that often, sometimes, or never true for you in the last 12 months? Q4 In the last 12 months, did you or other adults in the household ever cut the size of your meals or skip meals because there wasn’t enough money for food? (Yes/No) Q5 (If yes to Question 4) How often did this happen—almost every month, some months but not every month, or in only 1 or 2 months? Q6 In the last 12 months, did you ever eat less than you felt you should because there wasn’t enough money for food? (Yes/No) Q7 In the last 12 months, were you ever hungry, but didn’t eat, because there wasn’t enough money for food? (Yes/No) Q8 In the last 12 months, did you lose weight because there wasn’t enough money for food? (Yes/No) Q9 In the last 12 months did you or other adults in your household ever not eat for a whole day because there wasn’t enough money for food? (Yes/No) Q10 (If yes to Question 9) How often did this happen—almost every month, some months but not every month, or in only 1 or 2 months? Questions 11-18 are asked only if the household included children ages 0-18
  • 28. 28 Q11 “We relied on only a few kinds of low-cost food to feed our children because we were running out of money to buy food.” Was that often, sometimes, or never true for you in the last 12 months? Q12 “We couldn’t feed our children a balanced meal, because we couldn’t afford that.” Was that often, sometimes, or never true for you in the last 12 months? Q13 “The children were not eating enough because we just couldn’t afford enough food.” Was that often, sometimes, or never true for you in the last 12 months? Q14 In the last 12 months, did you ever cut the size of any of the children’s meals because there wasn’t enough money for food? (Yes/No) Q15 In the last 12 months, were the children ever hungry but you just couldn’t afford more food? (Yes/No) Q16 In the last 12 months, did any of the children ever skip a meal because there wasn’t enough money for food? (Yes/No) Q17 (If yes to Question 16) How often did this happen—almost every month, some months but not every month, or in only 1 or 2 months? Q18 In the last 12 months, did any of the children ever not eat for a whole day because there wasn’t enough money for food? (Yes/No) Note. From “Guide to Measuring Household Food Security, Revised 2000,” by G. Bickel, 2000, Department of Agriculture, Food and Nutrition Service, 6, p. 22. Copyright 2000 by USDA. Reprinted with permission. Per Appendix A, households are considered food-secure if they report only one or two food-insecure conditions. Food-insecure households are defined by having three or more food-insecure conditions (Nord et al., 2008). Food insecurity is broken down into multiple categories depending on the number of affirmative answers. Low food security is classified as having multiple indications of food access, but few reduced intake patterns. Very low food security, which is typically the situation where children are
  • 29. 29 affected, is when the household reported to being hungry at some point due to lack of money for food (Nord et al., 2008). This category breakdown is shown below in Table 3 with both the old categories and new categories represented. Table 3 Food Security Categories Defined by the USDA Old New Scale Scores Associated Conditions Categories Categories (18-item) (1995-2005) (2006- present) Food- Food-secure High food 0 affirmative No reported indications of secure security responses food-access problems or limitations Marginal 1-2 One or two reported food security affirmative indications—typically of responses anxiety over food security or shortage of food in the house. Little or no indication of changes in diets or food intake Food- Food- Low food 3-5 Reports of reduced quality, insecure insecure security affirmative variety, or desirability of diet. without responses Little or no indication of hunger reduced food intake Food- Very low 6 or more Reports of multiple indications insecure food security affirmative of disrupted eating patterns and with hunger responses reduced food intake Note. Adapted from “Food Security in the United States: Definitions of Hunger and Food Security,” by M. Nord, 2008, Department of Agriculture, Food and Nutrition Service. Copyright 2006 by the USDA. Reprinted with permission.
  • 30. 30 Over the years, the 18-item survey has been adjusted to fit multiple situations, populations, and households. A shortened form of the Food Security Scale was developed in 1995 for research projects with less funding and time (Blumberg, Bialostosky, Hamilton, & Briefel, 1999). Researchers narrowed the original 18-item survey down to six questions, which still accurately assessed the food security status of the household, but are not specific to children (Blumberg et al., 1999). In order to validate the survey for most households and remain time effective, the researchers removed the eight questions which are asked solely for households with children (Blumberg et al., 1999). This was found to have little effect on the validity of the tool, and so the survey was further shortened from ten remaining questions down to six, leaving the original questions 2, 3, 5, 7, 8, and 10 (Blumberg et al., 1999). The now 6-item, shortened form was tested with both households with and without children resulting in 82.8% and 92.3 % accuracy respectively. Both tools have been used in multiple research projects and validated for multiple population groups ( Frongillo Jr, 1999; Opsomer, Jensen, & Pan, 2003; Swindale & Bilinsky, 2006). The questions for the six-item survey are in Table 4, with the scoring found in Appendix A.
  • 31. 31 Table 4 Six-item Food Security Questionnaire, 2008 Item Number Question The first four questions are in relation to the family’s food intake Q5 In the last 12 months, did you or other adults in your household, ever cut the size of your meals or skip meals because there wasn’t enough money for food? Q8 (Ask only if Yes to Q5) How often did this happen- almost every month, some months but not every month, or in only 1 or 2 months? Q7 In the last 12 months, did you ever eat less than you felt you should because there wasn’t enough money to buy food? Q10 In the last 12 months, were you ever hungry but didn’t eat because you couldn’t afford enough food? The last two questions are in relation to the family’s food situation Q2 “The food that I/we bought just didn’t last and I/we didn’t have money to get more.” Was that often, sometimes, or never trough for you in the last 12 months? Q3 “I/we couldn’t afford to eat balanced meals.” Was that often, sometimes, or never true for you in the last 12 months? Note. From “The Effectiveness of a Short Form of the Household Food Security Scale,” S. Blumberg, 1999, American Journal of Public Health, 89, p. 1234. Copyright 1999 by the USDA. Reprinted with permission. Food Security in the United States Estimates of food security in the United States are calculated from the annual Current Population Survey (CPS). The CPS is a monthly survey of 50,000 households which includes an assessment of the food security of the nation through the use of the 18-
  • 32. 32 item Food Security Survey Module, which asks households about their behaviors and conditions over the past 12 months (U.S. Census Bureau, 2008). The FSSM is included in the December distribution of the CPS. The questions are finance- related as to exclude those who are purposely dieting or cutting back for other reasons. For example, approximately 45,600 households made of civilian, non-institutionalized citizens of the nation were utilized in 2007 (Nord et al., 2008). Statistics on the food security of the United States have been collected since 1995. In 2007, 88.9% of households were found to be food-secure while the other 11.1%, or 13 million, were food-insecure (Nord et al., 2008). Of those who were food-insecure, 7.0% were households with low food security and 4.1% were found to have very low food security. Figure 1 below illustrates the 2007 estimates.
  • 33. 33 Low Food Secure Households Very Low Food 7% Secure Households 4% Food Secure Households 89% Figure 1. Food security status of U.S. households in 2007. Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord, 2008, Economic Research Service/USDA , ERR-66, p. 4. Copyright 2008 by the USDA. Adapted with permission. Of the 4.7 million households who were determined to have very low food security in 2007, there were several conditions reported as a part of this phenomenon: 98 % worried that their food would run out before they got money to buy more; 97 % reported that the food they bought just did not last and they did not have money to get more; 94 % reported that they could not afford to eat balanced meals; 96 % reported that an adult had cut the size of meals or skipped meals because there was not enough money for food; and 93 % reported that they had eaten less than they felt they should because
  • 34. 34 there was not enough money for food (Nord et al., 2008). When food insecurity did occur, about one-fourth of those households had problems chronically for at least seven months out of the year (Nord et al., 2008). The rates of both food security and food insecurity have not changed drastically in the past ten years. The prevalence has changed less than one percent since 1999 according to the data collected from the CPS surveys (Nord et al., 2008). The data from 1999 on is based on the consistent FSSM after adjustments and changes were made from 1995 through 1998 (Bickel et al., 2000). Figure 2 below shows further detail of the trends in food security over the past ten years.
  • 35. 35 100% 98% 96% Percentage of Households 94% 92% 90% 88% 86% 84% 82% 1999 2000 2001 2002 2003 2004 2005 2006 2007 Food Insecurity 10% 10% 11% 11% 11% 12% 11% 11% 11% Food Security 90% 90% 89% 89% 89% 88% 89% 89% 89% Figure 2. Food security and food insecurity trends in the U.S. from 1999-2007. Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord, 2008, Economic Research Service/USDA , ERR-66, p. 6. Copyright 2008 by the USDA. Adapted with permission. Even though the FSSM is distributed through the CPS annually in December, it has not always been that way. Originally, the FSSM was included in the April 1995 CPS, and then changed from September, August, and back to April from 1996 through 1998 (Bickel et al., 2000; Nord et al., 2008). December was finally chosen as the month for the FSSM distribution in 2001, which in turn keeps the data consistent from year to year without seasonal influence (Nord et al., 2008). Between 1988 and 1994, before the official measurement of food security began, 4.1% lived in families that reported food insecurity, which was due to lack of money,
  • 36. 36 food stamps, or vouchers from WIC (Alaimo, Briefel, Frongillo, & Olson, 1998). A little over 2% of these families had children under 17 who cut the size or skipped meals due to lack of money (Alaimo et al., 1998). Risk Factors for Food Insecurity Risk factors for food insecurity include lower education, lower income, being from an ethnic minority, living in a non-suburban residence, and participation in government assistance programs (Adams, Grummer-Strawn, & Chavez, 2003; Alaimo et al., 1998; Alaimo, Olson, & Frongillo, 2001b; Bhattacharya et al., 2004; Cutts, Pheley, & Geppert, 1998; Gundersen et al., 2008; Herman, Harrison, Afifi, & Jenks, 2004; Holben & Myles, 2004; Jones & Frongillo, 2006; Nord et al., 2008; Oberholser & Tuttle, 2004; Quandt et al., 2004; Quandt, Arcury, Early, Tapia, & Davis, 2004; Rose, 1999). Characteristics associated with being food-insecure in 2007 included households: (a) with incomes below the poverty line; (b) with children; (c) headed by a single person; and (d) headed by African-American or Hispanic individuals (Nord et al., 2008). Of the population surveyed in 2007, 37.7% of those households were below the poverty line of $21,027 in income for a family of four (Nord et al., 2008). Those households with children headed by a single parent made up 48.2% of the food-insecure population (Nord et al., 2008). Both single male or female headed households were at greater risk for food insecurity, compared to other households (Nord et al., 2008). In another study, in fact, both divorced men and women were found to have lower food security status than when they were in a relationship (Hanson, Sobal, & Frongillo, 2007). African-American and Hispanic based households made up 42.3% of the food-insecure group in 2007, with all
  • 37. 37 of these groups having the most occurrence of very low food security (Nord et al., 2008). Below are facts from the literature discussing the risk factors, outcomes, and further developments found. Overall, it has been found that those living in households characterized by food insecurity tend to be in households with children, headed by a single adult, being an African-American or Hispanic, with income below the poverty line, and located in metropolitan areas (Nord et al., 2008). Poverty is a key component of food insecurity. One-fifth of study participants nationwide under the poverty level in 1998 were food-insecure (Nelson, Cunningham, Andersen, Harrison, & Gelberg, 2001). A study done in 2006 found many differences between food-secure and insecure women in particular. Food-insecure women were younger, less educated, single, with lower incomes than their counterparts and 61% of them were overweight (Jones & Frongillo, 2006). Food assistance program participation has also been associated with food insecurity and poverty. A household must meet specific financial and resource requirements in order to be eligible for food assistance programs, which are between 185% and 130% of the poverty level (Food and Nutrition Service, 2008; U.S. Department of Health and Human Services, 2009b, 2009c). It was found that 34% of Supplemental Nutrition Assistance Program (SNAP) participants in a Maryland study sometimes did not have enough food to eat, or to provide adequate food consistently (Oberholser & Tuttle, 2004). A study done with SNAP Participants found that 66% of participants had some level of food insecurity with 7% being food-insecure with hunger (Oberholser & Tuttle, 2004). In addition to food insecurity, lack of income may also compromise the ability to properly heat and cool the home. Another study
  • 38. 38 found that energy security was strongly and positively associated with both household and child food insecurity (Cook et al., 2008). All of these factors narrow down to mainly single, poor, low-educated women who are having trouble providing consistent access to nutritious for their families. These risks combined affect household diet, chronic disease risk, and weight of both children and female adults. Even with participation in government assistance programs, such as the Special Supplemental Nutrition Program for Women, Infant, and Children (WIC) and SNAP, additional help may be needed due to the self-selection effect (Holben & American Dietetic Association (ADA), 2006). This self-selection phenomenon explains the higher occurrence of food-insecure participants in food assistance programs by saying these households seek assistance due to social perception that it is needed (Holben & ADA, 2006). Therefore any type of intervention that can teach self sufficiency or provide assistance to both these mothers and their children could help offset struggling households. Outcomes of Food Insecurity in Adults Food insecurity has multiple household consequences and/or associations, including poor health, restricted activity, multiple chronic conditions, depression, physical impairment, psychological suffering, and family disturbances (Hamelin et al., 1999; Holben & ADA, 2006; Vozoris & Tarasuk, 2003). More specifically, food insecurity has been associated with higher chronic disease risk including obesity, diabetes, as well as mental and overall health (Hamelin et al., 1999; Hanson et al., 2007; Holben & Pheley, 2006; Pheley et al., 2002; Stuff et al., 2004). Physical and dietary
  • 39. 39 implications also occur in food-insecure households including hunger, depletion, illness, stress, modification of eating habits, and disrupted household food management (Hamelin et al., 1999; Holben & ADA, 2006; Kendall et al., 1996; Olson, 2005). Food insecurity and chronic disease risk among adults. Food insecurity is associated with increased risk for chronic disease and poor management of the conditions. It has been found that food-insecure participants were twice as likely to have diabetes as food-secure participants (Seligman et al., 2007). In a study done in 2006, individuals with diabetes were more likely to live in food-insecure households (Holben & Pheley, 2006). The study also found that individuals living in food-insecure households were more likely to have HbA1c levels higher than the recommended level of seven (Holben & Pheley, 2006). Poor management of diabetes can lead to future health consequences for these individuals that they may not be able to afford or manage. Food insecurity and financial restraints were also related to diabetes (Nelson et al., 2001). Six percent of diabetic participants reported problems with food insecurity and finances related to their diabetes management (Nelson et al., 2001). Food- insecure individuals were more likely to report having heart disease, diabetes, high blood pressure, and allergies in 2003 (Vozoris & Tarasuk, 2003). Food insecurity and overweight/obesity among adults. Adult individuals living in a food-insecure household, especially females, are more likely to be obese than those in food-secure households (Lyons et al., 2008; Martin & Ferris, 2007). One study done in Canada found that the rates of obesity coincided with the rates of food insecurity (Lyons et al., 2008). In national surveys, researchers found
  • 40. 40 that obesity was lowest for fully food-secure women, while those who were food- insecure had the most weight gain over time (Hanson et al., 2007; Wilde & Peterman, 2006). Women in California were also found to have an increased risk for obesity when classified as food-insecure, with almost one-fifth of food-insecure subjects being obese (Adams et al., 2003). Those women in food-insecure households were almost twice as likely to be overweight or obese as those in food-secure households (Adams et al., 2003). As discussed above, obesity has been linked as a consequence of food insecurity even though it seems to be counter intuitive. Food-insecurity is associated with lack of food for a nutritious, healthy life. However, high calorie, high fat, low nutrient dense foods tend to be less expensive than low calorie, low fat, and high nutrient dense items (Mendoza, Drewnowski, Cheadle, & Christakis, 2006). Therefore, these empty calorie foods replace the more nutritious options leading to weight gain. Women especially have been directly affected by this obesity trend (Adams et al., 2003; Holben & Pheley, 2006; Jones & Frongillo, 2006; Lyons et al., 2008; Olson, 1999; Townsend, Peerson, Love, Achterberg, & Murphy, 2001; Wilde & Peterman, 2006). Women in food-insecure households have been found to have an overall higher body mass than those in food-secure households (Olson, 2005). Nationwide data collected in 1999 found a strong association between food-insecurity and overweight status, especially in women who were initially normal weight (Jones & Frongillo, 2007). In rural New York, it was found that obesity in early-pregnancy was positively associated with food-insecurity in post-partum women (Olson & Strawderman, 2008). It was reported that 19.3% of women changed food insecurity category from the beginning of pregnancy
  • 41. 41 to 2 years postpartum, whereas only 5.1% changed category for obesity (Olson & Strawderman, 2008). This infers that obesity may have a stronger correlation to food insecurity, rather than food insecurity to obesity. There have been nationwide please for federal support of research that focuses on the causes, mechanisms, practices, therapies, and interventions in relation to overweight and obesity in all populations (Lyznicki, Young, Riggs, Davis, & Council on Scientific Affairs, American Medical Association, 2001). Conflicting findings exist with regard to food insecurity and overweight and obesity in households. Food security was not related to overweight or obesity in low- income Massachusetts study participants; however food assistance participation was correlated (Webb, Schiff, Currivan, & Villamor, 2008). Another study done over multiple cities in the U.S. found that a participant’s change of food security status was not significantly associated with their change in weight (Whitaker & Sarin, 2007). In fact, those participants who began the study as food-secure and changed over the course of two years did not change in weight any more than participants whose food security status remained unchanged (Whitaker & Sarin, 2007). Food insecurity and overall health among adults. Food insecurity has been associated with many other health problems besides chronic disease, including increased risk for birth defects, maternal depression, suicide attempts, depression, and overall poor health (Alaimo et al., 2002; Carmichael et al., 2007). It was found that 53% of mothers who reported food insecurity in their family also had depression (Casey et al., 2004). One study found as food insecurity rises, overall
  • 42. 42 health status falls (Bronte-Tinkew et al., 2007). The elderly are a group whose health is heavily affected by food insecurity. Those who reported food insecurity also reported poor overall health more often than those who were food-secure (Lee & Frongillo, 2001). All of these health problems could be alleviated with more consistent access to healthy food and education for these families. Food insecurity and diet among adults. Food insecurity negatively impacts multiple aspects of the diet, including decreased quality and quantity of food intake and diet (Chang et al., 2008; Condrasky & Marsh, 2005; Kendall et al., 1996; Langevin et al., 2007; McIntyre et al., 2003; Olson, 2005; Vozoris & Tarasuk, 2003). Diets of individuals living in households characterized by food insecurity have been found to have below the recommended intake of kilocalories, protein, calcium, vitamins B-6 and B-12, riboflavin, niacin, magnesium, iron, and zinc, compared to those living in food-secure households (Dixon et al., 2001; Lee & Frongillo, 2001; Matheson et al., 2002; Olson, 1999; Rose & Oliveira, 1997). Studies have shown food-insecure households to be of particular concern in relation to decreased produce intake, as this can lead to increased risk for certain cancers, cardiovascular disease, and lower overall wellness (Ahn et al., 2005; Cartmel et al., 2005; Dixon et al., 2001; Genkinger et al., 2004; Guenther et al., 2006; Kendall et al., 1996; Kirsh et al., 2007; Larsson et al., 2006; Lee et al., 2006; Pierce et al., 2007; Pierce, Stefanick et al., 2007). While diet inadequacy is related to food insecurity, eating habits of household members may also suffer. Women in food-insecure households have been found to
  • 43. 43 decrease their intake in order to allow other members of the family to eat (Kendall et al., 1996; Olson, 2005). Low-income families who are found to be food-insufficient spend significantly less money per household member on food in 2001 (Casey, Szeto, Lensing, Bogle, & Weber, 2001). Food-insecure households spend on average ten dollars less per person on food per week (Nord et al., 2008). The amounts are shown in Figure 3 below. Weekly Household Food Spending Per Person $45.00 $32.50 $33.33 $31.00 Food Secure Food Insecure Households with low Households with very Households Households food security low food security Figure 3. Weekly household food spending per person. Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord, 2008, Economic Research Service/USDA , ERR-66, p. 26. Copyright 2008 by the USDA. Adapted with permission. Over half of the women in a Toronto study living in food-insecure households reported to having some hunger in the 30 days preceding the study (Tarasuk & Beaton, 1999). Hunger is typically a managed process with some women using coping tactics,
  • 44. 44 which typically include reducing their own intake to avoid or delay such insufficiency in children (Olson, 2005; Radimer et al., 1990). In fact, women in food-insecure homes have lower energy, protein, carbohydrate, fat, and essential nutrients, while their children’s intake seem to be more adequate (McIntyre et al., 2003). It was also found that the women’s average food and calcium intakes were positively associated with their food security status, with those in more food-insecure homes having decreased intakes (Tarasuk & Beaton, 1999). Both disordered eating (binge-like eating) and reliance on others for food can cause disturbed eating patterns (Drewnowski & Specter, 2004; Kendall et al., 1996; Olson, 2005), and lead to weight gain and poor health, which can only heighten the health care burden on their family. Prices and incomes greatly affect food choices, dietary habits, and dietary quality (Drewnowski & Specter, 2004). Typically, more expensive, shorter shelf-life items, such as fresh produce, dairy, and meat products, are substituted with cheaper items like convenience foods and snacks (Dixon et al., 2001). As previously noted, adults in food- insecure homes have lower intakes of energy, vitamin B-6, magnesium, iron, zinc, and cereals (Dixon et al., 2001). While food insecurity also may lead to hunger, it is not always the result (Nelson, Brown, & Lurie, 1998). In addition to what has already been discussed, food insecurity also leads to decreased produce intake, which may be improved by gardening. Eating fewer servings of produce can have negative outcomes. For example, subjects in food-insecure households were more likely to have lower vitamin C, fruit, and vegetable intake (Kendall et al., 1996). Almost 75% of food-insecure subjects consumed two or fewer
  • 45. 45 fruits and vegetables per day, compared to 54.6% of food-secure participants (Kendall et al., 1996). The rural population of America in a 1993 study decreased their fruit, salad, carrots, and vegetable intake as their food insecurity status worsened, which can negatively impact their health (Kendall et al., 1996). Another study found that those families with preschool children living in rural areas who ate homegrown produce had an increase in home availability of produce (Nanney, Johnson et al., 2007). Gardening projects have been done in order to increase participants’ fruit and vegetable intake and subsequently improve health (Robinson-O'Brien et al., 2009). Such interventions are an inexpensive way to increase produce intake, since price is typically seen as a barrier, as well as physical activity in households (Cassady et al., 2007). Food insecurity and food assistance programs. Many food-insecure families participate in food assistance programs, including SNAP, WIC, and the Summer Food Service Program (Condrasky & Marsh, 2005; Nord et al., 2008; Oberholser & Tuttle, 2004). In 2007, more than half (53.9%) of food-insecure families studied participated in a food assistance program in the 30 days previous to data collection (Nord et al., 2008). The percentages of participants in the three main national programs are shown in Figure 4.
  • 46. 46 60.0% 50.0% Percentage of Households 40.0% 30.0% 20.0% 10.0% 0.0% Any of the School SNAP WIC three Lunch programs Percentage of food insecure households participating 33.0% 33.6% 12.5% 53.9% Percentage of very-low food security households 34.9% 28.1% 9.1% 50.9% participating Figure 4. Food-insecure household food assistance participation. Note. Adapted from “Household Food Security in the United States, 2007,” by M. Nord, 2008, Economic Research Service/USDA , ERR-66, p. 33. Copyright 2008 by the USDA. Adapted with permission. A study of SNAP participants in South Carolina found that 25% were food- insecure with hunger, with more SNAP participants being food-insecure than non- participants (Condrasky & Marsh, 2005). They also determined that participants ate less at the end of the food cycle than at the beginning. Both weight and BMI also increased
  • 47. 47 over the two year period (Condrasky & Marsh, 2005). This appears to indicate that, the cyclical nature of SNAP may lead to disordered eating patterns, leading to weight gain. In order to improve the food security of these families, a study was done with SNAP participants that aimed to increase their access to produce in order to increase produce intake. Researchers found increased supermarket access was associated with increased fruit consumption but not significantly increased intake for vegetables (Rose & Richards, 2004). Some federal programs have attempted to include produce into their household provisions. The WIC program recently changed their food packages to include more allowance for purchase of fresh fruits and vegetables, along with fruit and vegetable equivalents for all ages (Food and Nutrition Service, 2008). The WIC program also created the Farmers Market Nutrition Program which allowed participating families to use vouchers at the local farmers markets in order to increase their fresh produce intake. It was found that this significantly improved the participant’s vegetable intake, but did not make a great impact on their fruit intake (Kropf et al., 2007; Walker et al., 2007). Another study focused on the transportation aspect of produce access by distributing produce packages to low-income households (Hazen et al., 2008). The study found positive results in increased produce intake with participants (Hazen et al., 2008). This shows that if fresh vegetable access is increased, it might be less of a barrier to food- insecure families and further aid them in bettering their diet. When families lack food they may utilize socially unacceptable means of food acquisition. A study done on low-income mothers in Canada found that 80% of them had
  • 48. 48 received free food over the past year from mostly food banks and relatives, and 75% of the women were food-insecure (McIntyre et al., 2003). In a Canadian study done with food bank participants, 69.9% of households were supported by welfare while 5.9% relied on a combination of unemployment, loans, or other sources (Tarasuk & Beaton, 1999). A local study done with Ohio food pantry users found increased usage from food- insecure households (O'Connell & Holben, 2005). Outcomes of food insecurity in children As previously mentioned, adults in the household are not the only household members affected by lack of food, but when food insecurity is at its worst, children also suffer. In most cases, children are protected from the harms of food insecurity; however in 2007, 323,000 households had one or more children directly affected by food insecurity (Nord et al., 2008). In 1998, there were 2.4 to 3.2 million children living in food-insecure households, and the numbers are similar today (Alaimo et al., 1998; Nord et al., 2008). Data collected in 1994 to 1996 from 3,837 households indicated that 7.5% of the low-income families with children reported food insecurity, due to lack of money, SNAPs, or WIC vouchers (Alaimo, Olson, Frongillo, & Briefel, 2001; Casey et al., 2001). Lacking financial resources is a key feature of food insecurity. A 2006 study found that 85% of the food-insecure children lived in houses below the 185% poverty level (Rose & Bodor, 2006). Food insecurity and overweight among children. Overweight and obesity trends are not only seen in adults, but may also occur in children. A 2006 nationwide household survey found that 17% of households with
  • 49. 49 children were food-insecure, with 15% of those children having a BMI in the overweight or at risk for overweight categories (Casey et al., 2006). The same study determined that children living in poverty-stricken and/or food-insecure households, independent of demographic data, were more likely to be at risk for overweight (Casey et al., 2006). A nationwide study using NHANES data collected from 1988 through 1994 found an increased prevalence of food insecurity and overweight coexisting among low-income, older white children in the United States (Alaimo et al., 2001b). Another nationwide survey using USDA data found the energy density of the diet was related to both obesity and food insecurity in children, with those living in the Midwest having the highest energy density (Mendoza et al., 2006). It has also been found that the prevalence of overweight in children is indirectly related to the family income. As a family’s income increased their overweight status has been shown to decrease (Gordon-Larsen, Adair, & Popkin, 2003). Children from families with both lower parental education and income have been found to be more at risk for being overweight (Haas et al., 2003). This not only affects them during childhood, but may exacerbate health risks in adulthood. A study in 2007 found that if a child grew up in a low-income household, they had an increased likelihood of being overweight later in life, as well as have poor eating habits (Olson et al., 2007). Lack of insurance was also associated with being overweight, which could be related to less health care visits for both parents and children. When low-income families who were food insufficient were compared to low- income families who were food sufficient, households with children were more likely to
  • 50. 50 be overweight and were less educated (Casey et al., 2001). However, not all studies of food-insecure children have found an association between food insecurity and overweight or obesity. In fact, one study reported that children who were classified as food-insecure were in the intermediate BMI ranges and most reported as “trying to gain weight” (Gulliford, Nunes, & Rocke, 2006). Food insecurity and overall health status among children. There are multiple associations between food insecurity, low income, overweight, and health in children. A study done in the Mississippi Delta region in 2005 had similar results as those done in the Appalachian region. Children in food-insecure households had significantly lower physical and psychosocial functions as well as health related quality of life (Casey et al., 2005). A study done in Texas using poor families found the children had increased blood glucose, overweight, along with decreased fitness, calcium, magnesium, phosphorus, potassium, and folate levels (Trevino et al., 2008). Children living in food-insecure households are nearly twice as likely to report a fair/poor health status as children in food-secure households (Cook et al., 2004). Those food-insecure children also had tripled the chance of being hospitalized than food-secure children (Cook et al., 2004). A nationwide study found that 85% of the food-insecure children were from households that were below 185% of the poverty threshold; and mothers with less than a college education were more likely to be overweight (Rose & Bodor, 2006). One Appalachian Kentucky study found that children coming from poverty-stricken, low-educated households were more likely to have stunted growth and be obese than their counterparts, while another found similar results in Appalachian
  • 51. 51 Pennsylvania (Crooks, 1999; Haas et al., 2003; Rappaport & Robbins, 2005). Health of the child is also been found to be negatively impacted by the lowered household income. Therefore, it has been suggested that interventions aiming to increase health and food security of children should focus on increasing fruits and vegetables, along with whole grains in their diets (Tanumihardjo et al., 2007). Food insecurity has also been shown to impact a child’s mental and cognitive health (Alaimo, Olson, & Frongillo, 2001a; Alaimo et al., 2002; Casey et al., 2005; Connell et al., 2005; Kleinman et al., 1998; Murphy et al., 1998). When children’s diet is negatively impacted by food insecurity causing hunger, they have been found to have lower physical functioning along with behavioral and psychosocial problems (Alaimo et al., 2001; Casey et al., 2005; Kleinman et al., 1998; Murphy et al., 1998). Other consequences on food-insecure children include counseling, school disciplinary problems, increased suicide risk, and difficulty interacting with others (Alaimo et al., 2001; Alaimo et al., 2002). The longer a child is exposed to food-insecure conditions, the more likely their academic performance is to suffer, including arithmetic and grade completion (Alaimo et al., 2001), which can simply be improved through a healthy diet. Food insecurity and diet and hunger among children. Chronic food insecurity and hunger can lead to physical impairment, reduced learning, and family disturbances (Hamelin et al., 1999). One study conducted in Massachusetts with homeless and low-income households focused on children’s health and well-being and the impact of hunger. This study found that half of the preschool children had been homeless and moved an average of twice in the past year, while their
  • 52. 52 mothers also reported the family as having moderate hunger (Weinreb et al., 2002). The children who showed more hunger signs were more likely to be white, and those who had severe hunger were more likely to have low birth weights and more chronic health problems (Weinreb et al., 2002). A national sample of kindergarteners found that 22.2% of the children’s households experienced food insecurity, which was also found to be associated with increased weight gain, poor academic performance, and decline in social skills (Jyoti et al., 2005). Those with higher incomes had better health, less need for health care, lower parental depression, and lower levels of food insecurity, while the opposite was true of poorer households (Ashiabi & O'Neal, 2007). Even though children are typically protected from hunger, their diets can still be impacted (Rose, 1999). Children in food-insecure households have lower intakes of fruits, vegetables, and milk products, which directly impacts their calcium, vitamins A and C intake (Dixon et al., 2001). Children typically consume the types of food supplies provided by their caretakers, so when household food supplies are depleted, due to food insecurity, children’s diets suffer, particularly intake of produce and meat (Matheson et al., 2002). A sample of households reported 10.4% child food insecurity, 7.8% reduced diet quality, and 2.6% child hunger (Skalicky et al., 2006). This same study also found that food-insecure children were twice as likely to have iron-deficient anemia (Skalicky et al., 2006). It was even found that food insecurity at any level is linked to poor health outcomes in children, even without hunger or very low food security (Cook et al., 2006). Not having enough food alone caused poor health in children regardless of income level (Alaimo et al., 2001). It was also found that family food insecurity was
  • 53. 53 linked to negative academic and psychosocial development in children (Alaimo et al., 2001a). An in-depth qualitative study asked children in rural Mississippi open-ended questions to assess their experiences with food insecurity. Some of the children mentioned being ashamed or fearful of being labeled as “poor” and many coping strategies were also discussed. Some of these strategies included eating less (quantity and frequency), eating more or fast when food is available, use of cheap foods, feeling that there was no choice, and limiting participation in social activities (Connell et al., 2005). However, SNAP Program participation has been associated with better learning in food- insecure children (Frongillo, Jyoti, & Jones, 2006). These occurrences typically only happen when food insecurity is at its worst level, food-insecure with hunger, yet negative effects on the children of these households appear to occur regardless of food security categorization. Federal and Non-Federal Food Assistance Programs Federal and non-federal food assistance programs have a common objective, to improve the nutritional status of underprivileged families. Federal programs, such as the WIC program, SNAP, the School Meals Program, and the Summer Food Service Program, aim to increase food security and reduce hunger of low-income families through increased access to healthy nutritious food (Food and Nutrition Service, 2008; U.S. Department of Health and Human Services, 2008; U.S. Department of Health and Human Services, 2009a, 2009b, 2009c). Non-federal programs, such as Community Food
  • 54. 54 Initiatives (CFI) and community gardens, share the same goals; however, their focus is on a smaller population within a particular community. The Special Supplemental Nutrition Program for Women, Infant, and Children (WIC) The Special Supplemental Nutrition Program for Women, Infant, and Children, better known as WIC, is a federal program started in 1974 which provides assistance to low-income mothers with children under the age of 5 in order to assist with their nutritional needs (Food and Nutrition Service, 2008). Services provided by WIC include food vouchers, nutrition education, and health care referrals, which are all overseen by the Food and Nutrition Service Department in conjunction with the USDA (Food and Nutrition Service, 2008). In order to receive these benefits, women participants must meet the income guidelines of 185% poverty level, or $35,798 per year (2008 information; Food and Nutrition Service, 2008). WIC foods include iron-fortified infant formula and infant cereal, iron-fortified adult cereal, vitamin C-rich fruit or vegetable juice, eggs, milk, cheese, peanut butter, legumes, tuna, and carrots (Food and Nutrition Service, 2008). Special therapeutic infant formulas and medical foods may also be provided if needed (Food and Nutrition Service, 2008). The program provides these specific foods due to research showing participants are typically lacking in protein, calcium, iron, and/or vitamins A and C (Food and Nutrition Service, 2008). A recent revision of the WIC packages determined the need for more produce for all age groups. In order to accommodate for this change, the packages now include more allowance for the purchase of fresh fruits and vegetables, along with fruit and vegetable equivalents for younger ages such as juice and baby foods (Food and Nutrition Service, 2008). WIC has
  • 55. 55 been shown to improve the food security and produce intake of households; especially in single parent households, through programs such as the WIC farmers’ market nutrition program as well as participating in research studies that include produce distribution (Kropf et al., 2007; Walker et al., 2007). FNS Supplemental Nutrition Assistance Program (SNAP) The Supplemental Nutrition Assistance Program (SNAP) is formerly known as the Food Stamp Program, which began in 1943 as a project created by the Secretary of Agriculture, Henry Wallace and Milo Perkins (U.S. Department of Health and Human Services, 2009c). After many trials and adjustments to the original program of using orange and blue stamps to purchase certain commodities, President Johnson proposed to make the program permanent, which was then confirmed by the Food Stamp Act of 1964 (U.S. Department of Health and Human Services, 2009c). Since its beginning, SNAP has changed to fit the needs of the consumers, including the switch from paper stamp usage to an updated electronic card system (U.S. Department of Health and Human Services, 2009c). SNAP helps low-income families purchase food for their families through the use of an electronic debit card which provides discounts on items at grocery or convenience stores (U.S. Department of Health and Human Services, 2009c). The program also provides nutrition education to its participants in order to improve their overall diet, however not just anyone can qualify for SNAP (U.S. Department of Health and Human Services, 2009c). In order to be eligible for the program, you must meet strict guidelines