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Plaigarism and the law

       Joss Saunders
         For ALPSP
     30 September 2009
Aims of this presentation


   Demystify the law on plagiarism for publishers
   Explore the practical issues
   Recommend precautions to mitigate legal and
   financial risk
   All from perspective of English lawyer




© Blake Lapthorn 2009
Proposition one

   Plagiarism is often, but by no means always, illegal




© Blake Lapthorn 2009
Plagiarism ≠ copyright infringement

   Plagiarism = no acknowledgement
   Plagiarism sometimes = ideas, not exact words
   Some exact copying is allowed
   Copyright does not protect ideas, only their
   expression




© Blake Lapthorn 2009
Copyright and plagiarism

   Copyright is infringed only if a “substantial part” is
   copied s16(3) Copyright, Designs and Patents Act
   1988.
   Quality v quantity




© Blake Lapthorn 2009
What is substantial?

   Sillitoe v McGraw-Hill Book Co
   Study notes were a substantial copy that reproduced
   between five and ten percent of two novels and a
   play




© Blake Lapthorn 2009
Acknowledgement is not a complete
copyright defence

   Acknowledgement is a partial defence only for certain
   “acts permitted in relation to copyright works”
   Criticism, review and news reports:
   “Fair dealing with a work for the purposes of criticism
   review … does not infringe any © in the work
   provided that it is accompanied by a sufficient
   acknowledgement” (s30 Copyright Act)




© Blake Lapthorn 2009
Practical problems

   Text: copyright and moral rights
   Tables/images: copyright and moral rights
   Data: database right
   Music/sound recordings: performance rights,
   copyright and moral rights




© Blake Lapthorn 2009
Some examples when plagiarism means
copyright infringement

   Taking whole pages of text
   Substantial copy of research data
   Copying of small part, but containing most of value
   Non textual, but taking whole sequence and
   arguments in same order (eg history article)




© Blake Lapthorn 2009
Proposition two: plagiarism in books is
more expensive than plagiarism in journals

   Journals: usual remedy is retraction
   Books: pulp the book
                 – offending publisher pays damages to
                 – innocent publisher and author
   Books cases cost tens of thousands of £ in costs and
   damages




© Blake Lapthorn 2009
Proposition three: even if no copyright
infringement, plagiarism can have other
legal consequences

   Disciplinary action
   Possible database rights claim
   Moral rights of paternity and integrity
   Misrepresentation
   Fraud
   Contractual breach of warranty in author contract




© Blake Lapthorn 2009
Why do you have to be careful about
combating plagiarism?
   Libel
   Data Protection
   Freedom of Information Act
   Human Rights Act
   University complaints systems




© Blake Lapthorn 2009
Libel

   Only libel if ‘published’ to a third party
   Not published if just write to author, or if referee’s
   comments not circulated to editorial board
   Letter to Head of Dept is publication
   Retraction in journal may be libellous
   Defence of fair comment is defeated by malice




© Blake Lapthorn 2009
What is your plagiarism policy?

   Do you hold ‘personal data’ about plagiarists
   ‘Plagiarists’ right of access to the data you hold on
   them: fishing expeditions for libel
   If you are a public body, or your editors are employed
   by a public body, Freedom of Information Act applies
   Human Rights Act balancing act between privacy and
   freedom of expression
   Are you following due process: link with employment
   policies




© Blake Lapthorn 2009
Proposition four: publishers can get caught
as piggy in the middle
   Upset authors and institutions can use publishers in
   proxy war against other authors and institutions
   Some war stories …
   The solution?




© Blake Lapthorn 2009
Academic staff and students who plagiarize

   Employment law issues
   Professional regulation issues:
     –   disciplinary allegations
     –   breach of membership rules/codes of practice
     –   process/Human Rights (Article 6?)
     –   sanctions
   Students who plagiarize
     – fair procedures/natural justice.
     – HEI adjudicator
     – civil action


© Blake Lapthorn 2009
Academic staff and students who plagiarize
- practical issues
   Who can see the papers?
   Can the professional regulator call for a copy of the
   students file?
   What are the Data Protection issues?
   Can academic staff be called to give evidence before
   a disciplinary committee?
   Civil claims by students and others
   IT as an evidence tool?




© Blake Lapthorn 2009
Seven steps to manage the risks of
plagiarism
   Check author contracts
   Check contracts with others in the supply chain,
   particularly on-line aggregators and other distributors,
   and contracts with subscribers, particularly
   institutional subscribers
   Produce clear guidance notes for authors, for editors
   and for reviewers
   Clear plagiarism and fraud policy
   Clear Data Protection policy
   Insurance
   Have clear procedures in the event of litigation


© Blake Lapthorn 2009
If you have questions on this or other related topics, please contact:
   joss.saunders@bllaw.co.uk
   Blake Lapthorn is an English law firm regulated by the Solicitors
   Regulation Authority under SRA number 448793 whose rules can be
   accessed via www.sra.org.uk
   This presentation is protected by copyright and is not a substitute for
   detailed advice on specific transactions and problems and should not
   be taken as providing legal advice on any of the topics discussed.
   A full list of our partners is available on our website at
   http://www.bllaw.co.uk/about_us/a_to_z_of_partners.aspx or at any one

   of our offices http://www.bllaw.co.uk/offices.




© Blake Lapthorn 2009

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Plaigarism and the law seminar

  • 1. Plaigarism and the law Joss Saunders For ALPSP 30 September 2009
  • 2. Aims of this presentation Demystify the law on plagiarism for publishers Explore the practical issues Recommend precautions to mitigate legal and financial risk All from perspective of English lawyer © Blake Lapthorn 2009
  • 3. Proposition one Plagiarism is often, but by no means always, illegal © Blake Lapthorn 2009
  • 4. Plagiarism ≠ copyright infringement Plagiarism = no acknowledgement Plagiarism sometimes = ideas, not exact words Some exact copying is allowed Copyright does not protect ideas, only their expression © Blake Lapthorn 2009
  • 5. Copyright and plagiarism Copyright is infringed only if a “substantial part” is copied s16(3) Copyright, Designs and Patents Act 1988. Quality v quantity © Blake Lapthorn 2009
  • 6. What is substantial? Sillitoe v McGraw-Hill Book Co Study notes were a substantial copy that reproduced between five and ten percent of two novels and a play © Blake Lapthorn 2009
  • 7. Acknowledgement is not a complete copyright defence Acknowledgement is a partial defence only for certain “acts permitted in relation to copyright works” Criticism, review and news reports: “Fair dealing with a work for the purposes of criticism review … does not infringe any © in the work provided that it is accompanied by a sufficient acknowledgement” (s30 Copyright Act) © Blake Lapthorn 2009
  • 8. Practical problems Text: copyright and moral rights Tables/images: copyright and moral rights Data: database right Music/sound recordings: performance rights, copyright and moral rights © Blake Lapthorn 2009
  • 9. Some examples when plagiarism means copyright infringement Taking whole pages of text Substantial copy of research data Copying of small part, but containing most of value Non textual, but taking whole sequence and arguments in same order (eg history article) © Blake Lapthorn 2009
  • 10. Proposition two: plagiarism in books is more expensive than plagiarism in journals Journals: usual remedy is retraction Books: pulp the book – offending publisher pays damages to – innocent publisher and author Books cases cost tens of thousands of £ in costs and damages © Blake Lapthorn 2009
  • 11. Proposition three: even if no copyright infringement, plagiarism can have other legal consequences Disciplinary action Possible database rights claim Moral rights of paternity and integrity Misrepresentation Fraud Contractual breach of warranty in author contract © Blake Lapthorn 2009
  • 12. Why do you have to be careful about combating plagiarism? Libel Data Protection Freedom of Information Act Human Rights Act University complaints systems © Blake Lapthorn 2009
  • 13. Libel Only libel if ‘published’ to a third party Not published if just write to author, or if referee’s comments not circulated to editorial board Letter to Head of Dept is publication Retraction in journal may be libellous Defence of fair comment is defeated by malice © Blake Lapthorn 2009
  • 14. What is your plagiarism policy? Do you hold ‘personal data’ about plagiarists ‘Plagiarists’ right of access to the data you hold on them: fishing expeditions for libel If you are a public body, or your editors are employed by a public body, Freedom of Information Act applies Human Rights Act balancing act between privacy and freedom of expression Are you following due process: link with employment policies © Blake Lapthorn 2009
  • 15. Proposition four: publishers can get caught as piggy in the middle Upset authors and institutions can use publishers in proxy war against other authors and institutions Some war stories … The solution? © Blake Lapthorn 2009
  • 16. Academic staff and students who plagiarize Employment law issues Professional regulation issues: – disciplinary allegations – breach of membership rules/codes of practice – process/Human Rights (Article 6?) – sanctions Students who plagiarize – fair procedures/natural justice. – HEI adjudicator – civil action © Blake Lapthorn 2009
  • 17. Academic staff and students who plagiarize - practical issues Who can see the papers? Can the professional regulator call for a copy of the students file? What are the Data Protection issues? Can academic staff be called to give evidence before a disciplinary committee? Civil claims by students and others IT as an evidence tool? © Blake Lapthorn 2009
  • 18. Seven steps to manage the risks of plagiarism Check author contracts Check contracts with others in the supply chain, particularly on-line aggregators and other distributors, and contracts with subscribers, particularly institutional subscribers Produce clear guidance notes for authors, for editors and for reviewers Clear plagiarism and fraud policy Clear Data Protection policy Insurance Have clear procedures in the event of litigation © Blake Lapthorn 2009
  • 19. If you have questions on this or other related topics, please contact: joss.saunders@bllaw.co.uk Blake Lapthorn is an English law firm regulated by the Solicitors Regulation Authority under SRA number 448793 whose rules can be accessed via www.sra.org.uk This presentation is protected by copyright and is not a substitute for detailed advice on specific transactions and problems and should not be taken as providing legal advice on any of the topics discussed. A full list of our partners is available on our website at http://www.bllaw.co.uk/about_us/a_to_z_of_partners.aspx or at any one of our offices http://www.bllaw.co.uk/offices. © Blake Lapthorn 2009