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Vinita Radhakrishnan
PATENT SYSTEM 
 RIGHTS v. DUTY 
 DUTY 
◦ SPECIFICATION 
 DESCRIPTION 
 SUFFICIENCY 
 ENABLEMENT 
 BEST MODE 
 CLAIMS 
 CLEAR AND UNAMBIGUOUS
 Claims define the metes and bounds of an 
invention 
 Claim Limits the extent of protection 
 What is not claimed is disclaimed! 
 Claims determine the value of your patent 
 Each claim is a representation of your invention. 
 Single sentence ending with a period.
 Implications of 
◦ Claiming too broadly 
◦ Claiming too narrow 
 Claiming just right: 
◦ This is an art and requires lots of imagination 
◦ Claim must be adequately supported by the description 
 Must avoid 
◦ Not claiming what the client wants 
◦ Claiming what the client does not use or need
 Cannot broaden the claims of a granted patent 
 Cannot broaden the disclosure and the claims 
beyond what has been included when drafting the 
application that was filed 
 You are responsible for getting the scope of 
protection the inventor deserves 
You do not get a second chance
 Three parts 
◦ Introductory Phrase 
 Introduces the subject matter of the invention 
◦ Body 
 defines a particular embodiment of the 
invention 
◦ Transition Phrase 
 joins the introductory phrase and the body of 
claim 
 Open ended v. close ended claims
“I claim a pencil having an eraser fastened to one 
end.” 
 Introductory phrase - “a pencil” 
 Transition phrase – “having” 
 Body – “an eraser fastened to one end”
 Independent Claims 
◦ Do not depend on any other claim 
◦ Generally defines the essential novel features of the 
most preferred embodiments of a product or a process. 
 A pencil having an eraser fastened to one end.
 Dependent Claims 
◦ Depend on either an independent claim or another 
dependent claim 
◦ Multiple-dependent claims 
 The pencil as in claim 1, where said eraser is 
fastened to said pencil on one end using an 
adhesive. 
 The pencil as claimed in claim 1 and 2 wherein 
the said adhesive is glue.
 Process Claims 
◦ A Process Claim is used for process inventions and has 
to clearly define the steps involved in the process. 
 Product Claims 
◦ A product claim may be claimed as an apparatus, a 
system, a device, an article or any other product.
 Markush Claims 
 Product by process claims 
 Fingerprint claims 
 Structure Claim 
 Composition Claim 
 Gene Sequence claim 
 Diagnostic method claim
To Generalize is the Key
“The feline mammal occupying, a wholly if not 
entirely sedentary position, a horizontally-spread 
woven textile floor-covering, as is sometimes but 
not always the case".
Generalize to such an extent that your patent is 
close to prior art but can be clearly differentiated 
from the prior art
 Product claims 
 Process claims
 New Chemical entity including a molecule or a 
compound 
 Combination 
 Compositions
 A chemical molecule developed in the early 
discovery stage which later translates into a 
drug product is generally referred to as a new 
chemical entity. 
◦ Actual molecular structure of the NCE in the claim
 A compound having the formula 
Scope of protection rendered by the claim stated in the 
illustration is limited to the compound bearing the molecular 
structure.
 Include a chemical entity along with the various 
variants of the same 
 Close ended claims 
 Claim by grouping
 A compound having the formula 
Wherein X is selected from a group consisting of Cl, Br, F and I.
 When the exact structure is not known but 
the characteristics of the structure is 
sufficient to distinguish the compound from 
existing prior art. 
e.g.: 
What is claimed is 
A chemical entity characterized by molecular weight 
of 280, having a pH of 6.5, which has a melting point 
of 123 degree Celsius and a boiling point of 180 
degree Celsius.
When the product cannot be clearly defined and 
is best defined by the process of preparing the 
same
 Polyjuice potion: 
◦ A potion that transforms one person to another person he 
desires to look and sound like 
What is claimed is a potion prepared by: 
 Mixing 12 lacewing flies that have been stewed for 21 days; 
 1 ounce of crude Antimony; 
 4 leeches that have been “unsucculated”; 
 1 pinch of powdered horn of a Bicorn that has been "lunar 
extracted“; and 
 Extract of The-Transfigured-Being-To-Be 
followed by 21 days of brewing in a oak barrel.
 Reference is made to the specification 
 Usually not allowed in most jurisdiction 
 It’s a play safe claiming strategy
 A compound for treating Hemophilia, wherein the 
compound is substantially as discussed in the 
specification.
 Novel Combination product patents including 
two or more already known chemical 
compounds. 
 These compounds may be available in the 
public domain. But so long as the combination is 
novel, they can be patented. 
 A composition claim usually shall include 
several components both essential and non 
essential for the invention.
What is claimed is 
A shampoo composition comprising 
 a. 25 % of Alkyl ether sulphate; 
 b. 10% of Dimethicone; 
 c. 2% of imidazole and 
 d. 63% water.
What is claimed is 
1. A shampoo composition comprising 
 20- 30% of at least one Surfactant; 
 5-15% of at least one conditioning agent; 
 1-3% of at least one anti fungal agent and 
 water. 
2. The shampoo composition as claimed in claim 1, 
wherein the antifungal agent is selected from a 
group consisting of pyrazole, imidazole, triazole, 
tetrazole and pentazole. 
3. The shampoo composition in claim 1 wherein said 
anti fungal agent is imidazole.
 A shampoo composition comprising 
 20- 30% of at least one Surfactant; 
 5-15% of at least one conditioning agent; 
 1-3% of at least one anti fungal agent and 
 Water 
wherein the antifungal agent is selected from a group consisting 
of pyrazole, imidazole, triazole, tetrazole and pentazole.
 A process claim enumerates the step wise 
process for manufacturing the compound or 
formulation 
 Steps to be enumerated in the logical order.
 A process for preparing a modified 
phosphocalcic compound comprising: 
a) adding a gem-biphosphonic acid or an alkali metal or 
alkaline-earth metal salt thereof to a suspension of a 
precursor phosphocalcic compound in ultrapure water; 
b) stirring the reaction medium at room temperature and 
c) recovering the formed compound there from by 
centrifugation.
 Biphenyl Propionic acid
A compound wherein the compound is 
What is claimed is a compound wherein 
ring P is an aromatic ring optionally having substituent(s), 
ring Q is an aromatic ring optionally further having substituent(s) 
besides —Y—COOH, 
and X and Y are each independently a spacer, or a salt thereof or a 
prodrug thereof.
 Nothing is unfair when you define the scope of 
your invention. 
 Examiners are always stingy
 Product related claims 
 Process related claims
 Gene sequence 
 Amino Acid sequence 
 Vector and host used for expression of the gene 
 An antibody against the protein / sequence and a 
kit made from the antibody / sequence
 What is claimed is 
◦ An isolated nucleic acid comprising a nucleic acid 
sequence 
ATGGGCCTAACGTGAGGGAATTCGAAATT 
Or 
 What is claimed is 
◦ An isolated nucleic acid molecule comprising a nucleic 
acid Sequence of SEQ ID no. 1.
 A nucleic acid molecule comprising a nucleic acid 
sequence that hybridizes to SEQ ID no.1 under 
stringent conditions.
A nucleic acid molecule comprising 
1) SEQ ID no.1 
OR 
2) a nucleic acid sequence that hybridizes to 
SEQ ID no.1 under stringent conditions
What is claimed is 
 An isolated nucleic acid molecule which encodes a 
polypeptide comprising the amino acid sequence 
Met Ala Asp Asp Cys Glu Phe Val Gly Ser Ala Val 
Or 
 An isolated nucleic acid molecule which encodes a 
polypeptide comprising the amino acid sequence of 
SEQ ID NO 2.
 Vector: 
◦ A vector comprising a nucleic acid molecule as claimed 
in Claim 1. 
 Host Cell: 
◦ A transgenic host cell that contains the vector 
comprising a nucleic acid molecule comprising the 
nucleic acid sequence of SEQ ID no.1.
 Isolated Antibody: 
◦ An isolated antibody or fragment thereof 
comprising the amino acid sequence of of 
SEQ ID no. 2. 
 Antibody Kit: 
◦ A kit comprising the antibody or fragment 
thereof of claim 1.
 Method of expression claims 
 Biotechnological process claims
A method of expressing a target protein or 
polypeptide comprising the steps of: 
◦ A) transfecting a host cell with the expression vector of 
claim 2; 
◦ B) culturing the host cell transfected with the 
expression vector under conditions that permit 
expression of the target protein or polypeptide; and 
◦ C) isolating the target protein or polypeptide.
A process for making an insulin precursor or an 
insulin analog precursor, said method comprising 
(i) culturing a host cell comprising a polynucleotide 
sequence encoding an insulin precursor or an 
insulin analog precursor according to claim 1 under 
suitable culture conditions for expression of said 
precursor; and 
(ii) isolating the expressed precursor.
 Product 
 Process
A diagnostic kit used for detecting malaria antibodies 
in a biological sample comprising of the protein 
encoded by SEQ ID NO.1 where the said protein is 
brought in contact with the biological sample under 
appropriate conditions which allow the formation of an 
immune complex, wherein said peptide is labeled with 
a detectable label.
A method for in vitro diagnosis of malaria antibodies in a 
biological sample, comprising 
(i) contacting said biological sample with a composition 
comprising a protein encoded by SEQ ID no1 under 
appropriate conditions which allow the formation of an 
immune complex, wherein said peptide is labeled with a 
detectable label, and 
(ii) detecting the presence of said immune complexes 
visually or mechanically.
An isolated nucleic acid encoding a flavonoid 
methyltransferase molecule bearing the SEQ ID 
no 1 and its amino acid sequence bearing SEQ 
ID no 2
An isolated nucleic acid molecule according to any one of 
claims 1 to 3 having the nucleotide sequence comprising: 
(i) a nucleotide sequence set forth in SEQ ID NO:1; 
(ii) a nucleotide sequence capable of hybridizing under 
low stringency conditions to SEQ ID NO: 1 or its 
complementary form; 
(iv) a nucleotide sequence capable of encoding the amino 
acid sequence set forth in SEQ ID NO:2; 
wherein said nucleotide sequence encodes a FMT molecule 
or a mutant, part, fragment or portion thereof or a functional 
and/or structural equivalent or homolog thereof.
 Claim Dependency 
 First Medical Use 
 Second Medical Indication/Swiss Claim/New 
Use claim 
 Process Claims 
 Product by process 
 Gene Sequence: Isolated and Purified/Synthetic 
 Method of treatment, Diagnosis 
 Combination Claim
Pre drafting 
 Understand the invention 
 Identify the crux of the invention 
 Consider all possible embodiments 
 Plan the structure 
 Play the role of a devils advocate
While Drafting 
 Keep the inventor informed. 
 Draft Claim outline before starting to draft the 
description. Finalize the claim after specification 
is drafted 
 Avoid Unnecessary information 
 Keep in mind the level of PHOSITA while drafting 
the claim.
 Be frugal with words 
 Clarity 
 Every word Anchored 
 Be greedy, But do not lose focus of what your 
invention is
PRECISION! 
CLARITY! 
IMAGINATION! 
FORESIGHT!
 Herbal formulation with melon extract:
 Herbal Preparation 
 The medicinal preparation comprises of: 
◦ 1. Melon Extract (40%) 
◦ 2. Aloe Vera Extract (10%) 
◦ 3. Saffron (5%) 
◦ 4. Papaya extract (20%) 
◦ 5. Water
1. A personal care composition comprising of 
a) 20-60% of melon extract; 
b) 0-10% of moisturizing agent; 
c) 3-7% of anti oxidative agent; 
d)10-30% of cleansing agent; and 
e) a suitable solvent. 
1. The personal care composition claimed in claim 1 
where in the said cleansing agent is selected from a 
group consisting of papaya extract, cucumber extract 
and strawberry extract. 
2. The personal care composition claimed in claim 1 and 
2 where in the cleansing agent is papaya extract.
4. The personal care composition claimed in claim 
1, where in the composition is administered as a 
serum. 
5. The personal care composition claimed in claim 
1, where in the composition is used for treatment 
of vitiligo.
For More Details Visit 
Web: www.bananaip.com 
Blog:www.bananaip.com/sinapse-blog

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A Presentation on Mechanics of Claim Construction and Drafting by Mrs. Vinita Radhakrishnan

  • 2. PATENT SYSTEM  RIGHTS v. DUTY  DUTY ◦ SPECIFICATION  DESCRIPTION  SUFFICIENCY  ENABLEMENT  BEST MODE  CLAIMS  CLEAR AND UNAMBIGUOUS
  • 3.  Claims define the metes and bounds of an invention  Claim Limits the extent of protection  What is not claimed is disclaimed!  Claims determine the value of your patent  Each claim is a representation of your invention.  Single sentence ending with a period.
  • 4.  Implications of ◦ Claiming too broadly ◦ Claiming too narrow  Claiming just right: ◦ This is an art and requires lots of imagination ◦ Claim must be adequately supported by the description  Must avoid ◦ Not claiming what the client wants ◦ Claiming what the client does not use or need
  • 5.  Cannot broaden the claims of a granted patent  Cannot broaden the disclosure and the claims beyond what has been included when drafting the application that was filed  You are responsible for getting the scope of protection the inventor deserves You do not get a second chance
  • 6.  Three parts ◦ Introductory Phrase  Introduces the subject matter of the invention ◦ Body  defines a particular embodiment of the invention ◦ Transition Phrase  joins the introductory phrase and the body of claim  Open ended v. close ended claims
  • 7.
  • 8. “I claim a pencil having an eraser fastened to one end.”  Introductory phrase - “a pencil”  Transition phrase – “having”  Body – “an eraser fastened to one end”
  • 9.  Independent Claims ◦ Do not depend on any other claim ◦ Generally defines the essential novel features of the most preferred embodiments of a product or a process.  A pencil having an eraser fastened to one end.
  • 10.  Dependent Claims ◦ Depend on either an independent claim or another dependent claim ◦ Multiple-dependent claims  The pencil as in claim 1, where said eraser is fastened to said pencil on one end using an adhesive.  The pencil as claimed in claim 1 and 2 wherein the said adhesive is glue.
  • 11.  Process Claims ◦ A Process Claim is used for process inventions and has to clearly define the steps involved in the process.  Product Claims ◦ A product claim may be claimed as an apparatus, a system, a device, an article or any other product.
  • 12.  Markush Claims  Product by process claims  Fingerprint claims  Structure Claim  Composition Claim  Gene Sequence claim  Diagnostic method claim
  • 13. To Generalize is the Key
  • 14.
  • 15.
  • 16.
  • 17.
  • 18. “The feline mammal occupying, a wholly if not entirely sedentary position, a horizontally-spread woven textile floor-covering, as is sometimes but not always the case".
  • 19.
  • 20. Generalize to such an extent that your patent is close to prior art but can be clearly differentiated from the prior art
  • 21.
  • 22.  Product claims  Process claims
  • 23.  New Chemical entity including a molecule or a compound  Combination  Compositions
  • 24.  A chemical molecule developed in the early discovery stage which later translates into a drug product is generally referred to as a new chemical entity. ◦ Actual molecular structure of the NCE in the claim
  • 25.  A compound having the formula Scope of protection rendered by the claim stated in the illustration is limited to the compound bearing the molecular structure.
  • 26.  Include a chemical entity along with the various variants of the same  Close ended claims  Claim by grouping
  • 27.  A compound having the formula Wherein X is selected from a group consisting of Cl, Br, F and I.
  • 28.  When the exact structure is not known but the characteristics of the structure is sufficient to distinguish the compound from existing prior art. e.g.: What is claimed is A chemical entity characterized by molecular weight of 280, having a pH of 6.5, which has a melting point of 123 degree Celsius and a boiling point of 180 degree Celsius.
  • 29. When the product cannot be clearly defined and is best defined by the process of preparing the same
  • 30.
  • 31.  Polyjuice potion: ◦ A potion that transforms one person to another person he desires to look and sound like What is claimed is a potion prepared by:  Mixing 12 lacewing flies that have been stewed for 21 days;  1 ounce of crude Antimony;  4 leeches that have been “unsucculated”;  1 pinch of powdered horn of a Bicorn that has been "lunar extracted“; and  Extract of The-Transfigured-Being-To-Be followed by 21 days of brewing in a oak barrel.
  • 32.  Reference is made to the specification  Usually not allowed in most jurisdiction  It’s a play safe claiming strategy
  • 33.  A compound for treating Hemophilia, wherein the compound is substantially as discussed in the specification.
  • 34.  Novel Combination product patents including two or more already known chemical compounds.  These compounds may be available in the public domain. But so long as the combination is novel, they can be patented.  A composition claim usually shall include several components both essential and non essential for the invention.
  • 35. What is claimed is A shampoo composition comprising  a. 25 % of Alkyl ether sulphate;  b. 10% of Dimethicone;  c. 2% of imidazole and  d. 63% water.
  • 36. What is claimed is 1. A shampoo composition comprising  20- 30% of at least one Surfactant;  5-15% of at least one conditioning agent;  1-3% of at least one anti fungal agent and  water. 2. The shampoo composition as claimed in claim 1, wherein the antifungal agent is selected from a group consisting of pyrazole, imidazole, triazole, tetrazole and pentazole. 3. The shampoo composition in claim 1 wherein said anti fungal agent is imidazole.
  • 37.  A shampoo composition comprising  20- 30% of at least one Surfactant;  5-15% of at least one conditioning agent;  1-3% of at least one anti fungal agent and  Water wherein the antifungal agent is selected from a group consisting of pyrazole, imidazole, triazole, tetrazole and pentazole.
  • 38.  A process claim enumerates the step wise process for manufacturing the compound or formulation  Steps to be enumerated in the logical order.
  • 39.  A process for preparing a modified phosphocalcic compound comprising: a) adding a gem-biphosphonic acid or an alkali metal or alkaline-earth metal salt thereof to a suspension of a precursor phosphocalcic compound in ultrapure water; b) stirring the reaction medium at room temperature and c) recovering the formed compound there from by centrifugation.
  • 41.
  • 42. A compound wherein the compound is What is claimed is a compound wherein ring P is an aromatic ring optionally having substituent(s), ring Q is an aromatic ring optionally further having substituent(s) besides —Y—COOH, and X and Y are each independently a spacer, or a salt thereof or a prodrug thereof.
  • 43.  Nothing is unfair when you define the scope of your invention.  Examiners are always stingy
  • 44.
  • 45.  Product related claims  Process related claims
  • 46.  Gene sequence  Amino Acid sequence  Vector and host used for expression of the gene  An antibody against the protein / sequence and a kit made from the antibody / sequence
  • 47.  What is claimed is ◦ An isolated nucleic acid comprising a nucleic acid sequence ATGGGCCTAACGTGAGGGAATTCGAAATT Or  What is claimed is ◦ An isolated nucleic acid molecule comprising a nucleic acid Sequence of SEQ ID no. 1.
  • 48.  A nucleic acid molecule comprising a nucleic acid sequence that hybridizes to SEQ ID no.1 under stringent conditions.
  • 49. A nucleic acid molecule comprising 1) SEQ ID no.1 OR 2) a nucleic acid sequence that hybridizes to SEQ ID no.1 under stringent conditions
  • 50. What is claimed is  An isolated nucleic acid molecule which encodes a polypeptide comprising the amino acid sequence Met Ala Asp Asp Cys Glu Phe Val Gly Ser Ala Val Or  An isolated nucleic acid molecule which encodes a polypeptide comprising the amino acid sequence of SEQ ID NO 2.
  • 51.  Vector: ◦ A vector comprising a nucleic acid molecule as claimed in Claim 1.  Host Cell: ◦ A transgenic host cell that contains the vector comprising a nucleic acid molecule comprising the nucleic acid sequence of SEQ ID no.1.
  • 52.  Isolated Antibody: ◦ An isolated antibody or fragment thereof comprising the amino acid sequence of of SEQ ID no. 2.  Antibody Kit: ◦ A kit comprising the antibody or fragment thereof of claim 1.
  • 53.  Method of expression claims  Biotechnological process claims
  • 54. A method of expressing a target protein or polypeptide comprising the steps of: ◦ A) transfecting a host cell with the expression vector of claim 2; ◦ B) culturing the host cell transfected with the expression vector under conditions that permit expression of the target protein or polypeptide; and ◦ C) isolating the target protein or polypeptide.
  • 55. A process for making an insulin precursor or an insulin analog precursor, said method comprising (i) culturing a host cell comprising a polynucleotide sequence encoding an insulin precursor or an insulin analog precursor according to claim 1 under suitable culture conditions for expression of said precursor; and (ii) isolating the expressed precursor.
  • 56.  Product  Process
  • 57. A diagnostic kit used for detecting malaria antibodies in a biological sample comprising of the protein encoded by SEQ ID NO.1 where the said protein is brought in contact with the biological sample under appropriate conditions which allow the formation of an immune complex, wherein said peptide is labeled with a detectable label.
  • 58. A method for in vitro diagnosis of malaria antibodies in a biological sample, comprising (i) contacting said biological sample with a composition comprising a protein encoded by SEQ ID no1 under appropriate conditions which allow the formation of an immune complex, wherein said peptide is labeled with a detectable label, and (ii) detecting the presence of said immune complexes visually or mechanically.
  • 59. An isolated nucleic acid encoding a flavonoid methyltransferase molecule bearing the SEQ ID no 1 and its amino acid sequence bearing SEQ ID no 2
  • 60. An isolated nucleic acid molecule according to any one of claims 1 to 3 having the nucleotide sequence comprising: (i) a nucleotide sequence set forth in SEQ ID NO:1; (ii) a nucleotide sequence capable of hybridizing under low stringency conditions to SEQ ID NO: 1 or its complementary form; (iv) a nucleotide sequence capable of encoding the amino acid sequence set forth in SEQ ID NO:2; wherein said nucleotide sequence encodes a FMT molecule or a mutant, part, fragment or portion thereof or a functional and/or structural equivalent or homolog thereof.
  • 61.  Claim Dependency  First Medical Use  Second Medical Indication/Swiss Claim/New Use claim  Process Claims  Product by process  Gene Sequence: Isolated and Purified/Synthetic  Method of treatment, Diagnosis  Combination Claim
  • 62. Pre drafting  Understand the invention  Identify the crux of the invention  Consider all possible embodiments  Plan the structure  Play the role of a devils advocate
  • 63. While Drafting  Keep the inventor informed.  Draft Claim outline before starting to draft the description. Finalize the claim after specification is drafted  Avoid Unnecessary information  Keep in mind the level of PHOSITA while drafting the claim.
  • 64.  Be frugal with words  Clarity  Every word Anchored  Be greedy, But do not lose focus of what your invention is
  • 66.  Herbal formulation with melon extract:
  • 67.  Herbal Preparation  The medicinal preparation comprises of: ◦ 1. Melon Extract (40%) ◦ 2. Aloe Vera Extract (10%) ◦ 3. Saffron (5%) ◦ 4. Papaya extract (20%) ◦ 5. Water
  • 68. 1. A personal care composition comprising of a) 20-60% of melon extract; b) 0-10% of moisturizing agent; c) 3-7% of anti oxidative agent; d)10-30% of cleansing agent; and e) a suitable solvent. 1. The personal care composition claimed in claim 1 where in the said cleansing agent is selected from a group consisting of papaya extract, cucumber extract and strawberry extract. 2. The personal care composition claimed in claim 1 and 2 where in the cleansing agent is papaya extract.
  • 69. 4. The personal care composition claimed in claim 1, where in the composition is administered as a serum. 5. The personal care composition claimed in claim 1, where in the composition is used for treatment of vitiligo.
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