Broadridge

broadridge financial solutions regulatory changes financial markets regulations outsourcing broker-dealers compliance broadridge financial solutions risk management regulatory compliance tax employee retirement income security act retirement plan providers rias marketplace mitigating risk shareholders product collaboration facta financial services exchange-traded fund fiduciary big data variable annuity carriers digital complexity tax management mutual fund investors irs financial institutions trading electronic distribution proxy voting justin hopkins nra equities dividends classifying securities securities withholding financial industry regulatory authority finra europe emerging market united states department of labor european market infrastructure regulation business process outsourcing post-trade processing technology ibm phyllis borzi fatca internal revenue service foreign account tax compliance act prospectus (finance) data analytics access data pwc proxypulse lower costs finance insurance fulfillment online communication strategy social customer relationships brokerages banks distributors insurance companies laggards customer demands leadership followers study trend etfs mutual funds registered shareholders millennial generation baskets diversification guide cost basis reporting debt instruments mortgage backed securities ccp ficc banks and institutions mbs novation brokers asset class benchmark vote proxypulse™