Personal Information
Organización/Lugar de trabajo
London United Kingdom
Sector
Consulting / Advisory
Sitio web
www.cordium.com
Acerca de
Cordium is a market-leading global provider of regulatory compliance consulting services and software to the asset management and securities industries.
With Cordium, the process of meeting regulatory demands can make a positive contribution in the drive towards business excellence, this turns compliance from a 'have-to-have' into a 'must-have business advantage'.
Etiquetas
cordium
aifmd
compliance
fca
surgery
webinar
sec
broker dealer
finra
aifm
ocie
depositaries
risk
finra audit
finra questionnaire
market abuse
remuneration and valuation
ifpru
post-election tax implications
discussion papers
consolidation paper
esma
dealing commission
reporting
aif
annex iv
securityexchange comission
securities
regulator
cybersecurity
july 22
regulatory compliance
code
remuneration
ocie national exam program
rias
never before examined initiative
compliance culture
best practice
hedge funds
regulation
investment advisers
sec exam
sec cordium risk alert due diligence guide
management
forum
regulatory
2014
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