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Fabrizio Scrollini
London School of Economics/DATA

Gabriela Rodríguez
DATA




You got e-mail: Online freedom of
information requests in developing countries

Extended Abstract Project Presentation
In  October  2012  the  Uruguayan  NGO  DATA launched ¿Qué  sabés?  a  website  allowing  anyone  online to
make  a  freedom  of   information  request  to  Uruguayan  public  authorities.  In  January  2013,  after  170
request  were   filled  online  and  significant  public  pressure,  Uruguayan  authorities  conceded   that  online
access  to  information   requests  are  legal.  Access  to  information  is  now  a  right  that  Uruguayans  can
exercise just by sending an email.

In  this  practitioner  oriented  paper,  we  explore  the   dynamics  of  setting   up  a  successful  access  to
information  portal  in  a  developing  country  context.  First  we  provide  a  brief  introduction  about  online
access  to  information   portals  around  the  world  and  their  relationship  with  access  to  information
legislation.  Then, we  look  at the  origins  of  the  uruguayan portal, as  well as the strategy followed in terms
of  design  and  implementation.   Third  we  look  at   the   initial  outputs  of  the  process  and resistances in the
Uruguayan   bureaucracy.  We  also  look  at  the  process  that  led  Uruguayan  authorities  to  acknowledge
email  as  a  valid  form  of   making   access  to  information  request.  Finally  we  provide  a  set  issues  to
consider when implementing software to support access to information in developing countries.



1. Freedom of Information in the digital age
Since   its   humble  beginnings  in  Sweden,  access  to  information  laws  (also   known  as  freedom   of
information  laws)  kept  expanding  across   the   world.  The  promise is  quite  simple: to  provide  citizens  with
crucial   public   information  so   they  can  fully  participate  in  civic   life.  In  Thomas  Jefferson's  words:
Information is the currency of democracy.

Today  almost  90  countries  have  an  access  to   information  law,  but  several studies  at  a  comparative  and
local  level  shows  that  there  are  different  degrees  of  success  in  terms of implementation.  With  the  rise  of
the  Internet  and  the  development  of  E­Government  trends  across  the  world,  public  information  is  stored
and retrieved in more efficient ways making technological barriers to access information very low.
In  2006  two  British  developers  came  up  with  the  idea  of   creating  a  website  that  would  allow  citizens to
use  the  relatively  recent  freedom  of  information  law  in  Britain  in  a  digital  way.  In  this  way  the  website
What  do  they  know?  from  the  British  NGO My  Society came  into  existence. The  international  version  of
this  project,  called  Alaveteli  is  now  being  implemented  in   9  countries.  Beyond  Alaveteli  there  are  other
similar   designed  software  working  in  the  United  States of America, Chile and  Germany.  The last  census
available noted up to 15 websites across the world.

As  these  portals  start  to  spread  new  challenges  emerge  for  practitioners  in  terms   of  making  FOI
requests,  as  well   as  to  public  servants  in  terms  of  answering  them.  Furthermore,  new  legal  challenges
emerge  as  old  access  to  information  laws,  and  different  legal  traditions  cope  with  the digital  age. As  we
will  show,  some  of  these  challenges   in  developing   countries  are  a  bit  more  complex  that  in  the
“developed world”.



2. Uruguayan Access to Information Environment:
The Challenge of ¿Qué Sabés?
Uruguay,  is  a  small  South  American   country  with  high  rates  of  internet  usage,  a  long  standing
democracy   and  a  tradition  of   civic  rights.  To  some  degree Uruguay is  an outlier  in  the  region  in  terms  of
transparency  and  governance  according  to  several  indicators   such  as  Transparency  International
Corruption Perception Index, or the World Bank Governance Indicators.

Uruguay  approved  an  access  to  information  law  in  2008,   which  was  fairly  consistent  with  international
standards.  Due   to  the  lack   of  a  specialised  institution  dealing  with  access  to  information   request
controversy  resolution,  among  other   factors,  the  implementation  of  the  law has been problematic.  There
were  few  requesters  (most  of  them  journalists   and  lawyers) and  the  idea  that people would have access
to information was (or is) to some degree not known by the average citizen.

Furthermore   while  Uruguayan  E­Government  strategy   is relatively  sound,  receiving  FOI requests through
email  (or  receiving  them  at  all)  was  not  something  public  servants  would  expect   very  frequently.  The
demand  side  then,  was  relatively  weak   and  it  was  not  clear  at all if  the  State had  the  duty  to  answer an
email.  The  former  point  seems  something  out  of  place  in  the  21st Century,  but  in  the  context  of  a  highly
legalistic tradition it was foreseeable (and indeed it happened).



3. Designing and launching ¿Qué sabés?
In  2012  at   the  University  of   Oxford   a  group  of  activists  took  part  in  a  conference  about  technology  and
access  to  information   organised  by  the   British  NGO  My  Society  and  supported by  several  international
stakeholders  such  as  the  Open  Society  Institute  and  Hivos.  At  the  event  an  Uruguayan  lawyer   and  an
uruguayan  software  engineer  (who  previously were  collaborating in other  initiatives)  took a  bold choice: to
adapt   and  design   an  FOI  request  software  for  Uruguay.  Over  a  week  (with  some  sleep  deprivation)  the
first prototype was ready to go and was quietly online.

Decisions  to  adopt  the  Alaveteli  platform  were  based  on  very   basic  criteria  about  technology,  support
and  usability.  In  terms   of  technology  the  team  looked  for  relatively  clean  code,  Open  Source  software
and  a  community  that  could   support  a  long  term  work.  By  that  time  Alaveteli  was  the  only  software
doing  the  former.  Furthermore,  the  previous  existence  of  an  Alaveteli  website  adapted  to  Spain  made
translating  the  content  relatively  easier.  The  website  also  included  significant   amount  of  material
developed by specialist NGOs in Uruguay.

Getting  the  data  about  Uruguayan  government  offices  was  difficult.  The  uruguayan  state  is  not  a   small
one  (albeit  the  country is  small) and  emails  were  not  easily  available.  We  made  use  of  an official agenda
of  authorities  (in  closed  format)  to  get  the  first  emails   of  uruguayan  authorities.  Many  of  them  did  not
work as they were either out of date or were not in use by the relevant officers.

Quesabes.uy   was  enhanced  by   the  work  of  DATA,  a  NGO  devoted  to  to  Open  Data  and transparency.
Design,  technical  enhancement  and  the launch  strategy  was  discussed.  We  decided  to collaborate  with
a  local  NGO   already  working  on  FOI  in  Uruguay.  The  objective  was  to  engage  with  people  already
working on  the  subject,  reaching out  our potential  community of users.  Furthermore our  theory  of  change
behind  this  move,  was  to  bridge  the  traditional  divide  between  “techie  people”  and  traditional  NGOs,  as
civil  society  was  in  need  to  present  a  united  front  to  solve  the  crucial issue  of  making  the  site  work and
push  uruguayan  authorities   to  accept  emails  as  a  valid  mechanism  within  the  law.  DATA   then
coordinated  support  from  other  NGOs  working  on  this   topic  in  Europe  and  Latin  America   and  launched
the website with significant local and international publicity.



4. Results and Advocacy
The following table summarises the status of Quesabes.uy up to January 2013:


 Successful                                                                               34

 Waiting Response                                                                         78

 Not held                                                                                 12

 Gone postal                                                                              2

 Rejected                                                                                 9

 Internal review                                                                          33

 Partially successful                                                                     8

 Waiting clarification                                                                    3



Largely  the  Uruguayan  state  still  ignores users.  Furthermore some offices  answered  they  were  not  going
to answer FOI  request through email (ironically the answers  showed  they were able  to  do just that).  With
the  evidence  available  DATA  and  CAinfo  Uruguay  filed  a  legal  complaint  to the  Uruguayan FOI  regulator
(Access  to  Information  Unit)   to  urge  uruguayan  state  authorities  to  answer  FOI  request through emails.
The  regulator  followed  swiftly  issuing  an  order  to  accept  Quesabes.uy  requests  and  solving  a  set  of
“complex” legal dilemas for uruguayan public administrators.



5. Main conclusions and further developments
Setting  up  a  website  such  as  Quesabes.uy  involved  a  signficant  amount  of  time  and  effort.   We  had  no
grants,  and  an  initial   group  of   5  (highly  motivated)  volunteers  went  from  installing  the  software  to
launching  it,  covering  several  areas  such  as   programming,  legal  expertise,   communication  and  policy
issues.  This  was  a  task  of  a  multidisciplinary  team that combined significant amount  of work  to  achieve
the portal.

Bridging  the  gap  with   traditional  NGOs  paid back  but  it was a  difficult  process.  There  were initial  worries
about   the   state  not  answering  requests  and  FOI  right  becoming  severely  damaged   due  to  massive
demands.  This  was  not  the  case.  We  understand   there  are  issues  to  explore  in  terms of the dynamics
between traditional and new NGOs in this field to achieve better cooperation and understanding.

A  second   issue  is  about  whether  a  software  can  be  used  as  a  mere instrument  to  facilitate requests or
as  an  activist  tool.  In  this   case  it   was  designed  to  be  both,  but  there  were  legal grounds for  it:  Uruguay
had  a  FOI   law,  and  the  legal  backing  was  solid.  Demand  also  proved  to  be  beyond  initial   expectations
as 170 requests is a large number for a small polity.

A  third  issue  is  about  plain  resistance  from  authorities  to  answer  emails  using  legal  artifuges  or  just
ignoring  requests.  Users  have  followed   up  some  of  the  requests   with  the  regulators.  Some  authorities
adjusted  setting  special  email  accounts  for  ¿Qué  Sabés?,  while  others  denied  their  email   addresses
and only allowed users to engage with an online form.

With  300  users  DATA  have  also  witnessed  the  emergence  of  an  online  community,   and  we  hope  to
organise  them  so  eventually  they   can   run  the  website   and  provide  support  to  each  other  when  making
requests.  There  is  evidence  of  people  following  requests  and  assisting  each  other  in  just  a  few  months
with  little  input  from  DATA.  Our  strategy  is  to  engage  real  people  on  the  troubles  and  set  up
communities on and offline that could harness all the potential for the website

The  experiment  we  conducted  in  Uruguay   can   provide  others  with  some  tips  about  developing  this
websites, but in our experience it is important to understand what’s the main aim behind it.

For   us  it  was  clear  that  Uruguayan  authorities  could  not  just  get  away,  in  the  21st   century,  with  not
replying   emails.  It  was  indeed  a  service  to  users,  but  also  a  campaigning   tool.  The   objective  was
achieved  following  a  strategy  which  included  gathering  evidence  and accumulating  forces with other  civil
society  stakeholders  to  maximise  the  disruptive  change  of  ¿Qué  Sabés?.  Existence  of   an  access  to
information  law  and   development  of  the  public  sector  E­Government  capabilities  could  be   important  to
get  a  decent  service  from  governments,  thus not all developing countries  could be  in  conditions to  deliver
it.

The  challenges  ahead after this decision from the regulator  remain to  be  implemented  and  probably  other
structural  factors  in   Uruguayan  democracy  and  public  sector  will  come  into  play  to  achieve  a  100%
successful  implementation.  The  origins  of  What  do  they  know?  and  other  Alaveteli  experiences   in
Westminster/Whitehall  traditions  showed  that   in  those  contexts  is  relatively   easier  to  implement  this
software.

Yet   the   crucial  point  has  been  made:  the  state   has   to  answer  FOI  requests  through  email  in  the  21st
century.

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You got e-mail: Online freedom of information requests in developing countries (document) - Stanford - Right to Information and Transparency in the Digital Age

  • 1. Fabrizio Scrollini London School of Economics/DATA Gabriela Rodríguez DATA You got e-mail: Online freedom of information requests in developing countries Extended Abstract Project Presentation In  October  2012  the  Uruguayan  NGO  DATA launched ¿Qué  sabés?  a  website  allowing  anyone  online to make  a  freedom  of   information  request  to  Uruguayan  public  authorities.  In  January  2013,  after  170 request  were   filled  online  and  significant  public  pressure,  Uruguayan  authorities  conceded   that  online access  to  information   requests  are  legal.  Access  to  information  is  now  a  right  that  Uruguayans  can exercise just by sending an email. In  this  practitioner  oriented  paper,  we  explore  the   dynamics  of  setting   up  a  successful  access  to information  portal  in  a  developing  country  context.  First  we  provide  a  brief  introduction  about  online access  to  information   portals  around  the  world  and  their  relationship  with  access  to  information legislation.  Then, we  look  at the  origins  of  the  uruguayan portal, as  well as the strategy followed in terms of  design  and  implementation.   Third  we  look  at   the   initial  outputs  of  the  process  and resistances in the Uruguayan   bureaucracy.  We  also  look  at  the  process  that  led  Uruguayan  authorities  to  acknowledge email  as  a  valid  form  of   making   access  to  information  request.  Finally  we  provide  a  set  issues  to consider when implementing software to support access to information in developing countries. 1. Freedom of Information in the digital age Since   its   humble  beginnings  in  Sweden,  access  to  information  laws  (also   known  as  freedom   of information  laws)  kept  expanding  across   the   world.  The  promise is  quite  simple: to  provide  citizens  with crucial   public   information  so   they  can  fully  participate  in  civic   life.  In  Thomas  Jefferson's  words: Information is the currency of democracy. Today  almost  90  countries  have  an  access  to   information  law,  but  several studies  at  a  comparative  and local  level  shows  that  there  are  different  degrees  of  success  in  terms of implementation.  With  the  rise  of the  Internet  and  the  development  of  E­Government  trends  across  the  world,  public  information  is  stored and retrieved in more efficient ways making technological barriers to access information very low.
  • 2. In  2006  two  British  developers  came  up  with  the  idea  of   creating  a  website  that  would  allow  citizens to use  the  relatively  recent  freedom  of  information  law  in  Britain  in  a  digital  way.  In  this  way  the  website What  do  they  know?  from  the  British  NGO My  Society came  into  existence. The  international  version  of this  project,  called  Alaveteli  is  now  being  implemented  in   9  countries.  Beyond  Alaveteli  there  are  other similar   designed  software  working  in  the  United  States of America, Chile and  Germany.  The last  census available noted up to 15 websites across the world. As  these  portals  start  to  spread  new  challenges  emerge  for  practitioners  in  terms   of  making  FOI requests,  as  well   as  to  public  servants  in  terms  of  answering  them.  Furthermore,  new  legal  challenges emerge  as  old  access  to  information  laws,  and  different  legal  traditions  cope  with  the digital  age. As  we will  show,  some  of  these  challenges   in  developing   countries  are  a  bit  more  complex  that  in  the “developed world”. 2. Uruguayan Access to Information Environment: The Challenge of ¿Qué Sabés? Uruguay,  is  a  small  South  American   country  with  high  rates  of  internet  usage,  a  long  standing democracy   and  a  tradition  of   civic  rights.  To  some  degree Uruguay is  an outlier  in  the  region  in  terms  of transparency  and  governance  according  to  several  indicators   such  as  Transparency  International Corruption Perception Index, or the World Bank Governance Indicators. Uruguay  approved  an  access  to  information  law  in  2008,   which  was  fairly  consistent  with  international standards.  Due   to  the  lack   of  a  specialised  institution  dealing  with  access  to  information   request controversy  resolution,  among  other   factors,  the  implementation  of  the  law has been problematic.  There were  few  requesters  (most  of  them  journalists   and  lawyers) and  the  idea  that people would have access to information was (or is) to some degree not known by the average citizen. Furthermore   while  Uruguayan  E­Government  strategy   is relatively  sound,  receiving  FOI requests through email  (or  receiving  them  at  all)  was  not  something  public  servants  would  expect   very  frequently.  The demand  side  then,  was  relatively  weak   and  it  was  not  clear  at all if  the  State had  the  duty  to  answer an email.  The  former  point  seems  something  out  of  place  in  the  21st Century,  but  in  the  context  of  a  highly legalistic tradition it was foreseeable (and indeed it happened). 3. Designing and launching ¿Qué sabés? In  2012  at   the  University  of   Oxford   a  group  of  activists  took  part  in  a  conference  about  technology  and access  to  information   organised  by  the   British  NGO  My  Society  and  supported by  several  international stakeholders  such  as  the  Open  Society  Institute  and  Hivos.  At  the  event  an  Uruguayan  lawyer   and  an uruguayan  software  engineer  (who  previously were  collaborating in other  initiatives)  took a  bold choice: to adapt   and  design   an  FOI  request  software  for  Uruguay.  Over  a  week  (with  some  sleep  deprivation)  the first prototype was ready to go and was quietly online. Decisions  to  adopt  the  Alaveteli  platform  were  based  on  very   basic  criteria  about  technology,  support
  • 3. and  usability.  In  terms   of  technology  the  team  looked  for  relatively  clean  code,  Open  Source  software and  a  community  that  could   support  a  long  term  work.  By  that  time  Alaveteli  was  the  only  software doing  the  former.  Furthermore,  the  previous  existence  of  an  Alaveteli  website  adapted  to  Spain  made translating  the  content  relatively  easier.  The  website  also  included  significant   amount  of  material developed by specialist NGOs in Uruguay. Getting  the  data  about  Uruguayan  government  offices  was  difficult.  The  uruguayan  state  is  not  a   small one  (albeit  the  country is  small) and  emails  were  not  easily  available.  We  made  use  of  an official agenda of  authorities  (in  closed  format)  to  get  the  first  emails   of  uruguayan  authorities.  Many  of  them  did  not work as they were either out of date or were not in use by the relevant officers. Quesabes.uy   was  enhanced  by   the  work  of  DATA,  a  NGO  devoted  to  to  Open  Data  and transparency. Design,  technical  enhancement  and  the launch  strategy  was  discussed.  We  decided  to collaborate  with a  local  NGO   already  working  on  FOI  in  Uruguay.  The  objective  was  to  engage  with  people  already working on  the  subject,  reaching out  our potential  community of users.  Furthermore our  theory  of  change behind  this  move,  was  to  bridge  the  traditional  divide  between  “techie  people”  and  traditional  NGOs,  as civil  society  was  in  need  to  present  a  united  front  to  solve  the  crucial issue  of  making  the  site  work and push  uruguayan  authorities   to  accept  emails  as  a  valid  mechanism  within  the  law.  DATA   then coordinated  support  from  other  NGOs  working  on  this   topic  in  Europe  and  Latin  America   and  launched the website with significant local and international publicity. 4. Results and Advocacy The following table summarises the status of Quesabes.uy up to January 2013: Successful 34 Waiting Response 78 Not held 12 Gone postal 2 Rejected 9 Internal review 33 Partially successful 8 Waiting clarification 3 Largely  the  Uruguayan  state  still  ignores users.  Furthermore some offices  answered  they  were  not  going to answer FOI  request through email (ironically the answers  showed  they were able  to  do just that).  With the  evidence  available  DATA  and  CAinfo  Uruguay  filed  a  legal  complaint  to the  Uruguayan FOI  regulator (Access  to  Information  Unit)   to  urge  uruguayan  state  authorities  to  answer  FOI  request through emails.
  • 4. The  regulator  followed  swiftly  issuing  an  order  to  accept  Quesabes.uy  requests  and  solving  a  set  of “complex” legal dilemas for uruguayan public administrators. 5. Main conclusions and further developments Setting  up  a  website  such  as  Quesabes.uy  involved  a  signficant  amount  of  time  and  effort.   We  had  no grants,  and  an  initial   group  of   5  (highly  motivated)  volunteers  went  from  installing  the  software  to launching  it,  covering  several  areas  such  as   programming,  legal  expertise,   communication  and  policy issues.  This  was  a  task  of  a  multidisciplinary  team that combined significant amount  of work  to  achieve the portal. Bridging  the  gap  with   traditional  NGOs  paid back  but  it was a  difficult  process.  There  were initial  worries about   the   state  not  answering  requests  and  FOI  right  becoming  severely  damaged   due  to  massive demands.  This  was  not  the  case.  We  understand   there  are  issues  to  explore  in  terms of the dynamics between traditional and new NGOs in this field to achieve better cooperation and understanding. A  second   issue  is  about  whether  a  software  can  be  used  as  a  mere instrument  to  facilitate requests or as  an  activist  tool.  In  this   case  it   was  designed  to  be  both,  but  there  were  legal grounds for  it:  Uruguay had  a  FOI   law,  and  the  legal  backing  was  solid.  Demand  also  proved  to  be  beyond  initial   expectations as 170 requests is a large number for a small polity. A  third  issue  is  about  plain  resistance  from  authorities  to  answer  emails  using  legal  artifuges  or  just ignoring  requests.  Users  have  followed   up  some  of  the  requests   with  the  regulators.  Some  authorities adjusted  setting  special  email  accounts  for  ¿Qué  Sabés?,  while  others  denied  their  email   addresses and only allowed users to engage with an online form. With  300  users  DATA  have  also  witnessed  the  emergence  of  an  online  community,   and  we  hope  to organise  them  so  eventually  they   can   run  the  website   and  provide  support  to  each  other  when  making requests.  There  is  evidence  of  people  following  requests  and  assisting  each  other  in  just  a  few  months with  little  input  from  DATA.  Our  strategy  is  to  engage  real  people  on  the  troubles  and  set  up communities on and offline that could harness all the potential for the website The  experiment  we  conducted  in  Uruguay   can   provide  others  with  some  tips  about  developing  this websites, but in our experience it is important to understand what’s the main aim behind it. For   us  it  was  clear  that  Uruguayan  authorities  could  not  just  get  away,  in  the  21st   century,  with  not replying   emails.  It  was  indeed  a  service  to  users,  but  also  a  campaigning   tool.  The   objective  was achieved  following  a  strategy  which  included  gathering  evidence  and accumulating  forces with other  civil society  stakeholders  to  maximise  the  disruptive  change  of  ¿Qué  Sabés?.  Existence  of   an  access  to information  law  and   development  of  the  public  sector  E­Government  capabilities  could  be   important  to get  a  decent  service  from  governments,  thus not all developing countries  could be  in  conditions to  deliver it. The  challenges  ahead after this decision from the regulator  remain to  be  implemented  and  probably  other structural  factors  in   Uruguayan  democracy  and  public  sector  will  come  into  play  to  achieve  a  100% successful  implementation.  The  origins  of  What  do  they  know?  and  other  Alaveteli  experiences   in Westminster/Whitehall  traditions  showed  that   in  those  contexts  is  relatively   easier  to  implement  this
  • 5. software. Yet   the   crucial  point  has  been  made:  the  state   has   to  answer  FOI  requests  through  email  in  the  21st century.