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Below is a summary of the research found addressing the power and authority of
     Governor LePage to intervene in Mila’s child protective services case ordering that
     DHHS substantiate abuse of Mila by her father based on the Spurwink finding and
                  enforce all of all Spurwink's strongest recommendations.


I.        EXPERT OPINIONS ON EXECUTIVE AUTHORITY GENERALLY

A number of authorities on executive power and authority, including professors at
various universities, some of whom have published on the subject, all have agreed that a
Governor, like a President, may dictate actions to be taken by an agency within the
executive branch. One such expert said that it is a well known principle that the
Governor is the “CEO” of the Executive and can order anyone in the executive branch to
do their job. In particular, because governors have the power to fire their appointees, it is
implicit in that power that they may tell them what to do. See Myers v. U.S., 272 U.S. 52
(1926)(upholding President’s power to fire executive appointee).

One professor stated that in the federal context, so long as the agency is within the
executive branch and not treated as an “independent” agency, the “president could simply
order the agency head to take the desired action,” adding that this principle was “not
really controversial nowadays.” Another professor emphasized that the power to fire or
remove contains the power to require specific action, and was surprised to hear there was
any doubt about the matter.

Thus, in Executive Orders and Administrative Control, Professors Ferguson and Bowling
state: “As ‘chief executives,’ governors must have control of the executive branch in
order to effectively administer state government.” Ferguson and Bowling, Executive
Orders and Administrative Control, Public Administration Review, Dec. 2008, Special
Issue, p. S20. They note that the Winter Commission calls for stronger leadership by
governors. Id.

The National Association of Governor's issued a brief, "Nine Things Governors Can Do
to Build a Strong Child Welfare System" - which underlines how important improving
CPS practices and protecting children from abuse is to governor associations and
governors generally.

The Council of State Governments’ Book of the States (2004) discusses the use of
executive orders as the exercise of Governors’ responsibility “to see that the laws are
faithfully executed.” Id. at S22. Of particular relevance here, the above study found that

          13 percent of executive orders in 2004 and 2005 directed state agencies to
          perform particular tasks, add to an existing program’s responsibilities, or
          otherwise conduct the state’s business. All states in our study exhibited some
          evidence of this administrative practice. . . . executive orders may be a very
          common way for new governors to accomplish some level of administrative
          reform or control.
Id. at S26. In short, the authors of the study concluded, after studying the use of
executive orders in 49 states over two years, that most such orders are “substantive in
nature,” including “directing particular executive action.” Id. at S27.


II.    MAINE LEGAL AUTHORITY

The Maine Constitution (available at http://maine.gov/legis/const/), Article V, Section
10 states, in pertinent part, “The Governor may require information from any military
officer, or any officer in the executive department, upon any subject relating to the duties
of their respective offices.” Article V, Section 12, states, in pertinent part, “The Governor
shall take care that the laws be faithfully executed.”

It is clear from these provisions that the Governor has the duty and responsibility to
ensure that laws shall be faithfully executed. Without the right to intervene in individual
cases such as Mila's, this duty would be difficult to fulfill. Moreover, the Governor has
an explicit right to “require information” regarding any matter in the executive
department, and this right would be meaningless if he is unable to act on the information
he receives by instructing the agency regarding action.

A leading Maine legal commentator has stated that anything pending before an executive
department is also “pending before the governor," Tinkle, The Maine State Constitution:
A Reference Guide 104 (1992)

In State v. Simon, 149 Me. 256 (Me. 1953), the Defendant, who was charged with bribing
the Governor, argued that the charges in his indictment were not offenses under the
bribery statute because "(1)...the Governor had no official or executive capacity,
 authority or legal duty, either at common law or under the bribery statute, over the matter
concerning which the bribe was allegedly offered; and (2) [t]hat if he did have such
official capacity and legal duty, it is not properly alleged in any count in the indictment."

The Maine Supreme Court held that “[e]ach count stands as a valid and sufficient count
on the general principle that everything pertaining to the executive department of the
State, and more particularly in this instance to the maintenance of our highways, is at all
times a matter pending or a matter which may legally come before the Governor in his
official capacity.” Id. at 265, emphasis added. The Simon court also stated, “[t]he eyes of
the Governor are at all times open upon the activities of the executive department.
Nothing officially escapes his attention.” Id. at 264.

Another example of Maine’s grant of broad powers to its governor can be found in its
grant of gubernatorial power to remove judges by address of two thirds of both houses of
the legislature.
www.judicialselection.us/judicial_selection/methods/removal/of/judges.cfm?state .
Other states providing this authority to the governor include Texas, South Carolina, New
Hampshire, Michigan, Massachusetts, Maryland, Connecticut, and Arkansas. Id.
The breadth of the governor’s power as the chief executive of the executive branch was
recently affirmed in Maine in the case concerning the Governor’s removal of a mural
from the department of labor, ruling that it was a “permissive exercise of gubernatorial
authority.” http://www.pressherald.com/news/removal-of-mural-was-legal-judge-
says_2011-04-23.html

III.   THE SUPREME COURT

The constitutionally-based principle that the executive has the authority to remove (and
control) executive officers stems from the Supreme Court case Myers v. U.S., 272 U.S. 52
(1926). The Court stated:

       ...The ordinary duties of officers prescribed by statute come under the general
       administrative control of the President by virtue of the general grant to him of the
       executive power, and he may properly supervise and guide their construction of
       the statutes under which they act in order to secure that unitary and uniform
       execution of the laws which Article II of the Constitution evidently contemplated
       in vesting general executive power in the President alone. Laws are often passed
       with specific provision for the adoption of regulations by a department or bureau
       head to make the law workable and effective. The ability and judgment
       manifested by the official thus empowered, as well as his energy and stimulation
       of his subordinates, are subjects which the President must consider and supervise
       in his administrative control. Finding such officers to be negligent and inefficient,
       the President should have the power to remove them....

Myers v. United States, 272 U.S. 52, 135 (1926)(emphasis added).

CONCLUSION

For all the reasons described above, it appears uncontroversial that the Maine Governor
may order an executive officer to take specific action, a power which is encompassed in
the unquestionable power to fire and remove executive officers, and which is implicit in
the responsibility to “take care that the laws be faithfully executed.” Where, as here, the
agency’s discretion has been abused, the Governor, as the executive branch’s “CEO,” has
the power and arguably the responsibility to supervise its actions and correct its mistake,
in this case protecting a small child from ongoing abuse by her father, including sexual
abuse at the age of two which was substantiated by Spurwink, Maine's leading authority
on such matters.



                                           ###

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Legal memo to governor le page august 2011

  • 1. Below is a summary of the research found addressing the power and authority of Governor LePage to intervene in Mila’s child protective services case ordering that DHHS substantiate abuse of Mila by her father based on the Spurwink finding and enforce all of all Spurwink's strongest recommendations. I. EXPERT OPINIONS ON EXECUTIVE AUTHORITY GENERALLY A number of authorities on executive power and authority, including professors at various universities, some of whom have published on the subject, all have agreed that a Governor, like a President, may dictate actions to be taken by an agency within the executive branch. One such expert said that it is a well known principle that the Governor is the “CEO” of the Executive and can order anyone in the executive branch to do their job. In particular, because governors have the power to fire their appointees, it is implicit in that power that they may tell them what to do. See Myers v. U.S., 272 U.S. 52 (1926)(upholding President’s power to fire executive appointee). One professor stated that in the federal context, so long as the agency is within the executive branch and not treated as an “independent” agency, the “president could simply order the agency head to take the desired action,” adding that this principle was “not really controversial nowadays.” Another professor emphasized that the power to fire or remove contains the power to require specific action, and was surprised to hear there was any doubt about the matter. Thus, in Executive Orders and Administrative Control, Professors Ferguson and Bowling state: “As ‘chief executives,’ governors must have control of the executive branch in order to effectively administer state government.” Ferguson and Bowling, Executive Orders and Administrative Control, Public Administration Review, Dec. 2008, Special Issue, p. S20. They note that the Winter Commission calls for stronger leadership by governors. Id. The National Association of Governor's issued a brief, "Nine Things Governors Can Do to Build a Strong Child Welfare System" - which underlines how important improving CPS practices and protecting children from abuse is to governor associations and governors generally. The Council of State Governments’ Book of the States (2004) discusses the use of executive orders as the exercise of Governors’ responsibility “to see that the laws are faithfully executed.” Id. at S22. Of particular relevance here, the above study found that 13 percent of executive orders in 2004 and 2005 directed state agencies to perform particular tasks, add to an existing program’s responsibilities, or otherwise conduct the state’s business. All states in our study exhibited some evidence of this administrative practice. . . . executive orders may be a very common way for new governors to accomplish some level of administrative reform or control.
  • 2. Id. at S26. In short, the authors of the study concluded, after studying the use of executive orders in 49 states over two years, that most such orders are “substantive in nature,” including “directing particular executive action.” Id. at S27. II. MAINE LEGAL AUTHORITY The Maine Constitution (available at http://maine.gov/legis/const/), Article V, Section 10 states, in pertinent part, “The Governor may require information from any military officer, or any officer in the executive department, upon any subject relating to the duties of their respective offices.” Article V, Section 12, states, in pertinent part, “The Governor shall take care that the laws be faithfully executed.” It is clear from these provisions that the Governor has the duty and responsibility to ensure that laws shall be faithfully executed. Without the right to intervene in individual cases such as Mila's, this duty would be difficult to fulfill. Moreover, the Governor has an explicit right to “require information” regarding any matter in the executive department, and this right would be meaningless if he is unable to act on the information he receives by instructing the agency regarding action. A leading Maine legal commentator has stated that anything pending before an executive department is also “pending before the governor," Tinkle, The Maine State Constitution: A Reference Guide 104 (1992) In State v. Simon, 149 Me. 256 (Me. 1953), the Defendant, who was charged with bribing the Governor, argued that the charges in his indictment were not offenses under the bribery statute because "(1)...the Governor had no official or executive capacity, authority or legal duty, either at common law or under the bribery statute, over the matter concerning which the bribe was allegedly offered; and (2) [t]hat if he did have such official capacity and legal duty, it is not properly alleged in any count in the indictment." The Maine Supreme Court held that “[e]ach count stands as a valid and sufficient count on the general principle that everything pertaining to the executive department of the State, and more particularly in this instance to the maintenance of our highways, is at all times a matter pending or a matter which may legally come before the Governor in his official capacity.” Id. at 265, emphasis added. The Simon court also stated, “[t]he eyes of the Governor are at all times open upon the activities of the executive department. Nothing officially escapes his attention.” Id. at 264. Another example of Maine’s grant of broad powers to its governor can be found in its grant of gubernatorial power to remove judges by address of two thirds of both houses of the legislature. www.judicialselection.us/judicial_selection/methods/removal/of/judges.cfm?state . Other states providing this authority to the governor include Texas, South Carolina, New Hampshire, Michigan, Massachusetts, Maryland, Connecticut, and Arkansas. Id.
  • 3. The breadth of the governor’s power as the chief executive of the executive branch was recently affirmed in Maine in the case concerning the Governor’s removal of a mural from the department of labor, ruling that it was a “permissive exercise of gubernatorial authority.” http://www.pressherald.com/news/removal-of-mural-was-legal-judge- says_2011-04-23.html III. THE SUPREME COURT The constitutionally-based principle that the executive has the authority to remove (and control) executive officers stems from the Supreme Court case Myers v. U.S., 272 U.S. 52 (1926). The Court stated: ...The ordinary duties of officers prescribed by statute come under the general administrative control of the President by virtue of the general grant to him of the executive power, and he may properly supervise and guide their construction of the statutes under which they act in order to secure that unitary and uniform execution of the laws which Article II of the Constitution evidently contemplated in vesting general executive power in the President alone. Laws are often passed with specific provision for the adoption of regulations by a department or bureau head to make the law workable and effective. The ability and judgment manifested by the official thus empowered, as well as his energy and stimulation of his subordinates, are subjects which the President must consider and supervise in his administrative control. Finding such officers to be negligent and inefficient, the President should have the power to remove them.... Myers v. United States, 272 U.S. 52, 135 (1926)(emphasis added). CONCLUSION For all the reasons described above, it appears uncontroversial that the Maine Governor may order an executive officer to take specific action, a power which is encompassed in the unquestionable power to fire and remove executive officers, and which is implicit in the responsibility to “take care that the laws be faithfully executed.” Where, as here, the agency’s discretion has been abused, the Governor, as the executive branch’s “CEO,” has the power and arguably the responsibility to supervise its actions and correct its mistake, in this case protecting a small child from ongoing abuse by her father, including sexual abuse at the age of two which was substantiated by Spurwink, Maine's leading authority on such matters. ###