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1 © Nokia 2017 Customer Confidential
The path to 5G
VTC Spring 2017, 5G Industry Track
5th June, 2017
Dr. David Soldani
- Head of 5G Technology, e2e, Global, Nokia
- Industry Professor, UTS, Australia
© 2017 Nokia2
5G Global Updates
CMCC 3.5GHz, 2017 pre-standard trials  2020 commercialization
DoCoMo 4.5GHz PoC, VR, Industrial Machine in Nov Open House
KT 28GHz, demos for IOC in February, auction 28GHz in 2018
Commercialization plans (tentative)
28GHz USA 2017+
28GHz Korea 2018+
3.5GHz Europe 2019+
3.5GHz China 2020
4.5GHz Japan 2020
Europe 3.5GHz (28GHz too), trials 2017, Mobility
USA 28GHz, 39 GHz, trials 2017, FWA
© 2017 Nokia4
Nokia Momentum: 40+ Engagements
M2M
© 2017 Nokia5
Public safety
Industry 4.0
Infotainment
(VR/AR)
Digital
Healthcare
Connected
cars (V2X)
The path to 5G: tests & trials plan 2017-2021
2017-18 2018-19 2019-2021
5GTF SIG Industry specs
and LTE 3GPP R13-14
3GPP 5G Phase 1
Mobile Broadband
Future-X-like new core
• Smart medication: real-time collection of personal
health data
• Personal health systems: wearable systems for
monitoring, diagnosis and treatment of chronic
diseases
• Assisting service robots: mobile robots assisting
e.g. elderly or disabled people
• Virtual and augmented reality for medicine: Three
dimensional interactive live holographic
visualization systems
• Telecare and telemedicine: remote patient–doctor
consultation through a mobile device
• Connected ambulance: real-time connection
between hospital, ambulance (and place of
incident)
• Immersive experiences: online augmented reality
(AR)/VR gaming or experiences. (Incl. in-vehicle.)
• On-site experiences: providing additional features
to spectators like replay, view from different angle,
translation, etc.
• Tactile internet experiences: recreating sense of
touch e.g. bionic suits
• User/machine generated content: users or
machines recording self-created imagery which is
uploaded to social media or online channels
• Cooperative media production: content worked
upon by different users in multiple locations
simultaneously
• Distributed performance: sourcing content from
different locations in real time (e.g. orchestra)
• Driver assistance: ‘see through front vehicle’, in-dash
junction cameras; collision avoidance, emergency
braking
• Remote monitoring and predictive maintenance:
Sending an alert if faulty and machine learning
• Tele-operated driving: remote driver assistance to
vehicles, e.g. emergency case
• Autonomous vehicles: driverless vehicles enabled
by V2I and V2V applications
• Platooning: convoy of vehicles driving together,
connected to a central operator
• Intelligent navigation: using RT analytics (data from
other vehicles, road authorities, traffic mgt.
centers, sensors, cameras and radars, etc.)
3GPP 5G Phase 2
Critical IoT
Massive IoT
NetworkSlicingasaService
• Remote control/monitoring of manufacturing
equipment: remote mobile control over
fixed/mobile manufacturing robot, transmission of
diagnostics information and AR support
• CCTV systems: advanced CCTV systems
transmitting several HD and 360º video streams
in real time to a control room, to monitor public
places or critical infrastructure
• Machine-to-machine communication: closed loop
to optimize manufacturing process
• Augmented reality support: design, maintenance
and repair (through simulations)
• Intra/inter-enterprise communication: for
monitoring of assets distributed in larger areas
and efficient coordination across the value chain
• Automated threat detection: use of mobile HD
video cameras and cloud analytics to detect
suspicious objects, patterns, anomalies or
disturbances in public places
• Facial, iris, fingerprint or palm recognition
systems: video or scanning systems which match
a face, iris or fingerprint with a database in real
time
© 2017 Nokia6
5G deployment areas and use cases requiring 4.5, 4.9 and 5G connectivity
5G DEPLOYMENT AREAS
5G
EXCLUSIVE
USE CASES
© 2017 Nokia7
3GPP Release 15 timeline
5G phase-1 (Release-15) scope
• eMBB and URLLC both in scope
• All architecture options, incl. connecting LTE to 5G Core (as separate Work Item)
• Down scoping for Phase 1 most probably needed during 2017
© 2017 Nokia8
5G Releases timeline till 2022
5G Study Items
(SI) completed
L1/L2 freeze.
Non-standalone
Standalone higher
layers, NG-Core
Enhancements
(Unlicensed, Non-
orthogonal multiple
access, …)
2017 2018 2019 2020
5G above
52.6GHz
2021
Release 15 Release 16 Release 17 Release 18
Full ASN.1 freeze for Full 5G feature set and
Standalone (SA) in September 2018
Release 15 contains Accelerated SN.1 freeze for
Non-Standalone (NSA) in March 2018
A-R15 R15
R16 R17
© 2017 Nokia9
5G Network architecture options
S1-MME
S1-U
NG2 (CP)
NG3 (UP)
NR
EPC 5G CN
“DC/1A“
E-UTRANR
EPC 5G CN
Can supp.
“DC/3C“
E-UTRA
NR
EPC 5G CN
“DC/1A“
E-UTRANR
EPC 5G CN
Can supp.
“DC/3C“
E-UTRA
NR
EPC 5G CN
“DC/1A“
E-UTRANR
EPC 5G CN
Can supp.
“DC/3C“
E-UTRA
3
Non-Standalone / ”NR assisted”, 5G CN connected
Non-Standalone / ”LTE assisted”, EPC connected
Non-Standalone / “LTE assisted”, 5G CN connected
3a
4 4a
7 7a
LTE  LTE Rel15 (“eLTE“) where needed
NR
EPC 5G CN
E-UTRA
3x
7x
Xx-C
Xx-U
NR
EPC 5G CN
E-UTRA
Xn-C
Xn-U
NR
5G CN 2
Standalone NR/
5G CN connected
5G CN
E-UTRA
5
Standalone eLTE, 5G CN connected
Standalone (SA) options
Non
Standalone
(NSA) Options
Nokia preference
Nokia preference
© 2017 Nokia10
5G frequency ranges/bands after RAN#75 (3GPP TR 38.912 v14.0.0)
Frequency range/LTE band Operators whose request is included in the frequency range
3.3-4.2 GHz
DOCOMO, KDDI, SBM, CMCC, China Unicom, China Telecom, KT, SK Telecom, LG
Uplus, Etisalat, Orange, Telecom Italia, British Telecom, Deutsche Telekom
4.4-4.99 GHz DOCOMO, KDDI, SBM, CMCC, China Unicom, China Telecom,
24.25-29.5 GHz
DOCOMO, KDDI, SBM, CMCC, KT, SK Telecom, LG Uplus, Etisalat, Orange, Verizon,
T-mobile, Telecom Italia, British Telecom, Deutsche Telekom
31.8-33.4GHz Orange, Telecom Italia, British Telecom
37-40 GHz AT&T, Verizon, T-mobile
1.427-1.518G Etisalat
1710-1785MHz/1805-1880MHz (Band 3) CMCC, China Telecom
2500-2570MHz/2620-2690MHz (Band 7) CHTTL, British Telecom
880-915MHz/925-960MHz (Band 8) CMCC
832–862MHz/791–821MHz (Band 20) Orange
703-748MHz/758–803MHz (Band 28) Orange, Swisscom, Telecom Italia, Telefonica, Vodafone
2496-2690MHz (Band 41) Sprint, China Telecom, C-Spire, China Unicom
1710-1780MHz/2110-2200MHz (band 66) T-mobile, Dish
1920-1980MHz/2110-2170MHz (Band 1) China Unicom, China Telecom
© 2017 Nokia11
Customer Key Value
Proposition
Spectrum
Generic 5G
Functionality
eMBB
(Extreme Mobile
Broadband)
mMTC/URLLC
(Massive Machine
/ Critical Comms)
3GPP Rel/ASN.1 freeze
3GPP
(SI/WI)*
2018 2019 20203GPP 5G Rel’15
Acceleration 
3GPP 5G Rel’15
 5G Phase 1
3GPP 5G Rel’16
 5G Phase 2
Rel’15Rel’15 (accelerated) Rel’16
• Mar 2018: Intermediate ASN.1 freeze for NSA
• Sept 2018: Full ASN.1 freeze for full 5G feature
set (incl. SA)
• Phase1 3GPP 5G Standalone higher layers,
new core for full commercial use
• eMBB and some low latency features
• Phase2 3GPP 5G Enhancements (Unlicensed,
Non-orthogonal multiple access, …)
• CA/DC over e.g. 1000MHz (≤ 16 NR CC contiguous/
non-cont. spectrum, ind. config. for UL/DL)
• Cross-carrier scheduling and joint UCI feedback for
aggregated carriers with same and different num.
• 8 layer DL SU-MIMO; 16+ layer DL MU-MIMO; 4 layer
UL SU-MIMO; Dynamic switching SU/MU in UL/DL
• MUX different numerologies / NR carrier bandwidth
in TDM/FDM in UL/DL
• Network slicing support
• Flow based QoS: QFI (QoS Flow Identifier) mapped
to 5QI and ARP (Priority) and for GBR flows GFBR,
MFBR (Guaranteed and Max Flow Bitrate)
• RRC inactive data
• MAC support of multiple numerologies and/or TTI
• High-layer front-haul split (PDCP-RLC)
• NSA Options 3X (NSA eNB & gNB) and SA Option 2
• Frame structure (FDD/TDD): Pipeline processing
(CTRL-DMRS (MIMO)-Data, Data, Data, Data…)
• FFT size: 4096 FFT assumption
• Numerology: Band/SCS, LTE Type CP OH for UL/DL
< 6GHz: 5-50MHz/15kHz, 5/10-100MHz/30kHz, 10/20-100MHz/60kHz
> 6GHz: 50-200MHz/60kHz; 50-400MHz/120kHz
• Slot duration ranging from 0.125 ms to 1 ms
• Waveform: UL/DL CP-OFDM + UL Cpl. DFT-S-OFDM
• QPSK-256QAM + Pi/2 BPSK for uplink DFT-S-OFDM
• Slot of 7 or 14 OFDM symbols and PRB of 12 SC
• Beam tracking & sweeping
• Mobility support
• Coding for UL/DL data and CI: LDPC and Polar
• PSS/SSS: M-Sequence with 3IDs/ Gold-code
• Unlicensed spectrum operation (incl. SA, below and
above 6GHz)
• Integrated Access Backhaul (Wireless Relay)
• Self-backhauling support
• NR-WiFi interworking
• LTE/5G Sharing: NR band/LTE-NR band combination;
e.g. DL NR (3.5GHz), UL LTE (B3, B8)
• Waveforms and MIMO for >40GHz (Single Carrier)
• Multi-connectivity for >2 nodes
• Lower layer front-haul split (eCPRI)
• NR Sidelink (use cases beyond LTE)
• 1ms UP Latency support
• V2V/V2X (URLLC)
• UL NOMA support (mMTC)
• Connectionless service
28; 39, 3.5 (B42,B43) & 4.5GHz LSA; 5G-U; B28; FDD B1,B3,B8 ++
• 4ms UP Latency support
• Mini-slots: length 1-2 symbols; Target slot 0.5-1ms
• TDM Scheduling granularity for same/different UEs
within a slot, especially with beam-sweeping
• MEC capability for external API’s and low latency
applications
As per RAN4 WG
*) References: 3GPP TR 38.801, TR 38.802, TR 38.912
5G RAN
Not a Nokia product roadmap: 3GPP updates only!
12 © Nokia 2017
eMBB, URLLC
Cloud optimized
Layered architecture
Stateless VNF support
New business models
with Network Slicing
mMTC
Convergence
5GS Features targeted for Rel’16
(agreed 3GPP study item topics):
• Policy framework for access traffic steering,
switching and splitting
• Multi-access PDU session
• Wireline / Wireless Convergence
• Enhanced V2X
Other items under consideration (not agreed in
3GPP so far):
• Broadcast/Multicast support
• NB-IoT radio connected to 5GC
• Supporting Satellite access as 3GPP RAN
• System impact due to unlicensed spectrum
• Connectionless services
EPC impacts due to NSA (options 3/3a/3x)
• Subscription control (access restriction) for NR
• NR based charging
• Potential QoS enhancements (e.g. new AMBR
values)
• Potential security enhancements
5GS Features in Rel‘15
• EPS-5GS interworking
• Layered & service oriented architecture: CP/UP
split, SDL
• UE assisted Network Slicing
• Flow based QoS framework
• Access Control & MM framework
• Modular CP with separated MM/SM
• UP with Session Continuity
• Unified policy and authentication framework
• Charging support
• Support of IMS
• SMS over NAS
• Public Warning System (PWS)
• Interworking with untrusted Non-3GPP Access
• Arch. impact due to virtualization – support for
1:n NF resiliency
• Network Discovery & Selection
**) References: 3GPP TS 23.501, TS 23.502
Customer Key Value
Proposition
3GPP Rel/ASN.1 freeze
3GPP
(SI/WI)**
2018 2019 20203GPP 5G Rel’15
Acceleration 
3GPP 5G Rel’15
 5G Phase 1
3GPP 5G Rel’16
 5G Phase 2
Rel’15Rel’15 (accelerated) Rel’16
• Mar 2018: Intermediate ASN.1 freeze for NSA
• Sept 2018: Full ASN.1 freeze for full 5G feature
set (incl. SA)
• Phase1 3GPP 5G Standalone higher layers,
new core for full commercial use
• eMBB and some low latency features
• Phase2 3GPP 5G Enhancements (Unlicensed,
Non-orthogonal multiple access, …)
NG CORE
Not a Nokia product roadmap: 3GPP updates only!
© 2016 Nokia13
SMF
5G Core (5GC) architecture (Core Network)
• 5G-RAN: Radio Access Network
– NR gNB
– eLTE eNB
• AF: Application function
• AMF: Core Access and Mobility Management Function
• AUSF: Authentication Server Function
• DN: Data Network
• NEF: Network Exposure Function
• NRF: NF Repository Function
• PCF: Policy Control Function
• SMF: Session Management Function
• UDM: Unified Data Management
• UPF: User Plane Function
• UDSF/SDSF: Unstructured / Structured Data Storage Function
NG-RAN
N4
N2
AMF
NEF
UDM
5G UE
AUSF
AF
N6
UPF
DN
NR gNB
eLTE eNB
NR
DU
N1
NRF
PCF
UDSF/
SDSF
N4
SMF
N6
UPF
DN
N3
N5
AF UE may have one or
more parallel PDU
sessions, each with UPF
and SMF
UPF may be chained
using N9 interface (e.g.
visited/home network
instances)
AMFs interconnected
using N14 (i.e. between
old AMF and new AMF
NRF interfaces to all
other control functions
to assist service
discovery
UDSF interfaces to any
control function to
store unstructured
data, may be
centralized or placed
near to each NF
SDSF interfaces to NEF
to store structured
data
Flexible
interconnect
F1
Main functions
N11
© 2016 Nokia14
EUTRANNG-RAN
Legacy EPC interworking
E2E view
N2
N5
AMF
5G UE
MME
SGW-u
S1mme
S5u S11
Nx = S10?
S1u
NR gNB
NR
DU
N1
S6a
PCF
N3
SGW-c
S5c
N11
AMF and MME use new interface,
assumed to be based on S10, to support
mobility between EPC and 5GC
5GC/EPC interworking requires dedicated
interworking nodes combining the
following pairs of nodes:
- UDM&HSS
- PCF&PCRF
- SMF&PGW-c
- UPF&PGW-u
N4
AF
UPF PGW-u
PCRF
Gx
Rx
SMF PGW-c
LTE
eNB
LTE
DU
UDM HSS
N8
N10
N7
F1
© 2016 Nokia15
User plane options
Session and Service Continuity (SSC)
• Wide range of topology options
1. Centralized UPF: For long term stable IP address
assignment
2. Cascaded UPF: For local breakout (LBO) and home
routed (HR) with visited PLMN mobility anchor
3. Parallel UPF: For short path access with local UPF
using IPv6
• Session and Service Continuity (SSC) options
– Mode 1: The IP @ /PDU session anchor is maintained
– Mode 2: IP @ not preserved (*); UPF relocation
supported with “break before make” model
– Mode 3: IP @ not preserved (*) but UPF relocation
supported with “make before break” model
(*) when UE moves between data centers (not at each radio HO)
NG-RAN
5G UE
N6
UPF
DN
N6
UPF
DN
N6
UPF
N6
UPF
DN
UPF
DN
N6
N9
N3 N3 N3 N3
NG-RANNG-RAN
N3
5G UE
Local BreakOut (LBO)
Home Routed (HR)
1. Centralized
3. Parallel
IP address
continuity
2. Cascaded
IP address
change
IP@0
IP@1
IP@2
IP@3 IP@4
N3
© 2016 Nokia16
Flows tagged with new “QFI” fields instead of using parallel QCI bearers
5G networking flow based QoS solution (5GC)
• QFI (QoS Flow Identifier) mapped to
– 5QI (5G QoS Identifier)* mapped to Resource Type (GBR/N-GBR),
Priority Level, Packet Delay Budget (PDB and Packet Error Rate (PER)*
– ARP (Priority) and for GBR flows with Guaranteed (GFBR) and Max Flow
Bitrate (MFBR)
• Transport QoS marks (e.g. diffserv) based on QFI tags
• Downlink
– Each UPF uses policy from PCF/SMF to identify flows and adds QFI
tags, enforces Session-AMBR and counts packets for Charging
– RAN uses QFI tag and policy to map flows to one or more Data Radio
Bearers (DRBs), and enforces Max BitRate (UE-AMBR) limit per UE for
non-GBR QoS flows
• Uplink
– UE uses either signaling or “reflective” learning approach to learn
policies QFI usage to map to DRBs, and performs UL rate limitation on
PDU Session basis for non-GBR traffic using Session-AMBR
– RAN/UPF police QFI usage and enforces Max BitRate (UE-
AMBR)/Session-AMBR and UPF counts packets for charging
NG-RAN
5G UE
UPF
Access
stratum
Non Access
stratum
Application AF
PCF
SMF
NAS
RRC
AMF
Operating
system DN
RRC Single GTPu
tunnel per PDU
Session, flows
marked with QFI
tags in header
QFI
SDN
QFI
QFI
QFI
*) UE  UPF
Data Radio
Bearers (DRBs)
© 2016 Nokia17
Best effort (CDN)
UPF
SMF
Slice instance = NF instances + Compute, Storage and Networking resources
Network slicing
• Core
– AMF level slicing per UE type
– SMF and UPF level slicing per service or per tenant (Service Differentiator)
– UE served by one AMF may be associated with 1 or more sets of SMF and UPFs
– May have meshed mapping between Core, UE type, service type and RAN slices
• End-to-end Network slicing mechanism
– 5GC solution
• UE sends to AMF a NSSAI i.e. a collection of S-NSSAIs (Single Network Slice Selection
Assistance Information) each corresponding to a Slice/Service type (SST) and possibly a
Slice Differentiator (SD)
• AMF determines the Accepted NSSAI (subset of NSSAI) sent based on user subscription
• SMF selected based on S-NSSAI and DNN (APN)
– EPC solution
• UE provides RAN information to trigger MOCN (pre rel14)/eDECOR (rel14) process
• RAN selects dedicated EPC core
• UE and subscription determine available APN(s)
Best effort (CDN)
UPF
SMF
RAN
UE CP
PDCP
AMF
PDCP
AMF
Best effort (eMBB)
UPF
SMF
Smart phone device profile
Public Safety phone device profile
eMBB CO e2e slice
CDN (video) CO e2e slice
URLLC CO e2e slice
© 2016 Nokia24
NG-RAN
FM Convergence based on 5GC
Interworking with untrusted non-3GPP access networks
• RAN-core interfaces
– N1: UE to AMF transparently carried over access
• May be carried over 3GPP and non 3GPP access
– N2: 5G-RAN to AMF (control plane)
• One per UE
– N3: 5G-RAN to UPF (user plane)
• One or more per UE
• 5G-RAN
– Supported RAN
• NR Standalone
• eLTE Standalone
• NR + eLTE Non-Standalone
– Interconnected with Xn
– NR gNB Central unit (CU) – Distributed Unit (DU) split with Fs
• N3IWF: Non 3GPP Interworking Function
– Presents N1/N2/N3 to 5GC as per 5G-RAN
– UE-N3IWF: IKE/IPsec messages encrypted and integrity protected
• UE Identifiers : Unique 5G SUPI (IMSI, NAI) + PEI (IMEI format)
N4
N2
N5
AMF
SMF
5G UE
AF
N6/SGi
UPF
DN
NR gNB
eLTE eNB
NR
DU
N1
NRF
PCF
Non 3GPP
N3IWF
WLAN
AP
N1
N3
NEF
UDM
AUSF
UDSF/
SDSF
N2
NR gNB
eLTE eNB
Xn
F1
LTE
DU
N11
Y1
Nwu
Flexible
interconnect
Y2
F1?
N3
P = Permanent
25
© Nokia 2017
5G Technical Solutions – Summary of Ten Potential Technologies
Benefit
Network based massive
MIMO evolution
UE agnostic MIMO and
beamforming
Low power consumption,
less interference
Lean carrier design
Low latency, high
efficiency
Flexible frame
structure
Higher data rate with
smooth migration
Aggregation of LTE +
5G carriers
Higher efficiency
Enhanced interference
coordination
Improved performanceDynamic TDD
Improved performance
Wireless backhaul with
full Duplex
Multiservice flexibilityNew waveforms
Solution
10x..100x more capacity
Usage of cm and mm
waves
BenefitSolution
Optimized end-to-end for
any services
Flexible connectivity,
mobility and sessions
ased massive
ution
consumption,
rence
y, high
Higher data rate with
smooth migration
Aggregation of LTE +
5G carriers
Higher efficiency
Enhanced interference
coordination
erformance
Improved performance
Wireless backhaul with
full Duplex
Multiservice flexibilityNew waveforms
more capacity
BenefitSolution
Optimized end-to-end for
any services
Flexible connectivity,
mobility and sessions
27
© Nokia 2017
5G vs. 4G Capacity per Cell
100 MHz
3.5 GHz
4-8 bps / Hz
400-800 Mbps
cell throughput
5G 3500 with
massive MIMO
beamforming
2.6 GHz
20 MHz
2 bps / Hz
40 Mbps
cell throughputLTE2600 with
2x2 MIMO
10-20 x
5x More Spectrum with 2 – 4x More Efficiency
© 2017 Nokia28
E2E service delivery platform (incl. Verticals)
SLICE 2
(Reliability)
SLICE 1
(Latency)
SLICE 3
(Throughput)
© 2017 Nokia34
Nokia is investing
heavily to drive
PRODUCT and
TECHNOLOGY
leadership and enable
long term
COMPETITIVENESS
Nokia’s INNOVATION and
IN-HOUSE technology
development will
ENABLE carriers to
embark on path to 5G
with time to market
LEADERSHIP
Nokia welcomes the
Government tenders
and is COMMITTED to
realize pre-commercial
5G tests and trials
jointly with
stakeholders
Conclusions
35 © Nokia 2017 Customer Confidential
© 2017 Nokia36
Copyright and confidentiality
The contents of this document are proprietary and
confidential property of Nokia. This document is
provided subject to confidentiality obligations of the
applicable agreement(s).
This document is intended for use of Nokia’s
customers and collaborators only for the purpose
for which this document is submitted by Nokia. No
part of this document may be reproduced or made
available to the public or to any third party in any
form or means without the prior written permission
of Nokia. This document is to be used by properly
trained professional personnel. Any use of the
contents in this document is limited strictly to the
use(s) specifically created in the applicable
agreement(s) under which the document is
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feedback to Nokia in respect of the contents of this
document ("Feedback").
Such Feedback may be used in Nokia products and
related specifications or other documentation.
Accordingly, if the user of this document gives Nokia
Feedback on the contents of this document, Nokia
may freely use, disclose, reproduce, license,
distribute and otherwise commercialize the
feedback in any Nokia product, technology, service,
specification or other documentation.
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Nokia reserves the right to make changes and
improvements to any of the products and/or
services described in this document or withdraw this
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Except as required by applicable law, no warranties
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not limited to, the implied warranties of
merchantability and fitness for a particular purpose,
are made in relation to the accuracy, reliability or
contents of this document. NOKIA SHALL NOT BE
RESPONSIBLE IN ANY EVENT FOR ERRORS IN THIS
DOCUMENT or for any loss of data or income or any
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Soldani the path_to_5_g_vtc_spring_2017_final

  • 1. 1 © Nokia 2017 Customer Confidential The path to 5G VTC Spring 2017, 5G Industry Track 5th June, 2017 Dr. David Soldani - Head of 5G Technology, e2e, Global, Nokia - Industry Professor, UTS, Australia
  • 2. © 2017 Nokia2 5G Global Updates CMCC 3.5GHz, 2017 pre-standard trials  2020 commercialization DoCoMo 4.5GHz PoC, VR, Industrial Machine in Nov Open House KT 28GHz, demos for IOC in February, auction 28GHz in 2018 Commercialization plans (tentative) 28GHz USA 2017+ 28GHz Korea 2018+ 3.5GHz Europe 2019+ 3.5GHz China 2020 4.5GHz Japan 2020 Europe 3.5GHz (28GHz too), trials 2017, Mobility USA 28GHz, 39 GHz, trials 2017, FWA
  • 3. © 2017 Nokia4 Nokia Momentum: 40+ Engagements M2M
  • 4. © 2017 Nokia5 Public safety Industry 4.0 Infotainment (VR/AR) Digital Healthcare Connected cars (V2X) The path to 5G: tests & trials plan 2017-2021 2017-18 2018-19 2019-2021 5GTF SIG Industry specs and LTE 3GPP R13-14 3GPP 5G Phase 1 Mobile Broadband Future-X-like new core • Smart medication: real-time collection of personal health data • Personal health systems: wearable systems for monitoring, diagnosis and treatment of chronic diseases • Assisting service robots: mobile robots assisting e.g. elderly or disabled people • Virtual and augmented reality for medicine: Three dimensional interactive live holographic visualization systems • Telecare and telemedicine: remote patient–doctor consultation through a mobile device • Connected ambulance: real-time connection between hospital, ambulance (and place of incident) • Immersive experiences: online augmented reality (AR)/VR gaming or experiences. (Incl. in-vehicle.) • On-site experiences: providing additional features to spectators like replay, view from different angle, translation, etc. • Tactile internet experiences: recreating sense of touch e.g. bionic suits • User/machine generated content: users or machines recording self-created imagery which is uploaded to social media or online channels • Cooperative media production: content worked upon by different users in multiple locations simultaneously • Distributed performance: sourcing content from different locations in real time (e.g. orchestra) • Driver assistance: ‘see through front vehicle’, in-dash junction cameras; collision avoidance, emergency braking • Remote monitoring and predictive maintenance: Sending an alert if faulty and machine learning • Tele-operated driving: remote driver assistance to vehicles, e.g. emergency case • Autonomous vehicles: driverless vehicles enabled by V2I and V2V applications • Platooning: convoy of vehicles driving together, connected to a central operator • Intelligent navigation: using RT analytics (data from other vehicles, road authorities, traffic mgt. centers, sensors, cameras and radars, etc.) 3GPP 5G Phase 2 Critical IoT Massive IoT NetworkSlicingasaService • Remote control/monitoring of manufacturing equipment: remote mobile control over fixed/mobile manufacturing robot, transmission of diagnostics information and AR support • CCTV systems: advanced CCTV systems transmitting several HD and 360º video streams in real time to a control room, to monitor public places or critical infrastructure • Machine-to-machine communication: closed loop to optimize manufacturing process • Augmented reality support: design, maintenance and repair (through simulations) • Intra/inter-enterprise communication: for monitoring of assets distributed in larger areas and efficient coordination across the value chain • Automated threat detection: use of mobile HD video cameras and cloud analytics to detect suspicious objects, patterns, anomalies or disturbances in public places • Facial, iris, fingerprint or palm recognition systems: video or scanning systems which match a face, iris or fingerprint with a database in real time
  • 5. © 2017 Nokia6 5G deployment areas and use cases requiring 4.5, 4.9 and 5G connectivity 5G DEPLOYMENT AREAS 5G EXCLUSIVE USE CASES
  • 6. © 2017 Nokia7 3GPP Release 15 timeline 5G phase-1 (Release-15) scope • eMBB and URLLC both in scope • All architecture options, incl. connecting LTE to 5G Core (as separate Work Item) • Down scoping for Phase 1 most probably needed during 2017
  • 7. © 2017 Nokia8 5G Releases timeline till 2022 5G Study Items (SI) completed L1/L2 freeze. Non-standalone Standalone higher layers, NG-Core Enhancements (Unlicensed, Non- orthogonal multiple access, …) 2017 2018 2019 2020 5G above 52.6GHz 2021 Release 15 Release 16 Release 17 Release 18 Full ASN.1 freeze for Full 5G feature set and Standalone (SA) in September 2018 Release 15 contains Accelerated SN.1 freeze for Non-Standalone (NSA) in March 2018 A-R15 R15 R16 R17
  • 8. © 2017 Nokia9 5G Network architecture options S1-MME S1-U NG2 (CP) NG3 (UP) NR EPC 5G CN “DC/1A“ E-UTRANR EPC 5G CN Can supp. “DC/3C“ E-UTRA NR EPC 5G CN “DC/1A“ E-UTRANR EPC 5G CN Can supp. “DC/3C“ E-UTRA NR EPC 5G CN “DC/1A“ E-UTRANR EPC 5G CN Can supp. “DC/3C“ E-UTRA 3 Non-Standalone / ”NR assisted”, 5G CN connected Non-Standalone / ”LTE assisted”, EPC connected Non-Standalone / “LTE assisted”, 5G CN connected 3a 4 4a 7 7a LTE  LTE Rel15 (“eLTE“) where needed NR EPC 5G CN E-UTRA 3x 7x Xx-C Xx-U NR EPC 5G CN E-UTRA Xn-C Xn-U NR 5G CN 2 Standalone NR/ 5G CN connected 5G CN E-UTRA 5 Standalone eLTE, 5G CN connected Standalone (SA) options Non Standalone (NSA) Options Nokia preference Nokia preference
  • 9. © 2017 Nokia10 5G frequency ranges/bands after RAN#75 (3GPP TR 38.912 v14.0.0) Frequency range/LTE band Operators whose request is included in the frequency range 3.3-4.2 GHz DOCOMO, KDDI, SBM, CMCC, China Unicom, China Telecom, KT, SK Telecom, LG Uplus, Etisalat, Orange, Telecom Italia, British Telecom, Deutsche Telekom 4.4-4.99 GHz DOCOMO, KDDI, SBM, CMCC, China Unicom, China Telecom, 24.25-29.5 GHz DOCOMO, KDDI, SBM, CMCC, KT, SK Telecom, LG Uplus, Etisalat, Orange, Verizon, T-mobile, Telecom Italia, British Telecom, Deutsche Telekom 31.8-33.4GHz Orange, Telecom Italia, British Telecom 37-40 GHz AT&T, Verizon, T-mobile 1.427-1.518G Etisalat 1710-1785MHz/1805-1880MHz (Band 3) CMCC, China Telecom 2500-2570MHz/2620-2690MHz (Band 7) CHTTL, British Telecom 880-915MHz/925-960MHz (Band 8) CMCC 832–862MHz/791–821MHz (Band 20) Orange 703-748MHz/758–803MHz (Band 28) Orange, Swisscom, Telecom Italia, Telefonica, Vodafone 2496-2690MHz (Band 41) Sprint, China Telecom, C-Spire, China Unicom 1710-1780MHz/2110-2200MHz (band 66) T-mobile, Dish 1920-1980MHz/2110-2170MHz (Band 1) China Unicom, China Telecom
  • 10. © 2017 Nokia11 Customer Key Value Proposition Spectrum Generic 5G Functionality eMBB (Extreme Mobile Broadband) mMTC/URLLC (Massive Machine / Critical Comms) 3GPP Rel/ASN.1 freeze 3GPP (SI/WI)* 2018 2019 20203GPP 5G Rel’15 Acceleration  3GPP 5G Rel’15  5G Phase 1 3GPP 5G Rel’16  5G Phase 2 Rel’15Rel’15 (accelerated) Rel’16 • Mar 2018: Intermediate ASN.1 freeze for NSA • Sept 2018: Full ASN.1 freeze for full 5G feature set (incl. SA) • Phase1 3GPP 5G Standalone higher layers, new core for full commercial use • eMBB and some low latency features • Phase2 3GPP 5G Enhancements (Unlicensed, Non-orthogonal multiple access, …) • CA/DC over e.g. 1000MHz (≤ 16 NR CC contiguous/ non-cont. spectrum, ind. config. for UL/DL) • Cross-carrier scheduling and joint UCI feedback for aggregated carriers with same and different num. • 8 layer DL SU-MIMO; 16+ layer DL MU-MIMO; 4 layer UL SU-MIMO; Dynamic switching SU/MU in UL/DL • MUX different numerologies / NR carrier bandwidth in TDM/FDM in UL/DL • Network slicing support • Flow based QoS: QFI (QoS Flow Identifier) mapped to 5QI and ARP (Priority) and for GBR flows GFBR, MFBR (Guaranteed and Max Flow Bitrate) • RRC inactive data • MAC support of multiple numerologies and/or TTI • High-layer front-haul split (PDCP-RLC) • NSA Options 3X (NSA eNB & gNB) and SA Option 2 • Frame structure (FDD/TDD): Pipeline processing (CTRL-DMRS (MIMO)-Data, Data, Data, Data…) • FFT size: 4096 FFT assumption • Numerology: Band/SCS, LTE Type CP OH for UL/DL < 6GHz: 5-50MHz/15kHz, 5/10-100MHz/30kHz, 10/20-100MHz/60kHz > 6GHz: 50-200MHz/60kHz; 50-400MHz/120kHz • Slot duration ranging from 0.125 ms to 1 ms • Waveform: UL/DL CP-OFDM + UL Cpl. DFT-S-OFDM • QPSK-256QAM + Pi/2 BPSK for uplink DFT-S-OFDM • Slot of 7 or 14 OFDM symbols and PRB of 12 SC • Beam tracking & sweeping • Mobility support • Coding for UL/DL data and CI: LDPC and Polar • PSS/SSS: M-Sequence with 3IDs/ Gold-code • Unlicensed spectrum operation (incl. SA, below and above 6GHz) • Integrated Access Backhaul (Wireless Relay) • Self-backhauling support • NR-WiFi interworking • LTE/5G Sharing: NR band/LTE-NR band combination; e.g. DL NR (3.5GHz), UL LTE (B3, B8) • Waveforms and MIMO for >40GHz (Single Carrier) • Multi-connectivity for >2 nodes • Lower layer front-haul split (eCPRI) • NR Sidelink (use cases beyond LTE) • 1ms UP Latency support • V2V/V2X (URLLC) • UL NOMA support (mMTC) • Connectionless service 28; 39, 3.5 (B42,B43) & 4.5GHz LSA; 5G-U; B28; FDD B1,B3,B8 ++ • 4ms UP Latency support • Mini-slots: length 1-2 symbols; Target slot 0.5-1ms • TDM Scheduling granularity for same/different UEs within a slot, especially with beam-sweeping • MEC capability for external API’s and low latency applications As per RAN4 WG *) References: 3GPP TR 38.801, TR 38.802, TR 38.912 5G RAN Not a Nokia product roadmap: 3GPP updates only!
  • 11. 12 © Nokia 2017 eMBB, URLLC Cloud optimized Layered architecture Stateless VNF support New business models with Network Slicing mMTC Convergence 5GS Features targeted for Rel’16 (agreed 3GPP study item topics): • Policy framework for access traffic steering, switching and splitting • Multi-access PDU session • Wireline / Wireless Convergence • Enhanced V2X Other items under consideration (not agreed in 3GPP so far): • Broadcast/Multicast support • NB-IoT radio connected to 5GC • Supporting Satellite access as 3GPP RAN • System impact due to unlicensed spectrum • Connectionless services EPC impacts due to NSA (options 3/3a/3x) • Subscription control (access restriction) for NR • NR based charging • Potential QoS enhancements (e.g. new AMBR values) • Potential security enhancements 5GS Features in Rel‘15 • EPS-5GS interworking • Layered & service oriented architecture: CP/UP split, SDL • UE assisted Network Slicing • Flow based QoS framework • Access Control & MM framework • Modular CP with separated MM/SM • UP with Session Continuity • Unified policy and authentication framework • Charging support • Support of IMS • SMS over NAS • Public Warning System (PWS) • Interworking with untrusted Non-3GPP Access • Arch. impact due to virtualization – support for 1:n NF resiliency • Network Discovery & Selection **) References: 3GPP TS 23.501, TS 23.502 Customer Key Value Proposition 3GPP Rel/ASN.1 freeze 3GPP (SI/WI)** 2018 2019 20203GPP 5G Rel’15 Acceleration  3GPP 5G Rel’15  5G Phase 1 3GPP 5G Rel’16  5G Phase 2 Rel’15Rel’15 (accelerated) Rel’16 • Mar 2018: Intermediate ASN.1 freeze for NSA • Sept 2018: Full ASN.1 freeze for full 5G feature set (incl. SA) • Phase1 3GPP 5G Standalone higher layers, new core for full commercial use • eMBB and some low latency features • Phase2 3GPP 5G Enhancements (Unlicensed, Non-orthogonal multiple access, …) NG CORE Not a Nokia product roadmap: 3GPP updates only!
  • 12. © 2016 Nokia13 SMF 5G Core (5GC) architecture (Core Network) • 5G-RAN: Radio Access Network – NR gNB – eLTE eNB • AF: Application function • AMF: Core Access and Mobility Management Function • AUSF: Authentication Server Function • DN: Data Network • NEF: Network Exposure Function • NRF: NF Repository Function • PCF: Policy Control Function • SMF: Session Management Function • UDM: Unified Data Management • UPF: User Plane Function • UDSF/SDSF: Unstructured / Structured Data Storage Function NG-RAN N4 N2 AMF NEF UDM 5G UE AUSF AF N6 UPF DN NR gNB eLTE eNB NR DU N1 NRF PCF UDSF/ SDSF N4 SMF N6 UPF DN N3 N5 AF UE may have one or more parallel PDU sessions, each with UPF and SMF UPF may be chained using N9 interface (e.g. visited/home network instances) AMFs interconnected using N14 (i.e. between old AMF and new AMF NRF interfaces to all other control functions to assist service discovery UDSF interfaces to any control function to store unstructured data, may be centralized or placed near to each NF SDSF interfaces to NEF to store structured data Flexible interconnect F1 Main functions N11
  • 13. © 2016 Nokia14 EUTRANNG-RAN Legacy EPC interworking E2E view N2 N5 AMF 5G UE MME SGW-u S1mme S5u S11 Nx = S10? S1u NR gNB NR DU N1 S6a PCF N3 SGW-c S5c N11 AMF and MME use new interface, assumed to be based on S10, to support mobility between EPC and 5GC 5GC/EPC interworking requires dedicated interworking nodes combining the following pairs of nodes: - UDM&HSS - PCF&PCRF - SMF&PGW-c - UPF&PGW-u N4 AF UPF PGW-u PCRF Gx Rx SMF PGW-c LTE eNB LTE DU UDM HSS N8 N10 N7 F1
  • 14. © 2016 Nokia15 User plane options Session and Service Continuity (SSC) • Wide range of topology options 1. Centralized UPF: For long term stable IP address assignment 2. Cascaded UPF: For local breakout (LBO) and home routed (HR) with visited PLMN mobility anchor 3. Parallel UPF: For short path access with local UPF using IPv6 • Session and Service Continuity (SSC) options – Mode 1: The IP @ /PDU session anchor is maintained – Mode 2: IP @ not preserved (*); UPF relocation supported with “break before make” model – Mode 3: IP @ not preserved (*) but UPF relocation supported with “make before break” model (*) when UE moves between data centers (not at each radio HO) NG-RAN 5G UE N6 UPF DN N6 UPF DN N6 UPF N6 UPF DN UPF DN N6 N9 N3 N3 N3 N3 NG-RANNG-RAN N3 5G UE Local BreakOut (LBO) Home Routed (HR) 1. Centralized 3. Parallel IP address continuity 2. Cascaded IP address change IP@0 IP@1 IP@2 IP@3 IP@4 N3
  • 15. © 2016 Nokia16 Flows tagged with new “QFI” fields instead of using parallel QCI bearers 5G networking flow based QoS solution (5GC) • QFI (QoS Flow Identifier) mapped to – 5QI (5G QoS Identifier)* mapped to Resource Type (GBR/N-GBR), Priority Level, Packet Delay Budget (PDB and Packet Error Rate (PER)* – ARP (Priority) and for GBR flows with Guaranteed (GFBR) and Max Flow Bitrate (MFBR) • Transport QoS marks (e.g. diffserv) based on QFI tags • Downlink – Each UPF uses policy from PCF/SMF to identify flows and adds QFI tags, enforces Session-AMBR and counts packets for Charging – RAN uses QFI tag and policy to map flows to one or more Data Radio Bearers (DRBs), and enforces Max BitRate (UE-AMBR) limit per UE for non-GBR QoS flows • Uplink – UE uses either signaling or “reflective” learning approach to learn policies QFI usage to map to DRBs, and performs UL rate limitation on PDU Session basis for non-GBR traffic using Session-AMBR – RAN/UPF police QFI usage and enforces Max BitRate (UE- AMBR)/Session-AMBR and UPF counts packets for charging NG-RAN 5G UE UPF Access stratum Non Access stratum Application AF PCF SMF NAS RRC AMF Operating system DN RRC Single GTPu tunnel per PDU Session, flows marked with QFI tags in header QFI SDN QFI QFI QFI *) UE  UPF Data Radio Bearers (DRBs)
  • 16. © 2016 Nokia17 Best effort (CDN) UPF SMF Slice instance = NF instances + Compute, Storage and Networking resources Network slicing • Core – AMF level slicing per UE type – SMF and UPF level slicing per service or per tenant (Service Differentiator) – UE served by one AMF may be associated with 1 or more sets of SMF and UPFs – May have meshed mapping between Core, UE type, service type and RAN slices • End-to-end Network slicing mechanism – 5GC solution • UE sends to AMF a NSSAI i.e. a collection of S-NSSAIs (Single Network Slice Selection Assistance Information) each corresponding to a Slice/Service type (SST) and possibly a Slice Differentiator (SD) • AMF determines the Accepted NSSAI (subset of NSSAI) sent based on user subscription • SMF selected based on S-NSSAI and DNN (APN) – EPC solution • UE provides RAN information to trigger MOCN (pre rel14)/eDECOR (rel14) process • RAN selects dedicated EPC core • UE and subscription determine available APN(s) Best effort (CDN) UPF SMF RAN UE CP PDCP AMF PDCP AMF Best effort (eMBB) UPF SMF Smart phone device profile Public Safety phone device profile eMBB CO e2e slice CDN (video) CO e2e slice URLLC CO e2e slice
  • 17. © 2016 Nokia24 NG-RAN FM Convergence based on 5GC Interworking with untrusted non-3GPP access networks • RAN-core interfaces – N1: UE to AMF transparently carried over access • May be carried over 3GPP and non 3GPP access – N2: 5G-RAN to AMF (control plane) • One per UE – N3: 5G-RAN to UPF (user plane) • One or more per UE • 5G-RAN – Supported RAN • NR Standalone • eLTE Standalone • NR + eLTE Non-Standalone – Interconnected with Xn – NR gNB Central unit (CU) – Distributed Unit (DU) split with Fs • N3IWF: Non 3GPP Interworking Function – Presents N1/N2/N3 to 5GC as per 5G-RAN – UE-N3IWF: IKE/IPsec messages encrypted and integrity protected • UE Identifiers : Unique 5G SUPI (IMSI, NAI) + PEI (IMEI format) N4 N2 N5 AMF SMF 5G UE AF N6/SGi UPF DN NR gNB eLTE eNB NR DU N1 NRF PCF Non 3GPP N3IWF WLAN AP N1 N3 NEF UDM AUSF UDSF/ SDSF N2 NR gNB eLTE eNB Xn F1 LTE DU N11 Y1 Nwu Flexible interconnect Y2 F1? N3 P = Permanent
  • 18. 25 © Nokia 2017 5G Technical Solutions – Summary of Ten Potential Technologies Benefit Network based massive MIMO evolution UE agnostic MIMO and beamforming Low power consumption, less interference Lean carrier design Low latency, high efficiency Flexible frame structure Higher data rate with smooth migration Aggregation of LTE + 5G carriers Higher efficiency Enhanced interference coordination Improved performanceDynamic TDD Improved performance Wireless backhaul with full Duplex Multiservice flexibilityNew waveforms Solution 10x..100x more capacity Usage of cm and mm waves BenefitSolution Optimized end-to-end for any services Flexible connectivity, mobility and sessions ased massive ution consumption, rence y, high Higher data rate with smooth migration Aggregation of LTE + 5G carriers Higher efficiency Enhanced interference coordination erformance Improved performance Wireless backhaul with full Duplex Multiservice flexibilityNew waveforms more capacity BenefitSolution Optimized end-to-end for any services Flexible connectivity, mobility and sessions
  • 19. 27 © Nokia 2017 5G vs. 4G Capacity per Cell 100 MHz 3.5 GHz 4-8 bps / Hz 400-800 Mbps cell throughput 5G 3500 with massive MIMO beamforming 2.6 GHz 20 MHz 2 bps / Hz 40 Mbps cell throughputLTE2600 with 2x2 MIMO 10-20 x 5x More Spectrum with 2 – 4x More Efficiency
  • 20. © 2017 Nokia28 E2E service delivery platform (incl. Verticals) SLICE 2 (Reliability) SLICE 1 (Latency) SLICE 3 (Throughput)
  • 21. © 2017 Nokia34 Nokia is investing heavily to drive PRODUCT and TECHNOLOGY leadership and enable long term COMPETITIVENESS Nokia’s INNOVATION and IN-HOUSE technology development will ENABLE carriers to embark on path to 5G with time to market LEADERSHIP Nokia welcomes the Government tenders and is COMMITTED to realize pre-commercial 5G tests and trials jointly with stakeholders Conclusions
  • 22. 35 © Nokia 2017 Customer Confidential
  • 23. © 2017 Nokia36 Copyright and confidentiality The contents of this document are proprietary and confidential property of Nokia. This document is provided subject to confidentiality obligations of the applicable agreement(s). This document is intended for use of Nokia’s customers and collaborators only for the purpose for which this document is submitted by Nokia. No part of this document may be reproduced or made available to the public or to any third party in any form or means without the prior written permission of Nokia. This document is to be used by properly trained professional personnel. Any use of the contents in this document is limited strictly to the use(s) specifically created in the applicable agreement(s) under which the document is submitted. The user of this document may voluntarily provide suggestions, comments or other feedback to Nokia in respect of the contents of this document ("Feedback"). Such Feedback may be used in Nokia products and related specifications or other documentation. Accordingly, if the user of this document gives Nokia Feedback on the contents of this document, Nokia may freely use, disclose, reproduce, license, distribute and otherwise commercialize the feedback in any Nokia product, technology, service, specification or other documentation. Nokia operates a policy of ongoing development. Nokia reserves the right to make changes and improvements to any of the products and/or services described in this document or withdraw this document at any time without prior notice. The contents of this document are provided "as is". Except as required by applicable law, no warranties of any kind, either express or implied, including, but not limited to, the implied warranties of merchantability and fitness for a particular purpose, are made in relation to the accuracy, reliability or contents of this document. NOKIA SHALL NOT BE RESPONSIBLE IN ANY EVENT FOR ERRORS IN THIS DOCUMENT or for any loss of data or income or any special, incidental, consequential, indirect or direct damages howsoever caused, that might arise from the use of this document or any contents of this document. This document and the product(s) it describes are protected by copyright according to the applicable laws. Nokia is a registered trademark of Nokia Corporation. Other product and company names mentioned herein may be trademarks or trade names of their respective owners.