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Social Compliance-1.pdf
1. SEIP
Social Compliance
Welcome Everybody
Social Compliance: General
Requirement
20th February’ 2023
MD. DIDARUL ALAM
General Manager – H R. Compliance & Admin
Valiant - Apparel Division of Habib Group
Mobile:+880197 7701191
E-mail: didarul.alam@valiantbd.com
md.Didarulalam66@gmail.com
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2. SEIP
Social Compliance
FOCUS AREAS:
Who is a Compliance Officer?
What does a Compliance Officer do?
What are the objectives of a compliance officer?
What is the main focus of the compliance officer?
What is Compliance Officer skills?
How can I be an effective compliance officer/
Compliance Monitor / Auditor?
Responsibilities of Compliance Officer
Check list following by Compliance officer
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3. SEIP
Social Compliance
Who is a Compliance Officer?
Compliance Officers are responsible for
ensuring that all corporate processes and
procedures comply with the law. And not only
the law — a Compliance Officer is also
responsible for ensuring that company
operations comply with internal standards too.
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What does a Compliance Officer do?
Compliance officers make sure companies
and organizations operate in full compliance
with legal regulations and industry-specific
guidelines. They also monitor internal policies
and bylaws.
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What are the objectives of a compliance officer?
The objective of a compliance officer is to ensure
that an organization has internal controls that
adequately measure and manage various risks. A
compliance officer's primary role is to ensure the firm
complies with its outside regulatory and legal
requirements and internal policies and bylaws.
What is the main focus of the compliance officer?
A compliance officer is an individual who ensures that
a company complies with its outside regulatory and
legal requirements as well as internal policies and
bylaws. Compliance officers have a duty to their
employer to work with management and staff to
identify and manage regulatory risk.
6. Social Compliance
What is Compliance Officer skills?
Compliance Officers require three primary
skills
– understanding of the law,
- entrepreneurial skills and
- confidence in handling data.
Additional requirements include:
- Analytical thinking and ability.
- Strong communication skills.
- Legal and moral integrity.
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How can I be an effective compliance officer/
Compliance Monitor / Auditor?
> Thorough understanding of laws and
regulations
> Honesty & Ethic Integrity
> Knowing the goals of the business, and how
to help achieve them
> Ability to work both independently and in a
group
> Diplomatic & determined
> Organized & Punctual
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How can I be an effective compliance officer/
Compliance Monitor / Auditor?
> Detail Oriented
> Highly Motivated
> Ability to handle emotion in professional
manner
> Consistent in following guidelines and
adhering to established procedure
> Knowledge of threats to compliance
> Creativity in problem solving
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How can I be an effective compliance officer/
Compliance Monitor / Auditor?
> Capability to maintain respect and adequate
& effectively Communicating with team
mate
> Ability to interact successfully with
different people from various socio-
economic level
> Measuring and quantifying outcomes
> Strong interpersonal skills with high ethical
standard.
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“Many business rules and regulations can
help you more than harm you.
For example, rules regarding discrimination
and harassment help you create a better
working environment for your employees,
which can lead to more worker productivity.
Following safety and security rules helps
prevent injuries, fires or building evacuations
that hurt your profitability.”
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Responsibilities of Compliance Officer
> Develop and implement an effective legal compliance
program
> Create sound internal controls and monitor adherence to
them
> Draft and revise company policies
> Proactively audit processes, practices and documents to
identify weaknesses
> Evaluate business activities (e.g. investments) to assess
compliance risk
> Collaborate with external auditors and HR when needed
> Set plans to manage a crisis or compliance violation
> Educate and train employees on regulations and
industry practices
> Address employee concerns or questions on legal compliance
> Keep abreast of internal standards and business goals