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Election studies: a research data
                                management challenge




      Laurence Horton, Alexia Katsanidou
      International Data Infrastructures
      GESIS - Leibniz Institute for the Social Sciences
      Data Archive for the Social Sciences
                                                                                                   IASSIST 2012
                                                                                                   38th Annual Conference
                                                                                                   Washington DC
This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 3.0 Unported   June 7, 2012
National election studies
   Canadian Election Study

                                                                            Swedish National
                                                                            Election Studies
                                                                                (SNES)                                                       Japanese Election Study
                                                                                                                                                     (JES)


                                                          Norwegian
                                                       Election Studies


                                          British Election Study
                                                   (BES)                            Danish Election
                                                                                        Study Israel National Election
                                                                                            The
                                                                                                  Studies (INES)
American National Election Study
                                                                                           German Longitudinal Election
 (ANES); National Annenberg
                                                                                                   Study (GLES)
    Election Study (NAES)

                                                                                          Austrian National Election
                                                                                               Studies (ANES)
                                    Dutch Parliamentary
                                   Election Study (DPES)                                  Swiss Electoral Studies
                                                                                               (SELECTS)

                                                              Italian National
                                                                                                         Australian Election Study
                                                              Election Study
                                                                                                                   (AES)
                                                                 (ITANES)




                                                                                                                                     New Zealand Election Study (NZES)
The International Setting
•   Comparative National Elections Project (CNEP)
    www.cnep.ics.ul.pt
•   Comparative Study of Electoral Systems (CSES)
    www.cses.org/
•   European Election Studies (EES)
    www.europeanelectionstudies.net/
•   Providing an Infrastructure for Research on Electoral Democracy in the
    European Union (PIREDEU)
    http://www.piredeu.eu/
•   European Voter Project
    http://www.gesis.org/wahlen/internationale-wahlstudien/the-european-voter/
•   COST Action "The True European Voter"
    http://true-european-voter.eu/
•   CERES “Consortium for European Research with Election Studies”
Explaining election results




“Dewey Defeats Truman” by scriptingnews under
CC BY-SA 2.0http://www.flickr.com/photos/scriptingnews/2544447858/; “Lisa's Substitute” The Simpsons: The Complete Second Season . Writ. Jon Vitti.
Dir. Rich Moore. 20th Century Fox, 1991
A sprint, not a marathon.

    .                                                                                                     Intense data
                                                                                                          generating
                                                                                                          events.

                                                                                                          Elections
                                                                                                          compressed
                                                                                                          into burst of
                                                                                                          activity




Sprit image by Arcimboldo under CC BY 2.0http://en.wikipedia.org/wiki/File:Osaka07_D6A_M200M_nearfinish.jpg; marathon image in public domain http://en.wikipedia.org/wiki/File:London_1990.jpg.
Instability of elections




Faoila , Anthony. “Greece fails to form new government, calls new elections.” Washington Post 15 May 2012: http://www.washingtonpost.com/world/europe/greece-fails-to-form-new-
government-calls-new-elections/2012/05/15/gIQAB9vsRU_story.html
“The Johnny Cash problem”
            “Well, the one on the right was on the left
            And the one in the middle was on the right
            And the one on the left was in the middle”



Right = 1        Left = 2         Centre = 3
Left = 1         Right = 2        Centre = 3
Right = 1        Centre = 2Left = 3
Left = 1         Centre = 2 Right = 3
Centre = 1Left = 2          Right = 3
Centre = 1Right = 2         Left = 3
                                   Clement, J.H. (1966). The One on the Right is on the Left [J. Cash] CBS Records 1966.
Data ownership




LSE Archive blog, “On the campaign trail” Out of the Box http://lib-1.lse.ac.uk/archivesblog/?p=2012; Montage of the General Election Day newspapers
http://conservativehome.blogs.com/electiongallery/2010/05/montage-of-the-general-election-day-newspapers.html; Lizzy Davis, “François Hollande v Nicolas Sarkozy: tweets from election day” The
Guardian, 6 May 2012
http://www.guardian.co.uk/world/french-election-blog-2012/2012/may/06/french-elections-2012-twitter; campaign broadcast
Privacy




Photographs: Klaus Ernst by derLinkspartei under public domainhttp://en.wikipedia.org/wiki/File:Ernst,_Klaus_(1954),_Variante_a.jpg; CemÖzdemir by Cosimamz under CC BY-SA 2.5
http://en.wikipedia.org/wiki/File:CemOezdemir2010.JPG; Claudia Roth by Bündnis 90/Die Grünen Nordrhein-Westfalen under CC BY-SA-
2.0http://en.wikipedia.org/wiki/File:Claudia_Roth_2010.jpg; GesineLötzsch by Ginniwunni under CC BY 3.0http://en.wikipedia.org/wiki/File:Gesine_L%C3%B6tzsch_5Mai2011_a.jpg; Philipp Rösler
by Fdpnds under CC BY 3.0http://en.wikipedia.org/wiki/File:Roesler-klein.jpg; Sigmar Gabriel by AgênciaBrasil under CC BY 3.0http://en.wikipedia.org/wiki/File:Sigmar_Gabriel_2008.jpg; Horst
Seehofer by J. Patrick Fischer under CC BY-SA 3.0http://en.wikipedia.org/wiki/File:Seehofer.JPG; Angela Merkel by Armin Linnartz under CC BY-SA
3.0 http://en.wikipedia.org/wiki/File:AM_Juli_2010_-_3zu4.jpg
Integrating legal requirements
• For comparative
  election data:
  Problem of different
  legal environments.

• For new types of
  data collections:
  What are the rules
  on that?


                   blog.drivinglessons.com http://blog.drivinglessons.com/wp-content/uploads/2010/06/800px-Drive-on-the-left-kent-1b.jpg
“The LynyrdSkynyrd problem”

                                                                                                                     • PI’s and
                                                                                                                       research teams
                                                                                                                       change over
                                                                                                                       time.




LynyrdSkynyrd picture by Watt_Dabney licensed under CC BY 2.0http://www.flickr.com/photos/watt_dabney/4411751415/; LynyrdSkynyrd band members
http://en.wikipedia.org/wiki/List_of_Lynyrd_Skynyrd_band_members
Funding: the „Oliver‟ problem

                   • More?!
                     – Instability regarding
                       funding.
                     – Having to repeatedly
                       ask for more leads to
                       uncertainty




                          Lean, David, dir. Oliver Twist.Cineguild, 1948 Film.
Solutions

• What do we want?
  – Usable data comparative
    across space and time.
• When do we want it?
  – The day after the election,
    please.


             Protest image by laurencehorton under CC BY-NC-ND 2.0http://www.flickr.com/photos/laurencehorton/5160320371/in/set-72157625346145680
Planning ahead


•Buildthe PI groupearly on
•Secure Money flow
•Do research
•Pre-harmonization
•Plan studyComponents
•BuildCooperations
Institutionalization of election Study
                groups
Harmonization

• The cost of post-
  harmonization
Eg. TEV
• Trade-off:
  Over time or
  across
  countries?
Common Problems?




Common Solutions!
Work with
your local
 archive!
German Longitudinal Election
                                   Study
• Funded from
  2009-2018
  – Covering state
    and three
    federal
    elections:
    2009, 2013,
    2017

  German Longitudinal Election Study, “Overview over the GLES Design at the Bundestag Election 2009” http://www.gles.eu/design.en.htm
Thank you
Archive Training Center
GESIS Leibniz Institute for Social Sciences
UnterSachsenhausen 6-8
50667 Cologne
GERMANY

Email: archive.training@gesis.org
Twitter: @GesisIDI
Website:http://www.gesis.org/archive-and-data-management-
  training-and-information-centre

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Election studies: a research data management challenge

  • 1. Election studies: a research data management challenge Laurence Horton, Alexia Katsanidou International Data Infrastructures GESIS - Leibniz Institute for the Social Sciences Data Archive for the Social Sciences IASSIST 2012 38th Annual Conference Washington DC This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 3.0 Unported June 7, 2012
  • 2. National election studies Canadian Election Study Swedish National Election Studies (SNES) Japanese Election Study (JES) Norwegian Election Studies British Election Study (BES) Danish Election Study Israel National Election The Studies (INES) American National Election Study German Longitudinal Election (ANES); National Annenberg Study (GLES) Election Study (NAES) Austrian National Election Studies (ANES) Dutch Parliamentary Election Study (DPES) Swiss Electoral Studies (SELECTS) Italian National Australian Election Study Election Study (AES) (ITANES) New Zealand Election Study (NZES)
  • 3. The International Setting • Comparative National Elections Project (CNEP) www.cnep.ics.ul.pt • Comparative Study of Electoral Systems (CSES) www.cses.org/ • European Election Studies (EES) www.europeanelectionstudies.net/ • Providing an Infrastructure for Research on Electoral Democracy in the European Union (PIREDEU) http://www.piredeu.eu/ • European Voter Project http://www.gesis.org/wahlen/internationale-wahlstudien/the-european-voter/ • COST Action "The True European Voter" http://true-european-voter.eu/ • CERES “Consortium for European Research with Election Studies”
  • 4. Explaining election results “Dewey Defeats Truman” by scriptingnews under CC BY-SA 2.0http://www.flickr.com/photos/scriptingnews/2544447858/; “Lisa's Substitute” The Simpsons: The Complete Second Season . Writ. Jon Vitti. Dir. Rich Moore. 20th Century Fox, 1991
  • 5. A sprint, not a marathon. . Intense data generating events. Elections compressed into burst of activity Sprit image by Arcimboldo under CC BY 2.0http://en.wikipedia.org/wiki/File:Osaka07_D6A_M200M_nearfinish.jpg; marathon image in public domain http://en.wikipedia.org/wiki/File:London_1990.jpg.
  • 6. Instability of elections Faoila , Anthony. “Greece fails to form new government, calls new elections.” Washington Post 15 May 2012: http://www.washingtonpost.com/world/europe/greece-fails-to-form-new- government-calls-new-elections/2012/05/15/gIQAB9vsRU_story.html
  • 7. “The Johnny Cash problem” “Well, the one on the right was on the left And the one in the middle was on the right And the one on the left was in the middle” Right = 1 Left = 2 Centre = 3 Left = 1 Right = 2 Centre = 3 Right = 1 Centre = 2Left = 3 Left = 1 Centre = 2 Right = 3 Centre = 1Left = 2 Right = 3 Centre = 1Right = 2 Left = 3 Clement, J.H. (1966). The One on the Right is on the Left [J. Cash] CBS Records 1966.
  • 8. Data ownership LSE Archive blog, “On the campaign trail” Out of the Box http://lib-1.lse.ac.uk/archivesblog/?p=2012; Montage of the General Election Day newspapers http://conservativehome.blogs.com/electiongallery/2010/05/montage-of-the-general-election-day-newspapers.html; Lizzy Davis, “François Hollande v Nicolas Sarkozy: tweets from election day” The Guardian, 6 May 2012 http://www.guardian.co.uk/world/french-election-blog-2012/2012/may/06/french-elections-2012-twitter; campaign broadcast
  • 9. Privacy Photographs: Klaus Ernst by derLinkspartei under public domainhttp://en.wikipedia.org/wiki/File:Ernst,_Klaus_(1954),_Variante_a.jpg; CemÖzdemir by Cosimamz under CC BY-SA 2.5 http://en.wikipedia.org/wiki/File:CemOezdemir2010.JPG; Claudia Roth by Bündnis 90/Die Grünen Nordrhein-Westfalen under CC BY-SA- 2.0http://en.wikipedia.org/wiki/File:Claudia_Roth_2010.jpg; GesineLötzsch by Ginniwunni under CC BY 3.0http://en.wikipedia.org/wiki/File:Gesine_L%C3%B6tzsch_5Mai2011_a.jpg; Philipp Rösler by Fdpnds under CC BY 3.0http://en.wikipedia.org/wiki/File:Roesler-klein.jpg; Sigmar Gabriel by AgênciaBrasil under CC BY 3.0http://en.wikipedia.org/wiki/File:Sigmar_Gabriel_2008.jpg; Horst Seehofer by J. Patrick Fischer under CC BY-SA 3.0http://en.wikipedia.org/wiki/File:Seehofer.JPG; Angela Merkel by Armin Linnartz under CC BY-SA 3.0 http://en.wikipedia.org/wiki/File:AM_Juli_2010_-_3zu4.jpg
  • 10. Integrating legal requirements • For comparative election data: Problem of different legal environments. • For new types of data collections: What are the rules on that? blog.drivinglessons.com http://blog.drivinglessons.com/wp-content/uploads/2010/06/800px-Drive-on-the-left-kent-1b.jpg
  • 11. “The LynyrdSkynyrd problem” • PI’s and research teams change over time. LynyrdSkynyrd picture by Watt_Dabney licensed under CC BY 2.0http://www.flickr.com/photos/watt_dabney/4411751415/; LynyrdSkynyrd band members http://en.wikipedia.org/wiki/List_of_Lynyrd_Skynyrd_band_members
  • 12. Funding: the „Oliver‟ problem • More?! – Instability regarding funding. – Having to repeatedly ask for more leads to uncertainty Lean, David, dir. Oliver Twist.Cineguild, 1948 Film.
  • 13. Solutions • What do we want? – Usable data comparative across space and time. • When do we want it? – The day after the election, please. Protest image by laurencehorton under CC BY-NC-ND 2.0http://www.flickr.com/photos/laurencehorton/5160320371/in/set-72157625346145680
  • 14. Planning ahead •Buildthe PI groupearly on •Secure Money flow •Do research •Pre-harmonization •Plan studyComponents •BuildCooperations
  • 16. Harmonization • The cost of post- harmonization Eg. TEV • Trade-off: Over time or across countries?
  • 19. German Longitudinal Election Study • Funded from 2009-2018 – Covering state and three federal elections: 2009, 2013, 2017 German Longitudinal Election Study, “Overview over the GLES Design at the Bundestag Election 2009” http://www.gles.eu/design.en.htm
  • 20. Thank you Archive Training Center GESIS Leibniz Institute for Social Sciences UnterSachsenhausen 6-8 50667 Cologne GERMANY Email: archive.training@gesis.org Twitter: @GesisIDI Website:http://www.gesis.org/archive-and-data-management- training-and-information-centre

Notas del editor

  1. L: Hello, I am Laurence.A: And I … am Alexia.L: And this is a ballot box, full of mystery and questionsA: Do you know what we need to fully understand the messages hidden in this ballot box? Election studies !!L: This is a complex type of study with diverse types of data. Managing this data will be complicatedA: It is… Let me show you my world
  2. L: We find them in North America, Australia and New Zealand, Israel and JapanA: Most democracies produce election studies to make sense of every aspect of their general elections. Their purpose is to test theories of participation, voting behavior and the environment in which elections take placeL: There is a high concentration of them in Europe
  3. A: Of course there is an interest to see what happens within countries. But political science is very comparative. Naturally, we want to see what is happening across democraciesL: So, do Canadians vote like Americans? Do the British behave like Germans?A: Not only that. The European Parliament election takes place in 27 countries simultaneously. We need a study for that!
  4. L: Retrospective explanations of elections matter. We need to understand why people behave as they did and attempt to predict their future behaviour.A: We need to explain the winners, the losers, and the surprises. What we anticipate the night before, is not always what the day after, brings us.L: Opinion polls may get it wrong.A: Or... in one case the candidate forgot to vote for himself…
  5. L: Election studies are like any other form of public opinion research. They are demanding. They take a great deal of preparation.A: Not quite. You cannot do field work just any time you like. There is a difference between them and other forms of public opinion measurement research.L: Election studies are short intense bursts of activity.A: You don’t train for a sprint by running marathons, right?
  6. L: At least you have a good idea of when the next election is going to take place. In most countries elections are scheduled regularly… so you can plan.A: However! Some elections are result of crisis. They cannot be predicted, anticipated and they can be very inconvenient.L: Meaning?A: We have not secured funding and the planning is not finished!L: Oh yes, that can cause a lot of problems…
  7. A: Election studies have various components. Lacking a data management plan can lead to different teams employing different coding strategiesL: With no strategy, coding of parties can become very confusing very quickly. The voter study team can code the left party one way, the media study team can code it another way.A: And the candidate study team a third way.
  8. L: A big part of elections is studying media effects. From campaign literature to party manifestos, from newspaper coverage to election broadcasts. Nowadays we have social media to consider, like these tweets from the recent French presidential election.A: Valuable material, but all owned by somebody, which makes archiving and reuse very problematic.
  9. L: And then, there are candidate studies. These people may be candidates for election...A: …in fact they are party leaders in the German parliamentL: …indeed… but believe it or not they are also human beings...with a right to privacy. What do election studies do with candidate studies? How can we protect privacy for data reuse but not comprise data quality?
  10. A: Comparative election studies have an additional problem: how do they integrate legal requirements, particularly on data protection and data privacy… in a world full of privacy regulationsL: Things can get even more complicated with the incorporation of new tools for data collection: like internet surveys, social media studies and controlled experiments.
  11. L: And then, there is the LynyrdSkynyrd problemA: What, the haircut? All Business in front and party in the back?L: Yes, there is that… but I was thinking more about the changing line ups. How do you ensure consistency as membership of research teams and principal investigators change? These may not be the original members but they still know how to play “Freebird”!
  12.  [PAUSE FOR 11 SECONDS] A: And then the big problem: funding. Good quality data collection … costs, and researchers may have to apply for funds for every election periodhttp://www.youtube.com/watch?v=sZrgxHvNNUc
  13. L: Ok, these are some of the problems. Now let’s look at some solutions. As researchers, what do we want?A: Usable data, comparable across space and timeL: When do we want it?A: The day after the election, please… or at least as soon as possible.L: So, how could we have that without having to mobilize the proletariat and organize mass demonstrations?A: We will walk you through some of our ideas…
  14. L: One example is the cooperation between the GLES [gless] the German longitudinal election study and GESIS, the German data archive. GLES [gless] is funded for a long period. It includes GESIS staff as an archive team to coordinate data management, enhancement, dissemination to the research community and migrating the data for long-term preservation into the GESIS collection.