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Health System Decentralization
     the Case of Ethiopia
     Kenya National Health Leadership
  Management and Governance Conference
      Nejmudin Kedir Bilal, P. Health Economist, AfDB
                    January 29, 2013
Outline
1.   Background
2.   How was decentralization conducted?
3.   Why decentralization in Ethiopian health
     system?
4.   Key health systems aspects of
     decentralization
5.   Lessons learnt
Background
• A coalition of rebel forces under the Ethiopian
  Peoples’ Revolutionary Democratic Front
  defeated the socialist government of Mengistu
  Haile Mariam in May 1991
• Ethiopia’s first popularly chosen national
  parliament and regional legislatures were
  convened in May and June 1995
• The current government of Ethiopia was
  established in August of 1995
• Since then the government has promoted a policy
  of ethnic federalism, devolving significant powers
  to subnational authorities.
THE PROCESS OF
DECENTRALIZATION
Part of broader government
decentralization           9 regional state
                           governments,
Phased approach
                           2 city adminis
 • 1996 to Regional States
 • 2002 to Woredas (and Zones)   Zones,
Not one size fits all            More than 850
approach                         districts
 • Some with strong zones          15,000 Kebeles
 • Some with lessor role for zones
 • Some with no zones
Health Systems Decentralization was one of the
 key reforms triggered by multiple challenges


                                    High burden of
                                      disease of
                                     preventable
                                        causes




                                   Poor access and
                                   quality of health
                                         care
                               Low            Biased
                             level of        towards
                   Health service
                            financin     Health PlanningGovernance and
                                             curative
Decentralization   Delivery reform Shortage HIS reforms Financing Reform
                                g        & care
                                         and
                                 Pharmaceuticals
                                        poorly         Poor governance of
                   Centralized         motivated
                                 reform health          health institutions
Health System Decentralization
• 4 tier health system                     Specialized
  organization                             Hospital(5
                                            million)
   – PHCU (health center + 5
     health posts) (25,000)
                                            General
   – District hospital (250,000)            Hospital
                                           (1million)
   – Zonal hospital (1 million)
   – Specialized hospital (5
     million people)                     Rural Hospital
                                           (100.000)
• Health Extension
  Programme 2003/2004
                                   PHC unit=1HC+5 Satellite HP
                                           (25 million)
Roles of different levels of the health system
                     was defined

• MOH –policy direction, setting standards and resource
  mobilization

• RHBs, ZHDs and WorHOs set health priorities, deliver
  services, and determine budget allocations

• WorHOs manage personnel issues, health facility
  reconstruction, and procurement at PHCU

• Regions and woredas get block grants
Health Human resources management was one
       of the key decentralized functions
• Major universities under MoEducation
• Regional collages midlevel and low level
  health workers
• RHBs, ZHDs and WorHOs can hire and fire
• WorHOs are charged with HCs and HPs
• Challenge: inter regional transfer
Health Planning Challenges in early phase of
             decentralization
 – Global and national commitments vs
   decentralized decision
 – Challenge of getting priorities across
 – Multiple plan documents
 – Historical budgeting not relevant to the
   local contexts
The “One plan” initiative
• Priorities are set every 5 years and every year
• The main Principe is ensuring vertical and
  horizontal linkage of priorities and targets
• Led by government via steering committees at all
  levels
• Combination of top down and bottom up process
• Sharing and consulting with stakeholders
• Endorsing the strategic and annual plans at joint
  sector meeting
• Joint monitoring on annual basis
Centralized and fragmented information
           system required reform
• Data collection
   – Too much data items 400 at
     HCs, 500 at WorHo.
   – Irrelevant
• Reporting problems
   – Incomplete, Untimely
   – Redundancy, parallel=
     administrative burden
• Data analysis
   – Not done at point of
     collection
• Uncoordinated initiatives
• Poor institutionalization
                                           11
Key principles were set to reform and
        decentralize health information system
1.   Standardize
                                                                                    Indicators by Category
     Indicators & definitions
     Disease list for reporting & case definitions
     Client / patient flow & data elements                                      0        5        10         15   20   25
     Recording & Reporting forms
     Procedure manual                                   Reproductive Health
     Information use guidelines
                                                        Child Health and EPI
2. Simplify                                                          Malaria
     Reduce data burden
     Streamline data management procedures                       TB/Leprosy
                                                                    HIV/AIDS
3. Integrate
     Data channel                                                     Assets
     Client / patient information at facility
         (integrated folder)                                         Finance
                                                          Human Resources
4. Institutionalize
                                                     Coverage and Utilization
Not only collection but use information at all
                         levels
                                                         FMOH



                                                      Compiled and used
                                  RHB


                WoHO
                                           Compiled and used/reported
HF
                     Compiled and used/reported




     Service delivery report
Health Service challenges: Preventable health problems
as major causes of morbidity and mortality (60%-80%)

   Only 1% of households had ITNs (<18% insecticide treated)
   Only 40% of the population within 10 KM of health institution
   Poor utilization = 30%
   Children < 6 months, exclusively breastfed: 32%
   Children with diarrhea given ORT: 37%
   Delivery attended: 6%
   Children with fever/cough brought to a health facility: 17%
   Low immunization coverage


                    Due to
 Limited knowledge of optimal care practices at the family level
 Limited physical access to health services in rural communities
 Poor institutionalization of PHC
HEP: Innovative approach to deliver Preventive and
Promotive Health Services
 Hygiene and                                 Disease
 Environmental                               Prevention
 Sanitation                                  and Control




                         HEP

                                                       MNCH
 Health
 Education
HEP: Process & Roles defined for Training, Deployment &
Support on Implementation
  2 trainees per village recruited by local government and community
  MOH and MOE collaborate to provide a 1 year training
  Community builds health post as a hub of operation for HEWs




   HEWs assigned back to the village, train and graduate households
   Local government pays salary



  Village council involves the HEWs and provides leadership
  Supervisors assigned
  1 HC/5 HPs for technical and logistic support
  FMOH and DPs provide equipment and supplies
  Customized HMIS to track progress
Capacity building: Accelerated scaling up of HRH
       and infrastructure to support HEP
Decentralized Governance and Health Care
      Financing Reform-Five Components

1. Health facility governing boards
2. HFs user fee revenue retention and utilization.
3. Systematizing the fee waiver system and
   exemption scheme
4. Outsourcing of non-clinical services.
5. Establishment of private Clinics/wings in public
   hospitals
Key Lessons
1.   Part of broader government decentralization
2.   Sequencing decentralization makes it more
     effective
3.   Continuous and demand based capacity building
4.   Some things are better kept at higher levels
5.   Devolution does not mean no accountability!
6.   Be ware of interrupting ongoing programmes

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1.8 Dr. N. Kedir Bilal Presentation LMGConference 29 Jan13

  • 1. Health System Decentralization the Case of Ethiopia Kenya National Health Leadership Management and Governance Conference Nejmudin Kedir Bilal, P. Health Economist, AfDB January 29, 2013
  • 2. Outline 1. Background 2. How was decentralization conducted? 3. Why decentralization in Ethiopian health system? 4. Key health systems aspects of decentralization 5. Lessons learnt
  • 3. Background • A coalition of rebel forces under the Ethiopian Peoples’ Revolutionary Democratic Front defeated the socialist government of Mengistu Haile Mariam in May 1991 • Ethiopia’s first popularly chosen national parliament and regional legislatures were convened in May and June 1995 • The current government of Ethiopia was established in August of 1995 • Since then the government has promoted a policy of ethnic federalism, devolving significant powers to subnational authorities.
  • 4. THE PROCESS OF DECENTRALIZATION Part of broader government decentralization 9 regional state governments, Phased approach 2 city adminis • 1996 to Regional States • 2002 to Woredas (and Zones) Zones, Not one size fits all More than 850 approach districts • Some with strong zones 15,000 Kebeles • Some with lessor role for zones • Some with no zones
  • 5. Health Systems Decentralization was one of the key reforms triggered by multiple challenges High burden of disease of preventable causes Poor access and quality of health care Low Biased level of towards Health service financin Health PlanningGovernance and curative Decentralization Delivery reform Shortage HIS reforms Financing Reform g & care and Pharmaceuticals poorly Poor governance of Centralized motivated reform health health institutions
  • 6. Health System Decentralization • 4 tier health system Specialized organization Hospital(5 million) – PHCU (health center + 5 health posts) (25,000) General – District hospital (250,000) Hospital (1million) – Zonal hospital (1 million) – Specialized hospital (5 million people) Rural Hospital (100.000) • Health Extension Programme 2003/2004 PHC unit=1HC+5 Satellite HP (25 million)
  • 7. Roles of different levels of the health system was defined • MOH –policy direction, setting standards and resource mobilization • RHBs, ZHDs and WorHOs set health priorities, deliver services, and determine budget allocations • WorHOs manage personnel issues, health facility reconstruction, and procurement at PHCU • Regions and woredas get block grants
  • 8. Health Human resources management was one of the key decentralized functions • Major universities under MoEducation • Regional collages midlevel and low level health workers • RHBs, ZHDs and WorHOs can hire and fire • WorHOs are charged with HCs and HPs • Challenge: inter regional transfer
  • 9. Health Planning Challenges in early phase of decentralization – Global and national commitments vs decentralized decision – Challenge of getting priorities across – Multiple plan documents – Historical budgeting not relevant to the local contexts
  • 10. The “One plan” initiative • Priorities are set every 5 years and every year • The main Principe is ensuring vertical and horizontal linkage of priorities and targets • Led by government via steering committees at all levels • Combination of top down and bottom up process • Sharing and consulting with stakeholders • Endorsing the strategic and annual plans at joint sector meeting • Joint monitoring on annual basis
  • 11. Centralized and fragmented information system required reform • Data collection – Too much data items 400 at HCs, 500 at WorHo. – Irrelevant • Reporting problems – Incomplete, Untimely – Redundancy, parallel= administrative burden • Data analysis – Not done at point of collection • Uncoordinated initiatives • Poor institutionalization 11
  • 12. Key principles were set to reform and decentralize health information system 1. Standardize Indicators by Category Indicators & definitions Disease list for reporting & case definitions Client / patient flow & data elements 0 5 10 15 20 25 Recording & Reporting forms Procedure manual Reproductive Health Information use guidelines Child Health and EPI 2. Simplify Malaria Reduce data burden Streamline data management procedures TB/Leprosy HIV/AIDS 3. Integrate Data channel Assets Client / patient information at facility (integrated folder) Finance Human Resources 4. Institutionalize Coverage and Utilization
  • 13. Not only collection but use information at all levels FMOH Compiled and used RHB WoHO Compiled and used/reported HF Compiled and used/reported Service delivery report
  • 14. Health Service challenges: Preventable health problems as major causes of morbidity and mortality (60%-80%)  Only 1% of households had ITNs (<18% insecticide treated)  Only 40% of the population within 10 KM of health institution  Poor utilization = 30%  Children < 6 months, exclusively breastfed: 32%  Children with diarrhea given ORT: 37%  Delivery attended: 6%  Children with fever/cough brought to a health facility: 17%  Low immunization coverage Due to  Limited knowledge of optimal care practices at the family level  Limited physical access to health services in rural communities  Poor institutionalization of PHC
  • 15. HEP: Innovative approach to deliver Preventive and Promotive Health Services Hygiene and Disease Environmental Prevention Sanitation and Control HEP MNCH Health Education
  • 16. HEP: Process & Roles defined for Training, Deployment & Support on Implementation 2 trainees per village recruited by local government and community MOH and MOE collaborate to provide a 1 year training Community builds health post as a hub of operation for HEWs HEWs assigned back to the village, train and graduate households Local government pays salary Village council involves the HEWs and provides leadership Supervisors assigned 1 HC/5 HPs for technical and logistic support FMOH and DPs provide equipment and supplies Customized HMIS to track progress
  • 17. Capacity building: Accelerated scaling up of HRH and infrastructure to support HEP
  • 18. Decentralized Governance and Health Care Financing Reform-Five Components 1. Health facility governing boards 2. HFs user fee revenue retention and utilization. 3. Systematizing the fee waiver system and exemption scheme 4. Outsourcing of non-clinical services. 5. Establishment of private Clinics/wings in public hospitals
  • 19. Key Lessons 1. Part of broader government decentralization 2. Sequencing decentralization makes it more effective 3. Continuous and demand based capacity building 4. Some things are better kept at higher levels 5. Devolution does not mean no accountability! 6. Be ware of interrupting ongoing programmes

Notas del editor

  1. Potential advantages decentralizationDecisions made locally are based on better informationFaster decisionsGreater accountability