From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation - See more at: http://www.stockbrokerlitigation.com/#sthash.FSa4rDfT.dpuf

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A Trusted Partner You Can Count On
Call Us Toll Free 1.800.718.1422
Securities Abritration Lawyer
FINRA Arbitration Attorney
About David Weintraub Arbitration & Litigation News & Resources Typical Securities Claims Mediation Services Contact Us
Stockbroker Litigation, Securities
Arbitration Lawyer and FINRA
Arbitration Attorney
From 1984 until 1997, David Weintraub represented the
majority of this country’s largest securities firms. He
FINRA News
FINRA Disciplinary Action Against
McAdams Wright Ragen, Inc.
In August 2013, FINRA announced that
McAdams Wright Ragen, Inc. submitted a
Letter of Acceptance, Waiver and Consent
SEC News
SEC Halts Florida-Based Prime Bank
Investment Scheme
On September 9, 2013, the SEC announced
that they had charged a Miami-based
attorney and other perpetrators of a prime ...

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knows the securities industry and how it operates. In 1997
David Weintraub switched sides, putting his extensive
knowledge and experience to work for institutional and
individual investors who have suffered investment losses.
The firm’s practice focuses on Securities Arbitration and
Litigation.
We are especially sensitive to our clients’ desire to
maintain their privacy – to not alert the general public to
their investment losses. One of the most attractive
features of the arbitration process is its confidential
nature. Your Statement of Claim, or Complaint, will not be
a public document. It is unlikely that your deposition will
ever be taken. Our goal is to keep your case “under the
radar.” For a confidential discussion regarding your
potential claims, please contact our office.
David Weintraub maintains a Martindale-Hubbell rating of
AV–very high to preeminent, highest rating available. We
look forward to being a trusted partner the client can count
on.
Stock Broker Litigation & Fraud
You’ve heard the saying: “It takes one to know one.” Well, when I began my legal career in
Miami, I regularly represented Wall Street’s largest securities firms, in state and federal courts,
in arbitration proceedings, and in regulatory inquiries and investigations. Then I switched sides.
Since 1997, when I returned to private practice, I have represented hundreds of retail and
institutional investors across the country in claims ranging from under $100,000 to more than
$100 million. You can learn about our typical securities claims here.
Securities Arbitration & FINRA Arbitration
When a dispute arises between an investor and a financial advisor, how is that dispute resolved?
If the financial advisor is registered with FINRA (Financial Industry Regulatory Authority), the
investor is entitled to have the dispute resolved through an arbitration process administered by
FINRA. A FINRA arbitration is similar to a trial in a courtroom. However, instead of having a
judge and a jury, the investment dispute will be resolved by one or three arbitrators. Learn More
about our FINRA Arbitration Process.
Letter of Acceptance, Waiver and Consent
in which ...
Read More »
FINRA Disciplinary Action Against
Michael Anthony Gigante
In August 2013, FINRA announced that New
York Registered Representative Michael
Anthony Gigante submitted a Letter of
Acceptance, Waiver and ...
Read More »
attorney and other perpetrators of a prime ...
Read More »
SEC Charges Purported Money
Manager With Defrauding Investors
and Brokerage Firms
On September 3, 2013, the SEC announced
that it had charged a purported money
manager in New York with conducting ...
Read More »

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Typical Securities Claims
Breach of Fiduciary Duty
Unsuitability
Failure to Diversify
Churning
ISDA Agreement Litigation
Unregistered Stockbrokers and
Unregistered Sales Assistants
Unregistered Securities
Concentrated Positions
Negligence
Unauthorized Trading
Breach of Contract
Breach of Third Party Contract
Failure to Follow Instructions
Arbitration and Litigation
What is Securities Arbitration?
Product Cases
News & Resources
About David Weintraub
Contact Us
David A. Weintraub, P.A.
David A. Weintraub is admitted to practice in Florida, New York and Nebraska.
Follow StockBrokerLitigation:
7805 S.W. 6th Court
Plantation, Florida 33324
Telephone: 954.693.7577
Toll Free: 800.718.1422
Facsimilie: 954.693.7578
E-Mail: daw@stockbrokerlitigation.com
Available by Appointment:
40 Exchange Place
Suite 2010
New York, NY 10005
Telephone: 212.825.1700
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