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LETR: Research team and research processes UKCLE Research Consortium
Who we are and our experience Focus of the research Method and methodologies Team and project management Questions from and for the Panel Topics
Who we are Julian Webb Jane Ching Paul Maharg AvromSherr Richard Susskind Chris Decker Rob Wilson
Extensive knowledge of legal education and training at academic, vocational and continuing stages Research on cost and quality of legal services  Experience in developing/assessing training requirements in the UK and internationally Understanding of the regulatory issues Experience of undertaking 	impact assessments Our skills
Regulation of education 	and training Mapping current position Identifying future trends/training needs Making recommendations to the regulators Focus of the research
What are the skills/knowledge/experience currently required by the sector? What skills, etc, will be required  	by 2020? What kind of LET systems will deliver the regulatory objectives of the LSA Research questions (1)
What kind of LET system willpromote flexibility, social mobility and diversity? What will be required to ensure responsiveness of LET system to 	emerging needs? Research questions (2)
What scope is there to move towards sector-wide outcomes/activity-based regulation? Need (if any) for extension of regulation to currently non-regulated groups?  Research questions (3)
Recommendations must be evidenced-based Focus is on assuring competence of service providers Shaped by the new regulatory context Sector-wide in scope Approach and assumptions
Balance and proportionality of regulation Inputs, outputs, processes and institutions... threshold (‘passport’) standards for entry (regulator/entity) Continuing competence (individual) Provision of appropriate training (entity) Proper supervision of staff (individual + entity?) Monitoring and appraisal of training needs (entity) Responsiveness to failures of competence (entity/disciplinary body ) Monitoring and enforcement (regulator) Impacts  on diversity and social mobility Impacts on competition COB regulation vs training requirements...
Research phases
Finalising contracts and appointing researchers Identifying and gathering literature Scoping – stakeholders, interest groups and contacts Website development Where we are now
Method and methodology
Meta-analysis of literature Draw on current research programmes of other bodies, eg, SRA, LSB, UKCLE/HEA Comparison with other jurisdictions and professions (Medicine, Architecture, Accountancy and financial services; USA, Canada, Queensland, NSW) Empirical research using questionnaires, interviews and focus groups Consultation with wide range of stakeholders – incl. using regulatory scenarios Workforce projection CBA, diversity and regulatory impact assessment of interim and final recommendations
Analysis using historical employment data for the sector (Labour Force Survey) Using the latest macroeconomic forecasts available from Cambridge Econometrics, quantitative projections for future demand will be constructed from the historical employment data Data will include both regulated and non-regulated sectors. It is not clear at this stage how much granularity can be achieved regarding paralegal employment  Impact of regulatory reform itself may be hard to quantify – may be possible to refine projections based on qualitative intelligence (eg changes to leveraging ratios, etc) Workforce projection
Screening – where might differential impacts arise Literature Analysis – what data required to provide evidence of differential impact Design of questionnaires etc to prompt “differential impact” identification Purposive sampling Assessment track potential differential impact as a theme in the larger datasets Mitigation and changes Triangulation – check differential impacts, access hard to reach groups, test mitigation Consultation Public access website Interim reports,  consultations – check differential impacts and mitigation Publication Final recommendations Equality and diversity
Project led out of Warwick with management support from SRA Small core team Clear allocation of lead responsibilities Clear information management strategy and tools -internal planning and reporting (web-based data-sharing, etc) – also feeding into external engagement Regular conference calls and quarterly ‘milestone’ meetings Regular reporting against milestones and KPIs to Review Executive Regular Consultative Steering Panel meetings  Team and project management
We welcome comments/questions on any of the issues raised by this presentation Do the research questions sufficiently capture the issues. Any major issues overlooked? Are there any of the research questions that should be outside the scope of the review? Are our assumptions appropriate (in the way we interpret them)? Questions...

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Legal education and training review presentation 010711 (no notes)

  • 1. LETR: Research team and research processes UKCLE Research Consortium
  • 2. Who we are and our experience Focus of the research Method and methodologies Team and project management Questions from and for the Panel Topics
  • 3. Who we are Julian Webb Jane Ching Paul Maharg AvromSherr Richard Susskind Chris Decker Rob Wilson
  • 4. Extensive knowledge of legal education and training at academic, vocational and continuing stages Research on cost and quality of legal services Experience in developing/assessing training requirements in the UK and internationally Understanding of the regulatory issues Experience of undertaking impact assessments Our skills
  • 5. Regulation of education and training Mapping current position Identifying future trends/training needs Making recommendations to the regulators Focus of the research
  • 6. What are the skills/knowledge/experience currently required by the sector? What skills, etc, will be required by 2020? What kind of LET systems will deliver the regulatory objectives of the LSA Research questions (1)
  • 7. What kind of LET system willpromote flexibility, social mobility and diversity? What will be required to ensure responsiveness of LET system to emerging needs? Research questions (2)
  • 8. What scope is there to move towards sector-wide outcomes/activity-based regulation? Need (if any) for extension of regulation to currently non-regulated groups? Research questions (3)
  • 9. Recommendations must be evidenced-based Focus is on assuring competence of service providers Shaped by the new regulatory context Sector-wide in scope Approach and assumptions
  • 10. Balance and proportionality of regulation Inputs, outputs, processes and institutions... threshold (‘passport’) standards for entry (regulator/entity) Continuing competence (individual) Provision of appropriate training (entity) Proper supervision of staff (individual + entity?) Monitoring and appraisal of training needs (entity) Responsiveness to failures of competence (entity/disciplinary body ) Monitoring and enforcement (regulator) Impacts on diversity and social mobility Impacts on competition COB regulation vs training requirements...
  • 12. Finalising contracts and appointing researchers Identifying and gathering literature Scoping – stakeholders, interest groups and contacts Website development Where we are now
  • 14. Meta-analysis of literature Draw on current research programmes of other bodies, eg, SRA, LSB, UKCLE/HEA Comparison with other jurisdictions and professions (Medicine, Architecture, Accountancy and financial services; USA, Canada, Queensland, NSW) Empirical research using questionnaires, interviews and focus groups Consultation with wide range of stakeholders – incl. using regulatory scenarios Workforce projection CBA, diversity and regulatory impact assessment of interim and final recommendations
  • 15. Analysis using historical employment data for the sector (Labour Force Survey) Using the latest macroeconomic forecasts available from Cambridge Econometrics, quantitative projections for future demand will be constructed from the historical employment data Data will include both regulated and non-regulated sectors. It is not clear at this stage how much granularity can be achieved regarding paralegal employment Impact of regulatory reform itself may be hard to quantify – may be possible to refine projections based on qualitative intelligence (eg changes to leveraging ratios, etc) Workforce projection
  • 16. Screening – where might differential impacts arise Literature Analysis – what data required to provide evidence of differential impact Design of questionnaires etc to prompt “differential impact” identification Purposive sampling Assessment track potential differential impact as a theme in the larger datasets Mitigation and changes Triangulation – check differential impacts, access hard to reach groups, test mitigation Consultation Public access website Interim reports, consultations – check differential impacts and mitigation Publication Final recommendations Equality and diversity
  • 17. Project led out of Warwick with management support from SRA Small core team Clear allocation of lead responsibilities Clear information management strategy and tools -internal planning and reporting (web-based data-sharing, etc) – also feeding into external engagement Regular conference calls and quarterly ‘milestone’ meetings Regular reporting against milestones and KPIs to Review Executive Regular Consultative Steering Panel meetings Team and project management
  • 18. We welcome comments/questions on any of the issues raised by this presentation Do the research questions sufficiently capture the issues. Any major issues overlooked? Are there any of the research questions that should be outside the scope of the review? Are our assumptions appropriate (in the way we interpret them)? Questions...