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Scientometrics for research assessment
Ludo Waltman
Centre for Science and Technology Studies (CWTS), Leiden University
International Conference on Scientometrics and Bibliometrics
Kiev, Ukraine
June 4, 2019
Centre for Science and Technology Studies (CWTS)
• Research center at Leiden University in the Netherlands
• Science and technology studies, with a strong emphasis
on scientometrics
• About 50 staff members
• Our mission: Making the science system better!
1
Outline
• Research assessment and scientometrics
• Scientometric data sources
• Scientometric indicators and tools
• Scientometric analysis of Ukrainian science
• Recent developments
2
Research assessment
and scientometrics
3
Research evaluation: Why, what, and how?
• Why evaluate?
– Advocacy
– Allocation
– Analysis
– Accountability
• What to evaluate?
– Countries
– Research institutions
– Research groups
– Individual researchers
• How to evaluate?
– Expert judgment
– Scientometrics 4
Adam et al. (2018)
Leiden Manifesto
• Leiden Manifesto provides 10
principles for responsible use of
scientometrics in research
assessments
• Used by research institutions to
develop internal policies for use
of scientometrics
5
Scientometric data
sources
6
Scientometric data sources
• Web of Science (Clarivate Analytics)
– “With the Web of Science platform, you can access an unrivalled breadth of world-class research
literature linked to a rigorously selected core of journals”
– Consists of multiple citation indices (SCIE, SSCI, AHCI, ESCI, CPCI, BCI, …)
– Content selection by Editorial Development team
• Scopus (Elsevier)
– “Scopus is the largest abstract and citation database of peer-reviewed literature”
– Content selection by Content Selection and Advisory Board
• Dimensions (Digital Science)
– “Re-imagining discovery and access to research: grants, publications, citations, clinical trials,
patents and policy documents in one place”
– Based on Crossref and PubMed data, enriched with data from publishers
– Content selection by end user
– Basic web interface is freely accessible; data is freely available for scientometric research
7
Scientometric data sources
• Google Scholar
– Most comprehensive scientometric data source
– Low data quality and easy to manipulate
– No possibilities for large-scale data access
• Microsoft Academic Graph
– Data can be accessed through API and Microsoft Azure
– ODC-BY license (free to share, create, and adapt as long as you attribute)
8
Comparison of data sources
9
Overlap of publications in different data sources
(1996–2017); WoS includes only SCIE, SSCI,
AHCI, and CPCI
Scientometric
indicators and tools
10
Journal impact factor
11
h-index
12
h-index is arbitrary and inconsistent
Field-normalized citation impact indicators
13
0 1 2 3 4 5 6 7 8 9 10
0
5
10
15
20
25
30
35
publication age in years
averagenumberofcitationsperpublication
biochemistry & molecular biology
cardiac & cardiovascular systems
chemistry, analytical
surgery
economics
physics, applied
mathematics
Beyond citation impact
• Scientific collaboration
• Collaboration with industry
• Open access publishing
• Gender balance
• Mobility
14
University rankings
15www.researchresearch.com/news/article/?articleId=1368350
VOSviewer
16
Leiden algorithm
17
Micro fields of science
18
Social sciences
Biomed.
& health sciences
Math. & comp.
science
Physical
sciences & eng.
Life & earth sciences
Scientometric analysis
of Ukrainian science
19
Scientometric analysis of Ukrainian science
• Based on Web of Science (SCIE, SSCI, AHCI) data
• Only international literature; no local literature
• Time period 2014–2017
20
Publication output and citation impact
21
Micro fields of science
22
Social sciences
Biomed.
& health sciences
Math. & comp.
science
Physical
sciences & eng.
Life & earth sciences
Micro fields of science: Contribution from Ukraine
23
Social sciences
Biomed.
& health sciences
Math. & comp.
science
Physical
sciences & eng.
Life & earth sciences
Share of
publications
from Ukraine
Nuclear
accidents
Micro fields of science: International comparison
24
Ukraine
Poland
Germany
Russian
Nuclear accidents micro field
25
Nuclear accidents micro field: Contribution from
Ukraine
26
Share of
publications
from Ukraine
Nuclear accidents micro field: Contribution from
Ukraine
27
Share of
publications
from Ukraine
Recent developments
28
Open citations
• Initiative for Open Citations (I4OC) advocates open availability of citation
data
• More than half of all citations in Crossref have been opened
29
New journal: Quantitative Science Studies
• New high-quality journal established in January 2019 as a result of Journal of
Informetrics flip
• Owned by the International Society for Scientometrics and Informetrics and
published by MIT Press
30
Full-text data
• Increasing availability of full text of scientific publications for scientometric
research
31
More diverse journal indicators
• Call for more diverse journal
indicators (not just citation impact
indicators) covering the different
functions of journals
• Coordination by a governing body
that brings together different
stakeholders
32
CWTS Scientometrics Summer School
• Summer school for PhD students and researchers in scientometrics
• Previous editions in Leiden (Summer 2018) and Haining (Spring 2019)
• Next edition in Leiden (Summer 2020)
33
Thank you for your attention!
34

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Scientometrics for research assessment

  • 1. Scientometrics for research assessment Ludo Waltman Centre for Science and Technology Studies (CWTS), Leiden University International Conference on Scientometrics and Bibliometrics Kiev, Ukraine June 4, 2019
  • 2. Centre for Science and Technology Studies (CWTS) • Research center at Leiden University in the Netherlands • Science and technology studies, with a strong emphasis on scientometrics • About 50 staff members • Our mission: Making the science system better! 1
  • 3. Outline • Research assessment and scientometrics • Scientometric data sources • Scientometric indicators and tools • Scientometric analysis of Ukrainian science • Recent developments 2
  • 5. Research evaluation: Why, what, and how? • Why evaluate? – Advocacy – Allocation – Analysis – Accountability • What to evaluate? – Countries – Research institutions – Research groups – Individual researchers • How to evaluate? – Expert judgment – Scientometrics 4 Adam et al. (2018)
  • 6. Leiden Manifesto • Leiden Manifesto provides 10 principles for responsible use of scientometrics in research assessments • Used by research institutions to develop internal policies for use of scientometrics 5
  • 8. Scientometric data sources • Web of Science (Clarivate Analytics) – “With the Web of Science platform, you can access an unrivalled breadth of world-class research literature linked to a rigorously selected core of journals” – Consists of multiple citation indices (SCIE, SSCI, AHCI, ESCI, CPCI, BCI, …) – Content selection by Editorial Development team • Scopus (Elsevier) – “Scopus is the largest abstract and citation database of peer-reviewed literature” – Content selection by Content Selection and Advisory Board • Dimensions (Digital Science) – “Re-imagining discovery and access to research: grants, publications, citations, clinical trials, patents and policy documents in one place” – Based on Crossref and PubMed data, enriched with data from publishers – Content selection by end user – Basic web interface is freely accessible; data is freely available for scientometric research 7
  • 9. Scientometric data sources • Google Scholar – Most comprehensive scientometric data source – Low data quality and easy to manipulate – No possibilities for large-scale data access • Microsoft Academic Graph – Data can be accessed through API and Microsoft Azure – ODC-BY license (free to share, create, and adapt as long as you attribute) 8
  • 10. Comparison of data sources 9 Overlap of publications in different data sources (1996–2017); WoS includes only SCIE, SSCI, AHCI, and CPCI
  • 14. Field-normalized citation impact indicators 13 0 1 2 3 4 5 6 7 8 9 10 0 5 10 15 20 25 30 35 publication age in years averagenumberofcitationsperpublication biochemistry & molecular biology cardiac & cardiovascular systems chemistry, analytical surgery economics physics, applied mathematics
  • 15. Beyond citation impact • Scientific collaboration • Collaboration with industry • Open access publishing • Gender balance • Mobility 14
  • 19. Micro fields of science 18 Social sciences Biomed. & health sciences Math. & comp. science Physical sciences & eng. Life & earth sciences
  • 21. Scientometric analysis of Ukrainian science • Based on Web of Science (SCIE, SSCI, AHCI) data • Only international literature; no local literature • Time period 2014–2017 20
  • 22. Publication output and citation impact 21
  • 23. Micro fields of science 22 Social sciences Biomed. & health sciences Math. & comp. science Physical sciences & eng. Life & earth sciences
  • 24. Micro fields of science: Contribution from Ukraine 23 Social sciences Biomed. & health sciences Math. & comp. science Physical sciences & eng. Life & earth sciences Share of publications from Ukraine Nuclear accidents
  • 25. Micro fields of science: International comparison 24 Ukraine Poland Germany Russian
  • 27. Nuclear accidents micro field: Contribution from Ukraine 26 Share of publications from Ukraine
  • 28. Nuclear accidents micro field: Contribution from Ukraine 27 Share of publications from Ukraine
  • 30. Open citations • Initiative for Open Citations (I4OC) advocates open availability of citation data • More than half of all citations in Crossref have been opened 29
  • 31. New journal: Quantitative Science Studies • New high-quality journal established in January 2019 as a result of Journal of Informetrics flip • Owned by the International Society for Scientometrics and Informetrics and published by MIT Press 30
  • 32. Full-text data • Increasing availability of full text of scientific publications for scientometric research 31
  • 33. More diverse journal indicators • Call for more diverse journal indicators (not just citation impact indicators) covering the different functions of journals • Coordination by a governing body that brings together different stakeholders 32
  • 34. CWTS Scientometrics Summer School • Summer school for PhD students and researchers in scientometrics • Previous editions in Leiden (Summer 2018) and Haining (Spring 2019) • Next edition in Leiden (Summer 2020) 33
  • 35. Thank you for your attention! 34