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Mathematical models for the determination of
archaeological potential
Nevio Dubbini*, Gabriele Gattiglia**
 * Department of Mathematics, University of Pisa
**Department of Archaeological Sciences, University of Pisa
PISA




       Mathematical models for the determination of archaeological potential   2 di 23
OBJECTIVES
                       Geology
             Archaeology
                    Mathematics


                                                  Predictive Map of Archaeological
                                                  Potential

                                                Archaeological Map
                                                Geomorphological Map
                                                Mathematical model
              Open digital archaeological archive

                         Open Data
                         Cooperation
                         Transparency


             Mathematical models for the determination of archaeological potential   3 di 23
SAMPLE
AREA




         Mathematical models for the determination of archaeological potential   4 di 23
TIMELINE        2 years project
                July 2011- June 2013


               10/2011 data entry



 07/2011
                              04/2012                                              04/2013 Map of
 starting up
                              Archaeological Map                                   Archaeological
                              webgis                                               Potential webgis


               Diachrony




                                                                                 Completeness


                 Mathematical models for the determination of archaeological potential       5 di 23
DATA MODEL

SECONDARY DATA

•obtained data


PRIMARY DATA
•Historical
cartography data


•Archaeological
data


•Urban data



•Geographical/
geomorphological
data




                   Mathematical models for the determination of archaeological potential   6 di 23
PROBLEMS    • Need to work with heterogeneous data;
            • Need to standardize heterogeneous data


SOLUTIONS   ….. the archaeo-logical data model




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ARCHAEO      LOGICAL
DATA MODEL


             Map of Archaeological
                   Potential




              Archaeological Map

                                                                Archaeological
                                                                 intervention




                    Phase
                                     Preliminary
                                       report

             Sub-group


                                                               Context           quantification



              Mathematical models for the determination of archaeological potential       8 di 23
INTERVENTIONS Described by:
               •Polygons




CONTEXT        stratigraphic data are described
               by:
               •Polygons for deposit and cut
               •lines are used to denote the
               characteristics of contexts
               Each feature is drawn according
               to its exact location and
               dimension.



                 Mathematical models for the determination of archaeological potential   9 di 23
ARCHAEOLOGICAL    •   represents the possibilities that a more or less significant
POTENTIAL             archaeological stratification is preserved
                  •   is calculated by analyzing and studying a series of historical,
                      archaeological and paleo-environmental data retrieved from
                      various sources, with a degree of approximation that may
                      vary according to the quantity and quality of the data
                      provided and their spatial and contextual relationships
                  •   is a factor independent on any other following intervention
                      that is carried out, which must be regarded as a contingent
                      risk factor
                  •   the map of archaeological potential is a predictive model
                      and, as such, is knowingly created as a decision-making tool




            Mathematical models for the determination of archaeological potential   10 di 10
PARAMETERS
             • type of settlement
             • density of settlement
             • multi-layering of deposits
             • removable or non-removable nature of
               archaeological deposit
             • degree of preservation of the deposit
             • depth of the deposit




                 Mathematical models for the determination of archaeological potential   11 di 23
WHY A MATHEMATICAL MODEL?


• Mathematical models can be applied to other
urban centres in order to facilitate land use
decisions  generality

• Mathematical models help in predictions

• Mathematics may have an impact on
archaeological practice and territorial planning




 Mathematical models for the determination of archaeological potential   12 di 23
MODELS IN LITERATURE


• Map Algebra (Cumming 1997)
  A predictive model for generating a decision
  rule to predict archaeological potential

• Regression (Wheatley, 2002)
  For questions that map-algebra approach
  cannot answer, like
  - How can a predictor influence
    the model?
  - How can continuous quantities
    be predicted?


Mathematical models for the determination of archaeological potential   13 di 23
MAP ALGEBRA


• Simple features are combined into rules such as
   (slope  10)  (distance from source  1 k m)  (soil  A)

to predict the presence of archaeological sites. It is
very easy to implement

• Drawbacks
  - provide on/off results
  - simply juxtapose a number of
    easy rules




 Mathematical models for the determination of archaeological potential   14 di 23
REGRESSION BASED METHODS


• Linear regressions produce equations of the
  following type:
                y  a  b1 x1    bk xk ,
  - y is the variable to be predicted (e.g. the
  archaeological potential)
  - x ’s are the inputs

• Drawback: does not take into account the
  great complexity in determining archaeological
  potential


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HOW TO CONSTRUCT A MODEL?


From an abstract viewpoint
• A key issue is the identification of the relations
  among finds
• Relations both in spatial terms and in
  functional terms
• These relations could strengthen or weaken the
  probability of the presence of a more complex
  structure  strengthen or weaken the
  archaeological potential of the area itself



 Mathematical models for the determination of archaeological potential   16 di 23
PAGE RANK MODELS


• Analogy between the criteria for attributing
  archaeological potential and criteria for
  assigning importance to web pages by search
  engines
• In page rank algorithms web pages
  - attribute importance to
    the web pages they point to (via a link)
  - receive importance from the web
    pages they receive a link from




 Mathematical models for the determination of archaeological potential   17 di 23
PAGE RANK INTUITIVELY


A page that points to other pages distributes its
importance in equal parts to those pages




                                           w1  w2
                                           
                                           w2  1 / 2w1  w3
                                           w  1 / 2 w
                                            3         1



 Mathematical models for the determination of archaeological potential   18 di 23
PAGE RANK FOR
       ARCHAEOLOGICAL POTENTIAL I


• A 3-d grid models the subsurface. A single cell
  plays the role of a web page

• The information of each cell is used in a
  - relative manner, to form the
    matrix that assigns the transfer
    of importance among cells
  - absolute manner, providing the
    value of the archaeological
    potential


 Mathematical models for the determination of archaeological potential   19 di 23
PAGE RANK FOR
     ARCHAEOLOGICAL POTENTIAL II


• The matrix controlling the transfer of importance is
constructed on the basis of a categorization of
archaeological finds

• The categories characterise the geometry of the
distribution of importance

• Geological information is used to exclude
certain cells from the computation of potential




  Mathematical models for the determination of archaeological potential   20 di 23
A SIMULATION


N = 100 cells, “finds” in cells

• 15, importance 3, gives importance 1/6 to cells
3,4,5,6,7,8

• 37, importance 1.5, gives importance
1/8 to cells 45,47,49,51,53,55,57,59

• 39, importance 1.7, gives importance 1/8 to cells
46,48,50,52,54,56,58,61

• 68, importance 2, gives importance
1/5 to cells 13,14,15,16,25


 Mathematical models for the determination of archaeological potential   21 di 23
A SIMULATION




 Page rank has the possibility of distributing
the importance of a cell to other cells


Mathematical models for the determination of archaeological potential   22 di 23
REFERENCES • Anichini F., Bini M., Fabiani F., Gattiglia G., Giacomelli S.,
                    Gualandi M.L., Pappalardo M., Sarti G. 2011, Definition of the
                    parameters of the Archaeological Potential of an urban area, in
                    MapPapers, I, pp.47-49

               •     Bini D., Dubbini N., Steffè S. 2011,Mathematical models for the
                    determination of archaeological potential, in MapPapers, I, pp.77-
                    85


               follow us
               www.mappaproject.org
                   @mappaproject

               nevio.dubbini@for.unipi.it
               g.gattiglia@arch.unipi.it
                  @g_gattiglia


                                            THANK YOU!
                   Mathematical models for the determination of archaeological potential   23 di 23

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Mathematical models for the determination of archaeological potential

  • 1. Mathematical models for the determination of archaeological potential Nevio Dubbini*, Gabriele Gattiglia** * Department of Mathematics, University of Pisa **Department of Archaeological Sciences, University of Pisa
  • 2. PISA Mathematical models for the determination of archaeological potential 2 di 23
  • 3. OBJECTIVES Geology Archaeology Mathematics Predictive Map of Archaeological Potential Archaeological Map Geomorphological Map Mathematical model Open digital archaeological archive Open Data Cooperation Transparency Mathematical models for the determination of archaeological potential 3 di 23
  • 4. SAMPLE AREA Mathematical models for the determination of archaeological potential 4 di 23
  • 5. TIMELINE 2 years project July 2011- June 2013 10/2011 data entry 07/2011 04/2012 04/2013 Map of starting up Archaeological Map Archaeological webgis Potential webgis Diachrony Completeness Mathematical models for the determination of archaeological potential 5 di 23
  • 6. DATA MODEL SECONDARY DATA •obtained data PRIMARY DATA •Historical cartography data •Archaeological data •Urban data •Geographical/ geomorphological data Mathematical models for the determination of archaeological potential 6 di 23
  • 7. PROBLEMS • Need to work with heterogeneous data; • Need to standardize heterogeneous data SOLUTIONS ….. the archaeo-logical data model Mathematical models for the determination of archaeological potential 7 di 23
  • 8. ARCHAEO LOGICAL DATA MODEL Map of Archaeological Potential Archaeological Map Archaeological intervention Phase Preliminary report Sub-group Context quantification Mathematical models for the determination of archaeological potential 8 di 23
  • 9. INTERVENTIONS Described by: •Polygons CONTEXT stratigraphic data are described by: •Polygons for deposit and cut •lines are used to denote the characteristics of contexts Each feature is drawn according to its exact location and dimension. Mathematical models for the determination of archaeological potential 9 di 23
  • 10. ARCHAEOLOGICAL • represents the possibilities that a more or less significant POTENTIAL archaeological stratification is preserved • is calculated by analyzing and studying a series of historical, archaeological and paleo-environmental data retrieved from various sources, with a degree of approximation that may vary according to the quantity and quality of the data provided and their spatial and contextual relationships • is a factor independent on any other following intervention that is carried out, which must be regarded as a contingent risk factor • the map of archaeological potential is a predictive model and, as such, is knowingly created as a decision-making tool Mathematical models for the determination of archaeological potential 10 di 10
  • 11. PARAMETERS • type of settlement • density of settlement • multi-layering of deposits • removable or non-removable nature of archaeological deposit • degree of preservation of the deposit • depth of the deposit Mathematical models for the determination of archaeological potential 11 di 23
  • 12. WHY A MATHEMATICAL MODEL? • Mathematical models can be applied to other urban centres in order to facilitate land use decisions  generality • Mathematical models help in predictions • Mathematics may have an impact on archaeological practice and territorial planning Mathematical models for the determination of archaeological potential 12 di 23
  • 13. MODELS IN LITERATURE • Map Algebra (Cumming 1997) A predictive model for generating a decision rule to predict archaeological potential • Regression (Wheatley, 2002) For questions that map-algebra approach cannot answer, like - How can a predictor influence the model? - How can continuous quantities be predicted? Mathematical models for the determination of archaeological potential 13 di 23
  • 14. MAP ALGEBRA • Simple features are combined into rules such as (slope  10)  (distance from source  1 k m)  (soil  A) to predict the presence of archaeological sites. It is very easy to implement • Drawbacks - provide on/off results - simply juxtapose a number of easy rules Mathematical models for the determination of archaeological potential 14 di 23
  • 15. REGRESSION BASED METHODS • Linear regressions produce equations of the following type: y  a  b1 x1    bk xk , - y is the variable to be predicted (e.g. the archaeological potential) - x ’s are the inputs • Drawback: does not take into account the great complexity in determining archaeological potential Mathematical models for the determination of archaeological potential 15 di 23
  • 16. HOW TO CONSTRUCT A MODEL? From an abstract viewpoint • A key issue is the identification of the relations among finds • Relations both in spatial terms and in functional terms • These relations could strengthen or weaken the probability of the presence of a more complex structure  strengthen or weaken the archaeological potential of the area itself Mathematical models for the determination of archaeological potential 16 di 23
  • 17. PAGE RANK MODELS • Analogy between the criteria for attributing archaeological potential and criteria for assigning importance to web pages by search engines • In page rank algorithms web pages - attribute importance to the web pages they point to (via a link) - receive importance from the web pages they receive a link from Mathematical models for the determination of archaeological potential 17 di 23
  • 18. PAGE RANK INTUITIVELY A page that points to other pages distributes its importance in equal parts to those pages w1  w2  w2  1 / 2w1  w3 w  1 / 2 w  3 1 Mathematical models for the determination of archaeological potential 18 di 23
  • 19. PAGE RANK FOR ARCHAEOLOGICAL POTENTIAL I • A 3-d grid models the subsurface. A single cell plays the role of a web page • The information of each cell is used in a - relative manner, to form the matrix that assigns the transfer of importance among cells - absolute manner, providing the value of the archaeological potential Mathematical models for the determination of archaeological potential 19 di 23
  • 20. PAGE RANK FOR ARCHAEOLOGICAL POTENTIAL II • The matrix controlling the transfer of importance is constructed on the basis of a categorization of archaeological finds • The categories characterise the geometry of the distribution of importance • Geological information is used to exclude certain cells from the computation of potential Mathematical models for the determination of archaeological potential 20 di 23
  • 21. A SIMULATION N = 100 cells, “finds” in cells • 15, importance 3, gives importance 1/6 to cells 3,4,5,6,7,8 • 37, importance 1.5, gives importance 1/8 to cells 45,47,49,51,53,55,57,59 • 39, importance 1.7, gives importance 1/8 to cells 46,48,50,52,54,56,58,61 • 68, importance 2, gives importance 1/5 to cells 13,14,15,16,25 Mathematical models for the determination of archaeological potential 21 di 23
  • 22. A SIMULATION  Page rank has the possibility of distributing the importance of a cell to other cells Mathematical models for the determination of archaeological potential 22 di 23
  • 23. REFERENCES • Anichini F., Bini M., Fabiani F., Gattiglia G., Giacomelli S., Gualandi M.L., Pappalardo M., Sarti G. 2011, Definition of the parameters of the Archaeological Potential of an urban area, in MapPapers, I, pp.47-49 • Bini D., Dubbini N., Steffè S. 2011,Mathematical models for the determination of archaeological potential, in MapPapers, I, pp.77- 85 follow us www.mappaproject.org @mappaproject nevio.dubbini@for.unipi.it g.gattiglia@arch.unipi.it @g_gattiglia THANK YOU! Mathematical models for the determination of archaeological potential 23 di 23