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WATER GOVERNANCE IN CITIES
KEY FINDINGS
6th OECD Water Governance Initiative
Paris, 2 November 2015
Aziza Akhmouch & Oriana Romano
OECD Survey “Water Governance in cities”
Key questions
METHODOLOGY
OBJECTIVES
• Challenges to urban water governance
• Performance indicators
• Governance gaps
• Best practices in urban water governance
• Factors of urban water governance
• Allocation of roles and responsibilities
• Interconnection with water-related sectors
• Tools and strategies to overcome fragmentation
TARGET
• Questionnaire to 48 cities from OECD and emerging economies
• Policy makers at local and national level
• Water managers at city and metropolitan level
Analytical framework for assessing
water governance in cities
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
The 3Ps co-ordination framework
Cities
complex
interactions
People
PlacesPolicies
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
PEOPLE
Facts
Multiplicity of governmental actors
with shared prerogatives on water
• Central governments : policy making (e.g. water
security 65%) and regulatory functions ( e.g.
drinking water 52%)
• Local government ( policy making, information,
financing e.g. drainage/ drinking water)
• Other sub-national governments:
information/monitoring/evaluation
Multiplicity of non-governmental
actors with a stake in urban water
governance
• Service providers (main counterparts of city
departments, 79%)
• Industry/ Business ( not frequent interaction )
• Irrigators and their association ( rare
interactions)
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
Service providers
Regional / provincial
government
Local government
Advisors
Media
Customers and their
associations
Civil society
Central government
Business/ Industry
Sub-national institution
dealing specifically with water
Trade unions and workers
Science, academia and
research centres
Regulator
Inter-municipal /
metropolitan authority
Financial actors
International organisations
Irrigators and their
associations
Frequent interactions between cities and stakeholders
Obstacles
• Complexity of issues at hand
• Resistance to change
• Lack of funding for engaging stakeholders
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
Opportunities
• Building trust and ownership
• Securing the willingness to pay for water services
• Raising awareness on current and future water challenges
• Ensuring the accountability of city managers and service providers to end
users and citizens
• Managing conflicts on water allocation
• Ensuring the political acceptability of different ownership models
• Setting convergent objectives across policy areas.
Focus on  Stakeholder engagement
Focus on  Multi-level approaches to water governance
• Minimising overlaps
• Avoiding duplications
• Identifying grey areas
• Vertical and horizontal co-ordination
PLACES
Facts
75% 73%
63%
58%
54% 54%
44% 42%
8%
Issues generating interdependencies between
cities and surrounding areas• Major issues: water quality (75%) ,
flood control (73%), wastewater
treatment ( 63%).
• Ageing/lacking infrastructure and
extreme events are the main water-
related challenges for surveyed cities
(92% and 83%)
• For OECD countries as a whole,
investment requirements in the water
supply and treatment sector are expected
to increase by almost 50% by 2030
(OECD, 2007)
• Cities coordinate with rural areas and
other municipalities: 46% of cities
implemented inter-municipal co-
ordination mechanisms
• Lack of relevant scale for investment ( administrative
gap)
• Mismatch between hydrological and administrative
boundaries (administrative gap)
Obstacles
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
Opportunities
Focus on Rural- Urban partnerships
• Building synergies for a more efficient use of water
• Managing trade-offs and building trust and
capacities
• Integrate water management between cities and
their hinterland
Focus on  Metropolitan governance
• Enhancing information sharing and costs saving
for projects on water
• Integrate planning, policy making, strategy
setting and service provision across municipalities
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
POLICIES
Facts
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100% 81% 77%
71%
56%
39% 38%
31%
Policy areas influencing water challenges in
surveyed cities
• Land use and spatial planning (81%),
Energy (77%) and territorial
development (71%) mainly influence water
challenges in surveyed cities
• Surveyed cities coordinate across sectors
through planning, but also through
contracts (energy, agriculture);
coordination groups (territorial
development, environment)
Obstacles
• Lack of strategic vision across water
related policy areas ( policy gap)
• Lack of institutional incentives for
sectoral cooperation ( objective gap)
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
• Managing conflicts on water
allocation
• Efficiently allocating resources
• Increasing capacity
• Strategic vision
Opportunities
Focus on  policy complementarities
Coordination
mechanisms
Conditionalities
Financial
incentives
Joint
programmes
Partnerships
Contracts
Legal
requirements
Co-ordination
groups
Planning
Environment
Spatial
planning
Energy
Agriculture
Regional
development
Land use
Water
Waste
Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
THANK YOU
AZIZA.AKHMOUCH@OECD.ORG
ORIANA.ROMANO@OECD.ORG
WWW.OECD.ORG/GOV/WATER

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Oriana Romano (OECD) - 6th WGI Meeting (2-3 November 2015, Paris)

  • 1. WATER GOVERNANCE IN CITIES KEY FINDINGS 6th OECD Water Governance Initiative Paris, 2 November 2015 Aziza Akhmouch & Oriana Romano
  • 2. OECD Survey “Water Governance in cities” Key questions METHODOLOGY OBJECTIVES • Challenges to urban water governance • Performance indicators • Governance gaps • Best practices in urban water governance • Factors of urban water governance • Allocation of roles and responsibilities • Interconnection with water-related sectors • Tools and strategies to overcome fragmentation TARGET • Questionnaire to 48 cities from OECD and emerging economies • Policy makers at local and national level • Water managers at city and metropolitan level
  • 3. Analytical framework for assessing water governance in cities Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 4. The 3Ps co-ordination framework Cities complex interactions People PlacesPolicies Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 6. Facts Multiplicity of governmental actors with shared prerogatives on water • Central governments : policy making (e.g. water security 65%) and regulatory functions ( e.g. drinking water 52%) • Local government ( policy making, information, financing e.g. drainage/ drinking water) • Other sub-national governments: information/monitoring/evaluation Multiplicity of non-governmental actors with a stake in urban water governance • Service providers (main counterparts of city departments, 79%) • Industry/ Business ( not frequent interaction ) • Irrigators and their association ( rare interactions) 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% Service providers Regional / provincial government Local government Advisors Media Customers and their associations Civil society Central government Business/ Industry Sub-national institution dealing specifically with water Trade unions and workers Science, academia and research centres Regulator Inter-municipal / metropolitan authority Financial actors International organisations Irrigators and their associations Frequent interactions between cities and stakeholders Obstacles • Complexity of issues at hand • Resistance to change • Lack of funding for engaging stakeholders Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 7. Opportunities • Building trust and ownership • Securing the willingness to pay for water services • Raising awareness on current and future water challenges • Ensuring the accountability of city managers and service providers to end users and citizens • Managing conflicts on water allocation • Ensuring the political acceptability of different ownership models • Setting convergent objectives across policy areas. Focus on  Stakeholder engagement Focus on  Multi-level approaches to water governance • Minimising overlaps • Avoiding duplications • Identifying grey areas • Vertical and horizontal co-ordination
  • 9. Facts 75% 73% 63% 58% 54% 54% 44% 42% 8% Issues generating interdependencies between cities and surrounding areas• Major issues: water quality (75%) , flood control (73%), wastewater treatment ( 63%). • Ageing/lacking infrastructure and extreme events are the main water- related challenges for surveyed cities (92% and 83%) • For OECD countries as a whole, investment requirements in the water supply and treatment sector are expected to increase by almost 50% by 2030 (OECD, 2007) • Cities coordinate with rural areas and other municipalities: 46% of cities implemented inter-municipal co- ordination mechanisms • Lack of relevant scale for investment ( administrative gap) • Mismatch between hydrological and administrative boundaries (administrative gap) Obstacles Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 10. Opportunities Focus on Rural- Urban partnerships • Building synergies for a more efficient use of water • Managing trade-offs and building trust and capacities • Integrate water management between cities and their hinterland Focus on  Metropolitan governance • Enhancing information sharing and costs saving for projects on water • Integrate planning, policy making, strategy setting and service provision across municipalities Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 12. Facts 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 81% 77% 71% 56% 39% 38% 31% Policy areas influencing water challenges in surveyed cities • Land use and spatial planning (81%), Energy (77%) and territorial development (71%) mainly influence water challenges in surveyed cities • Surveyed cities coordinate across sectors through planning, but also through contracts (energy, agriculture); coordination groups (territorial development, environment) Obstacles • Lack of strategic vision across water related policy areas ( policy gap) • Lack of institutional incentives for sectoral cooperation ( objective gap) Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris
  • 13. • Managing conflicts on water allocation • Efficiently allocating resources • Increasing capacity • Strategic vision Opportunities Focus on  policy complementarities Coordination mechanisms Conditionalities Financial incentives Joint programmes Partnerships Contracts Legal requirements Co-ordination groups Planning Environment Spatial planning Energy Agriculture Regional development Land use Water Waste Source : OECD, 2015 forthcoming, Water Governance in OECD Cities, OECD Publishing, Paris