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Case Study
Inadequate investigation of OOS result for
Tablet Content Uniformity
November 2017
US-FDA
Obaid Ali, RPh. M.Phil, Ph.D.
Civil Service Officer, Government of Pakistan
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded Uncertain conclusion
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded Uncertain conclusion
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded Uncertain conclusion
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded Uncertain conclusion
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
OOS 2 individual units and acceptance value for a batch
No evidence of laboratory error Retest & re-sonicated sample-same OOS
Improper solution & dilution error concluded Uncertain conclusion
Invalidation of initial OOS result without assignable root cause ….
Knowingly that there is no laboratory error …. Release of batch on
testing of new sets of units … hypothesis is unproven and insufficient
to conclude investigation
125%
75%
98%
102%
Characterize more extensively the
uniformity of the batch produced in hours
or in few shifts
Take Home Message
Set the Tone on Full Compliance Mode
Don’t miss the opportunity to investigate possible
manufacturing cause of inconsistency in content
uniformity if initial OOS is not laboratory error
It is not a choice, it is an obligation
Take Home Message
Set the Tone on Full Compliance Mode

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Case Study on Inadequate OOS Investigation

  • 1. Case Study Inadequate investigation of OOS result for Tablet Content Uniformity November 2017 US-FDA Obaid Ali, RPh. M.Phil, Ph.D. Civil Service Officer, Government of Pakistan
  • 2. Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 3. OOS Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 4. OOS 2 individual units and acceptance value for a batch Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 5. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 6. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 7. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 8. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Uncertain conclusion Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 9. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Uncertain conclusion Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 10. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Uncertain conclusion Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 11. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Uncertain conclusion Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 12. OOS 2 individual units and acceptance value for a batch No evidence of laboratory error Retest & re-sonicated sample-same OOS Improper solution & dilution error concluded Uncertain conclusion Invalidation of initial OOS result without assignable root cause …. Knowingly that there is no laboratory error …. Release of batch on testing of new sets of units … hypothesis is unproven and insufficient to conclude investigation
  • 14.
  • 15. Characterize more extensively the uniformity of the batch produced in hours or in few shifts Take Home Message Set the Tone on Full Compliance Mode
  • 16. Don’t miss the opportunity to investigate possible manufacturing cause of inconsistency in content uniformity if initial OOS is not laboratory error It is not a choice, it is an obligation Take Home Message Set the Tone on Full Compliance Mode