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Metropolitan Security Council
      Oct 18th, 2011



            Terri Sinski
 Strategic Planning Partners, LLC



        www.GetSPP.com
What is Organizational Resilience?

Standards Selection Considerations

Review of PS Prep Program & Standards




                  www.GetSPP.com
WHAT IS BUSINESS - ORGANIZATIONAL RESILIENCE?
                                           Trends in Corporate Protection & Preparedness
                                                        Evolution of Planning Approaches
IT-Disaster Recovery - Protection & Redundancy measures for:
      Computers
      Information Technology
      Data Center Operations

Business Continuity – More than IT protection…
Protection & Recovery strategies to secure the assets of a corporation in
the event of a disaster:
        Personnel
        Operational Capability
        Reputation & Public Image
        Customer base and market, supply chain, and profitability

Organizational Resilience - Integrated Approach
        IT-Disaster Recovery +
        Business Continuity Management +
        Crisis Management +
        Security Management +
        Recovery Management = RESILIENCE

                                         www.GetSPP.com
WHAT IS ORGANIZATIONAL RESILIENCE?

The Adaptive Capacity of an Organization in a Complex - Changing Environment:

     Systematic and Coordinated Activates & Practices through which an organization
    …..manages its Operational Risk, and the associated Potential Threats & Impacts

    Ongoing management and governance process supported by top management-
    ….necessary steps are taken to:

                        Identify the Impact of Potential losses
                        Maintain viable recovery strategies and plans
                        Ensure continuity of functions/products/services
                        Implement Exercises, Rehearsal Tests, Drills, Training,
                       …...Maintenance & Assurance.

                            ASIS SPC.1-2009 Standard - Organizational Resilience:
                            Security Preparedness, and Continuity Management
                            Systems


                                    www.GetSPP.com
INTEGRATING ORGANIZATIONAL RESILIENCE INTO YOUR SECURITY PROGRAM


Where to Start?
    There are a multitude of Standards & Programs out there to incorporate
   Prevention, Response, Recovery & Resiliency Strategies into your Corporate
                           Organizational Structure
Selecting the one most suitable for your Organization/Business Requires
considering various factors including:
    Size & Scope of Organization
    Existing Procedures & Current Plans
    Particular Industry
    Required Industry standards
    Critical Corporate Customer Requirements
    Corporate Culture, Mission, Objectives, Management Perspective

                                        AND…..
DETERMINING HOW PS-PREP MAY AFFECT AND/OR BENEFIT YOUR COMPANY


                                      www.GetSPP.com
PS PREP
                               The Voluntary Private Sector Preparedness
                                 Accreditation and Certification Program
The Voluntary Private Sector Preparedness Accreditation and Certification Program (PS-Prep) is mandated by
Title IX of the Implementing Recommendations of the 9/11 Commission Act of 2007 (the Act.)

Congress directed the Department of Homeland Security (DHS) to develop and implement a voluntary
program of accreditation and certification of private entities using standards adopted by DHS that promote
private sector preparedness, including disaster management, emergency management and business
continuity programs.

 ASIS SPC.1-2009
            Organizational Resilience: Security Preparedness, and Continuity Management Systems
                Written by: American Society for International Security

 BS 25999-2: 2007
            Business Continuity Management
                 Written By: British Standard Institution

 NFPA 1600: 2007 and 2010
            Standard on Disaster/Emergency Management and Business Continuity Programs
                 Written by: National Fire Protection Association

                      www.fema.gov/privatesector/preparedness


                                        www.GetSPP.com
PS PREP
                            Goal:     To Enhance Nationwide Resilience by Encouraging
                                            Private Sector Preparedness

Program Overview:

     Provides a method to independently certify the Emergency Preparedness of an Organization
     Focuses on businesses and other private-sector organizations
     Provides for an independent third-party certification
     Voluntary (market-driven) in nature
    Private sector-led and administered outside of government
     Utilizes existing private-sector standards and processes
    Addresses Operational Risk including Disaster/Emergency Management & Business Continuity
    …programs


    Informative Interview with Bill Raisch – Founding Director at the
    International Center for Enterprise Preparedness (InterCEP) at New York University
    InterCEP - Academic research center dedicated to private sector risk management & resilience.

          http://www.continuityinsights.com/articles/are-you-prepared-for-ps-prep

                                       www.GetSPP.com
PS PREP
                           The Voluntary Private Sector Preparedness
                            Accreditation and Certification Program
Background:

•Aug 2007 - Evolved from Title IX of the Implementing Recommendations
………………… of the 9/11 Commission Act - Public Law 110-53
•July 2008 – DHS announces agreement with ANSI-ASQ National Accreditation Board
               What is ANSI’s Role? Develop & oversee certification process – issue
               accreditation to 3rd party certification entities
•Oct 2009 - DHS announces intent to Adopt 3 Standards
            Public Forums- Invite comments & recommendations of additional standards

•June 2010 - DHS Secretary Janet Napolitano Announces Formal Adoption of the Standards


       Comments may be submitted to http://www.regulations.gov or FEMA-POLICY@dhs.gov, in
                                  Docket ID FEMA-2008-0017



                                         www.GetSPP.com
PS PREP
                        The Voluntary Private Sector Preparedness
                         Accreditation and Certification Program

 Private sector-led and administered outside of government

    Then What is DHS’s Role?

While the Process is Administered by Private Sector, DHS is responsible for:

1) Selection of the Standards

2) Supporting the development of the certification process by designating and funding
   the accrediting body
              Note: Certification & Accreditation Process is still in development stage

3) Developing and communicating the business case for the program to the private sector.




                                     www.GetSPP.com
www.continuitycompliance.org/business-
     continuity/ps-prep-overview




       www.GetSPP.com
BS 25999-2:2007
                     Business Continuity Management

BS 25999-2:2007

• Developed by a broad based group of world class experts representing a
…cross-section of industry sectors and the government to establish the process,
…principles and terminology of Business Continuity Management.

Model based on BCM Best Practice and covers the whole BCM lifecycle.

•Designed to keep business going during the most challenging and unexpected
...circumstances and interruptions:
       Protecting your staff
       Preserving your reputation and
       Providing the ability to continue to operate and trade

www.bsigroup.com/en/Assessment-and-certification-services/management-
systems/Standards-and-Schemes/BS-25999/


                            www.GetSPP.com
NFPA 1600:2007 and 2010 Standard on
                Disaster/Emergency Management and Business
                            Continuity Programs


NFPA 1600:2007 and 2010

Provides a conceptual framework for disaster/emergency management and
business continuity programs.
Five aspects which bring standard into alignment with related disciplines and
practices of risk management, security, and loss prevention process:
     1. Prevention
     2. Mitigation
     3. Preparedness
     4. Response
     5. Recovery

June 2011 - FEMA awarded contract to NFPA to update the web-based content
of Ready Business (designed for small to mid sized companies) — which is a part
of the Ready.gov website


                            www.GetSPP.com
ASIS SPC-1:2009 Organizational Resilience: Security
                    Preparedness, and Continuity Management Systems

ASIS SPC.1-2009

    Unique to other Preparedness Standards in that:

     The only preparedness standard that is 100% compatible with existing ISO
    …….management system standards (such as ISO 9000, ISO 14000, ISO27000 and ISO
    …….28000), thus enabling a cost-saving integrated application.

     Awarded Safety Act Certification by DHS – Sept 2011

     It is the only preparedness standard that takes an ENTERPRISE-WIDE view of risk
    …..management-
         •Considers ALL Departments within the organization = avoids segregating risks
         •Provides Strategies for prevention, preparation, mitigation, response & recovery



                                 www.asisonline.org/guidelines/or.xml

                                      www.GetSPP.com
ENTERPRISE RISK MANAGEMENT

ASIS SPC.1-2009 Program Features



                                         Resilience
                                     Risk Management

     Security Risk Management                             Security Management

    Emergency Management                               Physical Asset Protection
      Crisis Management                                Disaster Management
Information and Network Security                              Recovery Management
  Emergency Preparedness                                Continuity Management

Critical Infrastructure Protection                            Incident Response


                                      www.GetSPP.com
BUILDS ON THE PDCA MODEL

ASIS SPC.1-2009 Program Features



Plan: Define & Analyze a Problem
……….Indentify Root Cause

Do: Devise Solution- Develop Detailed Action-
……..Plan & Implement it Systematically

Check: Confirm outcomes against Plan -
………….Identify Deviations & Issues

Act: Standardize Solution
                                                     Cycle of Continual Improvement
………Review & Define
……...Next Issues



                                    www.GetSPP.com
EDUCATIONAL PLANNING RESOURCES



ASIS                                             FEMA
       www.asisonline.org                               www.fema.gov

BSI                                              NFPA
       www.bsigroup.com                              www.nfpa.org



Continuity Insights                              NYU - InterCep
       www.continuityinsights.com                       www.nyu.edu/intercep



Continuity Compliance                            READY.GOV
       www.continuitycompliance.org                  www.ready.gov




                                    www.GetSPP.com
Strategic Planning Partners, LLC
                               ll

           A Resident Research Partner at
       The Morrelly Homeland Security Center
               510 Grumman Road West Suite 214
                     Bethpage, NY 11714
                        516-390-5281

            Strategic Planning Partners (SPP) provides
Emergency Preparedness, Maritime Security & Corporate Resiliency
         Solutions to Private and Public Sector Clientele.

                     TSinski@GetSPP.com
                               ll

                          Terri Sinski
            Director, Business Continuity Services
                               l
                      www.GetSPP.com

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MSC October 18th, 2011

  • 1. Metropolitan Security Council Oct 18th, 2011 Terri Sinski Strategic Planning Partners, LLC www.GetSPP.com
  • 2. What is Organizational Resilience? Standards Selection Considerations Review of PS Prep Program & Standards www.GetSPP.com
  • 3. WHAT IS BUSINESS - ORGANIZATIONAL RESILIENCE? Trends in Corporate Protection & Preparedness Evolution of Planning Approaches IT-Disaster Recovery - Protection & Redundancy measures for:  Computers  Information Technology  Data Center Operations Business Continuity – More than IT protection… Protection & Recovery strategies to secure the assets of a corporation in the event of a disaster:  Personnel  Operational Capability  Reputation & Public Image  Customer base and market, supply chain, and profitability Organizational Resilience - Integrated Approach  IT-Disaster Recovery +  Business Continuity Management +  Crisis Management +  Security Management +  Recovery Management = RESILIENCE www.GetSPP.com
  • 4. WHAT IS ORGANIZATIONAL RESILIENCE? The Adaptive Capacity of an Organization in a Complex - Changing Environment:  Systematic and Coordinated Activates & Practices through which an organization …..manages its Operational Risk, and the associated Potential Threats & Impacts Ongoing management and governance process supported by top management- ….necessary steps are taken to:  Identify the Impact of Potential losses  Maintain viable recovery strategies and plans  Ensure continuity of functions/products/services  Implement Exercises, Rehearsal Tests, Drills, Training, …...Maintenance & Assurance. ASIS SPC.1-2009 Standard - Organizational Resilience: Security Preparedness, and Continuity Management Systems www.GetSPP.com
  • 5. INTEGRATING ORGANIZATIONAL RESILIENCE INTO YOUR SECURITY PROGRAM Where to Start? There are a multitude of Standards & Programs out there to incorporate Prevention, Response, Recovery & Resiliency Strategies into your Corporate Organizational Structure Selecting the one most suitable for your Organization/Business Requires considering various factors including: Size & Scope of Organization Existing Procedures & Current Plans Particular Industry Required Industry standards Critical Corporate Customer Requirements Corporate Culture, Mission, Objectives, Management Perspective AND….. DETERMINING HOW PS-PREP MAY AFFECT AND/OR BENEFIT YOUR COMPANY www.GetSPP.com
  • 6. PS PREP The Voluntary Private Sector Preparedness Accreditation and Certification Program The Voluntary Private Sector Preparedness Accreditation and Certification Program (PS-Prep) is mandated by Title IX of the Implementing Recommendations of the 9/11 Commission Act of 2007 (the Act.) Congress directed the Department of Homeland Security (DHS) to develop and implement a voluntary program of accreditation and certification of private entities using standards adopted by DHS that promote private sector preparedness, including disaster management, emergency management and business continuity programs.  ASIS SPC.1-2009 Organizational Resilience: Security Preparedness, and Continuity Management Systems Written by: American Society for International Security  BS 25999-2: 2007 Business Continuity Management Written By: British Standard Institution  NFPA 1600: 2007 and 2010 Standard on Disaster/Emergency Management and Business Continuity Programs Written by: National Fire Protection Association www.fema.gov/privatesector/preparedness www.GetSPP.com
  • 7. PS PREP Goal: To Enhance Nationwide Resilience by Encouraging Private Sector Preparedness Program Overview:  Provides a method to independently certify the Emergency Preparedness of an Organization  Focuses on businesses and other private-sector organizations  Provides for an independent third-party certification  Voluntary (market-driven) in nature Private sector-led and administered outside of government  Utilizes existing private-sector standards and processes Addresses Operational Risk including Disaster/Emergency Management & Business Continuity …programs Informative Interview with Bill Raisch – Founding Director at the International Center for Enterprise Preparedness (InterCEP) at New York University InterCEP - Academic research center dedicated to private sector risk management & resilience. http://www.continuityinsights.com/articles/are-you-prepared-for-ps-prep www.GetSPP.com
  • 8. PS PREP The Voluntary Private Sector Preparedness Accreditation and Certification Program Background: •Aug 2007 - Evolved from Title IX of the Implementing Recommendations ………………… of the 9/11 Commission Act - Public Law 110-53 •July 2008 – DHS announces agreement with ANSI-ASQ National Accreditation Board What is ANSI’s Role? Develop & oversee certification process – issue accreditation to 3rd party certification entities •Oct 2009 - DHS announces intent to Adopt 3 Standards Public Forums- Invite comments & recommendations of additional standards •June 2010 - DHS Secretary Janet Napolitano Announces Formal Adoption of the Standards Comments may be submitted to http://www.regulations.gov or FEMA-POLICY@dhs.gov, in Docket ID FEMA-2008-0017 www.GetSPP.com
  • 9. PS PREP The Voluntary Private Sector Preparedness Accreditation and Certification Program  Private sector-led and administered outside of government Then What is DHS’s Role? While the Process is Administered by Private Sector, DHS is responsible for: 1) Selection of the Standards 2) Supporting the development of the certification process by designating and funding the accrediting body Note: Certification & Accreditation Process is still in development stage 3) Developing and communicating the business case for the program to the private sector. www.GetSPP.com
  • 10. www.continuitycompliance.org/business- continuity/ps-prep-overview www.GetSPP.com
  • 11. BS 25999-2:2007 Business Continuity Management BS 25999-2:2007 • Developed by a broad based group of world class experts representing a …cross-section of industry sectors and the government to establish the process, …principles and terminology of Business Continuity Management. Model based on BCM Best Practice and covers the whole BCM lifecycle. •Designed to keep business going during the most challenging and unexpected ...circumstances and interruptions: Protecting your staff Preserving your reputation and Providing the ability to continue to operate and trade www.bsigroup.com/en/Assessment-and-certification-services/management- systems/Standards-and-Schemes/BS-25999/ www.GetSPP.com
  • 12. NFPA 1600:2007 and 2010 Standard on Disaster/Emergency Management and Business Continuity Programs NFPA 1600:2007 and 2010 Provides a conceptual framework for disaster/emergency management and business continuity programs. Five aspects which bring standard into alignment with related disciplines and practices of risk management, security, and loss prevention process: 1. Prevention 2. Mitigation 3. Preparedness 4. Response 5. Recovery June 2011 - FEMA awarded contract to NFPA to update the web-based content of Ready Business (designed for small to mid sized companies) — which is a part of the Ready.gov website www.GetSPP.com
  • 13. ASIS SPC-1:2009 Organizational Resilience: Security Preparedness, and Continuity Management Systems ASIS SPC.1-2009 Unique to other Preparedness Standards in that:  The only preparedness standard that is 100% compatible with existing ISO …….management system standards (such as ISO 9000, ISO 14000, ISO27000 and ISO …….28000), thus enabling a cost-saving integrated application.  Awarded Safety Act Certification by DHS – Sept 2011  It is the only preparedness standard that takes an ENTERPRISE-WIDE view of risk …..management- •Considers ALL Departments within the organization = avoids segregating risks •Provides Strategies for prevention, preparation, mitigation, response & recovery www.asisonline.org/guidelines/or.xml www.GetSPP.com
  • 14. ENTERPRISE RISK MANAGEMENT ASIS SPC.1-2009 Program Features Resilience Risk Management Security Risk Management Security Management Emergency Management Physical Asset Protection Crisis Management Disaster Management Information and Network Security Recovery Management Emergency Preparedness Continuity Management Critical Infrastructure Protection Incident Response www.GetSPP.com
  • 15. BUILDS ON THE PDCA MODEL ASIS SPC.1-2009 Program Features Plan: Define & Analyze a Problem ……….Indentify Root Cause Do: Devise Solution- Develop Detailed Action- ……..Plan & Implement it Systematically Check: Confirm outcomes against Plan - ………….Identify Deviations & Issues Act: Standardize Solution Cycle of Continual Improvement ………Review & Define ……...Next Issues www.GetSPP.com
  • 16. EDUCATIONAL PLANNING RESOURCES ASIS FEMA www.asisonline.org www.fema.gov BSI NFPA www.bsigroup.com www.nfpa.org Continuity Insights NYU - InterCep www.continuityinsights.com www.nyu.edu/intercep Continuity Compliance READY.GOV www.continuitycompliance.org www.ready.gov www.GetSPP.com
  • 17. Strategic Planning Partners, LLC ll A Resident Research Partner at The Morrelly Homeland Security Center 510 Grumman Road West Suite 214 Bethpage, NY 11714 516-390-5281 Strategic Planning Partners (SPP) provides Emergency Preparedness, Maritime Security & Corporate Resiliency Solutions to Private and Public Sector Clientele. TSinski@GetSPP.com ll Terri Sinski Director, Business Continuity Services l www.GetSPP.com