From the beginning of the writing process to submitting and publishing your dissertation or thesis, we will walk you through a useful workflow for addressing copyright and other legal considerations.

1. COPYRIGHT &
YOUR DISSERTATION
Rachael G. Samberg, J.D., M.L.I.S.
Scholarly Communication Officer
UC Berkeley Library
23 Oct. 2017

2. Today
▪ Why are we talking about this?
▪ Copyright overview
▪ Workflow
▪ Testing the workflow with use cases

3. Using other
people’s content?
By Jojo V (Own work), CC BY-SA 4.0, available at https://commons.wikimedia.org/wiki/File%3ABurgersfig.png
Solution to Burgers’ Equation

4. Using other
people’s content?
Ho attraversato tutta la
città.
Poi ho salita un'erta,
popolosa in principio, in là
deserta,
chiusa da un muricciolo:
I traversed the whole city.
Then climbed a hill
crowded at first, in the
end deserted,
closed off by a little wall:
Trieste, Umberto Saba, 1910 Trieste, trans. A.S. Kline, 2012

5. Site or Database
Terms of Use
Translated by A. S. Kline
© 2012 All Rights Reserved
This work may be freely reproduced, stored, and
transmitted, electronically or otherwise, for any non-
commercial purpose.
http://poetsofmodernity.xyz/POMBR/Italian/FiveItalianPoets.htm#anchor_Toc326225674

6. But, can’t I just
cite the source?
Dan4thNicholas, CC-BY, h2ps://flic.kr/p/8PEZiG Sakaki0214, CC-BY-NC-ND, h2ps://flic.kr/p/9jykF1
Attribution Permission

7. Other Decisions
• You own your ©. Meaning?
• Should you register it?
• Do you want an embargo?

8. What is copyright?
Exclusive rights to make certain uses
for limited period of time

9. Reward of
Exclusive Rights
▪ Reproduction
▪ Derivative works
▪ Distribution
▪ Public performance
▪ Public display

10. …for limited
periods of time
Varies, but at least author’s life + 70 years
Within “protected” period,
author’s permission needed to
reproduce, display, perform, etc.

11. A Few Other ©
Prerequisites
By Rachael G. Samberg
Protects expressions,
not ideas or facts
Must be original,
authored, and fixed
Ghana Statistical Service, “Gross Domestic Product 2016,”
http://www.statsghana.gov.gh/gdp_new.html

12. Works in
Public Domain
https://www.cdc.gov/bloodpressure/infographic.htm
Federal Government Works

13. Works in
Public Domain
https://commons.wikimedia.org/wiki/
File:Britannica_Shakespeare_Droeshout_Engraving.jpg
Expired copyright

14. Other
Limitations
Statutory exemptions
• Undertake exclusive rights
without obtaining permission and
without payment of license fee

15. Fair Use
17 U.S.C. § 107
The fair use of a copyrighted work…
for purposes such as criticism,
comment, news reporting,
teaching…, scholarship, or research,
is not an infringement of copyright.

16. Statutory Exemption: Fair Use
1. Purpose & character of use
(commercial purposes less likely fair than
nonprofit educational; whether use is
“transformative” often dominates)
2. Nature of copyrighted work
(more likely fair if you’re using factual/
scholarly work)
3. Amount and substantiality
(size & importance of portion used in
relation to whole)
4. Effect on potential market
(less likely fair if use is substitute for
purchasing—or licensing—original)By Rachael G. Samberg

17. Is use fair?
▪ All four factors
▪ No bright line rule
▪ No 10% rule
▪ Always fair to link to lawful

18. Still in © and use exceeds fair?
▪ You need permission
▫ Permission = license
applied by copyright holder
▫ Can be pre-applied

19. Working
through it
By Rachael G. Samberg

20. Copyright & Your
Dissertation Workflow
1: Do you need
permission?
Has a license
already been
granted?
Is the work in the
public domain?
Would publishing the
content be fair use? If yes to
any, go to Step 3.
2: Seek permission
if needed
Research who holds
copyright & send
request.
Keep records for
your files
Ensure permission covers
all intended uses
3: Address non ©
policy concerns
Contractual or terms of service
restrictions from archives,
databases, or websites?
Concerns about rights
of privacy or publicity?
Should you
register your
copyright?
Do you want to & can
you license the use of
your work?
4: How do you want
to share?
Do you want to
embargo your
dissertation?

21. 1: Do you need
permission?
Has a license
already been
granted?
Is the work in the
public domain?
Would publishing the
content be fair use? If yes
to any, go to Step 3.

22. Applying Step 1
2011 Don Quixote translation
By Miguel de Cervantes Saavedra (Author), Tom Lathrop (Translator), Penguin Classics

23. Applying Step 1
By Tvanbr (Own work) [Public domain], via Wikimedia Commons
https://commons.wikimedia.org/wiki/File%3AAnatomy_Heart_Latin_Tiesworks.jpg
Heme Molecule

24. Applying Step 1:
Dig into Purpose
Analysis of artists’
self-marketing
Compiling works by
photographer
George Georgiou, http://www.georgegeorgiou.net/projects.php

25. Address Layers
of Copyright
Van Gogh, Irises, 1889. Getty Museum
Stile Arte, 2011.
http://www.stilearte.it/dipingere-come-
van-gogh-tanti-tutorial/

26. Observation
You have a right to make fair uses.
Asserting the right involves
judgment and some risk analysis.

27. 2: Seek
permission if
needed
Research who holds
copyright & send
request.
Keep records
for your files
Ensure permission
covers all intended
uses

28. • Archives might have info
• Could also try searching registrations
Finding Rights Holders

29. • Took awhile to
determine supposed
author, but incorrect
• Tried other suggested
author, no response
Bill Clinton Inauguration, published in S.F. Sentinel

30. Robert Rauschenberg, “Bed”
Image file MOMA
“The image may be displayed in eBook format
for a period of up to ten years only. All images
used online must be displayed at a maximum
resolution of 72 dpi. All future editions, reprints,
translations, or formats (including electronic
media) must be negotiated separately.”

31. Observation
If you’re concerned your use exceeds fair use,
but are unable to locate rightsholder,
or the scope of your usage request is denied:
Exercise judgment and
undertake risk analysis.

32. 3: Address non ©
policy concerns
Contractual or terms of
service restrictions from
archives, databases, or
websites?
Concerns about rights of
privacy or publicity?

33. Contractual Limitations:
Website Terms End Run
Around Fair Use

34. Can they do that?

35. Contractual Limitations:
Archive Agreements

36. Rights of
Privacy
▪ © protects copyright holders' property rights
▪ But privacy protects people who are subjects of works
▪ Vary by state
▪ Expire at death
▪ Newsworthiness and permission are defenses

37. http://www.oac.cdlib.org/findaid/ark:/13030/kt087022kf
Tom (William S.) Photographs
ONE National Gay & Lesbian Archives

38. Rights of
Publicity
▪ Right to control commercial use of identity
▪ Survive death
▪ Usually applicable only if commercial use

39. Should you
register your
copyright?
Do you want to & can
you license the use of
your work?
4: How do you want
to share?
Do you want to
embargo your
dissertation?

40. If they liked it
then they
should have
put registration
on it?
• Copyright attaches upon
work being fixed
• Registration not required
• But it has advantages:
Statutory Damages

41. Embargo?
▪ Grad Div. vs. ProQuest Policies
▪ Talk to your advisor

42. Encourage scholarship,
innovation, criticism, etc.?
Preclude reuse beyond
fair uses?
TLG® materials are copyrighted and are
not in the public domain. You may browse
and search the TLG Canon and textual
corpus and online LSJ on this site but you
may not download them.
http://www.tlg.uci.edu/copyright/index.php
Do you want others to use your work?

43. Use Cases &
Analysis

44. You have the right to make fair uses.
Relying on it involves
making judgments.
Terms of use restrictions (or contracts)
can affect uses
that otherwise would be fair.

45. Use Case #1
▪ Analyzing slides shot in Egypt between 1969 and 1980.
▪ Purchased at U.S. garage sale, photographer unknown.
▪ Donated to archives, which is your source for images.
How would you proceed?

46. Use Case #2
▪ You find an architectural society has a 35mm slide
collection of a former architect at work.
▪ They did not receive copyright in gift transfer.
▪ Both the photographer and the subject of the photos
(the architect) have since passed away.
How would you proceed?

47. Use Case #3
▪ You plan to give nationwide lectures at conferences using
the slides from Use Case #2
▪ Reached out to estate of photographer, but no response.
▪ The conferences charge an admission fee.
Can you use images in way that is fair if charging admission?

48. Use Case #4
▪ British Museum digitized image should
be in public domain, but website terms
apply CC-BY-NC-SA license.
▪ Can you use this in a book you’re
publishing from your dissertation?
CC-BY-NC-SA 4.0 British Museum. Print by Farrell, circa 1897-1922.

49. Get the flow
http://www.lib.berkeley.edu/
scholarly-communication/publishing/
copyright/dissertations-theses
Thanks!