The velocity and volume of regulatory changes suggests that the environment is continuously becoming more complex. As new laws are enacted, organizations must adapt the way they conduct business. In this presentation, learn how a software tool can help reduce their compliance exposure by tracking regulatory changes, managing internal and external risks, and identifying process gaps. Presentation by: Amanda Cohen, Application Manager, Resolver Inc.

2. I am an App Manager at Resolver
amanda.cohen@resolver.com

4. With Resolver’s Compliance app, you will
confidently achieve efficient and
comprehensive compliance by removing the
complexity from compliance management.

5. Predefined reports, providing a
holistic picture of your
compliance program, regulatory
issues, and risk overview.
The compliance app follows
industry best practices as
prescribed by legal experts and
compliance professionals.
From an applicability
assessment, to control
documentation and the risk
evaluation.
Risk register and controls library
can be shared with other
applications.
Email notifications bring users
into the system for timely
response and action.
Three established roles:
Compliance Team, Requirement
Owner (SEM from the Business),
Control Owner.

6. Risk
&
Regulation
Audit Improve
Policy
&
Control
Response
Incident
Report
Investigate Analyze ImproveMonitor

7. Risk
&
Regulation
Audit Improve
Policy
&
Control
Response Investigate Analyze ImproveMonitor
Incident
Report

8. 57 percent [of respondents] now say their
CCO reports directly to either the chief
executive officer (CEO) or the board giving
them the opportunity to participate in high-
level discussions about corporate strategy,
values, and culture.
Kelly, M., Standford, N., and Rollauer, T. (2015). In Focus: 2015 Compliance Trends Survey. Compliance Week

9. rather than reactive

10. Get rid of redundant spread sheets

11. instead of a cost center

13. Enhanced In
Tool Reporting Commenting Increased
workflow
capability
Legislative library
Resolver Core is evolving every day with new
features, functionality and enhancements.

14. amanda.cohen@resolver.com