Saied Mahmud Zubayer

Bangladesh Bangladesh

Manager, Monitoring, Investigation & Compliance

Finance / Banking / Insurance

• Formal & regular monitoring of Brokerage houses market operations to compliance with securities related rules and regulations and report to Securities and Exchange Commission as required. • Monitoring financial activities of brokerage houses to compliance with rules and regulation and report to regulatory authority. • To maintain day-to-day administration work and liaison with brokerage houses. • Monitoring clearing and settlement system of securities trading according to Securities and Exchange Commission/ Dhaka Stock Exchange Limited rules and regulations. • Monitoring Accounts Statement of Brokerage houses as well as Payable to clients Reconciliation and report to concern...