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Arthroscopic Side-to-Side Rotator Cuff Repair

          Eugene M. Wolf, M.D., William T. Pennington, M.D., and Vivek Agrawal, M.D.



             Purpose: To study the results of arthroscopic repair of full-thickness rotator cuff tears using a
             side-to-side suture technique without fixation to bone. Type of Study: Case series study of the
             long-term results of patients who underwent purely arthroscopic rotator cuff repair with a side-to-side
             suturing technique. Methods: A retrospective review was performed of patients who underwent
             arthroscopic repair of full-thickness rotator cuff defects. Patients with full-thickness rotator cuff tears
             repaired in a side-to-side fashion without anchoring the repair to bone were selected. Patients were
             evaluated using a modified UCLA shoulder scoring system. The data collected were analyzed to
             determine the outcome in patients with a 4- to 10-year follow-up. Results: A total of 105 arthroscopic
             rotator cuff repairs were performed in 104 patients between February 1990 and February 1996.
             Forty-two patients had a full-thickness tear of the rotator cuff that was repaired using a purely
             side-to-side suturing technique. The mean UCLA score of all patients in this group was 33; 23
             patients reported excellent results, 18 good results, and 1 poor result according to the UCLA scoring
             system. Conclusions: In this series, 98% of patients qualified as a good to excellent result according
             to the UCLA shoulder score. This study shows that patients with a full-thickness defect of the rotator
             cuff tendon with anatomy amenable to side-to-side closure may be effectively treated with a purely
             arthroscopic repair using only a side-to-side suturing technique with excellent long-term clinical
             results. Level of Evidence: Level IV. Key Words: Side-to-side suture repair—Rotator cuff tear.




O     ther surgeons have reported the results of arthro-
      scopic repair of full-thickness defects of the
rotator cuff.1-7 These studies support the use of arthros-
                                                                        Surgical treatment of full-thickness rotator cuff de-
                                                                     fects has focused on recreating the anatomy of the
                                                                     intact rotator cuff with reinsertion and fixation of the
copy in the treatment of symptomatic rotator cuff tears              tendon to the greater tuberosity of the humerus. Pre-
recalcitrant to nonsurgical management. As a result of               vious authors have presented open and arthroscopic
these reports of successful postoperative outcomes,                  repair techniques that involve recognition of the tear
purely arthroscopic methods to repair full-thickness                 configuration and use a side-to-side repair as a com-
tears of the rotator cuff are being increasingly used.               ponent of the rotator cuff repair.2,3,8,9 To date, all
Proponents of the arthroscopic treatment of rotator cuff             reports of purely arthroscopic repair of the rotator cuff
pathology cite less morbidity to the surrounding soft-               have involved securing the repair to the proximal
tissue envelope, no deltoid detachment, better visualiza-            humerus with either suture through bone tunnels or
tion of the pathology of the rotator cuff, and an acceler-           with anchor-based fixation. This article is unique in
ated postoperative rehabilitation period with a lower                that we report the results of repairs of full-thickness
incidence of postoperative stiffness.6,7                             defects of the rotator cuff with a purely arthroscopic
                                                                     side-to-side technique without anchoring the repair to
                                                                     bone. This repair technique was performed in tears
  From the California Pacific Medical Center (E.M.W.), San            that appeared amenable to this type of repair after
Francisco, California; St. Luke’s Medical Center (W.T.P.), Mil-      thorough arthroscopic visualization and evaluation.
waukee, Wisconsin; and Central Indiana Orthopedics (V.A.), Mun-
cie, Indiana, U.S.A.
  Address correspondence and reprint requests to Eugene M.
Wolf, M.D., 3000 California St, San Francisco, CA 94115, U.S.A.                               METHODS
E-mail: genewolfmd@aol.com
   © 2005 by the Arthroscopy Association of North America
   0749-8063/05/2107-2767$30.00/0                                      The results of 105 consecutive arthroscopic rotator
   doi:10.1016/j.arthro.2005.03.014                                  cuff repairs in 104 patients performed by the senior


                Arthroscopy: The Journal of Arthroscopic and Related Surgery, Vol 21, No 7 (July), 2005: pp 881-887        881
882                                             E. M. WOLF ET AL.

author (E.M.W.) over a 6-year period between Febru-              TABLE 1.     Modified UCLA Shoulder Rating Scale
ary 1990 and February 1996 were evaluated. Initially,
                                                             Patient satisfaction
a retrospective clinical chart review was performed for      0 Patient feels procedure was not successful
each case. Nine patients were lost to follow-up, leav-       5 Patient feels procedure was a success
ing 96 shoulders in 95 patients available for evaluation     Active forward flexion range of motion
with an average follow-up of 73 months (range, 48 to         0 Less than 30°
120 months). Forty-two of these patients who under-          1 30°-45°
                                                             2 45°-90°
went repair of a full-thickness rotator cuff tear in a       3 90°-120°
side-to-side fashion without anchoring the repair to         4 120°-150°
bone were selected for this study. There were 24 male        5 Greater than 150°
and 18 female patients, and the average age at the time      Strength of forward flexion
of surgery was 59.8 years (range, 42 to 79 years). All       0 No active contraction
                                                             1 Evidence of slight muscle contraction, no active elevation
patients had been recalcitrant to conservative therapy       2 Complete active forward flexion with gravity eliminated
and continued to experience unacceptable pain and            3 Complete active forward flexion against gravity
weakness in the affected shoulder.                           4 Complete active forward flexion against gravity with some
   All patients were clinically evaluated by the senior           resistance
author. Final outcome assessment was performed by            5 Complete active forward flexion against gravity with full
                                                                  resistance
an independent surgeon (W.T.P.) by telephone. Each           Pain
patient was contacted to assess for pain, function,          1 Present always and unbearable, strong medication frequently
range of motion, strength, return to work date, and          2 Present always but bearable, strong medication occasionally
perceived success of the procedure. Outcome was              4 None or little at rest, present during light activities;
evaluated using a modified UCLA shoulder rating                    salicylates frequently
                                                             6 Present during heavy or particular activities only, salicylates
scale10 (Table 1). This scale designates 10 points each           occasionally
for pain and function and 5 points each for active           8 Occasional and slight
forward flexion, strength of forward flexion, and pa-          10 None
tient satisfaction, for a total possible score of 35. Good   Function
and excellent results (total UCLA score 28-35 points)        1 Unable to use limb
                                                             2 Only light activities possible
are considered satisfactory and fair and poor results        3 Able to do light housework or most activities of daily living
(less than 28 points) are considered unsatisfactory.         6 Most housework, shopping, and driving possible; able to do
   Eighty-one percent of patients had repairs of their            hair and to dress and undress, including fastening brassiere
dominant shoulder, with 33 right and 9 left repairs. All     8 Slight restriction only, able to work above shoulder level
                                                             10 Normal activities
patients also had arthroscopic subacromial decom-            Total
pressions. Seven patients had other procedures per-            Excellent: 34-35
formed concurrently, including 3 arthroscopic Mum-             Good: 28-33
ford procedures, 1 SLAP lesion debridement, 1                  Fair: 21-27
debridement of a biceps tendon rupture, and 2 os               Poor: 0-20
acromiale excisions.

Surgical Technique
                                                             tion of the cuff and of the suture hooks used in the
   Routine shoulder arthroscopy was performed with           repair. The region of the greater tuberosity of the
the patient in the lateral decubitus position. Initially,    humerus was abraded with a full-radius shaver and
the glenohumeral joint was inspected to evaluate for         burr to create a bed of bleeding bone to promote
any significant intra-articular pathology. The cuff was       healing of the cuff to the tuberosity. The mobility of
inspected from the articular side and the defect in the      the rotator cuff was evaluated with a grasper or nerve
rotator cuff tendon was debrided of all frayed, devi-        hook. Each tear was assessed individually and re-
talized tissue. The arthroscope was reconfigured into         paired with “L” or “V-Y” techniques. All repairs in
the subacromial space and a decompression was per-           this report were performed arthroscopically using a
formed using a cutting-block technique. It is important      side-to-side technique without fixation of the repair to
to remove all bursal tissue covering the rotator cuff to     bone. All tears in this series were evaluated with a
be able to evaluate the extent of the tear. The bursec-      nerve hook with an attempt to evaluate the anatomic
tomy was also necessary to provide enough visualiza-         relationship between the margins of the torn cuff
ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR                                                     883

edges. The nerve hook was believed to be better than
a grasper because of its smaller size. Its blunt tip was
used to penetrate various points on the edge of the
cuff, which was then mobilized to determine the ap-
propriate configuration of repair. This evaluation of
the cuff tear with a nerve hook is of foremost impor-
tance to ensure the optimal restoration of the normal
anatomy without producing any undue tension on any
part of the repair.
   Burkhart9 has suggested that the deepest point of a
U-shaped tear does not represent tear retraction but is
actually an L-shaped tear under physiologic load.
Chronic rotator cuff tears have tapered edges and may
well have a “U” or “V” configuration, but this can be
appreciated by trying to approximate the deep point of
the U-shaped tear to the greater tuberosity with a
nerve hook and noticing the creation of “dog ears” in
the remainder of the cuff, showing the nonanatomic
relationship of this configuration. The repair is then        FIGURE 1. This view from the midlateral subacromial portal is
performed with the appropriate suture passer to pass         directed caudally and shows the bursal side of a large U-shaped
                                                             tear of the supraspinatus tendon. A bed of cancellous bone in the
sutures that will approximate the tendon edges, clos-        humeral head (H) is seen beneath the large defect in the rotator
ing the entire defect over the bleeding trough of bone       cuff. The anterior (A) and posterior (P) margins of the torn rotator
that was previously created on the proximal humerus.         cuff can be appreciated from this viewing portal. This large tear
                                                             appears to be amenable to a side-to-side technique of closure.
It is important to note that during the process of the
side-to-side repair, a suture is often placed in what is
believed to be the anterior corner of the posterior leaf
of the tear followed by passage beneath the transverse       exercises after their first visit 5 days postoperatively.
humeral ligament and through the coracohumeral lig-          Active exercises began 6 weeks postoperatively. No
ament to help advance the posterior leaf anteriorly.         patients were treated with an abduction brace postop-
This tendon-to-tendon stitch provides secure approx-         eratively.
imation of the retracted posterior leaf of the tear to the
rotator interval while holding the entire repaired                                     RESULTS
stump over the prepared bleeding trough in the greater
tuberosity. There were no partial repairs performed;            Ninety-eight percent of patients had good and ex-
all tears in this series were closed completely and were     cellent postoperative scores with 23 excellent (55%),
evaluated arthroscopically from the bursal side of the       18 good (43%), and 1 poor result (2%). The average
tear as the shoulder was placed through a full range of      UCLA score was 33. Forty-one of the 42 patients
motion to ensure the maintenance of the relationship         (98%) rated their surgery as being successful and were
of the tendon repair to the greater tuberosity of the        satisfied with the repair. One patient rated his surgery
humerus. An average of 4 sutures (range, 1 to 7              as unsuccessful.
sutures) were used per cuff repair. A clinical example          The UCLA shoulder scoring system evaluated for
of a side-to-side repair of a large U-shaped tear is         strength, pain, and function (Table 1). The mean re-
shown in Figs 1-4.                                           sponse in all patients grading their strength was 4.6
   Repairs were performed exclusively with absorb-           (range 2-5), mean response for pain was 9.0 (range
able PDS suture in 88% of repairs and nonabsorbable          2-10), and mean perceived function grade was 9.3
suture in 12%. This includes 36 shoulders repaired           (range 1-10). The average grade for forward flexion of
with No. 1 PDS and 1 shoulder with No. 0 PDS. Four           the shoulder was 4.9 (range 1-5).
shoulders were repaired with nonabsorbable No. 2                There were 2 patients in whom this arthroscopic
Ethibond (Ethicon, Somerville, NJ). One repair was           repair was a revision of a previous open rotator cuff
performed using No. 2 Mersilene suture. Postopera-           repair and 3 patients had previously undergone arthro-
tively, patients were placed in a simple immobilizer         scopic assisted mini-open repair on the contralateral
for 6 weeks but allowed to begin pulley and pendulum         shoulder. All 3 of these patients stated that they were
884                                                      E. M. WOLF ET AL.




FIGURE 2. This arthroscopic view through the midlateral subacro-        FIGURE 4. This final arthroscopic view from the midlateral view-
mial viewing portal shows the passage of a No. 1 PDS suture from        ing portal shows complete closure of the rotator cuff defect with
posterior to anterior through a long crescent-shaped suture passing     the placement of 3 side-to-side No. 1 PDS sutures.
hook (Linvatec, Largo, FL) through the apex of the U-shaped tear.


                                                                        with a poor result has failed subsequent open repairs
more satisfied with their side in which the purely                       as well.
arthroscopic repair was performed and had a percep-
tion of a quicker period of recovery and return to
function than with their open repair. The 1 patient                                            DISCUSSION
                                                                           Rotator cuff tears are often attritional in nature and
                                                                        the defect present often involves more than just an
                                                                        avulsion of the musculotendinous cuff from the
                                                                        greater tuberosity of the humerus. Burkhart9 has elo-
                                                                        quently described a broad classification scheme to
                                                                        which rotator cuff tears can be classified: crescent-
                                                                        shaped or U-shaped tears. He describes the crescent-
                                                                        shaped tear as a disruption of the tendinous insertion
                                                                        from the greater tuberosity of the humerus without a
                                                                        large element of retraction. The U-shaped tear usually
                                                                        appears on initial inspection to be a large retracted tear
                                                                        often medial to the level of the glenoid (Fig 1). Plac-
                                                                        ing the nerve hook in the base of such a tear and
                                                                        attempting to approximate the base to the greater
                                                                        tuberosity usually yields 1 of 2 results with this tear
                                                                        configuration: approximation of the tendon is not
                                                                        achievable to the tuberosity secondary to tension, or
                                                                        approximating the base of the U-shaped tear results in
                                                                        a “dog-eared” appearance of the repaired cuff, indi-
FIGURE 3. This image again through the midlateral subacromial           cating tension mismatch and a nonanatomic repair. It
viewing portal shows the effect of this initial suture placed through   is important for the surgeon to recognize this tear
the apex of the previously large-appearing U-shaped tear. The           pattern and use margin convergence as the primary
arthroscopic knot pusher is shown securing the initial Duncan
sliding knot of the single suture that was seen in Fig 2. Note the      approach to repair. Repairing a U-shaped tear by an-
effect of this single suture on closing the remaining defect.           choring the apex of the tear to the tuberosity will result
ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR                                           885

in tension overload of the repair, which has been           cates a nonanatomic repair and tension mismatch that
shown by Burkhart et al. to be doomed to failure.11,12      will likely fail under cyclic loading.
   The use of side-to-side suturing as an element of           While other researchers have reported their results
rotator cuff repair has been described previously by        of purely arthroscopic repair, this is the first report of
McLaughlin8 in his open approach to treating large          a series of patients undergoing arthroscopic repair
retracted tears of the rotator cuff. Although McLaugh-      with purely tendon-to-tendon sutures being placed
lin advocated the use of this method to help close large    without secure anchor or transosseous fixation to
defects, he also was a proponent of final fixation of the     bone. This technique of repair is used only in cases for
tendinous disruption of the cuff to bone in the head of     which, after thorough arthroscopic evaluation, it is
the humerus at the point on the tuberosity that it would    believed that a configuration exists that tear margin
reach without undue tension with the arm at the pa-         convergence can be accomplished with side-to-side
tient’s side.8 This early description is echoed in the      closure. All patients in this series had a trough of
repair techniques employed today with the arthro-           bleeding bone created in the proximal humerus; when
scopic approach. That is, anatomic restoration of the       repair was complete, the repaired tendon stump lay
cuff without the introduction of tension at the site of     directly over this bleeding bed of bone through a full
the repair. Burkhart et al. have coined the term “mar-      range of motion. All of these repairs were believed to
gin convergence” to describe the observation that dur-      be complete repairs because visualization of the bursal
ing side-to-side repair the surgeon can visualize the       side of the tear after completion of the repair failed to
free margin of the tear converging toward the greater       show any remaining defect in the rotator cuff.
tuberosity with each suture being placed. They agree           The 98% good to excellent results compares quite
that using margin convergence in the repair of U-           favorably with results previously reported in the liter-
shaped tears decreases the amount of strain at the          ature for surgical treatment of full-thickness defects of
tendon bone interface of the repair and therefore           the rotator cuff. The minimum duration of follow-up
should be protective to the tendon bone interface of        of 4 years with an average of more than 6 years
the repair.9,13                                             demonstrates an excellent long-term clinical outcome
   Cadaveric dissection as well as arthroscopic clinical    in this subset of patients.
evaluation has led to an appreciation of the relation-         As alluded to earlier and described by other inves-
ship of the rotator crescent and rotator cable. Burkhart    tigators, there is an inherent balance of forces through-
et al.14 described a consistently identifiable crescent-     out the musculotendinous insertion of the rotator cuff
shaped insertion of the distal supraspinatus and in-        into the greater tuberosity of the humerus. Our hy-
fraspinatus tendons into the greater tuberosity of the      pothesis to explain such a positive long-term outcome
humerus bordered on its medial margin by a thickened        in these patients without secure fixation of the repair
bundle of fibers oriented perpendicular to the axis of       to bone is that with the recreation of the anatomy, the
the supraspinatus and infraspinatus tendons.14 The          natural balance of the rotator cuff musculature pro-
rotator cable was grossly and histologically confirmed       vides an environment that is relatively stress free at
by a cadaveric study performed by Clark and Harry-          the tendon-to-bone interface. This allows the distal-
man.15 It has been theorized that the thick rotator         most end of the repair that is overlying the bleeding
cable, when intact, provides stress shielding of the        trough of bone to heal to the tuberosity during the
rotator cuff crescent much like a suspension bridge.14      period of postoperative convalescence. This hypothe-
   We believe that arthroscopic evaluation of the anat-     sis is supported by Burkhart’s suspension bridge con-
omy of the rotator cuff tear is an essential step in        cept of stress shielding of the rotator crescent by an
restoring the anatomy of the disrupted rotator cuff.        intact rotator cuff cable. If the cable is intact and able
Burkhart9 suggests that visualization of the tear from      to transfer the stress away from the crescent, this
different arthroscopic portals allows the surgeon to        stress-free environment should be conducive to heal-
obtain a 3-dimensional understanding of the tear pat-       ing of the tendon-to-bone interface.
tern superior to that obtained by open means. We echo          The senior author has previously reported the re-
this sentiment in that arthroscopic repair of the rotator   sults of the first 54 purely arthroscopic repairs of
cuff allows a thorough evaluation of the complete           full-thickness defects of the rotator cuff. As a compo-
anatomy of the cuff disruption. Furthermore, with           nent of this previous study, second-look arthroscopy
each suture passed, the effect may be evaluated by          was performed on 23 patients to evaluate the integrity
direct visualization of the impact of the suture on the     of the repair at a minimum of 6 months postopera-
entire cuff. The creation of flaps or “dog ears” indi-       tively. Nine of these patients had purely side-to-side
886                                              E. M. WOLF ET AL.

repair of their rotator cuff and the second-look              tion of the rotator cuff anatomy by recognizing the
arthroscopy was performed at 5 to 16 months postop-           configuration of the tear and performing an anatomic
eratively. When examined, all 9 of these tears were           repair of the tendon over a prepared bed of bleeding
completely healed to the greater tuberosity without           bone. As a multitude of studies continue to appear at
any evidence of residual defect. Overall, including all       meetings and in the literature evaluating the pullout
23 arthroscopies performed, 70% of the repaired cuffs         strengths of different types of fixation techniques of
were intact at the time of second-look arthroscopy.1          the musculotendinous unit to bone, this study enforces
We believe that these findings support our hypothesis          the importance of methodically approaching each tear
that tendon-to-bone healing does occur despite the            individually to first recognize and then restore the
absence of secure tendon-to-bone fixation with this            correct anatomic relationship of the rotator cuff. Just
technique. Reviewing the literature one would also            as the orthopaedic surgeon is trained to recognize the
find ample evidence that the concept of “watertight”           personality of a fracture and use this personality to an
closure of the rotator cuff is difficult to achieve re-        advantage when performing stabilization, one may
gardless of the method of fixation of the repaired             also keep in mind that, similarly, each rotator cuff tear
tendon to the greater tuberosity. Previous studies eval-      has a personality of its own with its own subtleties that
uating the integrity of the rotator cuff have found           should be appreciated and used to help achieve opti-
residual rotator cuff defects in 34% to 90% of patients       mal end results. Although this report is focused on the
who had previously undergone open rotator cuff re-            use of the side-to-side repair technique as a sole treat-
pair, despite secure intraoperative fixation of the re-        ment of certain rotator cuff tears, the use of tendon-
pair to the greater tuberosity.16-20                          to-bone fixation is obviously still used in the treatment
   As discussed in the surgical technique section ear-        of the majority of the tears that we encounter. In this
lier, a suture that is often used by the senior author        series, 98% of patients had a good to excellent result
when performing repairs with this technique is passed         according to the UCLA shoulder score. This study
through the anterior corner of the posterior leaf of the      shows that patients with a full-thickness defect of the
tear and then beneath the transverse humeral ligament         rotator cuff tendon, with anatomy amenable to side-
and through the coracohumeral ligament anteriorly.            to-side closure, may be effectively treated with a
After this suture is tied, there is usually secure ap-        purely arthroscopic repair using solely a side-to-side
proximation of the anterior corner of the posterior leaf      suturing technique, and have excellent long-term clin-
to the remaining intact rotator cuff anterior to the          ical results.
rotator cuff interval. This suture is often useful in
small tears involving only the supraspinatus with ex-
tension anterior into the rotator cuff interval. It is also
helpful to aid in advancing the retracted posterior leaf                             REFERENCES
anteriorly when closing large L-shaped tears.
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   This study has admitted shortcomings. Although the             and second look assessment. Presented at the Annual Meeting
UCLA shoulder scores are available for the time pe-               of the Arthroscopy Association of North America, San Fran-
riod of 4 to 10 years postoperatively, this only signi-           cisco, CA, May 1995.
                                                               2. Gartsman GM, Khan M, Hammerman SM. Arthroscopic repair
fies wellness at this moment in time after the treatment           of full-thickness tears of the rotator cuff. J Bone Joint Surg Am
provided. Ideally, scores during the preoperative pe-             1998;80:832-840.
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                                                                  nique and results at a 2- and 3-year follow-up. Arthroscopy
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present to the office for physical examination. In these           permanent mattress sutures—A preliminary report. Presented
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throscopy in the treatment of rotator cuff tears. More            Presented at the Arthroscopy Association of North America
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success that can be achieved with the correct restora-            cuff repair: 4- to 10-year results. Arthroscopy 2004;20:5-12.
ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR                                                                887

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Rotator cuff-repair-study

  • 1. Arthroscopic Side-to-Side Rotator Cuff Repair Eugene M. Wolf, M.D., William T. Pennington, M.D., and Vivek Agrawal, M.D. Purpose: To study the results of arthroscopic repair of full-thickness rotator cuff tears using a side-to-side suture technique without fixation to bone. Type of Study: Case series study of the long-term results of patients who underwent purely arthroscopic rotator cuff repair with a side-to-side suturing technique. Methods: A retrospective review was performed of patients who underwent arthroscopic repair of full-thickness rotator cuff defects. Patients with full-thickness rotator cuff tears repaired in a side-to-side fashion without anchoring the repair to bone were selected. Patients were evaluated using a modified UCLA shoulder scoring system. The data collected were analyzed to determine the outcome in patients with a 4- to 10-year follow-up. Results: A total of 105 arthroscopic rotator cuff repairs were performed in 104 patients between February 1990 and February 1996. Forty-two patients had a full-thickness tear of the rotator cuff that was repaired using a purely side-to-side suturing technique. The mean UCLA score of all patients in this group was 33; 23 patients reported excellent results, 18 good results, and 1 poor result according to the UCLA scoring system. Conclusions: In this series, 98% of patients qualified as a good to excellent result according to the UCLA shoulder score. This study shows that patients with a full-thickness defect of the rotator cuff tendon with anatomy amenable to side-to-side closure may be effectively treated with a purely arthroscopic repair using only a side-to-side suturing technique with excellent long-term clinical results. Level of Evidence: Level IV. Key Words: Side-to-side suture repair—Rotator cuff tear. O ther surgeons have reported the results of arthro- scopic repair of full-thickness defects of the rotator cuff.1-7 These studies support the use of arthros- Surgical treatment of full-thickness rotator cuff de- fects has focused on recreating the anatomy of the intact rotator cuff with reinsertion and fixation of the copy in the treatment of symptomatic rotator cuff tears tendon to the greater tuberosity of the humerus. Pre- recalcitrant to nonsurgical management. As a result of vious authors have presented open and arthroscopic these reports of successful postoperative outcomes, repair techniques that involve recognition of the tear purely arthroscopic methods to repair full-thickness configuration and use a side-to-side repair as a com- tears of the rotator cuff are being increasingly used. ponent of the rotator cuff repair.2,3,8,9 To date, all Proponents of the arthroscopic treatment of rotator cuff reports of purely arthroscopic repair of the rotator cuff pathology cite less morbidity to the surrounding soft- have involved securing the repair to the proximal tissue envelope, no deltoid detachment, better visualiza- humerus with either suture through bone tunnels or tion of the pathology of the rotator cuff, and an acceler- with anchor-based fixation. This article is unique in ated postoperative rehabilitation period with a lower that we report the results of repairs of full-thickness incidence of postoperative stiffness.6,7 defects of the rotator cuff with a purely arthroscopic side-to-side technique without anchoring the repair to bone. This repair technique was performed in tears From the California Pacific Medical Center (E.M.W.), San that appeared amenable to this type of repair after Francisco, California; St. Luke’s Medical Center (W.T.P.), Mil- thorough arthroscopic visualization and evaluation. waukee, Wisconsin; and Central Indiana Orthopedics (V.A.), Mun- cie, Indiana, U.S.A. Address correspondence and reprint requests to Eugene M. Wolf, M.D., 3000 California St, San Francisco, CA 94115, U.S.A. METHODS E-mail: genewolfmd@aol.com © 2005 by the Arthroscopy Association of North America 0749-8063/05/2107-2767$30.00/0 The results of 105 consecutive arthroscopic rotator doi:10.1016/j.arthro.2005.03.014 cuff repairs in 104 patients performed by the senior Arthroscopy: The Journal of Arthroscopic and Related Surgery, Vol 21, No 7 (July), 2005: pp 881-887 881
  • 2. 882 E. M. WOLF ET AL. author (E.M.W.) over a 6-year period between Febru- TABLE 1. Modified UCLA Shoulder Rating Scale ary 1990 and February 1996 were evaluated. Initially, Patient satisfaction a retrospective clinical chart review was performed for 0 Patient feels procedure was not successful each case. Nine patients were lost to follow-up, leav- 5 Patient feels procedure was a success ing 96 shoulders in 95 patients available for evaluation Active forward flexion range of motion with an average follow-up of 73 months (range, 48 to 0 Less than 30° 120 months). Forty-two of these patients who under- 1 30°-45° 2 45°-90° went repair of a full-thickness rotator cuff tear in a 3 90°-120° side-to-side fashion without anchoring the repair to 4 120°-150° bone were selected for this study. There were 24 male 5 Greater than 150° and 18 female patients, and the average age at the time Strength of forward flexion of surgery was 59.8 years (range, 42 to 79 years). All 0 No active contraction 1 Evidence of slight muscle contraction, no active elevation patients had been recalcitrant to conservative therapy 2 Complete active forward flexion with gravity eliminated and continued to experience unacceptable pain and 3 Complete active forward flexion against gravity weakness in the affected shoulder. 4 Complete active forward flexion against gravity with some All patients were clinically evaluated by the senior resistance author. Final outcome assessment was performed by 5 Complete active forward flexion against gravity with full resistance an independent surgeon (W.T.P.) by telephone. Each Pain patient was contacted to assess for pain, function, 1 Present always and unbearable, strong medication frequently range of motion, strength, return to work date, and 2 Present always but bearable, strong medication occasionally perceived success of the procedure. Outcome was 4 None or little at rest, present during light activities; evaluated using a modified UCLA shoulder rating salicylates frequently 6 Present during heavy or particular activities only, salicylates scale10 (Table 1). This scale designates 10 points each occasionally for pain and function and 5 points each for active 8 Occasional and slight forward flexion, strength of forward flexion, and pa- 10 None tient satisfaction, for a total possible score of 35. Good Function and excellent results (total UCLA score 28-35 points) 1 Unable to use limb 2 Only light activities possible are considered satisfactory and fair and poor results 3 Able to do light housework or most activities of daily living (less than 28 points) are considered unsatisfactory. 6 Most housework, shopping, and driving possible; able to do Eighty-one percent of patients had repairs of their hair and to dress and undress, including fastening brassiere dominant shoulder, with 33 right and 9 left repairs. All 8 Slight restriction only, able to work above shoulder level 10 Normal activities patients also had arthroscopic subacromial decom- Total pressions. Seven patients had other procedures per- Excellent: 34-35 formed concurrently, including 3 arthroscopic Mum- Good: 28-33 ford procedures, 1 SLAP lesion debridement, 1 Fair: 21-27 debridement of a biceps tendon rupture, and 2 os Poor: 0-20 acromiale excisions. Surgical Technique tion of the cuff and of the suture hooks used in the Routine shoulder arthroscopy was performed with repair. The region of the greater tuberosity of the the patient in the lateral decubitus position. Initially, humerus was abraded with a full-radius shaver and the glenohumeral joint was inspected to evaluate for burr to create a bed of bleeding bone to promote any significant intra-articular pathology. The cuff was healing of the cuff to the tuberosity. The mobility of inspected from the articular side and the defect in the the rotator cuff was evaluated with a grasper or nerve rotator cuff tendon was debrided of all frayed, devi- hook. Each tear was assessed individually and re- talized tissue. The arthroscope was reconfigured into paired with “L” or “V-Y” techniques. All repairs in the subacromial space and a decompression was per- this report were performed arthroscopically using a formed using a cutting-block technique. It is important side-to-side technique without fixation of the repair to to remove all bursal tissue covering the rotator cuff to bone. All tears in this series were evaluated with a be able to evaluate the extent of the tear. The bursec- nerve hook with an attempt to evaluate the anatomic tomy was also necessary to provide enough visualiza- relationship between the margins of the torn cuff
  • 3. ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR 883 edges. The nerve hook was believed to be better than a grasper because of its smaller size. Its blunt tip was used to penetrate various points on the edge of the cuff, which was then mobilized to determine the ap- propriate configuration of repair. This evaluation of the cuff tear with a nerve hook is of foremost impor- tance to ensure the optimal restoration of the normal anatomy without producing any undue tension on any part of the repair. Burkhart9 has suggested that the deepest point of a U-shaped tear does not represent tear retraction but is actually an L-shaped tear under physiologic load. Chronic rotator cuff tears have tapered edges and may well have a “U” or “V” configuration, but this can be appreciated by trying to approximate the deep point of the U-shaped tear to the greater tuberosity with a nerve hook and noticing the creation of “dog ears” in the remainder of the cuff, showing the nonanatomic relationship of this configuration. The repair is then FIGURE 1. This view from the midlateral subacromial portal is performed with the appropriate suture passer to pass directed caudally and shows the bursal side of a large U-shaped tear of the supraspinatus tendon. A bed of cancellous bone in the sutures that will approximate the tendon edges, clos- humeral head (H) is seen beneath the large defect in the rotator ing the entire defect over the bleeding trough of bone cuff. The anterior (A) and posterior (P) margins of the torn rotator that was previously created on the proximal humerus. cuff can be appreciated from this viewing portal. This large tear appears to be amenable to a side-to-side technique of closure. It is important to note that during the process of the side-to-side repair, a suture is often placed in what is believed to be the anterior corner of the posterior leaf of the tear followed by passage beneath the transverse exercises after their first visit 5 days postoperatively. humeral ligament and through the coracohumeral lig- Active exercises began 6 weeks postoperatively. No ament to help advance the posterior leaf anteriorly. patients were treated with an abduction brace postop- This tendon-to-tendon stitch provides secure approx- eratively. imation of the retracted posterior leaf of the tear to the rotator interval while holding the entire repaired RESULTS stump over the prepared bleeding trough in the greater tuberosity. There were no partial repairs performed; Ninety-eight percent of patients had good and ex- all tears in this series were closed completely and were cellent postoperative scores with 23 excellent (55%), evaluated arthroscopically from the bursal side of the 18 good (43%), and 1 poor result (2%). The average tear as the shoulder was placed through a full range of UCLA score was 33. Forty-one of the 42 patients motion to ensure the maintenance of the relationship (98%) rated their surgery as being successful and were of the tendon repair to the greater tuberosity of the satisfied with the repair. One patient rated his surgery humerus. An average of 4 sutures (range, 1 to 7 as unsuccessful. sutures) were used per cuff repair. A clinical example The UCLA shoulder scoring system evaluated for of a side-to-side repair of a large U-shaped tear is strength, pain, and function (Table 1). The mean re- shown in Figs 1-4. sponse in all patients grading their strength was 4.6 Repairs were performed exclusively with absorb- (range 2-5), mean response for pain was 9.0 (range able PDS suture in 88% of repairs and nonabsorbable 2-10), and mean perceived function grade was 9.3 suture in 12%. This includes 36 shoulders repaired (range 1-10). The average grade for forward flexion of with No. 1 PDS and 1 shoulder with No. 0 PDS. Four the shoulder was 4.9 (range 1-5). shoulders were repaired with nonabsorbable No. 2 There were 2 patients in whom this arthroscopic Ethibond (Ethicon, Somerville, NJ). One repair was repair was a revision of a previous open rotator cuff performed using No. 2 Mersilene suture. Postopera- repair and 3 patients had previously undergone arthro- tively, patients were placed in a simple immobilizer scopic assisted mini-open repair on the contralateral for 6 weeks but allowed to begin pulley and pendulum shoulder. All 3 of these patients stated that they were
  • 4. 884 E. M. WOLF ET AL. FIGURE 2. This arthroscopic view through the midlateral subacro- FIGURE 4. This final arthroscopic view from the midlateral view- mial viewing portal shows the passage of a No. 1 PDS suture from ing portal shows complete closure of the rotator cuff defect with posterior to anterior through a long crescent-shaped suture passing the placement of 3 side-to-side No. 1 PDS sutures. hook (Linvatec, Largo, FL) through the apex of the U-shaped tear. with a poor result has failed subsequent open repairs more satisfied with their side in which the purely as well. arthroscopic repair was performed and had a percep- tion of a quicker period of recovery and return to function than with their open repair. The 1 patient DISCUSSION Rotator cuff tears are often attritional in nature and the defect present often involves more than just an avulsion of the musculotendinous cuff from the greater tuberosity of the humerus. Burkhart9 has elo- quently described a broad classification scheme to which rotator cuff tears can be classified: crescent- shaped or U-shaped tears. He describes the crescent- shaped tear as a disruption of the tendinous insertion from the greater tuberosity of the humerus without a large element of retraction. The U-shaped tear usually appears on initial inspection to be a large retracted tear often medial to the level of the glenoid (Fig 1). Plac- ing the nerve hook in the base of such a tear and attempting to approximate the base to the greater tuberosity usually yields 1 of 2 results with this tear configuration: approximation of the tendon is not achievable to the tuberosity secondary to tension, or approximating the base of the U-shaped tear results in a “dog-eared” appearance of the repaired cuff, indi- FIGURE 3. This image again through the midlateral subacromial cating tension mismatch and a nonanatomic repair. It viewing portal shows the effect of this initial suture placed through is important for the surgeon to recognize this tear the apex of the previously large-appearing U-shaped tear. The pattern and use margin convergence as the primary arthroscopic knot pusher is shown securing the initial Duncan sliding knot of the single suture that was seen in Fig 2. Note the approach to repair. Repairing a U-shaped tear by an- effect of this single suture on closing the remaining defect. choring the apex of the tear to the tuberosity will result
  • 5. ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR 885 in tension overload of the repair, which has been cates a nonanatomic repair and tension mismatch that shown by Burkhart et al. to be doomed to failure.11,12 will likely fail under cyclic loading. The use of side-to-side suturing as an element of While other researchers have reported their results rotator cuff repair has been described previously by of purely arthroscopic repair, this is the first report of McLaughlin8 in his open approach to treating large a series of patients undergoing arthroscopic repair retracted tears of the rotator cuff. Although McLaugh- with purely tendon-to-tendon sutures being placed lin advocated the use of this method to help close large without secure anchor or transosseous fixation to defects, he also was a proponent of final fixation of the bone. This technique of repair is used only in cases for tendinous disruption of the cuff to bone in the head of which, after thorough arthroscopic evaluation, it is the humerus at the point on the tuberosity that it would believed that a configuration exists that tear margin reach without undue tension with the arm at the pa- convergence can be accomplished with side-to-side tient’s side.8 This early description is echoed in the closure. All patients in this series had a trough of repair techniques employed today with the arthro- bleeding bone created in the proximal humerus; when scopic approach. That is, anatomic restoration of the repair was complete, the repaired tendon stump lay cuff without the introduction of tension at the site of directly over this bleeding bed of bone through a full the repair. Burkhart et al. have coined the term “mar- range of motion. All of these repairs were believed to gin convergence” to describe the observation that dur- be complete repairs because visualization of the bursal ing side-to-side repair the surgeon can visualize the side of the tear after completion of the repair failed to free margin of the tear converging toward the greater show any remaining defect in the rotator cuff. tuberosity with each suture being placed. They agree The 98% good to excellent results compares quite that using margin convergence in the repair of U- favorably with results previously reported in the liter- shaped tears decreases the amount of strain at the ature for surgical treatment of full-thickness defects of tendon bone interface of the repair and therefore the rotator cuff. The minimum duration of follow-up should be protective to the tendon bone interface of of 4 years with an average of more than 6 years the repair.9,13 demonstrates an excellent long-term clinical outcome Cadaveric dissection as well as arthroscopic clinical in this subset of patients. evaluation has led to an appreciation of the relation- As alluded to earlier and described by other inves- ship of the rotator crescent and rotator cable. Burkhart tigators, there is an inherent balance of forces through- et al.14 described a consistently identifiable crescent- out the musculotendinous insertion of the rotator cuff shaped insertion of the distal supraspinatus and in- into the greater tuberosity of the humerus. Our hy- fraspinatus tendons into the greater tuberosity of the pothesis to explain such a positive long-term outcome humerus bordered on its medial margin by a thickened in these patients without secure fixation of the repair bundle of fibers oriented perpendicular to the axis of to bone is that with the recreation of the anatomy, the the supraspinatus and infraspinatus tendons.14 The natural balance of the rotator cuff musculature pro- rotator cable was grossly and histologically confirmed vides an environment that is relatively stress free at by a cadaveric study performed by Clark and Harry- the tendon-to-bone interface. This allows the distal- man.15 It has been theorized that the thick rotator most end of the repair that is overlying the bleeding cable, when intact, provides stress shielding of the trough of bone to heal to the tuberosity during the rotator cuff crescent much like a suspension bridge.14 period of postoperative convalescence. This hypothe- We believe that arthroscopic evaluation of the anat- sis is supported by Burkhart’s suspension bridge con- omy of the rotator cuff tear is an essential step in cept of stress shielding of the rotator crescent by an restoring the anatomy of the disrupted rotator cuff. intact rotator cuff cable. If the cable is intact and able Burkhart9 suggests that visualization of the tear from to transfer the stress away from the crescent, this different arthroscopic portals allows the surgeon to stress-free environment should be conducive to heal- obtain a 3-dimensional understanding of the tear pat- ing of the tendon-to-bone interface. tern superior to that obtained by open means. We echo The senior author has previously reported the re- this sentiment in that arthroscopic repair of the rotator sults of the first 54 purely arthroscopic repairs of cuff allows a thorough evaluation of the complete full-thickness defects of the rotator cuff. As a compo- anatomy of the cuff disruption. Furthermore, with nent of this previous study, second-look arthroscopy each suture passed, the effect may be evaluated by was performed on 23 patients to evaluate the integrity direct visualization of the impact of the suture on the of the repair at a minimum of 6 months postopera- entire cuff. The creation of flaps or “dog ears” indi- tively. Nine of these patients had purely side-to-side
  • 6. 886 E. M. WOLF ET AL. repair of their rotator cuff and the second-look tion of the rotator cuff anatomy by recognizing the arthroscopy was performed at 5 to 16 months postop- configuration of the tear and performing an anatomic eratively. When examined, all 9 of these tears were repair of the tendon over a prepared bed of bleeding completely healed to the greater tuberosity without bone. As a multitude of studies continue to appear at any evidence of residual defect. Overall, including all meetings and in the literature evaluating the pullout 23 arthroscopies performed, 70% of the repaired cuffs strengths of different types of fixation techniques of were intact at the time of second-look arthroscopy.1 the musculotendinous unit to bone, this study enforces We believe that these findings support our hypothesis the importance of methodically approaching each tear that tendon-to-bone healing does occur despite the individually to first recognize and then restore the absence of secure tendon-to-bone fixation with this correct anatomic relationship of the rotator cuff. Just technique. Reviewing the literature one would also as the orthopaedic surgeon is trained to recognize the find ample evidence that the concept of “watertight” personality of a fracture and use this personality to an closure of the rotator cuff is difficult to achieve re- advantage when performing stabilization, one may gardless of the method of fixation of the repaired also keep in mind that, similarly, each rotator cuff tear tendon to the greater tuberosity. Previous studies eval- has a personality of its own with its own subtleties that uating the integrity of the rotator cuff have found should be appreciated and used to help achieve opti- residual rotator cuff defects in 34% to 90% of patients mal end results. Although this report is focused on the who had previously undergone open rotator cuff re- use of the side-to-side repair technique as a sole treat- pair, despite secure intraoperative fixation of the re- ment of certain rotator cuff tears, the use of tendon- pair to the greater tuberosity.16-20 to-bone fixation is obviously still used in the treatment As discussed in the surgical technique section ear- of the majority of the tears that we encounter. In this lier, a suture that is often used by the senior author series, 98% of patients had a good to excellent result when performing repairs with this technique is passed according to the UCLA shoulder score. This study through the anterior corner of the posterior leaf of the shows that patients with a full-thickness defect of the tear and then beneath the transverse humeral ligament rotator cuff tendon, with anatomy amenable to side- and through the coracohumeral ligament anteriorly. to-side closure, may be effectively treated with a After this suture is tied, there is usually secure ap- purely arthroscopic repair using solely a side-to-side proximation of the anterior corner of the posterior leaf suturing technique, and have excellent long-term clin- to the remaining intact rotator cuff anterior to the ical results. rotator cuff interval. This suture is often useful in small tears involving only the supraspinatus with ex- tension anterior into the rotator cuff interval. It is also helpful to aid in advancing the retracted posterior leaf REFERENCES anteriorly when closing large L-shaped tears. 1. Baylis RV, Wolf EM. Arthroscopic rotator cuff repair: Clinical This study has admitted shortcomings. Although the and second look assessment. Presented at the Annual Meeting UCLA shoulder scores are available for the time pe- of the Arthroscopy Association of North America, San Fran- riod of 4 to 10 years postoperatively, this only signi- cisco, CA, May 1995. 2. Gartsman GM, Khan M, Hammerman SM. Arthroscopic repair fies wellness at this moment in time after the treatment of full-thickness tears of the rotator cuff. J Bone Joint Surg Am provided. Ideally, scores during the preoperative pe- 1998;80:832-840. riod with sequential scores during the perioperative 3. Tauro JC. Arthroscopic rotator cuff repair: Analysis of tech- nique and results at a 2- and 3-year follow-up. Arthroscopy period would provide conclusive evidence of direct 1998;14:45-51. effect of treatment on function of the shoulder. Be- 4. Gazielly DF, Gleyze P, Montagnon C, Thomas T. Arthro- cause some lived at a distance, not all patients could scopic repair of distal supraspinatus tears with Revo screw and present to the office for physical examination. In these permanent mattress sutures—A preliminary report. Presented at the Annual Meeting of the American Shoulder and Elbow instances, the final physical examination scores at the Surgeons, Amelia Island, FL, March 1996. date of their last follow-up were used along with a 5. Snyder SJ, Mileski RA, Karzel RP. Results of arthroscopic detailed telephone interview to confirm the current repair. Presented at the Annual Meeting of the American Shoulder and Elbow Surgeons, Amelia Island, FL, March strength and range of motion of the shoulder. 1996. We believe that this study supports the use of ar- 6. Weber SC. Arthroscopic versus mini-open rotator cuff repair. throscopy in the treatment of rotator cuff tears. More Presented at the Arthroscopy Association of North America Fall Course, San Diego, CA, October 1999. importantly, this study shows the excellent clinical 7. Wolf EM, Pennington WT, Agrawal V. Arthroscopic rotator success that can be achieved with the correct restora- cuff repair: 4- to 10-year results. Arthroscopy 2004;20:5-12.
  • 7. ARTHROSCOPIC SIDE-TO-SIDE ROTATOR CUFF REPAIR 887 8. McLaughlin HL. Lesions of the musculotendinous cuff of the rotator cable: An anatomic description of the shoulder’s shoulder: The exposure and treatment of tears with retraction. “suspension bridge.” Arthroscopy 1993;9:611-616. J Bone Joint Surg 1944;26:31-51. 15. Clark JM, Harryman DT. Tendons, ligaments and capsule of 9. Burkhart SS. A stepwise approach to arthroscopic rotator the rotator cuff. Gross and microscopic anatomy. J Bone Joint cuff repair based on biomechanical principles. Arthroscopy Surg Am 1992;74:713-725. 2000;16:82-90. 16. Liu SH, Baker CL. Arthroscopically assisted rotator cuff re- 10. Ellman H, Hanker G, Bayer M. Repair of the rotator cuff: pair: Correlation of functional results with integrity of the cuff. End-result study of factors influencing reconstruction. J Bone Arthroscopy 1994;10:54-60. Joint Surg Am 1986;68:1136-1144. 17. Lundberg BJ. The correlation of clinical evaluation with op- 11. Burkhart SS, Johnson TC, Wirth MA, Athanasiou KA. Cyclic erative findings and prognosis in rotator cuff rupture, In: Bayley JI, Kessel L, eds. Shoulder surgery. Berlin: Springer, loading of transosseous rotator cuff repairs: “Tension overload” 1982;35-38. as a possible cause of failure. Arthroscopy 1997;13:172-176. 18. Calvert PT, Packer NP, Stoker DJ, Bayley JI, Kessel L. Ar- 12. Burkhart SS, Diaz Pagan JL, Wirth MA, Athanasiou KA. thrography of the shoulder after operative repair of the torn Cyclic loading of anchor-based rotator cuff repairs: Confirma- rotator cuff. J Bone Joint Surg Br 1986;68:147-150. tion of the tension overload phenomenon and comparison of 19. Harryman DT, Mack LA, Wang KY, Jackins SE, Richardson suture anchor fixation with transosseous fixation. Arthroscopy ML, Matsen FA. Repairs of the rotator cuff. Correlation of 1997;13:720-724. functional results with integrity of the cuff. J Bone Joint Surg 13. Burkhart SS, Athanasiou KA, Wirth MA. Margin conver- Am 1991;73:982-989. gence: A method of reducing strain in massive rotator cuff 20. Gazielly DF, Gleyze P, Montagnon C. Functional and anatom- tears. Arthroscopy 1996;13:335-338. ical results after rotator cuff repair. Clin Orthop 1994;304:43- 14. Burkhart SS, Esch JC, Jolson SJ. The rotator crescent and 53.