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FAIR Data Maturity Model
EOSC-hub week 2019
12 April 2019
www.rd-alliance.org - @resdatall 1
CC BY-SA 4.0
Case statement of the WG
www.rd-alliance.org - @resdatall 2
Challenge
Ambiguity and wide range of interpretations of FAIRness
Lack of a common set of core assessment criteria and a minimum set of shared
guidelines
Approach
Bring together stakeholders
Build on existing approaches and expertise
Intended results
RDA Recommendation of core assessment criteria
Generic and expandable self-assessment model
Self-assessment toolset
FAIR data checklist
CC BY-SA 4.0
Case statement of the WG
www.rd-alliance.org - @resdatall 3
Target audiences
Researchers, data stewards, other data professionals
Data service owners, e.g. infrastructure, repositories
Organisations that manage research data
Policymakers
Connections
RDA Disciplinary Framework Interest Group
RDA Domain Repositories Interest Group
Other RDA groups
Scope of the assessment
Datasets
Data-related aspects (e.g. algorithms, tools, workflows)
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 4
WG
methodology,
timeline &
scope
CC BY-SA 4.0
Proposed development methodology
www.rd-alliance.org - @resdatall 5
Bottom-up approach comprising 4 phases
Definition
Development
Assessment of the four FAIR principles in four ‘strands’
Fifth ‘strand’: beyond the FAIR principles
Testing
Delivery
CC BY-SA 4.0
Overview of the methodology
www.rd-alliance.org - @resdatall 6
CC BY-SA 4.0
Proposed timeline
www.rd-alliance.org - @resdatall 7
Q2Q1 Q3 Q4 Q5 Q6
M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 M13 M14 M15 M16 M17 M18
Workshop #3 [June]
§ Presentation of results
§ Discussion
Workshop #4 [September]
§ Proposals
§ Proposed approach towards
guidelines, checklist and
testing
Workshop #2 [April]
§ Approval of methodology &
scope
§ Hands-on exercise
Workshop #1 [February]
§ Introduction to the WG
§ Existing approaches
§ Landscaping exercise
CC BY-SA 4.0
Proposed scope
www.rd-alliance.org - @resdatall 8
Proposed resolutions
ENTITY Dataset and data-related aspects (e.g. algorithms, tools and
workflows)
NATURE Generic assessment (i.e. cross-disciplines)
FORMAT Manual assessment
TIME Periodically throughout the lifecycle of the data
RESPONDENT People with data literacy (e.g. researchers, data librarians, data
stewards)
AUDIENCE Researchers, data stewards, data professionals, data service
owners, organisations involved in research data and policy
makers
CC BY-SA 4.0
Scope of the exercise
www.rd-alliance.org - @resdatall 9
Scope for today
CC BY-SA 4.0
Scope of the exercise
www.rd-alliance.org - @resdatall 10
Analysis of one of the FAIR principles
Findable
Accessible
Interoperable
Reusable
R1
R1.1 (Meta)data are released with a clear and accessible data usage licence
R1.2
R1.3
Comparison and consolidation of the metric
Identification of levels per metric
Pathways for increasing maturity per metric
Method step 7
Method step 8
Method step 9
Method step 10
CC BY-SA 4.0
Deep dive into R1.1
www.rd-alliance.org - @resdatall 11
[…] R1.1 is about legal interoperability. What usage rights do
you attach to your data? This should be described clearly.
Ambiguity could severely limit the reuse of your data by
organisations that struggle to comply with licensing
restrictions. Clarity of licensing status will become more
important with automated searches involving more licensing
considerations. The conditions under which the data can be
used should be clear to machines and humans.
GO-FAIR definition of R1.1
“
Method step 7
CC BY-SA 4.0
How do existing methodologies
assess R1.1
www.rd-alliance.org - @resdatall 12
Method step 8
R1.1 (meta)data is released with a clear and accessible data usage licence
1 Which of the following best describes the license/usage rights attached to the data?
No licence
Non standard text based licence
Non standard machine readable licence (e.g.clearly indicatingunder what conditions the data may be used)
Standard text based licence
Standard machine-readable licence (e.g. Creative Commons)
2 Does the user license have any user restrictions for accessing the data?
No
Yes
2 Does the dataset have a user license? Overlap
No
Yes
3 Does the dataset have a usage licence?
No
Yes
4 Licensed - conditions for re-use are available and clearly expressed Overlap
No
License described in text
Link to a standard license (e.g. Creative Commons)
5 Please provide the IRI for you usage license regarding the content returned from RESOURCE ID
7 The existence of a license document, for BOTH (independently) the data and its associated metadata, and the ability to retrieve those documents
9 Terms of usage (licenses, other conditions of reuse, data protection, ethical issues)
No
Somewhat
Yes
from the landscaping exercise
CC BY-SA 4.0
Elements of a maturity model
www.rd-alliance.org - @resdatall 13
Method step 8
* an indicator can be seen as a component of a Principle (e.g. F1, R1)
QUESTIONS
• Overlaps
• Principles overused /
underused
• Beyond the principles
OPTIONS
• Binary (Y/N)
• Multiple choice
• Free text
SCORING MECHANISM
• Stars
• Grade
• Loading bar
• None
INDICATORS*
• Not standardising
questions
• Defining indicators
based on questions
METRICS
Definition of metrics to
measure the indicators
MATURITY
Identification of the
maturity levels
Existing
work
Scope
CC BY-SA 4.0
Derived indicators
www.rd-alliance.org - @resdatall 14
R1.1 (Meta)data are released with a clear
and accessible data usage licence
INDICATORS
User licence
• Is there any?
Nature of the licence
• (non) standard text
• (non) standard machine
readable
Terms of usage
• Restrictions
• Conditions of reuse
• Data protection
• Ethical issues
Method step 8
Is there any other indicator?
CC BY-SA 4.0
Measuring maturity
Alternative #1
www.rd-alliance.org - @resdatall 15
Five options for R1.1 [metadata/data]
Level 0: no licence
Level 1: non standard licence in a human-readable format allowing access
Level 2: standard licence in a human-readable format allowing access
Level 3: standard open licence in a human-readable format allowing reuse
Level 4: standard open licence in a machine-readable format allowing reuse
Level 5: standard open licence in a machine-readable format with clear
criteria allowing reuse
Each option is defining a maturity level
Method step 9
Level 0
Level 1
Level 2
Level 3
Level 4
FAIRNess levels for R1.1
Level 5
CC BY-SA 4.0
www.rd-alliance.org - @resdatall 16
Two options per indicator for R1.1 [metadata/data]
(1) Is there a licence? [YES/NO]
(2) Is the licence a standard licence? [YES/NO]
(3) Is the licence machine readable? [YES/NO]
(4) Does the licence permit access? [YES/NO]
(5) Does the licence permit reuse? [YES/NO]
The options aggregated correspond to a maturity level
Method step 9
2 31 4 5
FAIRNess levels for R1.1
Measuring maturity
Alternative #2
CC BY-SA 4.0
Resources
www.rd-alliance.org - @resdatall 17
RDA FAIR data maturity model – JOIN THE GROUP!
https://www.rd-alliance.org/groups/fair-data-maturity-model-wg
RDA FAIR data maturity model WG – Case Statement
https://www.rd-alliance.org/group/fair-data-maturity-model-wg/case-
statement/fair-data-maturity-model-wg-case-statement
RDA FAIR data maturity model WG – GitHub
https://github.com/RDA-FAIR/FAIR-data-maturity-model-WG
CC BY-SA 4.0
2019-04-03
www.rd-alliance.org - @resdatall 18
Thank you!

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Updates on the FAIR Data Maturity Model RDA Working Group & the DG RTD FAIR implementation plan

  • 1. CC BY-SA 4.0 FAIR Data Maturity Model EOSC-hub week 2019 12 April 2019 www.rd-alliance.org - @resdatall 1
  • 2. CC BY-SA 4.0 Case statement of the WG www.rd-alliance.org - @resdatall 2 Challenge Ambiguity and wide range of interpretations of FAIRness Lack of a common set of core assessment criteria and a minimum set of shared guidelines Approach Bring together stakeholders Build on existing approaches and expertise Intended results RDA Recommendation of core assessment criteria Generic and expandable self-assessment model Self-assessment toolset FAIR data checklist
  • 3. CC BY-SA 4.0 Case statement of the WG www.rd-alliance.org - @resdatall 3 Target audiences Researchers, data stewards, other data professionals Data service owners, e.g. infrastructure, repositories Organisations that manage research data Policymakers Connections RDA Disciplinary Framework Interest Group RDA Domain Repositories Interest Group Other RDA groups Scope of the assessment Datasets Data-related aspects (e.g. algorithms, tools, workflows)
  • 4. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 4 WG methodology, timeline & scope
  • 5. CC BY-SA 4.0 Proposed development methodology www.rd-alliance.org - @resdatall 5 Bottom-up approach comprising 4 phases Definition Development Assessment of the four FAIR principles in four ‘strands’ Fifth ‘strand’: beyond the FAIR principles Testing Delivery
  • 6. CC BY-SA 4.0 Overview of the methodology www.rd-alliance.org - @resdatall 6
  • 7. CC BY-SA 4.0 Proposed timeline www.rd-alliance.org - @resdatall 7 Q2Q1 Q3 Q4 Q5 Q6 M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 M13 M14 M15 M16 M17 M18 Workshop #3 [June] § Presentation of results § Discussion Workshop #4 [September] § Proposals § Proposed approach towards guidelines, checklist and testing Workshop #2 [April] § Approval of methodology & scope § Hands-on exercise Workshop #1 [February] § Introduction to the WG § Existing approaches § Landscaping exercise
  • 8. CC BY-SA 4.0 Proposed scope www.rd-alliance.org - @resdatall 8 Proposed resolutions ENTITY Dataset and data-related aspects (e.g. algorithms, tools and workflows) NATURE Generic assessment (i.e. cross-disciplines) FORMAT Manual assessment TIME Periodically throughout the lifecycle of the data RESPONDENT People with data literacy (e.g. researchers, data librarians, data stewards) AUDIENCE Researchers, data stewards, data professionals, data service owners, organisations involved in research data and policy makers
  • 9. CC BY-SA 4.0 Scope of the exercise www.rd-alliance.org - @resdatall 9 Scope for today
  • 10. CC BY-SA 4.0 Scope of the exercise www.rd-alliance.org - @resdatall 10 Analysis of one of the FAIR principles Findable Accessible Interoperable Reusable R1 R1.1 (Meta)data are released with a clear and accessible data usage licence R1.2 R1.3 Comparison and consolidation of the metric Identification of levels per metric Pathways for increasing maturity per metric Method step 7 Method step 8 Method step 9 Method step 10
  • 11. CC BY-SA 4.0 Deep dive into R1.1 www.rd-alliance.org - @resdatall 11 […] R1.1 is about legal interoperability. What usage rights do you attach to your data? This should be described clearly. Ambiguity could severely limit the reuse of your data by organisations that struggle to comply with licensing restrictions. Clarity of licensing status will become more important with automated searches involving more licensing considerations. The conditions under which the data can be used should be clear to machines and humans. GO-FAIR definition of R1.1 “ Method step 7
  • 12. CC BY-SA 4.0 How do existing methodologies assess R1.1 www.rd-alliance.org - @resdatall 12 Method step 8 R1.1 (meta)data is released with a clear and accessible data usage licence 1 Which of the following best describes the license/usage rights attached to the data? No licence Non standard text based licence Non standard machine readable licence (e.g.clearly indicatingunder what conditions the data may be used) Standard text based licence Standard machine-readable licence (e.g. Creative Commons) 2 Does the user license have any user restrictions for accessing the data? No Yes 2 Does the dataset have a user license? Overlap No Yes 3 Does the dataset have a usage licence? No Yes 4 Licensed - conditions for re-use are available and clearly expressed Overlap No License described in text Link to a standard license (e.g. Creative Commons) 5 Please provide the IRI for you usage license regarding the content returned from RESOURCE ID 7 The existence of a license document, for BOTH (independently) the data and its associated metadata, and the ability to retrieve those documents 9 Terms of usage (licenses, other conditions of reuse, data protection, ethical issues) No Somewhat Yes from the landscaping exercise
  • 13. CC BY-SA 4.0 Elements of a maturity model www.rd-alliance.org - @resdatall 13 Method step 8 * an indicator can be seen as a component of a Principle (e.g. F1, R1) QUESTIONS • Overlaps • Principles overused / underused • Beyond the principles OPTIONS • Binary (Y/N) • Multiple choice • Free text SCORING MECHANISM • Stars • Grade • Loading bar • None INDICATORS* • Not standardising questions • Defining indicators based on questions METRICS Definition of metrics to measure the indicators MATURITY Identification of the maturity levels Existing work Scope
  • 14. CC BY-SA 4.0 Derived indicators www.rd-alliance.org - @resdatall 14 R1.1 (Meta)data are released with a clear and accessible data usage licence INDICATORS User licence • Is there any? Nature of the licence • (non) standard text • (non) standard machine readable Terms of usage • Restrictions • Conditions of reuse • Data protection • Ethical issues Method step 8 Is there any other indicator?
  • 15. CC BY-SA 4.0 Measuring maturity Alternative #1 www.rd-alliance.org - @resdatall 15 Five options for R1.1 [metadata/data] Level 0: no licence Level 1: non standard licence in a human-readable format allowing access Level 2: standard licence in a human-readable format allowing access Level 3: standard open licence in a human-readable format allowing reuse Level 4: standard open licence in a machine-readable format allowing reuse Level 5: standard open licence in a machine-readable format with clear criteria allowing reuse Each option is defining a maturity level Method step 9 Level 0 Level 1 Level 2 Level 3 Level 4 FAIRNess levels for R1.1 Level 5
  • 16. CC BY-SA 4.0 www.rd-alliance.org - @resdatall 16 Two options per indicator for R1.1 [metadata/data] (1) Is there a licence? [YES/NO] (2) Is the licence a standard licence? [YES/NO] (3) Is the licence machine readable? [YES/NO] (4) Does the licence permit access? [YES/NO] (5) Does the licence permit reuse? [YES/NO] The options aggregated correspond to a maturity level Method step 9 2 31 4 5 FAIRNess levels for R1.1 Measuring maturity Alternative #2
  • 17. CC BY-SA 4.0 Resources www.rd-alliance.org - @resdatall 17 RDA FAIR data maturity model – JOIN THE GROUP! https://www.rd-alliance.org/groups/fair-data-maturity-model-wg RDA FAIR data maturity model WG – Case Statement https://www.rd-alliance.org/group/fair-data-maturity-model-wg/case- statement/fair-data-maturity-model-wg-case-statement RDA FAIR data maturity model WG – GitHub https://github.com/RDA-FAIR/FAIR-data-maturity-model-WG
  • 18. CC BY-SA 4.0 2019-04-03 www.rd-alliance.org - @resdatall 18 Thank you!