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Academy of Management Journal
2004, Vol. 47, No. 4, 454–462.




                                         FROM THE EDITORS

                      Qualitative Research and the Academy of Management Journal

   Editor’s note: For this issue’s “From the Editors,”         agement Journal. Qualitative research is important
I invited Robert Gephart of the University of Al-              to AMJ. Qualitative research is actively sought and
berta to reflect on his observations as a long-serv-           supported by the Journal, its editors, and its edito-
ing, award-winning reviewer of qualitative re-                 rial review board. AMJ has published many quali-
search for AMJ. Over the past two and a half years,            tative papers. The coveted AMJ Best Article Award
I have developed a tremendous respect for Bob’s                has been won by three qualitative papers—Gersick
keen eye for evaluating qualitative research sub-              (1989), Isabella (1990), and Dutton and Duckerich
missions, and great admiration for the painstaking             (1991)—and by one paper that combined qualita-
advice he provides authors about how to improve                tive and quantitative methods: Sutton and Rafaelli,
their work. As a world-renowned qualitative author             (1988). Despite these successes, most qualitative
himself, Bob is in an excellent position to provide            papers, like most quantitative ones, do not succeed
observations about how authors might increase the              in being accepted. This situation is not surprising
chances of having their qualitative research ac-               for a journal with a 10 percent acceptance rate.
cepted for publication at AMJ.                                    However, it seems to me as a reviewer that there
   In a three-way electronic mail conversation about           are certain recurrent issues in qualitative submis-
the challenges and opportunities of qualitative re-            sions that, if addressed, could improve the pros-
search, Bob, Tom Lee, and I all concluded that                 pects for positive revise and resubmit decisions
many authors with potentially very interesting data            and ultimate acceptance at AMJ. This editorial of-
sets don’t seem to know how to analyze them to                 fers suggestions to enhance the quality of qualita-
their full potential. This is perhaps not surprising,          tive research submitted to AMJ. The ideas are based
given the clear predominance of quantitative meth-             on my experiences as a reviewer for AMJ and as a
ods and statistics courses over qualitative ones,              past Research Methods Division chair. I have also
particularly in North America, as well as the inher-           been a published qualitative researcher for 26 years
ently greater subjectivity involved in designing and           and have one AMJ publication (out of two submis-
analyzing qualitative research. As such, we encour-            sions). Hopefully these comments will encourage
aged Bob to provide a bit of a minitutorial— com-              outstanding qualitative research in management.
plete with reference citations and examples of                    An important caveat is necessary at the outset:
high-quality papers that use particular qualitative            “There are probably rules for writing the persua-
approaches—in addition to his observations about               sive, memorable and publishable qualitative re-
qualitative research submitted to AMJ.                         search article but, rest assured, no one knows what
   The result is a longer-than-usual “From the Edi-            they are” (Van Maanen, 1998: xxv). The following
tors” column, but one that we believe is well worth            comments seek to inspire and inform readers but
the extra reading time for anyone interested in pro-           do not specify formulae, algorithms, or criteria for
ducing, reviewing, or attempting to coax greater               producing good qualitative research. Instead, the
insights from qualitative research. We are fortunate           column reviews the nature of qualitative research,
to have someone with Bob’s expertise share his                 notes important linkages between theories and
observations, and we hope that his thoughts will               methods, reviews key qualitative methodologies,
prove useful to researchers for many years to come.            and highlights challenges and opportunities in sub-
                                                               mitting qualitative research to AMJ. Along the way,
                                        Sara Rynes
                                                               helpful examples of qualitative research are cited
                                    Incoming Editor
                                                               and useful resources are noted. These suggestions
  I am thankful to Sara for inviting me to write this          may help authors strengthen the foundations of
editorial column encouraging scholars to submit                their qualitative manuscript submissions.
their qualitative research to the Academy of Man-
                                                               What Is Qualitative Research and Why Is It
                                                               Important?
  I wish to thank Tom Lee and Sara Rynes for their
helpful comments and encouragement in preparing this             Qualitative research is multimethod research
editorial.                                                     that uses an interpretive, naturalistic approach to
                                                         454
2004                                                     Gephart                                                        455


its subject matter (Denzin & Lincoln, 1994). Quali-                cepts. Quantitative research codes, counts, and quan-
tative research emphasizes qualities of entities—                  tifies phenomena in its effort to meaningfully repre-
the processes and meanings that occur naturally                    sent concepts. Qualitative research thus has an
(Denzin & Lincoln, 2000: 8). Qualitative research                  inherently literary and humanistic focus, whereas
often studies phenomena in the environments in                     quantitative research is grounded in mathematical
which they naturally occur and uses social actors’                 and statistical knowledge. An important value of
meanings to understand the phenomena (Denzin &                     qualitative research is description and understanding
Lincoln, 1994: 2). Qualitative research addresses                  of the actual human interactions, meanings, and pro-
questions about how social experience is created                   cesses that constitute real-life organizational settings.
and given meaning and produces representations of                  The depiction and understanding of the meanings of
the world that make the world visible (Denzin &                    organization members is important in itself (Nelkin &
Lincoln, 2000: 3). Beyond this, qualitative research               Brown, 1984) and is a task often neglected in organi-
is “particularly difficult to pin down” because of its             zational research. The domain of naturally occurring
“flexibility and emergent character” (Van Maanen,                  meanings is highly accessible to qualitative research
1998: xi). Qualitative research is often designed at               and distant from quantitative research. An important
the same time it is being done; it requires “highly                issue is to balance the humanistic and literary aspects
contextualized individual judgements” (Van Maanen,                 of qualitative research that focus on meanings with
1998: xi); morever, it is open to unanticipated                    the demands for scientific knowledge based in math-
events, and it offers holistic depictions of realities             ematical or statistical reasoning.
that cannot be reduced to a few variables.                            A second important point is that qualitative re-
   Clarity can be gained by contrasting qualitative                search involves both data collection and data anal-
research with quantitative research that “empha-                   ysis. Both steps in the research process can be
sizes measurement and analysis of causal relations                 qualitative or quantitative. Many scholars consider
among variables” (Denzin & Lincoln, 2000: 8). Al-                  the quantitative analysis of qualitative data to be
though the two research genres overlap, qualitative                qualitative research. But it can be argued that quan-
research can be conceived of as inductive and in-                  titative analysis of qualitative data requires data to
terpretive (Van Maanen, 1998). It provides a narra-                be quantified, and hence this is quantitative re-
tive of people’s view(s) of reality and it relies on               search. My point is that management researchers
words and talk to create texts. Qualitative work is                face many mathematical, statistical, and measure-
highly descriptive and often recounts who said                     ment challenges when they apply quantitative or
what to whom as well as how, when, and why. An                     calculative techniques or perspectives to qualita-
emphasis on situational details unfolding over time                tive data. These challenges become obscured when
allows qualitative research to describe processes.                 research that uses quantitative tools of analysis is
Qualitative researchers also seek to explain re-                   labeled qualitative research.
search observations by providing well-substanti-                      Qualitative research is important for manage-
ated conceptual insights that reveal how broad con-                ment scholarship for many reasons. In brief, it pro-
cepts and theories operate in particular cases. This               vides insights that are difficult to produce with
approach is distinct from that of quantitative re-                 quantitative research. For example, qualitative re-
search using the hypothetical-deductive model that                 search can provide thick, detailed descriptions of
uncovers important relationships among variables                   actual actions in real-life contexts that recover and
and tests general propositions.                                    preserve the actual meanings that actors ascribe to
   The distinction just drawn between qualitative                  these actions and settings. Qualitative research can
and quantitative research overstates the differences               thus provide bases for understanding social pro-
between these overlapping genres. But it does call                 cesses that underlie management. Qualitative re-
attention to two critical issues. First, qualitative               search can also provide memorable examples of
research employs the meanings in use by societal                   important management issues and concepts that
members to explain how they directly experience                    enrich the field. Finally, qualitative research has
everyday life realities. It builds social science con-             potential to rehumanize research and theory by
structs from members’ “concepts-in-use” and fo-                    highlighting the human interactions and meanings
cuses on the socially constructed nature of reality                that underlie phenomena and relationships among
(Schutz, 1973). Quantitative, positivist research, in              variables that are often addressed in the field.
contrast, imposes scientific meanings on members
to explain a singular, presumed-to-be true reality
                                                                   The Methodological Importance of Theory
that nonscientists may not appreciate. Second,
qualitative research starts from and returns to words,               The relationship between theory and methodol-
talk, and texts as meaningful representations of con-              ogy is important. Researchers need to use method-
456                                                 Academy of Management Journal                                               August


ologies that are consistent with the assumptions                        grounded theorizing, have been used. Indeed, most
and aims of the theoretical view being expressed. A                     authors making qualitative submissions claim to
simplified conception of three perspectives used in                     have used grounded theory processes, although ref-
management research is presented in Table 1. Pos-                       erences to grounded theory are more common than
itivism and postpositivism adopt the stance of real-                    detailed application of grounded theory tech-
ism and rely on the assumption of an objective                          niques. The problem is that grounded theory often
world external to the mind that is mirrored by                          does not fit well with the objectives of positivist or
scientific data and theories. Positivism and post-                      postpositivist qualitative research. The misfit oc-
positivism are efforts to uncover truth or true real-                   curs in part because, like many other qualitative
ity. Postpositivism, the more recent view, differs                      techniques discussed below, grounded theory orig-
from positivism in holding that reality can be                          inated within the interpretive research tradition of
known only probabilistically, and hence verifica-                       social research (Van Maanen, 1998) and was de-
tion is not possible. Falsification, not verification,                  signed to achieve interpretive research goals and
of hypotheses becomes the basic task of research.                       insights concerning meanings, as noted below. This
Well-developed postpositivist qualitative methods                       theoretical-methodological inconsistency may in
can uncover facts and compare facts to hypotheses                       part explain why many qualitative research sub-
or prior findings in an attempt to falsify prior hy-                    missions, particularly those in the positivist tradi-
potheses or to contradict previous knowledge.                           tion, provide insights that are somewhat limited
   A large proportion of the qualitative research I                     and at times superficial. It is difficult to provide
have reviewed for AMJ can be characterized as rep-                      strong and rigorous findings without well-devel-
resenting positivism and postpositivism. Many of                        oped criteria for evaluating hypotheses. And super-
these submissions seek to mirror quantitative re-                       ficial findings seem likely if grounded theory is
search techniques. An important challenge for this                      applied in ways that omit analysis of the differ-
qualitative research is to articulate rules or bases                    ences in meanings across important social groups.
for deciding “associations” and for determining                         Two exemplars of positivist research published in
how results and findings fit with preliminary prop-                     AMJ are McNamara and Bromiley’s (1997) study of
ositions or hypotheses. This is a challenge, since                      decision making using qualitative and quantitative
qualitative research lacks the explicit coefficients                    data, and Gersick’s (1989) discovery-oriented qual-
and criteria for evaluating and falsifying hypothe-                     itative study of groups.
ses that quantitative research has developed.                              The focus of the interpretive perspective differs
   Perhaps because of this challenge, well-known                        from the focus on variables and hypothesis falsifi-
qualitative methods from social science, such as                        cation used in postpositivism. The goal of interpre-


                                                            TABLE 1
                                                       Research Traditionsa

                                     Positivism and
          Tradition                  Postpositivism               Interpretive Research                Critical Postmodernism

Assumptions about reality       Realism: Objective reality   Relativism: Local intersubjective   Historical realism: Material/symbolic
                                  that can be understood       realities composed from             reality shaped by values and
                                  by mirror of science:        subjective and objective            crystallizes over time
                                  definitive/probabilistic     meanings: represented with
                                                               concepts of actors
Goal                            Discover truth               Describe meanings,                  Uncover hidden interests and
                                                               understanding                       contradictions: critique,
                                                                                                   transformation, and emancipation
Tasks                           Undertake explanation        Produce descriptions of             Develop structural or historical
                                  and control of               members’ meanings and               insights that reveal contradictions
                                  variables: discern           definitions of situation:           and allow emancipation, spaces
                                  verified hypotheses or       understand reality                  for silenced voices
                                  nonfalsified hypotheses      construction
Unit of analysis                Variable                     Verbal or nonverbal action          Contradictions, critical incidents,
                                                                                                   signs and symbols
Methods focus                   Uncover facts, compare       Recover and understand              Understand historical evolution of
                                 these to hypotheses or        situated meanings, systematic       meanings, material practices,
                                 propositions                  divergences in meaning              contradictions, inequalities

  a
      This table is based on Gephart (1999), Guba and Lincoln (1994), and Lincoln and Guba (2000).
2004                                                     Gephart                                                    457


tive research is to understand the actual production               tive methodologies to uncover divergent meanings
of meanings and concepts used by social actors in                  held by groups in power-laden relationships. Mor-
real settings. A relativist stance is adopted such                 row (1994) provides a helpful discussion of critical
that diverse meanings are assumed to exist and to                  theory methodology. Given the theoretical focus of
influence how people understand and respond to                     critical research, many critical management papers
the objective world. Interpretive research thus de-                have appeared in the Academy of Management Re-
scribes how different meanings held by different                   view. But empirical research that uses critical the-
persons or groups produce and sustain a sense of                   ory is rare in management (Alvesson & Wilmott,
truth, particularly in the face of competing defini-               1992) and would be welcome at AMJ (Eden, 2003).
tions of reality. And it inductively constructs social             Ashcraft (2001) offers an example of critical femi-
science concepts using concepts of social actors as                nist research in AMJ.
the foundations for analytic induction. This con-                     Like critical research, postmodern thought also
cern with meanings and second-order concepts—                      begins with the assumption that realities are value
the concepts of the concepts of social actors—leads                laden and contain contradictions. But postmodern
to a focus on thick descriptions of members’ talk                  thought tends to focus on signs and symbols and
and nonverbal actions in specific settings. Rather                 the idea that these are decoupled from realities they
than producing qualitative facts to evaluate hy-                   represent. As such, postmodern thought adds a fo-
potheses, interpretive researchers seek to describe                cus on texts or written documents that symboli-
and understand members’ meanings and the impli-                    cally create and disclose structured inequalities.
cations that divergent meanings hold for social in-                Critical postmodern thought has thus begun to uti-
teraction. Isabella’s (1990) award-winning paper                   lize textual, literary, and deconstructionist ap-
stands as an excellent example of interpretive re-                 proaches to analysis of materials. Boje’s (1995)
search published in AMJ.                                           study of multiple discourses at Disney provides an
   Critical postmodernism combines critical theory                 example of postmodern research with a critical fla-
and postmodern thought. Critical research de-                      vor that appeared in AMJ.
scribes the historical emergence of social structures                 This brief review of theoretical perspectives il-
and the contemporary contexts in which these                       lustrates three distinctive approaches to theory that
structures form contradictions with implications                   are related to research methodology. Postpositivism
for social action and human freedom. For example,                  requires methods of collecting and analyzing fac-
critical research explores the presence and impli-                 tual depictions of the world that reveal singular
cations of the basic contradiction of advanced cap-                truths or realities and that can be used to evaluate
italism: the desire for profit exceeds the available               (falsify) hypotheses. Interpretive research uncov-
profit. Contradictions are conceived to be basic to                ers, describes, and theoretically interprets actual
the exploitation that emerges when hegemonic                       meanings that people use in real settings. It exam-
worldviews conceal contradictions, leaving people                  ines how particular meanings become shared, dom-
unaware of tacit forms of domination and subjuga-                  inant, and/or contested in situations in which al-
tion that are present. Critical research uncovers                  ternative meanings and understandings are present
relations of dominance and subjugation and pro-                    and possible. Critical postmodernism describes
duces insights to make social actors reflexively                   dominant and subordinated meanings, displays the
aware of their own role in the reproduction of cap-                power implications of meanings, and encourages
italist inequities. Critical research seeks to trans-              critical reflexivity to make people aware of the
form the social order and allow emancipation from                  constraints on their own meanings and actions.
unwanted structures of domination.                                 Critical reflexivity provides a means for emancipa-
   Methodologically, critical research emphasizes                  tion from structures of domination.
dialogic and dialectical methods (Lincoln & Guba,                     Clearly, qualitative methodologies must be used
2000) as ways to transcend taken-for-granted                       in ways that are consistent with the theoretical or
truths. Critical research adopts a historical realist              paradigmatic view(s) adopted and the specific
assumption that the construction of reality is                     problems being explored. This consistency is im-
shaped by social, political and economic values                    portant so that the research process is capable of
that crystallize and become reified over time. This                producing the kinds of data and analyses necessi-
constructed reality is experienced as firmly as if it              tated by the theory in use and the goals of research
were the unconstructed reality assumed by positiv-                 in the related paradigm. Two options could en-
ists. Thus, critical research uncovers facts about                 hance consistency in theories and methodologies.
power relations that are obscure to societal mem-                  First, scholars could adopt postpositivist method-
bers. Further, its assumption is that there are mul-               ological techniques from social science to enhance
tiple views of the world, and it employs interpre-                 consistency between postpositivist theory and
458                                       Academy of Management Journal                                    August


methods-in-use in management. Second, scholars              gest resources to consult when planning qualitative
could use interpretive or critical postmodern per-          research, and note recent AMJ papers that use these
spectives more often and adopt social science               methodologies.
methods that were originally developed for inter-              A case study is research that describes a single
pretive and critical research agendas and purposes.         event or unit of analysis determined by the re-
Most AMJ authors and reviewers are well skilled             searcher. There are different types of case studies
and trained in quantitative, positivist techniques          (Hamel, Dufour, & Fortin, 1993). Case studies often
and perspectives but are less prepared to produce           use archival or documentary data along with other
interpretive and critical postmodern research. This         sources, combine qualitative and quantitative data,
discrepancy may explain why interpretive and crit-          and examine a phenomenon or “case” as it changes
ical postmodern research is less common in AMJ              over time. A well-known example of case study
than positivist research. However, I believe and            research is Biggart’s (1977) classic study of change
have been assured by Tom Lee and Sara Rynes that            at the U.S. post office. Another example is Hera-
AMJ values and welcomes submissions from each               cleous and Barrett’s (2001) nicely done case study
of these three perspectives.                                of the implementation of electronic trading on the
                                                            London Insurance Market, which was published
                                                            in AMJ.
Well-Developed Methodologies Are Useful
                                                               Interviews are situated, face-to-face interactions
   Qualitative research requires qualitative methods        in which researchers typically pose questions that
by definition. It is important to show what was             respondents answer. There are different types of
done in the research process and to articulate how          interviews and related methodologies. Ethno-
research practices transformed observations into            graphic interviews (Spradley, 1979) are used to un-
data, results, findings, and insights. The methodol-        derstand informants’ conceptions of culture. Long
ogy used need not be complex, and the method-               interviews (McCracken, 1988) link analytical cate-
ological account need not dominate the written              gories and literature with respondents’ cultural cat-
report. But many qualitative submissions I have             egories and meanings. Focus groups assemble
reviewed lacked explicit analytical methods.                groups of individuals who respond to questions or
   The major problem with failure to use a rigorous,        themes. They represent a collective rather than in-
well-developed methodology is that data are un-             dividualistic research method that permits collec-
likely to be systematically, comprehensively, or ex-        tive testimonies and narratives (Madriz, 2000: 836).
haustively reviewed. Hence, findings produced               A classic interview-based study in AMJ is Isabella’s
from informal or ill-defined procedures may be              (1990) paper on organizational change.
both different from and weaker than those pro-                 A number of observational methods are available
duced when a clear methodological process is                for use. The first method is participant observation,
used. When methods are used but not described               which involves social interaction in the field with
explicitly, or when findings are presented early in a       subjects, direct observation of relevant events, for-
study and prior to discussion of goals, theory, and         mal and informal interviewing, some counting, col-
methods, other problems arise. For example, if it is        lection of documents, and flexibility in the direc-
unclear to the reader how research was undertaken,          tion the study takes (McCall & Simmons, 1969: 1).
it may be difficult to connect claims in the paper          In participant observation, it is common for a re-
that reports that research to the data presented. The       searcher to play the role of a member of the group
operation of concepts in data needs to be revealed          studied and to use subjective experiences as critical
in clear and explicit ways if the findings are to be        data. Barker’s (1993) study of how teams control
comprehensible and credible. While qualitative              members’ behavior provides a classic example of
methods need to be elaborated or modified for each          observation-based research. Yakura (2002) pro-
new application, this does not mean that anything           vides a recent example of participant-observation-
goes or that the best method is no method. Re-              based research published in AMJ. A second obser-
searchers need to report their sources and types of         vational approach is ethnography (Hammersley &
data as well as their data analysis practices.              Atkinson, 1995), which involves the production of
   Qualitative data are collected using one or more         descriptions of culture obtained by immersion in
research approaches, including case studies, inter-         the culture studied. Perlow, Okhuysen, and Repen-
views, observations, grounded theory, and textual           ning, (2002) provide a recent example of ethno-
analysis. General overviews of qualitative research         graphically informed fieldwork published in AMJ.
may be found in Silverman (2004) and Golden-                A third observation-based approach is ethnometh-
Biddle and Locke (1997). In this section, I provide         odology (Coulon, 1995), defined as the study of the
a brief overview of these useful methodologies, sug-        practical methods members of society use to con-
2004                                                     Gephart                                                    459


struct and maintain a sensible understanding of the                of management texts is an example of narrative-
social world. An example of ethnomethodological                    rhetorical analysis published in AMJ.
research published in AMJ is provided by my paper                     Textual analysis can also be undertaken with
on disaster sensemaking (Gephart, 1993).                           computer software support (Kabanoff, 1997). Com-
   Two additional observational methods have im-                   puter-aided textual analysis uses the capabilities of
portant but unrealized potential in management                     computers to produce qualitative and numerical
research. The first is conversational analysis, the                results from qualitative or textual materials (Kelle,
study of sequential, utterance-by-utterance, talk                  1995). Computer-aided interpretive textual analysis
and conversation that often uses ethnomethod-                      is a related qualitative research approach that pro-
ological concepts to provide an understanding of                   vides insights into organization members’ mean-
how talk structures social interaction (Gubrium &                  ings by using computers to support theoretical
Holstein, 2000: 492). The second is systematic self-               sampling, textual analysis, expansion analysis,
observation, a new and well-developed observa-                     and grounded theory development (Gephart, 1997).
tional technique that involves “training informants                Computer-supported qualitative data analysis al-
to observe and record a selected feature of their                  lows one to systematically, comprehensively, and
own everyday experience” (Rodriguez & Ryave,                       exhaustively analyze a corpus of data. Many qual-
2002: 2). Systematic self-observation may prove                    itative papers submitted to AMJ, particularly posi-
particularly useful to researchers interested in lan-              tivism-oriented papers, would benefit from a com-
guage use in organizations.                                        puter-supported textual analysis approach because
   Grounded theorizing (Glaser & Strauss, 1967) is                 it provides ways to investigate qualitative and
the process of iteratively and inductively construct-              quantitative features of texts and offers approaches
ing theory from observations using a process of                    to hypothesis testing using qualitative and/or quan-
theoretical sampling in which emergent insights                    titative data. Few AMJ papers have used such tech-
                                                                   niques even when these have been recommended
direct selection and inclusion of the “next” infor-
                                                                   during the review process.
mant or slice of data. Grounded theory involves
constant comparative analysis whereby groups are
compared on the basis of theoretical similarities                  Challenges and Opportunities
and differences. A large number of research sub-
                                                                     This section outlines common problems and
missions and qualitative papers published in AMJ
                                                                   challenges found in many qualitative submissions
refer to grounded theory as part of their methodol-
                                                                   to AMJ, and potential solutions to these problems.
ogy. Indeed, by examining the methodological
                                                                   These points follow from the issues raised above, as
citations in qualitative submissions, one would                    well as from rereading reviews written by other
conclude grounded theory was a ubiquitous meth-                    reviewers and myself in the last two years, and
odology in our field. But relatively few manuscripts               editors’ letters to authors in which these materials
explain how grounded theory methodology was                        had been retained.
used to produce results and findings. It is even less                The first issue is that many submissions appear
common for qualitative papers to address related                   to be “one off” papers that do not seem to be em-
grounded theory practices, such as theoretical                     bedded in ongoing research projects or programs.
sampling and the constant comparative method of                    Qualitative research manuscripts that emerge from
analysis. Perlow, Okhuysen, and Repenning (2002)                   broad, ongoing research programs seem more likely
provide a recent example of grounded theory–                       to produce substantial new insights because they
influenced research published recently in AMJ.                     address multiple issues and have large corpora of
   Textual analysis involves analysis of texts using               data to analyze. This point is underscored when
ideas from theories in hermeneutics and literary                   authors revise and resubmit a paper. Since few
criticism intended to provide systematic under-                    manuscripts are acceptable on first submission, re-
standing of texts. Two forms of textual analysis that              viewers often request additional data and analyses.
have been used in management and organizational                    But few authors actually return to the field, collect
research are semiotics, which is the study of signs                new data or add previously collected data, or em-
(Barley, 1983), and narrative analysis (Boje, 2001),               ploy new or different analytical procedures. Where
which examines structural, literary features of                    research is part of an ongoing research program,
texts. Rhetorical analysis of texts (Simons, 1989) is              authors can more readily elaborate their ideas,
also relevant to narrative analysis. Narrative-rhetor-             modify their topics, and analyze additional data.
ical analysis is illustrated by Barry and Elmes’s                  The iterative nature of qualitative research should
(1997) analysis of strategic management as a form                  continue during the submission and the review and
of fiction. Locke and Golden-Biddle’s (1997) study                 revision stages of research.
460                                        Academy of Management Journal                                    August


   A second problem is that the introductions to             tions: to clearly describe the processes used to re-
qualitative papers often lack adequate reviews of            view data and to formulate themes and insights.
important literature relevant to the topics of the           The reader needs to know how categories or themes
papers. A surprising number of qualitative papers            were discerned in data and how key decisions were
provide literature reviews as part of their results,         made in the research process. It is useful to refer to
findings, or conclusions and only after results and          explicit and established research methods and lit-
findings have been stated. This practice makes the           erature to describe general methodological ap-
work completely mysterious until topics, concepts,           proaches and to indicate how such methods have
and past research are finally noted. By the time this        been modified or adapted to address current re-
occurs, the findings often appear to readers to have         search questions and data. But methodology should
been arbitrarily assembled or drawn directly from            be explained and then used. It should not over-
the literature rather than based on data, causing            whelm the conceptual importance of a paper.
reviewers to ask, What is new here? This problem                Several specific methodological issues are often
can be addressed by providing an effective review            evident to reviewers once data are presented. A
of literature that notes the content and limits of           common reviewer request is to provide the “thicker
prior research in the apposite field and that points         and more detailed” descriptions that are essential
to a lacuna in the literature that the study can             for capturing members’ meanings and in situ social
address. Further, qualitative papers need to address         processes. Thus it is important where possible to
important research in related fields as well as in           include raw or primary qualitative data in papers
management since management is a transdisci-                 (for instance, actual talk by respondents). It is also
plinary field and significant implications are often         important to analyze or interpret such data, not
based in or relevant to important issues and social          simply to present it. In addition, it is important to
research trends outside the field.                           compare and contrast examples to reveal concep-
   A third and related problem is that qualitative           tual similarities and differences in data. These
submissions often fail to state explicit goals, objec-       examples need to represent key concepts and to
tives, or research questions that frame the papers           be selected on conceptual and methodological
and guide data analysis and research outcomes. It is         grounds, with discussion provided as to how the
important for qualitative research to have a clear           examples relate to the broader corpus of data used
focus and bases on which to proceed. Also, the               in the study. Drawing these links avoids the com-
importance of the research questions posed is fun-           mon problem of “exampling,” whereby a researcher
damental to the contribution made by a given pa-             addresses a few examples but fails to explain how
per. Through specification of research questions             these examples represent a broader data set or to
that reflect an important gap in the literature, a           explain why they were chosen. Finally, there is a
study can identify important lacunae in the schol-           tendency for qualitative submissions to present
arly domain.                                                 faits accomplis, offering findings without explana-
   Fourth, where questions are provided, the con-            tion as to their origins. This practice is a problem
cepts underlying them often are not well defined,            since it is important to show how findings were
and the meaning of the questions remains elusive.            surfaced from data or otherwise disclosed through
It is important for research papers—whether qual-            analysis. Without these connections, findings often
itative or quantitative—to define and explain key            appear to lack grounding in data.
concepts in ways that allow the reader to anticipate            A sixth domain of problems concerns discussion
how the concepts could be located in data or ob-             and conclusion sections. Authors need to revisit
servations. Conceptual and empirical definition of           research questions or goals in their discussions to
key concepts is important even when a paper’s                explain how their questions were answered and
authors seek to dispute or elaborate prior defini-           how their goals were achieved in the reported re-
tions. And the theoretical background to these con-          search. The broader implications and importance
cepts needs to be disclosed in ways that create              of the findings are contributions the paper offers.
consistency among theories, concepts, research               These need to be explained and related to issues in
questions, and methodologies.                                management and to key social science research
   Fifth, although methodological issues are impor-          issues.
tant to qualitative research, it is extremely common
to find that the methodology is underspecified.
                                                             Conclusion
Since methodological issues have already been ad-
dressed in detail, only a few brief comments are               Good qualitative research is difficult and chal-
noted here. It is important to describe the analytical       lenging to undertake. Many scholars believe good
method or approach used to address research ques-            qualitative research is more difficult and time con-
2004                                                         Gephart                                                         461


suming to create than good quantitative research.                          N. K. Denzin & Y. S. Lincoln (Eds.), Handbook of
Qualitative research often involves fieldwork, and                         qualitative research (2nd ed.): 1–28. Thousand
the word “work” is important here. There are no                            Oaks, CA: Sage.
algorithms for producing it. Qualitative researchers                   Dutton, J. E., & Duckerich, J. M. 1991. Keeping an eye on
will likely be less productive than quantitative re-                       the mirror: Image and identity in organizational ad-
searchers in terms of the number of manuscripts                            aptation. Academy of Management Journal, 34:
produced. Qualitative researchers should be evalu-                         517–554.
ated in terms of the significance and the impact                       Eden, D. 2003. Critical management studies and the
their publications have on the field. The advantage                       Academy of Management Journal: Challenge and
of qualitative research is that it offers scholars a                      counterchallenge. Academy of Management Jour-
rewarding and meaningful way to lead their lives.                         nal, 46: 390 –394.
The rewards include direct engagement with every-                      Gephart, R. P. 1993. The textual approach: Risk and
day management and organizational realities and                           blame in disaster sensemaking. Academy of Man-
opportunities to make substantial contributions to                        agement Journal, 36: 1465–1514.
the field. Qualitative research often advances the
                                                                       Gephart, R. P. 1997. Hazardous measures: An interpre-
field by providing unique, memorable, socially im-
                                                                          tive textual analysis of quantitative sensemaking
portant and theoretically meaningful contributions                        during crises. Journal of Organizational Behavior,
to scholarly discourse and organizational life.                           18: 583– 622.
                                 Robert P. Gephart, Jr.                Gephart, R. P. 1999. Paradigms and research methods.
                                 University of Alberta                    Research Methods Division forum, 4. aom.pace.edu/
                                                                          rmd/1999_RMD_Forum_Paradigms_and_Research_
                                                                          Methods.htm.
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Biggart, N. 1977. The creative-destructive process of or-              Hamel, J., Dufour, S., & Fortin, D. 1993 Case study meth-
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Denzin, N., & Lincoln, Y. S. 1994. Introduction: Entering                  events. Academy of Management Journal, 33:
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Denzin, N. K., & Lincoln, Y. S. 2000. Introduction: The                   ganizational research. Journal of Organizational
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Locke, K., & Golden-Biddle, K. 1997. Constructing oppor-         Schutz, A. 1973. Concept and theory formation in the
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Madriz, E. 2000. Focus groups in feminist research. In           Silverman, D. (Ed.). 2004. Qualitative research: Theory,
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McCracken, G. 1988. The long interview (Qualitative              Sutton, R. I., & Rafaeli, A. 1988. Untangling the relation-
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McNamara, G., & Bromiley, P. 1997. Decision making in an             Management Journal, 31: 461– 487.
   organizational setting: Cognitive and organizational in-      Van Maanen, J. 1998. Different strokes: Qualitative re-
   fluences on risk assessment in commercial lending.               search in the Administrative Science Quarterly from
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Morrow, R. 1994. Critical theory and methodology.                   studies of organizations: ix–xxxii. Thousand Oaks,
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Nelkin, D., & Brown, M. S. 1984. Workers at risk: Voices         Yakura, E. 2002. Charting time: Timelines as temporal
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    Press.                                                          nal, 45: 956 –970.




                                                   PAST EDITORS
                     Paul M. Dauten, Jr. University of Illinois                      1958 – 60
                     Dalton E. McFarland Michigan State University                    1961– 63
                     Paul J. Gordon Indiana University                               1964 – 66
                     Stanley C. Vance University of Oregon                            1967– 69
                     William G. Scott University of Washington                        1970 –72
                     John B. Miner Georgia State University                           1973–75
                     Larry L. Cummings University of Wisconsin–Madison                1976 –78
                     John W. Slocum, Jr. Southern Methodist University               1979 – 81
                     Thomas A. Mahoney Vanderbilt University                          1982– 84
                     Janice M. Beyer New York University                              1985– 87
                     Richard T. Mowday University of Oregon                           1988 –90
                     Michael A. Hitt Texas A&M University                             1991–93
                     Angelo S. DeNisi Rutgers University                              1994 –96
                     Anne S. Tsui Hong Kong University of Science & Technology        1997–99
                     Gregory B. Northcraft University of Illinois at Urbana-Champaign 2000 – 01

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Qualitative research & academy of management journal

  • 1. Academy of Management Journal 2004, Vol. 47, No. 4, 454–462. FROM THE EDITORS Qualitative Research and the Academy of Management Journal Editor’s note: For this issue’s “From the Editors,” agement Journal. Qualitative research is important I invited Robert Gephart of the University of Al- to AMJ. Qualitative research is actively sought and berta to reflect on his observations as a long-serv- supported by the Journal, its editors, and its edito- ing, award-winning reviewer of qualitative re- rial review board. AMJ has published many quali- search for AMJ. Over the past two and a half years, tative papers. The coveted AMJ Best Article Award I have developed a tremendous respect for Bob’s has been won by three qualitative papers—Gersick keen eye for evaluating qualitative research sub- (1989), Isabella (1990), and Dutton and Duckerich missions, and great admiration for the painstaking (1991)—and by one paper that combined qualita- advice he provides authors about how to improve tive and quantitative methods: Sutton and Rafaelli, their work. As a world-renowned qualitative author (1988). Despite these successes, most qualitative himself, Bob is in an excellent position to provide papers, like most quantitative ones, do not succeed observations about how authors might increase the in being accepted. This situation is not surprising chances of having their qualitative research ac- for a journal with a 10 percent acceptance rate. cepted for publication at AMJ. However, it seems to me as a reviewer that there In a three-way electronic mail conversation about are certain recurrent issues in qualitative submis- the challenges and opportunities of qualitative re- sions that, if addressed, could improve the pros- search, Bob, Tom Lee, and I all concluded that pects for positive revise and resubmit decisions many authors with potentially very interesting data and ultimate acceptance at AMJ. This editorial of- sets don’t seem to know how to analyze them to fers suggestions to enhance the quality of qualita- their full potential. This is perhaps not surprising, tive research submitted to AMJ. The ideas are based given the clear predominance of quantitative meth- on my experiences as a reviewer for AMJ and as a ods and statistics courses over qualitative ones, past Research Methods Division chair. I have also particularly in North America, as well as the inher- been a published qualitative researcher for 26 years ently greater subjectivity involved in designing and and have one AMJ publication (out of two submis- analyzing qualitative research. As such, we encour- sions). Hopefully these comments will encourage aged Bob to provide a bit of a minitutorial— com- outstanding qualitative research in management. plete with reference citations and examples of An important caveat is necessary at the outset: high-quality papers that use particular qualitative “There are probably rules for writing the persua- approaches—in addition to his observations about sive, memorable and publishable qualitative re- qualitative research submitted to AMJ. search article but, rest assured, no one knows what The result is a longer-than-usual “From the Edi- they are” (Van Maanen, 1998: xxv). The following tors” column, but one that we believe is well worth comments seek to inspire and inform readers but the extra reading time for anyone interested in pro- do not specify formulae, algorithms, or criteria for ducing, reviewing, or attempting to coax greater producing good qualitative research. Instead, the insights from qualitative research. We are fortunate column reviews the nature of qualitative research, to have someone with Bob’s expertise share his notes important linkages between theories and observations, and we hope that his thoughts will methods, reviews key qualitative methodologies, prove useful to researchers for many years to come. and highlights challenges and opportunities in sub- mitting qualitative research to AMJ. Along the way, Sara Rynes helpful examples of qualitative research are cited Incoming Editor and useful resources are noted. These suggestions I am thankful to Sara for inviting me to write this may help authors strengthen the foundations of editorial column encouraging scholars to submit their qualitative manuscript submissions. their qualitative research to the Academy of Man- What Is Qualitative Research and Why Is It Important? I wish to thank Tom Lee and Sara Rynes for their helpful comments and encouragement in preparing this Qualitative research is multimethod research editorial. that uses an interpretive, naturalistic approach to 454
  • 2. 2004 Gephart 455 its subject matter (Denzin & Lincoln, 1994). Quali- cepts. Quantitative research codes, counts, and quan- tative research emphasizes qualities of entities— tifies phenomena in its effort to meaningfully repre- the processes and meanings that occur naturally sent concepts. Qualitative research thus has an (Denzin & Lincoln, 2000: 8). Qualitative research inherently literary and humanistic focus, whereas often studies phenomena in the environments in quantitative research is grounded in mathematical which they naturally occur and uses social actors’ and statistical knowledge. An important value of meanings to understand the phenomena (Denzin & qualitative research is description and understanding Lincoln, 1994: 2). Qualitative research addresses of the actual human interactions, meanings, and pro- questions about how social experience is created cesses that constitute real-life organizational settings. and given meaning and produces representations of The depiction and understanding of the meanings of the world that make the world visible (Denzin & organization members is important in itself (Nelkin & Lincoln, 2000: 3). Beyond this, qualitative research Brown, 1984) and is a task often neglected in organi- is “particularly difficult to pin down” because of its zational research. The domain of naturally occurring “flexibility and emergent character” (Van Maanen, meanings is highly accessible to qualitative research 1998: xi). Qualitative research is often designed at and distant from quantitative research. An important the same time it is being done; it requires “highly issue is to balance the humanistic and literary aspects contextualized individual judgements” (Van Maanen, of qualitative research that focus on meanings with 1998: xi); morever, it is open to unanticipated the demands for scientific knowledge based in math- events, and it offers holistic depictions of realities ematical or statistical reasoning. that cannot be reduced to a few variables. A second important point is that qualitative re- Clarity can be gained by contrasting qualitative search involves both data collection and data anal- research with quantitative research that “empha- ysis. Both steps in the research process can be sizes measurement and analysis of causal relations qualitative or quantitative. Many scholars consider among variables” (Denzin & Lincoln, 2000: 8). Al- the quantitative analysis of qualitative data to be though the two research genres overlap, qualitative qualitative research. But it can be argued that quan- research can be conceived of as inductive and in- titative analysis of qualitative data requires data to terpretive (Van Maanen, 1998). It provides a narra- be quantified, and hence this is quantitative re- tive of people’s view(s) of reality and it relies on search. My point is that management researchers words and talk to create texts. Qualitative work is face many mathematical, statistical, and measure- highly descriptive and often recounts who said ment challenges when they apply quantitative or what to whom as well as how, when, and why. An calculative techniques or perspectives to qualita- emphasis on situational details unfolding over time tive data. These challenges become obscured when allows qualitative research to describe processes. research that uses quantitative tools of analysis is Qualitative researchers also seek to explain re- labeled qualitative research. search observations by providing well-substanti- Qualitative research is important for manage- ated conceptual insights that reveal how broad con- ment scholarship for many reasons. In brief, it pro- cepts and theories operate in particular cases. This vides insights that are difficult to produce with approach is distinct from that of quantitative re- quantitative research. For example, qualitative re- search using the hypothetical-deductive model that search can provide thick, detailed descriptions of uncovers important relationships among variables actual actions in real-life contexts that recover and and tests general propositions. preserve the actual meanings that actors ascribe to The distinction just drawn between qualitative these actions and settings. Qualitative research can and quantitative research overstates the differences thus provide bases for understanding social pro- between these overlapping genres. But it does call cesses that underlie management. Qualitative re- attention to two critical issues. First, qualitative search can also provide memorable examples of research employs the meanings in use by societal important management issues and concepts that members to explain how they directly experience enrich the field. Finally, qualitative research has everyday life realities. It builds social science con- potential to rehumanize research and theory by structs from members’ “concepts-in-use” and fo- highlighting the human interactions and meanings cuses on the socially constructed nature of reality that underlie phenomena and relationships among (Schutz, 1973). Quantitative, positivist research, in variables that are often addressed in the field. contrast, imposes scientific meanings on members to explain a singular, presumed-to-be true reality The Methodological Importance of Theory that nonscientists may not appreciate. Second, qualitative research starts from and returns to words, The relationship between theory and methodol- talk, and texts as meaningful representations of con- ogy is important. Researchers need to use method-
  • 3. 456 Academy of Management Journal August ologies that are consistent with the assumptions grounded theorizing, have been used. Indeed, most and aims of the theoretical view being expressed. A authors making qualitative submissions claim to simplified conception of three perspectives used in have used grounded theory processes, although ref- management research is presented in Table 1. Pos- erences to grounded theory are more common than itivism and postpositivism adopt the stance of real- detailed application of grounded theory tech- ism and rely on the assumption of an objective niques. The problem is that grounded theory often world external to the mind that is mirrored by does not fit well with the objectives of positivist or scientific data and theories. Positivism and post- postpositivist qualitative research. The misfit oc- positivism are efforts to uncover truth or true real- curs in part because, like many other qualitative ity. Postpositivism, the more recent view, differs techniques discussed below, grounded theory orig- from positivism in holding that reality can be inated within the interpretive research tradition of known only probabilistically, and hence verifica- social research (Van Maanen, 1998) and was de- tion is not possible. Falsification, not verification, signed to achieve interpretive research goals and of hypotheses becomes the basic task of research. insights concerning meanings, as noted below. This Well-developed postpositivist qualitative methods theoretical-methodological inconsistency may in can uncover facts and compare facts to hypotheses part explain why many qualitative research sub- or prior findings in an attempt to falsify prior hy- missions, particularly those in the positivist tradi- potheses or to contradict previous knowledge. tion, provide insights that are somewhat limited A large proportion of the qualitative research I and at times superficial. It is difficult to provide have reviewed for AMJ can be characterized as rep- strong and rigorous findings without well-devel- resenting positivism and postpositivism. Many of oped criteria for evaluating hypotheses. And super- these submissions seek to mirror quantitative re- ficial findings seem likely if grounded theory is search techniques. An important challenge for this applied in ways that omit analysis of the differ- qualitative research is to articulate rules or bases ences in meanings across important social groups. for deciding “associations” and for determining Two exemplars of positivist research published in how results and findings fit with preliminary prop- AMJ are McNamara and Bromiley’s (1997) study of ositions or hypotheses. This is a challenge, since decision making using qualitative and quantitative qualitative research lacks the explicit coefficients data, and Gersick’s (1989) discovery-oriented qual- and criteria for evaluating and falsifying hypothe- itative study of groups. ses that quantitative research has developed. The focus of the interpretive perspective differs Perhaps because of this challenge, well-known from the focus on variables and hypothesis falsifi- qualitative methods from social science, such as cation used in postpositivism. The goal of interpre- TABLE 1 Research Traditionsa Positivism and Tradition Postpositivism Interpretive Research Critical Postmodernism Assumptions about reality Realism: Objective reality Relativism: Local intersubjective Historical realism: Material/symbolic that can be understood realities composed from reality shaped by values and by mirror of science: subjective and objective crystallizes over time definitive/probabilistic meanings: represented with concepts of actors Goal Discover truth Describe meanings, Uncover hidden interests and understanding contradictions: critique, transformation, and emancipation Tasks Undertake explanation Produce descriptions of Develop structural or historical and control of members’ meanings and insights that reveal contradictions variables: discern definitions of situation: and allow emancipation, spaces verified hypotheses or understand reality for silenced voices nonfalsified hypotheses construction Unit of analysis Variable Verbal or nonverbal action Contradictions, critical incidents, signs and symbols Methods focus Uncover facts, compare Recover and understand Understand historical evolution of these to hypotheses or situated meanings, systematic meanings, material practices, propositions divergences in meaning contradictions, inequalities a This table is based on Gephart (1999), Guba and Lincoln (1994), and Lincoln and Guba (2000).
  • 4. 2004 Gephart 457 tive research is to understand the actual production tive methodologies to uncover divergent meanings of meanings and concepts used by social actors in held by groups in power-laden relationships. Mor- real settings. A relativist stance is adopted such row (1994) provides a helpful discussion of critical that diverse meanings are assumed to exist and to theory methodology. Given the theoretical focus of influence how people understand and respond to critical research, many critical management papers the objective world. Interpretive research thus de- have appeared in the Academy of Management Re- scribes how different meanings held by different view. But empirical research that uses critical the- persons or groups produce and sustain a sense of ory is rare in management (Alvesson & Wilmott, truth, particularly in the face of competing defini- 1992) and would be welcome at AMJ (Eden, 2003). tions of reality. And it inductively constructs social Ashcraft (2001) offers an example of critical femi- science concepts using concepts of social actors as nist research in AMJ. the foundations for analytic induction. This con- Like critical research, postmodern thought also cern with meanings and second-order concepts— begins with the assumption that realities are value the concepts of the concepts of social actors—leads laden and contain contradictions. But postmodern to a focus on thick descriptions of members’ talk thought tends to focus on signs and symbols and and nonverbal actions in specific settings. Rather the idea that these are decoupled from realities they than producing qualitative facts to evaluate hy- represent. As such, postmodern thought adds a fo- potheses, interpretive researchers seek to describe cus on texts or written documents that symboli- and understand members’ meanings and the impli- cally create and disclose structured inequalities. cations that divergent meanings hold for social in- Critical postmodern thought has thus begun to uti- teraction. Isabella’s (1990) award-winning paper lize textual, literary, and deconstructionist ap- stands as an excellent example of interpretive re- proaches to analysis of materials. Boje’s (1995) search published in AMJ. study of multiple discourses at Disney provides an Critical postmodernism combines critical theory example of postmodern research with a critical fla- and postmodern thought. Critical research de- vor that appeared in AMJ. scribes the historical emergence of social structures This brief review of theoretical perspectives il- and the contemporary contexts in which these lustrates three distinctive approaches to theory that structures form contradictions with implications are related to research methodology. Postpositivism for social action and human freedom. For example, requires methods of collecting and analyzing fac- critical research explores the presence and impli- tual depictions of the world that reveal singular cations of the basic contradiction of advanced cap- truths or realities and that can be used to evaluate italism: the desire for profit exceeds the available (falsify) hypotheses. Interpretive research uncov- profit. Contradictions are conceived to be basic to ers, describes, and theoretically interprets actual the exploitation that emerges when hegemonic meanings that people use in real settings. It exam- worldviews conceal contradictions, leaving people ines how particular meanings become shared, dom- unaware of tacit forms of domination and subjuga- inant, and/or contested in situations in which al- tion that are present. Critical research uncovers ternative meanings and understandings are present relations of dominance and subjugation and pro- and possible. Critical postmodernism describes duces insights to make social actors reflexively dominant and subordinated meanings, displays the aware of their own role in the reproduction of cap- power implications of meanings, and encourages italist inequities. Critical research seeks to trans- critical reflexivity to make people aware of the form the social order and allow emancipation from constraints on their own meanings and actions. unwanted structures of domination. Critical reflexivity provides a means for emancipa- Methodologically, critical research emphasizes tion from structures of domination. dialogic and dialectical methods (Lincoln & Guba, Clearly, qualitative methodologies must be used 2000) as ways to transcend taken-for-granted in ways that are consistent with the theoretical or truths. Critical research adopts a historical realist paradigmatic view(s) adopted and the specific assumption that the construction of reality is problems being explored. This consistency is im- shaped by social, political and economic values portant so that the research process is capable of that crystallize and become reified over time. This producing the kinds of data and analyses necessi- constructed reality is experienced as firmly as if it tated by the theory in use and the goals of research were the unconstructed reality assumed by positiv- in the related paradigm. Two options could en- ists. Thus, critical research uncovers facts about hance consistency in theories and methodologies. power relations that are obscure to societal mem- First, scholars could adopt postpositivist method- bers. Further, its assumption is that there are mul- ological techniques from social science to enhance tiple views of the world, and it employs interpre- consistency between postpositivist theory and
  • 5. 458 Academy of Management Journal August methods-in-use in management. Second, scholars gest resources to consult when planning qualitative could use interpretive or critical postmodern per- research, and note recent AMJ papers that use these spectives more often and adopt social science methodologies. methods that were originally developed for inter- A case study is research that describes a single pretive and critical research agendas and purposes. event or unit of analysis determined by the re- Most AMJ authors and reviewers are well skilled searcher. There are different types of case studies and trained in quantitative, positivist techniques (Hamel, Dufour, & Fortin, 1993). Case studies often and perspectives but are less prepared to produce use archival or documentary data along with other interpretive and critical postmodern research. This sources, combine qualitative and quantitative data, discrepancy may explain why interpretive and crit- and examine a phenomenon or “case” as it changes ical postmodern research is less common in AMJ over time. A well-known example of case study than positivist research. However, I believe and research is Biggart’s (1977) classic study of change have been assured by Tom Lee and Sara Rynes that at the U.S. post office. Another example is Hera- AMJ values and welcomes submissions from each cleous and Barrett’s (2001) nicely done case study of these three perspectives. of the implementation of electronic trading on the London Insurance Market, which was published in AMJ. Well-Developed Methodologies Are Useful Interviews are situated, face-to-face interactions Qualitative research requires qualitative methods in which researchers typically pose questions that by definition. It is important to show what was respondents answer. There are different types of done in the research process and to articulate how interviews and related methodologies. Ethno- research practices transformed observations into graphic interviews (Spradley, 1979) are used to un- data, results, findings, and insights. The methodol- derstand informants’ conceptions of culture. Long ogy used need not be complex, and the method- interviews (McCracken, 1988) link analytical cate- ological account need not dominate the written gories and literature with respondents’ cultural cat- report. But many qualitative submissions I have egories and meanings. Focus groups assemble reviewed lacked explicit analytical methods. groups of individuals who respond to questions or The major problem with failure to use a rigorous, themes. They represent a collective rather than in- well-developed methodology is that data are un- dividualistic research method that permits collec- likely to be systematically, comprehensively, or ex- tive testimonies and narratives (Madriz, 2000: 836). haustively reviewed. Hence, findings produced A classic interview-based study in AMJ is Isabella’s from informal or ill-defined procedures may be (1990) paper on organizational change. both different from and weaker than those pro- A number of observational methods are available duced when a clear methodological process is for use. The first method is participant observation, used. When methods are used but not described which involves social interaction in the field with explicitly, or when findings are presented early in a subjects, direct observation of relevant events, for- study and prior to discussion of goals, theory, and mal and informal interviewing, some counting, col- methods, other problems arise. For example, if it is lection of documents, and flexibility in the direc- unclear to the reader how research was undertaken, tion the study takes (McCall & Simmons, 1969: 1). it may be difficult to connect claims in the paper In participant observation, it is common for a re- that reports that research to the data presented. The searcher to play the role of a member of the group operation of concepts in data needs to be revealed studied and to use subjective experiences as critical in clear and explicit ways if the findings are to be data. Barker’s (1993) study of how teams control comprehensible and credible. While qualitative members’ behavior provides a classic example of methods need to be elaborated or modified for each observation-based research. Yakura (2002) pro- new application, this does not mean that anything vides a recent example of participant-observation- goes or that the best method is no method. Re- based research published in AMJ. A second obser- searchers need to report their sources and types of vational approach is ethnography (Hammersley & data as well as their data analysis practices. Atkinson, 1995), which involves the production of Qualitative data are collected using one or more descriptions of culture obtained by immersion in research approaches, including case studies, inter- the culture studied. Perlow, Okhuysen, and Repen- views, observations, grounded theory, and textual ning, (2002) provide a recent example of ethno- analysis. General overviews of qualitative research graphically informed fieldwork published in AMJ. may be found in Silverman (2004) and Golden- A third observation-based approach is ethnometh- Biddle and Locke (1997). In this section, I provide odology (Coulon, 1995), defined as the study of the a brief overview of these useful methodologies, sug- practical methods members of society use to con-
  • 6. 2004 Gephart 459 struct and maintain a sensible understanding of the of management texts is an example of narrative- social world. An example of ethnomethodological rhetorical analysis published in AMJ. research published in AMJ is provided by my paper Textual analysis can also be undertaken with on disaster sensemaking (Gephart, 1993). computer software support (Kabanoff, 1997). Com- Two additional observational methods have im- puter-aided textual analysis uses the capabilities of portant but unrealized potential in management computers to produce qualitative and numerical research. The first is conversational analysis, the results from qualitative or textual materials (Kelle, study of sequential, utterance-by-utterance, talk 1995). Computer-aided interpretive textual analysis and conversation that often uses ethnomethod- is a related qualitative research approach that pro- ological concepts to provide an understanding of vides insights into organization members’ mean- how talk structures social interaction (Gubrium & ings by using computers to support theoretical Holstein, 2000: 492). The second is systematic self- sampling, textual analysis, expansion analysis, observation, a new and well-developed observa- and grounded theory development (Gephart, 1997). tional technique that involves “training informants Computer-supported qualitative data analysis al- to observe and record a selected feature of their lows one to systematically, comprehensively, and own everyday experience” (Rodriguez & Ryave, exhaustively analyze a corpus of data. Many qual- 2002: 2). Systematic self-observation may prove itative papers submitted to AMJ, particularly posi- particularly useful to researchers interested in lan- tivism-oriented papers, would benefit from a com- guage use in organizations. puter-supported textual analysis approach because Grounded theorizing (Glaser & Strauss, 1967) is it provides ways to investigate qualitative and the process of iteratively and inductively construct- quantitative features of texts and offers approaches ing theory from observations using a process of to hypothesis testing using qualitative and/or quan- theoretical sampling in which emergent insights titative data. Few AMJ papers have used such tech- niques even when these have been recommended direct selection and inclusion of the “next” infor- during the review process. mant or slice of data. Grounded theory involves constant comparative analysis whereby groups are compared on the basis of theoretical similarities Challenges and Opportunities and differences. A large number of research sub- This section outlines common problems and missions and qualitative papers published in AMJ challenges found in many qualitative submissions refer to grounded theory as part of their methodol- to AMJ, and potential solutions to these problems. ogy. Indeed, by examining the methodological These points follow from the issues raised above, as citations in qualitative submissions, one would well as from rereading reviews written by other conclude grounded theory was a ubiquitous meth- reviewers and myself in the last two years, and odology in our field. But relatively few manuscripts editors’ letters to authors in which these materials explain how grounded theory methodology was had been retained. used to produce results and findings. It is even less The first issue is that many submissions appear common for qualitative papers to address related to be “one off” papers that do not seem to be em- grounded theory practices, such as theoretical bedded in ongoing research projects or programs. sampling and the constant comparative method of Qualitative research manuscripts that emerge from analysis. Perlow, Okhuysen, and Repenning (2002) broad, ongoing research programs seem more likely provide a recent example of grounded theory– to produce substantial new insights because they influenced research published recently in AMJ. address multiple issues and have large corpora of Textual analysis involves analysis of texts using data to analyze. This point is underscored when ideas from theories in hermeneutics and literary authors revise and resubmit a paper. Since few criticism intended to provide systematic under- manuscripts are acceptable on first submission, re- standing of texts. Two forms of textual analysis that viewers often request additional data and analyses. have been used in management and organizational But few authors actually return to the field, collect research are semiotics, which is the study of signs new data or add previously collected data, or em- (Barley, 1983), and narrative analysis (Boje, 2001), ploy new or different analytical procedures. Where which examines structural, literary features of research is part of an ongoing research program, texts. Rhetorical analysis of texts (Simons, 1989) is authors can more readily elaborate their ideas, also relevant to narrative analysis. Narrative-rhetor- modify their topics, and analyze additional data. ical analysis is illustrated by Barry and Elmes’s The iterative nature of qualitative research should (1997) analysis of strategic management as a form continue during the submission and the review and of fiction. Locke and Golden-Biddle’s (1997) study revision stages of research.
  • 7. 460 Academy of Management Journal August A second problem is that the introductions to tions: to clearly describe the processes used to re- qualitative papers often lack adequate reviews of view data and to formulate themes and insights. important literature relevant to the topics of the The reader needs to know how categories or themes papers. A surprising number of qualitative papers were discerned in data and how key decisions were provide literature reviews as part of their results, made in the research process. It is useful to refer to findings, or conclusions and only after results and explicit and established research methods and lit- findings have been stated. This practice makes the erature to describe general methodological ap- work completely mysterious until topics, concepts, proaches and to indicate how such methods have and past research are finally noted. By the time this been modified or adapted to address current re- occurs, the findings often appear to readers to have search questions and data. But methodology should been arbitrarily assembled or drawn directly from be explained and then used. It should not over- the literature rather than based on data, causing whelm the conceptual importance of a paper. reviewers to ask, What is new here? This problem Several specific methodological issues are often can be addressed by providing an effective review evident to reviewers once data are presented. A of literature that notes the content and limits of common reviewer request is to provide the “thicker prior research in the apposite field and that points and more detailed” descriptions that are essential to a lacuna in the literature that the study can for capturing members’ meanings and in situ social address. Further, qualitative papers need to address processes. Thus it is important where possible to important research in related fields as well as in include raw or primary qualitative data in papers management since management is a transdisci- (for instance, actual talk by respondents). It is also plinary field and significant implications are often important to analyze or interpret such data, not based in or relevant to important issues and social simply to present it. In addition, it is important to research trends outside the field. compare and contrast examples to reveal concep- A third and related problem is that qualitative tual similarities and differences in data. These submissions often fail to state explicit goals, objec- examples need to represent key concepts and to tives, or research questions that frame the papers be selected on conceptual and methodological and guide data analysis and research outcomes. It is grounds, with discussion provided as to how the important for qualitative research to have a clear examples relate to the broader corpus of data used focus and bases on which to proceed. Also, the in the study. Drawing these links avoids the com- importance of the research questions posed is fun- mon problem of “exampling,” whereby a researcher damental to the contribution made by a given pa- addresses a few examples but fails to explain how per. Through specification of research questions these examples represent a broader data set or to that reflect an important gap in the literature, a explain why they were chosen. Finally, there is a study can identify important lacunae in the schol- tendency for qualitative submissions to present arly domain. faits accomplis, offering findings without explana- Fourth, where questions are provided, the con- tion as to their origins. This practice is a problem cepts underlying them often are not well defined, since it is important to show how findings were and the meaning of the questions remains elusive. surfaced from data or otherwise disclosed through It is important for research papers—whether qual- analysis. Without these connections, findings often itative or quantitative—to define and explain key appear to lack grounding in data. concepts in ways that allow the reader to anticipate A sixth domain of problems concerns discussion how the concepts could be located in data or ob- and conclusion sections. Authors need to revisit servations. Conceptual and empirical definition of research questions or goals in their discussions to key concepts is important even when a paper’s explain how their questions were answered and authors seek to dispute or elaborate prior defini- how their goals were achieved in the reported re- tions. And the theoretical background to these con- search. The broader implications and importance cepts needs to be disclosed in ways that create of the findings are contributions the paper offers. consistency among theories, concepts, research These need to be explained and related to issues in questions, and methodologies. management and to key social science research Fifth, although methodological issues are impor- issues. tant to qualitative research, it is extremely common to find that the methodology is underspecified. Conclusion Since methodological issues have already been ad- dressed in detail, only a few brief comments are Good qualitative research is difficult and chal- noted here. It is important to describe the analytical lenging to undertake. Many scholars believe good method or approach used to address research ques- qualitative research is more difficult and time con-
  • 8. 2004 Gephart 461 suming to create than good quantitative research. N. K. Denzin & Y. S. Lincoln (Eds.), Handbook of Qualitative research often involves fieldwork, and qualitative research (2nd ed.): 1–28. Thousand the word “work” is important here. There are no Oaks, CA: Sage. algorithms for producing it. Qualitative researchers Dutton, J. E., & Duckerich, J. M. 1991. Keeping an eye on will likely be less productive than quantitative re- the mirror: Image and identity in organizational ad- searchers in terms of the number of manuscripts aptation. Academy of Management Journal, 34: produced. Qualitative researchers should be evalu- 517–554. ated in terms of the significance and the impact Eden, D. 2003. Critical management studies and the their publications have on the field. The advantage Academy of Management Journal: Challenge and of qualitative research is that it offers scholars a counterchallenge. Academy of Management Jour- rewarding and meaningful way to lead their lives. nal, 46: 390 –394. The rewards include direct engagement with every- Gephart, R. P. 1993. The textual approach: Risk and day management and organizational realities and blame in disaster sensemaking. Academy of Man- opportunities to make substantial contributions to agement Journal, 36: 1465–1514. the field. Qualitative research often advances the Gephart, R. P. 1997. Hazardous measures: An interpre- field by providing unique, memorable, socially im- tive textual analysis of quantitative sensemaking portant and theoretically meaningful contributions during crises. Journal of Organizational Behavior, to scholarly discourse and organizational life. 18: 583– 622. Robert P. Gephart, Jr. Gephart, R. P. 1999. Paradigms and research methods. University of Alberta Research Methods Division forum, 4. aom.pace.edu/ rmd/1999_RMD_Forum_Paradigms_and_Research_ Methods.htm. REFERENCES Gersick, C. 1989. Marking time: Predictable transitions in task groups. Academy of Management Journal, 32: Alvesson, M., & Willmott, H. 1992. Critical management 274 –309. studies. Thousand Oaks, CA: Sage. Glaser, B., & Strauss, A. 1967. The discovery of Ashcraft, K. L. 2001. Organized dissonance: Feminist grounded theory. Chicago: Aldine Press. bureaucracy as hybrid form. Academy of Manage- ment Journal, 44: 1301–1322. Golden-Biddle, K., & Locke, K. 1997. Composing quali- Barker, J. R. 1993. Tightening the iron cage: Concertive tative research. Thousand Oaks, CA: Sage. control in self-managing teams. Administrative Sci- Guba, E. G., & Lincoln, Y. S. 1994. Competing paradigms ence Quarterly, 38: 408 – 437. in qualitative research. In N. K. Denzin & Y. S. Lin- Barley, S. 1983. Semiotics and the study of organiza- coln (Eds.), Handbook of qualitative research (2nd tional and occupational cultures. Administrative ed.): 105–117. Thousand Oaks, CA: Sage. Science Quarterly, 28: 393– 413. Gubrium, J. F., & Holstein, J. A. 2000. Analyzing inter- Barry, D., & Elmes, M. 1997. Strategy retold: Toward a pretive practice. In N. K. Denzin & Y. S. Lincoln narrative view of strategic discourse. Academy of (Eds.), Handbook of qualitative research (2nd ed.): Management Review, 22: 429 – 452. 487–508. Thousand Oaks, CA: Sage. Biggart, N. 1977. The creative-destructive process of or- Hamel, J., Dufour, S., & Fortin, D. 1993 Case study meth- ganizational change. Administrative Science Quar- ods. Thousand Oaks, CA: Sage. terly, 22: 410 – 426. Hammersley, M., & Atkinson, P. 1995. Ethnography: Boje, D. 1995. Stories of the storytelling organization: A Principles in practice (2nd ed.). London: Routledge. postmodern analysis of Disney as Tamara-land. Heracleous, L., & Barrett, M. 2001. Organizational change Academy of Management Journal, 38: 997–1035. as discourse: Communicative actions and deep Boje, D. 2001. Narrative methods for organizational structures in the context of information technology and communication research. Thousand Oaks, CA: implementation. Academy of Management Jour- Sage. nal, 44: 755–778. Coulon, A. 1995. Ethnomethodology. Thousand Oaks, Isabella, L. 1990. Evolving interpretation as a change CA: Sage. unfolds: How managers construe key organizational Denzin, N., & Lincoln, Y. S. 1994. Introduction: Entering events. Academy of Management Journal, 33: the field of qualitative research. In N. K. Denzin & 7– 41. Y. W. Lincoln (Eds.), Handbook of qualitative re- Kabanoff, B. 1997. Introduction—Computers can read as search: 1–17. Thousand Oaks, CA: Sage. well as count: Computer-aided text analysis in or- Denzin, N. K., & Lincoln, Y. S. 2000. Introduction: The ganizational research. Journal of Organizational discipline and practice of qualitative research. In Behavior, 18: 507–511.
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