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Neurobiology of sleep and wakefulness
              Insomnia and hypnotics
         Excessive daytime sleepiness
“Sleep and His Half-Brother Death" by
John William Waterhouse
Current pattern of sleep and wakefulness consists of:
                 16 hours of wakefulness
                   8 hours of continuous sleep
This sleep/wakefulness pattern :
-Unnatural
-Recent in human history (since the industrial revolution/electricity).

From ancient times until approximately 150-200 years ago:
                 3-4 hours wakefulness
                 1-2 hoursSiesta
                 3-4 hours of wakefulness
                 1-3 hours evening wakefulness
                 3-4 hours of first sleep
                 2-3 hours of wakefulness during the night
                 3-4 hours of second sleep

The Tiv tribe in Nigeria employ the terms "first sleep" and "second sleep" to
refer to specific periods of the night.

A. Roger Ekirch; At Day’s Close- Night in Times Past; W. W. Norton & Company, 2005
A study by Dr Thomas Wehr at the National Institute of Mental Health:
demonstrated that volonteers
deprived of artificial lighting for several weeks went back to the
bimodal sleep pattern.


The typical subject evolved the following pattern:
-lying awake in bed for an hour or two,
-then four hours sleep,
-then 2-3 hours of “non-anxious wakefulness”
-a second sleep
-waking for the day’s activities.
"And at the wakening of your first sleepe
You shall have a hott drinke made,
And at the wakening of your next sleepe
Your sorrowes will have a slake.“
   So the next time you wake up in the middle of the
    night, think of your pre-industrial ancestors and relax. Lying
    awake could be good for you.
   Mankind has developed in an environment that is exposed to the
    rotation of the earth around its own axis, which results in daily
    rhythmic changes in light intensity.
   Organisms responded by evolving cellular clock mechanisms
    sensitive to light, and by organizing their activities into
    circadian cycles.
   Chronobiology is the science of the biological clocks developed by
    Franz Halberg.
   It studies organisms that present with oscillators and organize their
    activities into 24-hour cycles, such as sleep and wakefulness.
What Keeps Us Awake?

Histamine keeps the
brain awake.

HISTAMINE IS PRODUCED IN THE
         TMN.


Histamine promotes the CALM
wakefulness that helps problem
solving, creativity and cognition
(unlike the monoamines).
   TMN of hypothalamus contains histamine producing neurons
    that are activated by glutamate and inhibited by GABA.
   These neurons make up the wakefulness promoter.




                                           *Lateral hypothalamus
                                           contains orexin
                                           neurons that promote
                                           weight loss in addition
                                           to wakefulness.
   VLPO nucleus contains GABA neurons that
    inhibit TMN and thus promote sleep.
TMN                        SCN               VLPO




WAKE PROMOTER:          CENTRAL CLOCK:          SLEEP
Tuberomammillary        Suprachiasmatic         PROMOTER:
nucleus –TMN-of the     nucleus of the          Ventrolateral
hypothalamus promotes   hypothalamus is the     preoptic area –
wakefulness (produces   switch from             VLPO-of the
histamine)              wakefulness to sleep.   hypothalamus
                                                promotes sleep
                        Light – ON              (produces GABA)
                        Melatonin - OFF
Aside from the Central
Clock, there are
Peripheral clocks in various
tissues
Exogenous Cues (Zeitgebers)   Endogenous Cues (clock
-light,                       controlling genes)
-temperature,
                                 -Bmal
-social interactions,
                                 -Clock
-pharmacological
                                 -Cryptochrome (Cry)
manipulation, -exercise,
                                 -Period (Per)
-eating/drinking patterns
                                 -Rev-ErbA (REV-ERB)
POSITIVE REGULATORS
CLOCK and BMAL1are
transcription
factors, (live in the
nucleus).

NEGATIVE REGULATORS
(live in the cytoplasm):
-cryptochrome gene
family (CRY1 and CRY2)
-period gene family
(PER1, PER2, and PER3).

Other CCG:
ROR
REV-ERB,
Bmal      Bipolar disorder

Clock     Bipolar d/o, schizophrenia, depression

Cry        Depression

Per       Bipolar, Depression, Schizophrenia

REV-ERB    Bipolar d/o
-4-6 sleep cycles
per night

-Stage 4, deep
sleep, is longer
early in the sleep
period.

-Stage 5, REM,
increases in
frequency and
length later during
the sleep period.

- Stage 5, REM is
20-35% of sleep in
adults.
Vandekerckhove, M., & Cluydts, R. (2010). Sleep Medicine Reviews, 14(4), 219-226.
   The more primitive brain structures including the thalamus and parts of the limbic
    system become functional first.
   This suggests that a foundational primitive conscious state must be restored before
    higher order conscious activity can occur.
Know that you do not know!
 A lot is known about sleep, its pathophysiology,
  and treatment, yet what we know scientifically
  about the dream state is far less than what we
  thought we knew a generation ago.

   The evidence is overwhelming that REM sleep
    occurs without dreaming and dreaming without
    REM sleep.

   Evidence remains equivocal as to whether any
    special relationship exists between REM sleep
    and dreaming.
NREM SEIZURES:
Nocturnal Frontal Lobe Epilepsy
Nocturnal Paroxysmal Dystonia
Episodic Nocturnal Wanderings
NREM Slow Wave Sleep            REM Behavior Disorder
Time                     Early (first 2 hours of sleep) Late (last few hours of sleep)

Memory of event          No                            Yes

Arousability             Difficult                     Easy

Postevent confusion      Yes                           No

Age                      Children/Young adults         Elderly

Genetic predisposition   Likely                        Unlikely

Comorbidities            Usually none                  Neurodegenerative disorders

Treatment                Conservative                  Benzodiazepines

Behaviors                More complicated, eyes        Simple, eyes closed
                         open
Polysomnography
                                                   -four channels of EEG
                                                   -right and left (EOG),
                                                   -chin and limb (EMG),
                                                   -EKG,
                                                   -environmental noise
                                                   recording (mean noise).




EEG represents stage 1 sleep with an arousal caused by a burst
of ambient noise measuring 69 dB(A).
Phase delayed circadian rhythm:
-common in adolescents and
depressed patients (causes them
to fall asleep late).


Phase advanced circadian rhythm:
-common for elderly individuals
(causes them to wake up early in
the morning).
   Phase Delay:
   *morning light
   *evening melatonin
   Phase Advance:
   *evening light
   *morning melatonin
   The Morningness-Eveningness Questionnaire (MEQ) is a self-
    assessment questionnaire.

   Its main purpose is to measure whether a person's peak sleepiness
    and alertness is in the morning versus evening.

   The MEQ consists of 19 multiple-choice questions, with each
    question having four response options.
Aim to reset the Central Clock.
Can be used as monotherapy or in combination with medications.

 The most common aproaches:
 Sleep phase advance/delay therapy

 Wake Therapy

 Bright light therapy

 Sleep deprivation
   Light therapy as adjuvant to SSRIs(major depression) or
    lithium (bipolar disorder)

   Light therapy for SAD and non-seasonal depression

   Total sleep deprivation (Wake Therapy)

   Partial sleep deprivation in the second half of the night

   Phase advance of the sleep cycle

   Dark or rest therapy to stop rapid cycling

   Dark therapy for mania
   Exposure to light alters circadian rhythms and suppresses melatonin release
   10,000 lux (bright light) for 30 min/day
   Useful as a non-pharmacological intervention for depression during pregnancy
TIK-301
 Melatonin receptor agonist
 Also has serotonin 5HT 2b and 5HT 2c
  antagonism
 Recently finished Phase II clinical trials


Neu-P11
 Melatonin agonist
 Also has affinity for:
 -serotonin 5-HT 1a, 5-HT 1b, 5-HT 2b
  Quera Salva MA et al. Current Pharm Des 2011;17(15):1459-70
Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press
Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press
Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press
Five benzodiazepines are FDA approved for insomnia :
         Flurazepam and Quazepam, (ultra-long half-lives);
         Triazolam (ultra-short half-life)
         Estazolam and Temazepam (moderate half-lives).




Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press
   Benzodiazepines bind to 4 of the 6 different types of GABA-A alpha subunits: alpha
    1, alpha 2, alpha 3 and alpha 5.




      Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
       3rd Ed.2008;Cambridge University Press
GABA A receptors containing        GABA A receptors containing
alpha 1 subunits are involved in   alpha 2 or alpha 3 subunits
Sleep.                             are involved in anxiety.
   The hypnotics Zaleplon and Zolpidem bind selectively to GABA-A receptors
    that contain the alpha 1 subunit (sleep). This subunit is important for sleep
    and possibly for anticonvulsant and amnesic actions.




               Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
                3rd Ed.2008;Cambridge University Press
     The rule of 150 applies.
     Less than 150 mg –H1 blockade
     More than 150 mg: SRI, NRI, H1, Alpha 2 and M1 blockade.




    Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
     3rd Ed.2008;Cambridge University Press
   At low doses (1-6 mg/day), doxepin is selective for histamine 1 receptors
    and thus may be used as a hypnotic.




          Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
           3rd Ed.2008;Cambridge University Press
   Diphenhydramine is a histamine 1 receptor antagonist commonly used as a
     hypnotic. Diphenhydramine is also a muscarinic 1 receptor antagonist and
     thus causes anticholinergic effects(blurred vision, constipation, memory
     problems, dry mouth, etc.)




Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press
Most psychiatrists disregard
                          Ramelteon, but it deserves a second
                          look.
                          Remelteon is a melatonin 1 and 2
                          agonist and provides sleep onset, but
                          not sleep maintenance (because of short
                          half life).

                          A preliminary study suggests that
                          Ramelteon has antidepressant effects.


                          NEUROPROTECTION: Because Ramelteon
                          has greater potency and affinity at
                          melatonin receptors, it is suggested that it
                          shares melatonin’s neuroprotective
                          effects.

In almost all studies, Ramelteon, in various doses of 4, 8, or 16
mg, significantly reduced sleep latency and increased sleep duration.
   Excessive Daytime Sleepiness (EDS): The inability to remain fully alert or awake during
    the wakefulness portion of the sleep/wake cycle.
   The precise mechanism of action of
    modafinil is yet to be fully elucidated.
    It is known to bind to the dopamine
    transporter (DAT).
    Modafinil has low affinity for the DAT.
    It is possible that the increase in
    synaptic dopamine leads to increased
    tonic firing and downstream
    effects on neurotransmitters involved in
    wakefulness, such as histamine and
    orexin/hypocretin.




Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications
 3rd Ed.2008;Cambridge University Press

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Disorders of sleep and wakefulness

  • 1. Neurobiology of sleep and wakefulness Insomnia and hypnotics Excessive daytime sleepiness
  • 2. “Sleep and His Half-Brother Death" by John William Waterhouse
  • 3. Current pattern of sleep and wakefulness consists of: 16 hours of wakefulness 8 hours of continuous sleep This sleep/wakefulness pattern : -Unnatural -Recent in human history (since the industrial revolution/electricity). From ancient times until approximately 150-200 years ago: 3-4 hours wakefulness 1-2 hoursSiesta 3-4 hours of wakefulness 1-3 hours evening wakefulness 3-4 hours of first sleep 2-3 hours of wakefulness during the night 3-4 hours of second sleep The Tiv tribe in Nigeria employ the terms "first sleep" and "second sleep" to refer to specific periods of the night. A. Roger Ekirch; At Day’s Close- Night in Times Past; W. W. Norton & Company, 2005
  • 4. A study by Dr Thomas Wehr at the National Institute of Mental Health: demonstrated that volonteers deprived of artificial lighting for several weeks went back to the bimodal sleep pattern. The typical subject evolved the following pattern: -lying awake in bed for an hour or two, -then four hours sleep, -then 2-3 hours of “non-anxious wakefulness” -a second sleep -waking for the day’s activities.
  • 5. "And at the wakening of your first sleepe You shall have a hott drinke made, And at the wakening of your next sleepe Your sorrowes will have a slake.“
  • 6. So the next time you wake up in the middle of the night, think of your pre-industrial ancestors and relax. Lying awake could be good for you.
  • 7.
  • 8. Mankind has developed in an environment that is exposed to the rotation of the earth around its own axis, which results in daily rhythmic changes in light intensity.
  • 9. Organisms responded by evolving cellular clock mechanisms sensitive to light, and by organizing their activities into circadian cycles.
  • 10. Chronobiology is the science of the biological clocks developed by Franz Halberg.  It studies organisms that present with oscillators and organize their activities into 24-hour cycles, such as sleep and wakefulness.
  • 11. What Keeps Us Awake? Histamine keeps the brain awake. HISTAMINE IS PRODUCED IN THE TMN. Histamine promotes the CALM wakefulness that helps problem solving, creativity and cognition (unlike the monoamines).
  • 12. TMN of hypothalamus contains histamine producing neurons that are activated by glutamate and inhibited by GABA.  These neurons make up the wakefulness promoter. *Lateral hypothalamus contains orexin neurons that promote weight loss in addition to wakefulness.
  • 13. VLPO nucleus contains GABA neurons that inhibit TMN and thus promote sleep.
  • 14. TMN SCN VLPO WAKE PROMOTER: CENTRAL CLOCK: SLEEP Tuberomammillary Suprachiasmatic PROMOTER: nucleus –TMN-of the nucleus of the Ventrolateral hypothalamus promotes hypothalamus is the preoptic area – wakefulness (produces switch from VLPO-of the histamine) wakefulness to sleep. hypothalamus promotes sleep Light – ON (produces GABA) Melatonin - OFF
  • 15. Aside from the Central Clock, there are Peripheral clocks in various tissues
  • 16. Exogenous Cues (Zeitgebers) Endogenous Cues (clock -light, controlling genes) -temperature, -Bmal -social interactions, -Clock -pharmacological -Cryptochrome (Cry) manipulation, -exercise, -Period (Per) -eating/drinking patterns -Rev-ErbA (REV-ERB)
  • 17. POSITIVE REGULATORS CLOCK and BMAL1are transcription factors, (live in the nucleus). NEGATIVE REGULATORS (live in the cytoplasm): -cryptochrome gene family (CRY1 and CRY2) -period gene family (PER1, PER2, and PER3). Other CCG: ROR REV-ERB,
  • 18. Bmal Bipolar disorder Clock Bipolar d/o, schizophrenia, depression Cry Depression Per Bipolar, Depression, Schizophrenia REV-ERB Bipolar d/o
  • 19.
  • 20.
  • 21.
  • 22. -4-6 sleep cycles per night -Stage 4, deep sleep, is longer early in the sleep period. -Stage 5, REM, increases in frequency and length later during the sleep period. - Stage 5, REM is 20-35% of sleep in adults.
  • 23. Vandekerckhove, M., & Cluydts, R. (2010). Sleep Medicine Reviews, 14(4), 219-226.
  • 24.
  • 25.
  • 26. The more primitive brain structures including the thalamus and parts of the limbic system become functional first.  This suggests that a foundational primitive conscious state must be restored before higher order conscious activity can occur.
  • 27. Know that you do not know!  A lot is known about sleep, its pathophysiology, and treatment, yet what we know scientifically about the dream state is far less than what we thought we knew a generation ago.  The evidence is overwhelming that REM sleep occurs without dreaming and dreaming without REM sleep.  Evidence remains equivocal as to whether any special relationship exists between REM sleep and dreaming.
  • 28. NREM SEIZURES: Nocturnal Frontal Lobe Epilepsy Nocturnal Paroxysmal Dystonia Episodic Nocturnal Wanderings
  • 29. NREM Slow Wave Sleep REM Behavior Disorder Time Early (first 2 hours of sleep) Late (last few hours of sleep) Memory of event No Yes Arousability Difficult Easy Postevent confusion Yes No Age Children/Young adults Elderly Genetic predisposition Likely Unlikely Comorbidities Usually none Neurodegenerative disorders Treatment Conservative Benzodiazepines Behaviors More complicated, eyes Simple, eyes closed open
  • 30. Polysomnography -four channels of EEG -right and left (EOG), -chin and limb (EMG), -EKG, -environmental noise recording (mean noise). EEG represents stage 1 sleep with an arousal caused by a burst of ambient noise measuring 69 dB(A).
  • 31. Phase delayed circadian rhythm: -common in adolescents and depressed patients (causes them to fall asleep late). Phase advanced circadian rhythm: -common for elderly individuals (causes them to wake up early in the morning). Phase Delay: *morning light *evening melatonin Phase Advance: *evening light *morning melatonin
  • 32. The Morningness-Eveningness Questionnaire (MEQ) is a self- assessment questionnaire.  Its main purpose is to measure whether a person's peak sleepiness and alertness is in the morning versus evening.  The MEQ consists of 19 multiple-choice questions, with each question having four response options.
  • 33. Aim to reset the Central Clock. Can be used as monotherapy or in combination with medications. The most common aproaches:  Sleep phase advance/delay therapy  Wake Therapy  Bright light therapy  Sleep deprivation
  • 34. Light therapy as adjuvant to SSRIs(major depression) or lithium (bipolar disorder)  Light therapy for SAD and non-seasonal depression  Total sleep deprivation (Wake Therapy)  Partial sleep deprivation in the second half of the night  Phase advance of the sleep cycle  Dark or rest therapy to stop rapid cycling  Dark therapy for mania
  • 35. Exposure to light alters circadian rhythms and suppresses melatonin release  10,000 lux (bright light) for 30 min/day  Useful as a non-pharmacological intervention for depression during pregnancy
  • 36. TIK-301  Melatonin receptor agonist  Also has serotonin 5HT 2b and 5HT 2c antagonism  Recently finished Phase II clinical trials Neu-P11  Melatonin agonist  Also has affinity for:  -serotonin 5-HT 1a, 5-HT 1b, 5-HT 2b Quera Salva MA et al. Current Pharm Des 2011;17(15):1459-70
  • 37.
  • 38. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 39. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 40.
  • 41. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 42.
  • 43. Five benzodiazepines are FDA approved for insomnia :  Flurazepam and Quazepam, (ultra-long half-lives);  Triazolam (ultra-short half-life)  Estazolam and Temazepam (moderate half-lives). Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 44. Benzodiazepines bind to 4 of the 6 different types of GABA-A alpha subunits: alpha 1, alpha 2, alpha 3 and alpha 5. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 45. GABA A receptors containing GABA A receptors containing alpha 1 subunits are involved in alpha 2 or alpha 3 subunits Sleep. are involved in anxiety.
  • 46. The hypnotics Zaleplon and Zolpidem bind selectively to GABA-A receptors that contain the alpha 1 subunit (sleep). This subunit is important for sleep and possibly for anticonvulsant and amnesic actions. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 47. The rule of 150 applies.  Less than 150 mg –H1 blockade  More than 150 mg: SRI, NRI, H1, Alpha 2 and M1 blockade. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 48. At low doses (1-6 mg/day), doxepin is selective for histamine 1 receptors and thus may be used as a hypnotic. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 49. Diphenhydramine is a histamine 1 receptor antagonist commonly used as a hypnotic. Diphenhydramine is also a muscarinic 1 receptor antagonist and thus causes anticholinergic effects(blurred vision, constipation, memory problems, dry mouth, etc.) Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press
  • 50. Most psychiatrists disregard Ramelteon, but it deserves a second look. Remelteon is a melatonin 1 and 2 agonist and provides sleep onset, but not sleep maintenance (because of short half life). A preliminary study suggests that Ramelteon has antidepressant effects. NEUROPROTECTION: Because Ramelteon has greater potency and affinity at melatonin receptors, it is suggested that it shares melatonin’s neuroprotective effects. In almost all studies, Ramelteon, in various doses of 4, 8, or 16 mg, significantly reduced sleep latency and increased sleep duration.
  • 51. Excessive Daytime Sleepiness (EDS): The inability to remain fully alert or awake during the wakefulness portion of the sleep/wake cycle.
  • 52. The precise mechanism of action of modafinil is yet to be fully elucidated. It is known to bind to the dopamine transporter (DAT). Modafinil has low affinity for the DAT. It is possible that the increase in synaptic dopamine leads to increased tonic firing and downstream effects on neurotransmitters involved in wakefulness, such as histamine and orexin/hypocretin. Stahl's Essential Psychopharmacology: Neuroscientific Basis and Practical Applications 3rd Ed.2008;Cambridge University Press