This document discusses the Centers for Medicare & Medicaid Services' Kidney Care Choices model, which includes four voluntary payment models - Kidney Care First, Comprehensive Kidney Care Contracting, and three CKCC options. The goals are to delay end-stage renal disease progression, encourage optimal dialysis transitions, support transplant processes, and keep transplant recipients healthy. Participating providers take on financial accountability and risk through these models.
2. AdvancingDialysis.org
Kidney Care Choices (KCC)
Voluntary Model Goals1
• Delay the progression to ESRD
• Encourage optimal transitions to dialysis
• Support through the transplant process
• Keep transplant beneficiaries healthy, post-transplant
• Offer financial risk options so providers take on financial accountability
1Centers for Medicare and Medicaid Services Innovation Center, “Kidney Care Choices (KCC) Model,” (Fact Sheet) accessed 1/2021,
available at https://www.cms.gov/newsroom/fact-sheets/kidney-care-choices-kcc-model
3. AdvancingDialysis.org
Services related mostly to
the care of ESKD patients
‒ ESRD Treatment Choices Model
(Mandatory)
Up to 45% of practice revenue at risk of
bonus or penalty
1Nephrologixx sample of 160 practices, 1,192 provider full-time employees, 12
months ending 06/30/2020
ETC Physician Proportion of Practice
Revenue at Risk1
4. AdvancingDialysis.org
Services related mostly to
the care of ESKD patients
‒ ESRD Treatment Choices Model
(Mandatory)
1Nephrologixx sample of 160 practices, 1,192 provider full-time employees, 12 months
ending 06/30/2020
KCC Physician Proportion of Practice
Revenue at Risk1
Services related to the care of CKD
and ESKD patients
‒ Kidney Care Choices Model
(Voluntary)
Up to 94% of practice revenue at risk
to bonus or penalty
5. AdvancingDialysis.org
CMS Kidney Care Choices (KCC):
4 Voluntary Models1
Kidney Care First (KCF)
• Nephrologists are the only participants
Comprehensive
Kidney Care Contracting (CKCC)
• Nephrologists and transplant provider are
required participants
‒ Dialysis providers are optional
• 3 CKCC models
‒ Graduated Option
‒ Professional Option
‒ Global Option
6 Common Features:
1. Timeline
2. Required minimum patient counts
3. Transplant bonus
4. Patient eligibility and alignment / inclusion
5. CKD 4-5 advanced quarterly capitation
payment
6. Annual home dialysis “true-up” payment
1Centers for Medicare and Medicaid Services Innovation Center, “Kidney Care Choices (KCC) Model,” (Fact Sheet) accessed 1/2021,
available at https://www.cms.gov/newsroom/fact-sheets/kidney-care-choices-kcc-model
6. AdvancingDialysis.org
Executive
Order
Request for
application
issued
Request for
application
due date
Implementation
period
Performance period
Jul 10, 2019 Oct 24, 2019 Jan 22, 2020 Oct 15, 2020 Jan 1, 2022 Dec 31, 2026
Application
acceptance
notification
1. Timeline1
1Centers for Medicare and Medicaid Services Innovation Center, “Kidney Care Choices (KCC) Model,” (Fact Sheet) accessed 1/2021,
available at https://www.cms.gov/newsroom/fact-sheets/kidney-care-choices-kcc-model
7. AdvancingDialysis.org
KCF Practice / CKCC Kidney Care Entity
must meet minimum patient counts for both CKD
and ESRD by the end of 2022
$2,500
$5,000
$7,500
PY 2022 PY 2023 PY 2024
Voluntary Models KCF CKCC
CKD 400 750
ESRD 200 350
Paid to KCF Practice / CKCC Kidney Care Entity for
each performance year (PY)
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
2. Transplant bonus
(up to $15,000 total)1
3. Required CKD 4-5 &
ESRD patient counts1
8. AdvancingDialysis.org
CKD beneficiaries ESRD beneficiaries
Kidney transplant
beneficiaries
Aligning Participant
Nephrologist & Advanced
Practitioners
Nephrologist & Advanced
Practitioners
N/A – Must have been
previously aligned by virtue of
CKD or ESRD
Criteria for Alignment
2 Evaluation &
Management (E&M) visits
within a 12-month period with
a KCC nephrologist and with a
diagnosis of CKD 4 or 5
2 MCP visits within a 90-day
period with a KCC
nephrologist
Being previously first
aligned to the KCC
practice as a CKD or ESRD
beneficiary and receiving a
kidney transplant
Criteria for De-Alignment
Meets 1 or more of the
exclusion criteria* or received
the majority of
E&M visits for kidney care
outside the KCC practice’s
market
Meets 1 or more of the
exclusion criteria* or received
the majority of
MCP visits from a non-KCC
nephrologist
Kidney transplant failure
(likely the beneficiary then
aligns as a CKD or ESRD
beneficiary)
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
*See notes for detailed exclusion criteria
4. Inclusion and Exclusion Adjusted for
Leakage Quarterly1
9. AdvancingDialysis.org
CKD 4-5 Billing Categories
Include (not limited to)
• Office evaluation and management visits (E/M)
• Established patient home visits
• Advanced care planning
Advanced Payment Model Requirements
and Payees
• 1 quarterly bundled payment in lieu of fee for
service
‒ Still need to submit billing claims
‒ Paid to KCF Practice / CKCC Kidney Care Entity
* See slide notes for full list of Nephrology services included in the CKD QCP
5. CKD 4 – 5 Quarterly Capitation
Payment (CKD QCP)1
• Rate is ~$240 per quarter
- 30% withholding starts 2022;
20% for alignment and 10% for leakage
- Alignment withhold may change for future
performance years
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating
Guide : Overview.; 2021.
10. AdvancingDialysis.org
• $334 – 4 in-center visits/month
• $278 – 2-3 in-center visits/month
• $202 – 1 in-center visit/month
• $278 – 1 home clinic visit/month
• KCC annual home dialysis “true-up” payment
2
- Additional $35 per home clinic visit / claim
• Optional 1-time payment
- $500 – home modality training payment per
patient
Medicare Allowable ESRD
Capitated Payment rates (MCP)1
1Centers for Medicare & Medicaid Services, “Final Policy, Payment, and Quality Provisions Changes to the
Medicare Physician Fee Schedule for Calendar Year 2021,” (Fact Sheet) accessed 1/2021, available at
https://www.cms.gov/newsroom/fact-sheets/final-policy-payment-and-quality-provisions-changes-medicare-
physician-fee-schedule-calendar-year-1/. 2RTI International. Kidney Care Choices ( KCC ) Model Quality
Operating Guide : Overview.; 2021.
+
6. Annual home dialysis “true-up”
payment
13. AdvancingDialysis.org
Graduated
Level 1
Graduated
Level 2*
Professional* Global*
Quality Impact Withhold 0% 2.5% 5% 5%
Shared Savings 40% 50% 50% 100%
Shared Losses 0% 30% 50% 100%
*Advanced Payment Models
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
CKCC Model Options and Medicare Total
Cost of Care (TCOC) Exposure1
14. AdvancingDialysis.org
Measures Weighting
Optimal ESKD starts; NQF #2594 50%
Gains in patient activation (PAM) scores at 12 months; NQF #2483 25%
Depression remission at 12 months — progress toward remission; NQF
#1885*
25%
* Pay-for-Reporting in Performance Year 1
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
CKCC Quality Withhold Performance
Measures1
15. AdvancingDialysis.org
Performance Year 2022
Total Quality Score Benchmarks
Quality Measures Measure-Specific Benchmark
Optimal ESKD starts • Compared to performance of all nephrology practices
nationwide
Gains in patient
activation scores
• Record with Insignia Health both a baseline PAM® survey
and a follow-up PAM® survey for 50% of aligned
beneficiaries
• Follow-up survey conducted at least six months after
baseline and before performance year end
• Average change of at least 3 points in PAM® score
Depression response
at twelve months –
Progress towards
remission
• Record an index Patient Health Questionnaire-9 (PHQ-9)
score for 50% of aligned beneficiaries
• Record, for 100% of beneficiaries with a PHQ-9 score
greater than 9, and whether:
• Patient was diagnosed with major depression and/or
dysthymia
• Patient met any of the exclusion criteria during the index
period
Achievement
only
1RTI International. Kidney Care
Choices ( KCC ) Model Quality
Operating Guide : Overview.;
2021.
16. AdvancingDialysis.org
Performance Years 2023 – 2026
Total Quality Score Variables and Scoring1
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
Achievement
• KCE participants outperforms
measure-specific benchmarks
• Performance is evaluated and
assessed by achievement percentile
scale
Improvement
• KCE participants outperform
their own past performance
• Earning points through
improvement alone does not
produce the highest score
Benchmark Percentile Possible Points
≥ 90th percentile 2.0
≥ 75th percentile 1.5
≥ 50th percentile 1.0
≥ 30th percentile 0.5
<30th percentile 0
Improvement Percentage Possible Points
≥ 10% 1.5
≥ 5 - <10% 1.0
>0% - <5% 0.5
<0% - 0% 0
17. AdvancingDialysis.org
Financial benchmark
blend and timing*
2021 2022 PY 1 2023 PY 2 2024 PY 3 2025 PY 4 2026 PY 5
Traditional
Medicare
Local MA
Rate Book
Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
65% 35%
65% 35%
60% 40%
55% 45%
50% 50%
CKD 4-5 advanced payment
Advanced, quarterly, bundled, CKD 4-5 payments, adjusted for geographic factors, is calculated and paid with 30% withheld;
20% for alignment and 10% for leakage.
Kidney transplant bonus
An incremental, quarterly reimbursement beyond current fee for service claims of up to $15,000 per aligned beneficiary who receives a kidney
transplant and remains alive with a functioning transplant.
Reconciliation of CKD QCP,
shared savings / losses and
home dialysis true-up
CKD QCP, shared savings/losses and home dialysis true-up payments will be calculated for each KCE. Savings/Losses will compare the
benchmark expenditure and the actual expenditure for a given KCE’s aligned population.
1Centers for Medicare and Medicaid Services Innovation Center, “Direct Contracting Model Financial Methodology -Reconciliation Global
and Professional,” (PPT) accessed 1/2021, available at https://innovation.cms.gov/media/document/dc-model-options-fnclmethrecon-slides
00
KCE Shared Payments, Bonuses, Savings
and Losses Reconciliation Schedule1
18. AdvancingDialysis.org
• $334 – 4 in-center visits/month
• $278 – 2-3 in-center visits/month
• $202 – 1 in-center visit/month
• $278 – 1 home clinic visit/month
• KCC annual home dialysis “true-up” payment
2
- Additional $35 per home clinic visit / claim
• Optional 1-time payment
- $500 – home modality training payment per
patient
No Impact to Physician
Professional Fees1
1Centers for Medicare & Medicaid Services, “Final Policy, Payment, and Quality Provisions Changes to the
Medicare Physician Fee Schedule for Calendar Year 2021,” (Fact Sheet) accessed 1/2021, available at
https://www.cms.gov/newsroom/fact-sheets/final-policy-payment-and-quality-provisions-changes-medicare-
physician-fee-schedule-calendar-year-1/. 2RTI International. Kidney Care Choices ( KCC ) Model Quality
Operating Guide : Overview.; 2021.
+
2022 CKCC Estimated ESKD Payments
19. AdvancingDialysis.org
CKCC High Performers Pool
Quality Bonus1
KCEs can qualify for a High Performers Pool (HPP) bonus which
rewards KCEs for high performance on the PAM® and Optimal
Starts measures
• HPP funded by 50% of remaining funds after earned back
quality withholds are dispersed
• Eligibility is limited to advanced payment model KCEs that meet
reporting requirements
• The top third performing and eligible KCEs receives HPP bonus
• Bonus amounts based on HPP KCE proportion of aligned
beneficiaries to the total number of aligned beneficiaries of all
HPP KCEs
1RTI International. Kidney Care
Choices ( KCC ) Model Quality
Operating Guide : Overview.; 2021.
22. AdvancingDialysis.org
• The PBA has two components:
‒ Relative Performance (RP) to other KCF practices
‒ Continuous Improvement (CI) to their past performance
• In order to evaluate relative performance, they must pass
‒ “The Quality Gateway”
‒ Minimum quality threshold established by CMS
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
KCF Annual Performance Based
Adjustment (PBA)1
23. AdvancingDialysis.org
Performance Based Adjustment Metrics1
Quality Gateway Measures
• Gains in patient activation
measurement scores at 12-months
• Depression remission, or progress
toward remission, at 12-months
Utilization Measures
• Optimal ESRD starts
‒ Start on HHD or ICHD without a CVC
‒ Start on PD
• Includes outpatient or inpatient urgent start PD
‒ Preemptive transplant
• Cost of Care Composite Measure
‒ Calculated combined cost of CKD and ESRD
care for each KCF practice
• CKD cost of care measure will contribute more
to the composite if the practice has a greater
share of measure-eligible CKD patients
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
24. AdvancingDialysis.org
• Driven by KCF practice performance vs. peers
• Results in stepped assignment to 1 of 5 performance levels:
Step 1: Achieve Quality Gateway threshold?
• Yes Move to step 2
• No Assigned to level 5
Step 2: Utilization performance vs. KCF peers?
• Top 25% Assigned to level 1
• Top 26% Assigned to level 2
• Bottom 50% Move to step 3
Step 3: Utilization performance vs. nation?
• Top 50% Assigned to level 3
• Bottom 25 – 49% Assigned to level 4
• Bottom <25% Assigned to level 5
1
2
3
4
5
Range of +/-
adjustments based on
Relative Performance
+10%
-20%
PBA Level
+2%
n/a
-6%
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
PBA Relative Performance (RP)1
25. AdvancingDialysis.org
…the higher
the PBA
improvement
target is set
The lower the
PBA level…
Incentive to Improve Underutilization Performance and Sustain
High Performance
5.0%
4.5%
4.5%
4.0%
3.5%
5
4
3
2
1
PBA Improvement Target
PBA Level
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
PBA Continuous Improvement (CI)1
26. AdvancingDialysis.org
Performance year 2 and after PBA Components
(% Adjustment to CKD QCP & AMCP)
Total PBA Impact
(% Adjustment to CKD QCP and AMCP)
PBA Performance Level RP Component CI Component RP + CI
(maximum upward
adjustment)
RP Only
(did not meet CI target)
Top 50% of performers vs. all KCF practices
Level 1
(Top 25%)
+10% +10% +20% +10%
Level 2
(Top 26 – 50%)
+2% +5% +7% +2%
Bottom 50% of performers vs. all KCF practices (then compared to practices nationally)
Level 3
(Performance vs. top 50%)
0% +4% +4% 0%
Level 4
(Performance vs. 25 – 49%)
-6% +4% -2% -6%
Level 5
(Performance vs. <25%)
-20% +10% -10% -20%
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
Combining PBA Relative Performance
(RP) and Continuous Improvement (CI)1
27. AdvancingDialysis.org
PBA Payment Applied
2022 PY 1 2023 PY 2 2024 PY 3 2025 PY 4 2026 PY 5
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
1st PBA: PY2Q3 – PY3Q2
(RP only)
Measure Calculate Adjust
2nd PBA: PY3Q3 – PY4Q2
(RP and CI)
Measure Calculate Adjust
3rd PBA: PY4Q3 – PY5Q2
(RP and CI)
Measure Calculate Adjust
4th PBA: PY5Q3 – PY6Q2
(RP and CI)
Measure Calculate Adjust
Measurement period Data collection on measurement performance concludes at the end of PBA performance period
Calculation period PBA amount calculated during PBA calculation period based on performance during PBA performance period
Adjustment period
Performance based adjustment applied to CKD QCP and AMCP (excluding the home dialysis “true up”) during
the PBA adjustment period
1RTI International. Kidney Care Choices ( KCC ) Model Quality Operating Guide : Overview.; 2021.
KCF Annual Performance Based
Adjustment (PBA)1
28. AdvancingDialysis.org
• $334 – 4 in-center visits/month
• $278 – 2-3 in-center visits/month
• $202 – 1 in-center visit/month
• $278 – 1 home clinic visit/month
Performance based adjustment applied to
Physician’s professional fees
starting Q3 - 2023
2
• KCC annual home dialysis “true-up” payment
2
- Additional $35 per home clinic visit / claim
• Optional 1-time payment
- $500 – home modality training payment per
patient
2022 – No Impact to
Physician’s professional fees1
1Centers for Medicare & Medicaid Services, “Final Policy, Payment, and Quality Provisions Changes to
the Medicare Physician Fee Schedule for Calendar Year 2021,” (Fact Sheet) accessed 1/2021, available
at https://www.cms.gov/newsroom/fact-sheets/final-policy-payment-and-quality-provisions-changes-
medicare-physician-fee-schedule-calendar-year-1/. 2RTI International. Kidney Care Choices ( KCC )
Model Quality Operating Guide : Overview.; 2021.
+
2022 KCF Estimated ESKD Payments
29. AdvancingDialysis.org
Risk and Responsibility
All forms of dialysis, including treatments performed in-center and at home, involve some
risks. When vascular access is exposed to more frequent use, infection of the site, and other
access related complications may also be potential risks. In addition, there are certain risks
unique to treatment in the home environment. Patients differ and not everyone will
experience the reported benefits of more frequent hemodialysis.
Certain risks associated with hemodialysis treatment are increased when performing solo
home hemodialysis because no one is present to help the patient respond to health
emergencies.
Certain risks associated with hemodialysis treatment are increased when performing
nocturnal therapy due to the length of treatment time and because therapy is performed
while the patient and care partner are sleeping.
30. AdvancingDialysis.org
About AdvancingDialysis.org
AdvancingDialysis.org is dedicated to providing clinicians and patients with better access to
and more awareness of the reported clinical benefits and improved quality of life made
possible with home dialysis, including solo and nocturnal therapy schedules.
For more information, visit AdvancingDialysis.org
AdvancingDialysis.org is a project of NxStage Medical, Inc.
Leakage def: volume of care a beneficiary receives for their CKD outside of the KCC practice
CKD Beneficiary Exclusion Criteria:
not continuously enrolled in both Medicare Parts A and B.
enrolled in Medicare Advantage (Part C).
does not have Medicare as the primary payer.
not at least 18 years of age.
death date occurs during the quarter.
resides outside of the United States.
currently or prospectively aligned in other Medicare programs or models as determined by KCC Model policy.
kidney transplant in the last 12 months.
has received or is receiving hospice care.
ESRD Beneficiary Exclusion Criteria:
not continuously enrolled in both Medicare Parts A and B.
enrolled in Medicare Advantage (Part C).
does not have Medicare as the primary payer.
not at least 18 years of age.
death date occurs during the quarter.
resides outside of the United States.
currently or prospectively aligned in other Medicare programs or models as determined by KCC Model policy.
has had a kidney transplant in the last 12 months.
has received or is receiving hospice care.
Prior to disbursing the KTB Installment, CMS will evaluate claims during a Lookback Period of up to 12 months post transplant, with 2 months claims run out
CMS will review claims in the Lookback Period to determine that the transplant beneficiary met the following criteria:
Their transplant did not fail
The beneficiary did not receive a second transplant
The beneficiary remained alive
If these criteria are met during the Lookback Period, CMS will disburse the KTB Installment
CKD Quarterly payments includes the following nephrology services:
Office/Outpatient Visit Evaluation and Management (E/M)
99201-99205, 99211-99215
Prolonged E/M
99354-99355
Transitional Care Management Services
99495-99496
Advance Care Planning
99497-99498
Welcome to Medicare and Annual Wellness Visits
G0402, G0438, G0439
Chronic Care Management Services (CCM)
99490
Complex Chronic Care Coordination Services
99487
Home Care / Domiciliary Care E/M
99348, 99349
Prolonged Non-Face-to-Face E/M Services
99358
Assessment/Care Planning for Patients Requiring CCM Services
G0506
Online Digital E/M for an Established Patient; Phone E/M for an Established Patient
99421-99423, 99441-99443
Each Performance Year, CMS withholds 5 percent of the Benchmark Expenditure from KCEs in both Professional and Global Risk Arrangements for quality. This quality withhold is held “at-risk,” meaning it can be earned back by the KCE by reporting and/or sufficiently performing on a set of pre-determined quality measures and Continuous Improvement/Relative Performance (CI/RP) metrics.
Optimal ESRD Starts
Preemptive transplant
Start on HHD as an outpatient absent a CVC
Start on ICHD as an outpatient absent a CVC
Start on PD (as an outpatient or urgent start PD if as an inpatient)
Patient Activation:
“Refers to having the knowledge, skills and confidence needed to effectively manage one’s health”
PAM® survey – 13 question proprietary survey tool developed and distributed by Insignia Health
Survey to be administered at baseline and again within PY1
Insignia Health to provide support
NQF endorsed patient reported outcomes measure which is designed to measure improvements in patient activation
Depression Remission:
Targets patients with a diagnosis of major depression or dysthymia AND a PHQ-9 score > 9
Must repeat the PHQ-9 twelve months later
Success defined by a 50% reduction in the PHQ 9 score
Pay-for-reporting in PY1
Patient Activation:
“Refers to having the knowledge, skills and confidence needed to effectively manage one’s health”
PAM® survey – 13 question proprietary survey tool developed and distributed by Insignia Health
Survey to be administered at baseline and again within PY1
Insignia Health to provide support
NQF endorsed patient reported outcomes measure which is designed to measure improvements in patient activation
Depression Remission:
Targets patients with a diagnosis of major depression or dysthymia AND a PHQ-9 score > 9
Must repeat the PHQ-9 twelve months later
Success defined by a 50% reduction in the PHQ 9 score
Pay-for-reporting in PY1
Optimal ESRD Starts
Preemptive transplant
Start on HHD as an outpatient absent a CVC
Start on ICHD as an outpatient absent a CVC
Start on PD (as an outpatient or urgent start PD if as an inpatient)
Reduced Cost of Care
The measure is calculated by first determining the ratio of observed (actual) over expected costs for each beneficiary with ESRD who is aligned to a participating KCF Practice, and then by summing the beneficiary ratios across all beneficiaries for a KCF Practice.
The resulting sum of ratios is then averaged across all beneficiaries with ESRD aligned to a participating KCF Practice.
The ratio is multiplied by the national ESRD Cost of Care rate to present the number in dollar figures.
Optimal ESRD Starts
Preemptive transplant
Start on HHD as an outpatient absent a CVC
Start on ICHD as an outpatient absent a CVC
Start on PD (as an outpatient or urgent start PD if as an inpatient)
No more than 10% of ICHD new starts may use an AVG
Patient Activation:
“Refers to having the knowledge, skills and confidence needed to effectively manage one’s health”
PAM® survey – 13 question proprietary survey tool developed and distributed by Insignia Health
Survey to be administered at baseline and again within PY1
Insignia Health to provide support
NQF endorsed patient reported outcomes measure which is designed to measure improvements in patient activation
Depression Remission:
Targets patients with a diagnosis of major depression or dysthymia AND a PHQ-9 score > 9
Must repeat the PHQ-9 twelve months later
Success defined by a 50% reduction in the PHQ 9 score
Pay-for-reporting in PY1