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IN3 PhD Doctoral Seminar
                          14th May 2009

              Weber and Network Governments:
A discussion about network forms within bureaucratic systems


                      Ana Waksberg-Guerrini
Motivation

Thesis: use of citizen-government interaction data; information flows ->
affects/affected by the organizational structure

Literature: e-government, e-governance, network government, networked public
administrations, information government, institutional theory



References
”Building the Virtual State” – book by Jane Fountain
”Using the lens of Max Weber's Theory of Bureaucracy to Examine E-Government
Research” – article by Aby Jain
”Neither Market nor Hierarchy: Network Forms of Organization” - article by Walter E.
Powell
”Three Traditions of Network Research: What the Public Management Research Agenda
Can Learn from Other Research Communities” - article by Frances Berry, Ralph
Brower, Sang Ok Choi, Wendy Xinfang Goa, HeeSoun Jang, Myungjung Kwon, Jessica
Word
Bureaucracy

early 18th century: ”bureau”

Theory of Modern Bureaucracy (Weber)

"Ideal type", but the ”only form of organization able to cope with the complexity of
modern enterprise”.

Central to 20th century public administration

New organizational form that had started to emerge in the 2nd half of the 19th
century.

Before: leadership and authority derived from charisma or tradition

Later: leadership and authority derived from a rational-legal framework /values of
logic, efficiency and reason.

Solving problems (optimum means to given ends).
Elements of Weberian Bureaucracy

   * Functional differentiation, precise division of labour, clear jurisdictional boundaries
   * Hierarchy of offices and individuals
   * Files, written documents, staff to maintain and transmit files
   * Employees are neutral, impersonal, attached to a particular office
   * Office system of general rules, standard operating procedures, performance
programme

Guided by the objectives of efficiency, calculability, predictability and stability.

Criticisms

   *   Rules become ends in themselves
   *   "Subotimization"
   *   Resistance to change
   *   Poor at innovating or at embracing new ideas
   *   "Play by the rules" culture - power
   *   Slow processing time due to batch processing, delay, lags, multiple handoffs
   *   Long cycles of feedback and adjustment


what we find: some elements have changed, but most remain fixed.
Network Forms of Organization

Organizational arrangements that resemble networks more than hierarchies or markets –
increasingly visible (firms, gov't), although predates the internet.
     To promote adaptive capacity, innovation, efficiency, and reduced transaction costs.

By 2002: alliances among the largest one thousand US firms – 35% of their total revenue
(1980 – less than 2%)

”[the] diverse literature [on organizational practices and arrangements] shares a
common focus on lateral or horizontal patterns of exchange, interdependent
flows of resources, and reciprocal lines of communication” (Powell)

Emphasis placed on dynamic, multi-party cooperative relationships within and across
(geographic, institutional) boundaries
       Key Features             Hierarchy               Network
       communication            routines                relational
       actors preferences       dependent               interdependent
       conflict resolution      supervision             reputation
       normative basis          employment relat.       complem. strenghts
       flexibility              low                     medium
"Networks" in public administration: research traditions


social network analysis
    role of informal/ weak ties (Granovetter); theory of information diffusion and
communication across networks; gatekeepers of information

policy networks (policy change and the impact of networks on policy outcomes)
   Role of social networks – networks of actors across agencies and with the nonprofit and
private sectors are more central to policymaking than formalized governance structures
alone

public management networks
   identification of public management networks, how they function, skills and managerial
techniques, impact on decision making, policy outputs and outcomes, and democratic
values of governance
More recently: ICTs and government

e-Government as a tool to "reforming" bureaucracy
     Online service delivery; citizen-centricity
     would require backoffice integration, cross-agency collaboration, systems
interoperability

Digital Era Governance: replacing New Public Management




E-Democracy
E-Participation
E-Governance
"network administration" - closely related to the network structure identified by
several authors to characterise the new social morphology of the information society.

  * Aided by the intensive use of ICTs

organisation of activities around projects of limited duration, the flexibility in
reconfiguring teams and resources to complete them, the internal decentralisation
and cooperation with other organizations

An organisational form characterised by:

   * the connection and interoperation between the information systems and the
management procedures
   * more flexible management, more adaptability to changes and with relationships
that are more horizontal than those which predominate in the traditional
administration.
   * the networks between the public and the private sector design and manage
public policies, within a contingent and dynamic character, in a political system where
the citizen plays a role as a user of public services as well as co-manager of the
administrative procedures, through the new forms of participation and interaction.
QUESTIONS


Are networks replacing bureaucracy or coexisting with it?

Is the bureaucratic state becoming a network state?

Are networks changing bureaucracy as their "use" increases?

What role do digital and interorganizational networks play in institutions?

What are the consequences of network organization in governments?
Network Levels, Information Flows

Social networks

Where individuals share and make sense of information in small groups through ongoing
social relations within and across organisations.

Intraorganizational networks

Networks within hierarchies subsume relations between and among actors under a
governance structure that handles conflict resolution and channels behaviour.

Interorganizational networks

Any collection of actors that pursue repeated, enduring exchange relations with one
another and, at the same time, lack a legitimate organizational authority to arbitrate and
resolve disputes that may arise during the exchange.


having in mind... ”Technology Enactment”

Institutional Arrangements (Legal and Formal, Socio-Structural, Cultural, Cognitive)
Organizational Forms
"The rapid rise of scholarly interested in network forms, both within and between
organizations, has obscured the fact that most nodes in networks continue to
function within hierarchies. Digital structures shared databases make data
and information available throughout bureaucracy rather than only to
those at particular levels who perform specific functions. A notable result
has been the detachement of information from individuals holding a particular
role. To the extent that information is power, this fundamental structural shift
has important implications for authority and power in government" (Building the
Virtual State - Jane Fountain, p.60)
Virtual Agency




 Data: emails + calls (nature, service, department), webmetrics (keywords, navigation
 patterns, most used) - ”accountant of the administration”
BV – answers emails from 5 main entry points; do not ”exist” legally, but work as ombudsman +
global view of the citizen
Outcomes

Power, hierarchy
Nodes
    Interoperability concerns power (TE), not simply information and meaning
    Rules embedded in ”computer code” govern invisibly and powerfully
    IT specialists
Accountability
Legislation
Budget Process

"Information-based organizations and traditional bureaucracies are equally rule-based,
and information-based organizationals are perhaps even more highly rationalized. But
the rules embedded within information systems are normally less visible and seemingly
less constraining to bureaucratic discretion"
(Fountain, p. 61)
obrigada!

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Weber and Network Governments

  • 1. IN3 PhD Doctoral Seminar 14th May 2009 Weber and Network Governments: A discussion about network forms within bureaucratic systems Ana Waksberg-Guerrini
  • 2. Motivation Thesis: use of citizen-government interaction data; information flows -> affects/affected by the organizational structure Literature: e-government, e-governance, network government, networked public administrations, information government, institutional theory References ”Building the Virtual State” – book by Jane Fountain ”Using the lens of Max Weber's Theory of Bureaucracy to Examine E-Government Research” – article by Aby Jain ”Neither Market nor Hierarchy: Network Forms of Organization” - article by Walter E. Powell ”Three Traditions of Network Research: What the Public Management Research Agenda Can Learn from Other Research Communities” - article by Frances Berry, Ralph Brower, Sang Ok Choi, Wendy Xinfang Goa, HeeSoun Jang, Myungjung Kwon, Jessica Word
  • 3. Bureaucracy early 18th century: ”bureau” Theory of Modern Bureaucracy (Weber) "Ideal type", but the ”only form of organization able to cope with the complexity of modern enterprise”. Central to 20th century public administration New organizational form that had started to emerge in the 2nd half of the 19th century. Before: leadership and authority derived from charisma or tradition Later: leadership and authority derived from a rational-legal framework /values of logic, efficiency and reason. Solving problems (optimum means to given ends).
  • 4. Elements of Weberian Bureaucracy * Functional differentiation, precise division of labour, clear jurisdictional boundaries * Hierarchy of offices and individuals * Files, written documents, staff to maintain and transmit files * Employees are neutral, impersonal, attached to a particular office * Office system of general rules, standard operating procedures, performance programme Guided by the objectives of efficiency, calculability, predictability and stability. Criticisms * Rules become ends in themselves * "Subotimization" * Resistance to change * Poor at innovating or at embracing new ideas * "Play by the rules" culture - power * Slow processing time due to batch processing, delay, lags, multiple handoffs * Long cycles of feedback and adjustment what we find: some elements have changed, but most remain fixed.
  • 5. Network Forms of Organization Organizational arrangements that resemble networks more than hierarchies or markets – increasingly visible (firms, gov't), although predates the internet. To promote adaptive capacity, innovation, efficiency, and reduced transaction costs. By 2002: alliances among the largest one thousand US firms – 35% of their total revenue (1980 – less than 2%) ”[the] diverse literature [on organizational practices and arrangements] shares a common focus on lateral or horizontal patterns of exchange, interdependent flows of resources, and reciprocal lines of communication” (Powell) Emphasis placed on dynamic, multi-party cooperative relationships within and across (geographic, institutional) boundaries Key Features Hierarchy Network communication routines relational actors preferences dependent interdependent conflict resolution supervision reputation normative basis employment relat. complem. strenghts flexibility low medium
  • 6. "Networks" in public administration: research traditions social network analysis role of informal/ weak ties (Granovetter); theory of information diffusion and communication across networks; gatekeepers of information policy networks (policy change and the impact of networks on policy outcomes) Role of social networks – networks of actors across agencies and with the nonprofit and private sectors are more central to policymaking than formalized governance structures alone public management networks identification of public management networks, how they function, skills and managerial techniques, impact on decision making, policy outputs and outcomes, and democratic values of governance
  • 7. More recently: ICTs and government e-Government as a tool to "reforming" bureaucracy Online service delivery; citizen-centricity would require backoffice integration, cross-agency collaboration, systems interoperability Digital Era Governance: replacing New Public Management E-Democracy E-Participation E-Governance
  • 8. "network administration" - closely related to the network structure identified by several authors to characterise the new social morphology of the information society. * Aided by the intensive use of ICTs organisation of activities around projects of limited duration, the flexibility in reconfiguring teams and resources to complete them, the internal decentralisation and cooperation with other organizations An organisational form characterised by: * the connection and interoperation between the information systems and the management procedures * more flexible management, more adaptability to changes and with relationships that are more horizontal than those which predominate in the traditional administration. * the networks between the public and the private sector design and manage public policies, within a contingent and dynamic character, in a political system where the citizen plays a role as a user of public services as well as co-manager of the administrative procedures, through the new forms of participation and interaction.
  • 9. QUESTIONS Are networks replacing bureaucracy or coexisting with it? Is the bureaucratic state becoming a network state? Are networks changing bureaucracy as their "use" increases? What role do digital and interorganizational networks play in institutions? What are the consequences of network organization in governments?
  • 10. Network Levels, Information Flows Social networks Where individuals share and make sense of information in small groups through ongoing social relations within and across organisations. Intraorganizational networks Networks within hierarchies subsume relations between and among actors under a governance structure that handles conflict resolution and channels behaviour. Interorganizational networks Any collection of actors that pursue repeated, enduring exchange relations with one another and, at the same time, lack a legitimate organizational authority to arbitrate and resolve disputes that may arise during the exchange. having in mind... ”Technology Enactment” Institutional Arrangements (Legal and Formal, Socio-Structural, Cultural, Cognitive) Organizational Forms
  • 11. "The rapid rise of scholarly interested in network forms, both within and between organizations, has obscured the fact that most nodes in networks continue to function within hierarchies. Digital structures shared databases make data and information available throughout bureaucracy rather than only to those at particular levels who perform specific functions. A notable result has been the detachement of information from individuals holding a particular role. To the extent that information is power, this fundamental structural shift has important implications for authority and power in government" (Building the Virtual State - Jane Fountain, p.60)
  • 12. Virtual Agency Data: emails + calls (nature, service, department), webmetrics (keywords, navigation patterns, most used) - ”accountant of the administration”
  • 13. BV – answers emails from 5 main entry points; do not ”exist” legally, but work as ombudsman + global view of the citizen
  • 14. Outcomes Power, hierarchy Nodes Interoperability concerns power (TE), not simply information and meaning Rules embedded in ”computer code” govern invisibly and powerfully IT specialists Accountability Legislation Budget Process "Information-based organizations and traditional bureaucracies are equally rule-based, and information-based organizationals are perhaps even more highly rationalized. But the rules embedded within information systems are normally less visible and seemingly less constraining to bureaucratic discretion" (Fountain, p. 61)