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Good Laboratory Practices
GLP: GOOD LABORATORY 
PRACTICE 
 GLP is an FDA regulation. 
 Definition: GLP embodies 
a set of principles that 
provides a framework 
within which laboratory 
studies are planned 
performed, monitored, 
reported and archived. 
 GLP is sometimes confused 
with the standards of 
laboratory safety like 
wearing safety goggles.
HISTORY 
 GLP is a formal regulation that was created by the 
FDA (United states food and drug administration) in 
1978. 
 Although GLP originated in the United States , it had 
a world wide impact. 
 Non-US companies that wanted to do business with 
the United states or register their pharmacies in the 
United States had to comply with the United States 
GLP regulations. 
 They eventually started making GLP regulations in 
their home countries. 
 In 1981 an organization named OECD (organization 
for economic co-operation and development ) 
produced GLP principles that are international 
standard.
WHY WAS GLP CREATED? 
 In the early 70’s FDA became 
aware of cases of poor laboratory 
practice all over the United States. 
 FDA decided to do an in-depth 
investigation on 40 toxicology 
labs. 
 They discovered a lot fraudulent 
activities and a lot of poor lab 
practices. 
 Examples of some of these poor 
lab practices found were 
1. Equipment not been calibrated to 
standard form , therefore giving 
wrong measurements. 
2. Incorrect/inaccurate accounts of 
the actual lab study 
3. Inadequate test systems
FAMOUS EXAMPLE 
 One of the labs that went 
under such an investigation 
made headline news. 
 The name of the Lab was 
Industrial Bio Test. This was a 
big lab that ran tests for big 
companies such as Procter and 
Gamble. 
 It was discovered that mice 
that they had used to test 
cosmetics such as lotion and 
deodorants had developed 
cancer and died. 
 Industrial Bio Test lab threw 
the dead mice and covered 
results deeming the products 
good for human consumption. 
 Those involved in production, 
distribution and sales for the 
lab eventually served jail time.
OBJECTIVES OF GLP 
 GLP makes sure that the data submitted 
are a true reflection of the results that are 
obtained during the study. 
 GLP also makes sure that data is 
traceable. 
 Promotes international acceptance of 
tests.
MISSION OF GLP 
 Test systems 
 Archiving of records and materials. 
 Apparatus, material and reagent facilities. 
 Quality assurance programs. 
 Performance of the study. 
 Reporting of study results. 
 Standard operating procedures (SOP) 
 Personnel and test facility organization
Standard Operating Procedures 
(SOP) 
 Written procedures for a laboratories 
program. 
 They define how to carry out protocol-specified 
activities. 
 Most often written in a chronological 
listing of action steps. 
 They are written to explain how the 
procedures are suppose to work
SOP 
 Routine inspection, cleaning, 
maintenance, testing and calibration. 
 Actions to be taken in response to 
equipment failure. 
 Analytical methods 
 Definition of raw data 
 Keeping records, reporting, storage, 
mixing, and retrieval of data
Statistical Procedures for Data 
Evaluation 
 Statistical procedures are not simply 
chosen from a text book 
 Practitioners in a particular field may 
adopt certain standards which are deemed 
acceptable within that field. 
 Regulatory agencies often describe 
acceptable statistical procedures.
Instrumentation Validation 
 This is a process necessary for any 
analytical laboratory. 
 Data produced by “faulty” instruments 
may give the appearance of valid data. 
 The frequency for calibration, re-validation 
and testing depends on the instrument 
and extent of its use in the laboratory. 
 Whenever an instrument’s performance is 
outside the “control limits” reports must 
be discontinued
Instrument Validation (cont) 
 Equipment records should include: 
 Name of the equipment and manufacturer 
 Model or type for identification 
 Serial number 
 Date equipment was received in the 
laboratory 
 Copy of manufacturers operating 
instruction (s)
Reagent/ Materials Certification 
 This policy is to assure that reagents used 
are specified in the standard operating 
procedure. 
 Purchasing and testing should be handled 
by a quality assurance program.
Reagents and Solutions cont 
 Requirements: 
 Reagents and solutions shall be labeled 
 Deteriorated or outdated reagents and 
solutions shall not be used 
 Include Date opened 
 Stored under ambient temperature 
 Expiration date
Analyst Certification 
 Some acceptable proof of satisfactory 
training and/or competence with specific 
laboratory procedures must be established 
for each analyst. 
 Qualification can come from education, 
experience or additional trainings, but it 
should be documented 
 Sufficient people 
 Requirements of certification vary
Laboratory Certification 
 Normally done by an external agency 
 Evaluation is concerned with issues such as 
 Adequate space 
 Ventilation 
 Storage 
 Hygiene
Specimen/Sample Tracking 
 Vary among laboratories 
 Must maintain the unmistakable 
connection between a set of analytical 
data and the specimen and/or samples 
from which they were obtained. 
 Original source of specimen/sample (s) 
must be recorded and unmistakably 
connected with the set of analytical data.
Documentation and Maintenance of 
Records 
 Maintenance of all records provide 
documentation which may be required in the 
event of legal challenges due to repercussions of 
decisions based on the original analytical results. 
 General guidelines followed in regulated 
laboratories is to maintain records for at least 
five years 
 Length of time over which laboratory records 
should be maintained will vary with the situation
Important questions to be answered for any 
analytical instrument 
 What is the equipment being used for? 
 Is the instrument within specification and is the 
documentation to prove this available? 
 If the instrument is not within specifications, how 
much does it deviate by? 
 If the instrument is not within specifications what 
action has been taken to overcome the defect? 
 Can the standards used to test and calibrate the 
instrument be traced back to national standards?
What happens if a workplace 
does not comply with federal 
Good Laboratory Practice 
standards?
Disqualification of a Facility 
 Before a workplace can experience the 
consequences of noncompliance, an 
explanation of disqualification is needed 
 The FDA states the purpose of 
disqualification as the exclusion of a 
testing facility from completing laboratory 
studies or starting any new studies due to 
not following the standards of compliance 
set by the Good Laboratory Practice 
manual
Possible Violations 
 Falsifying information for permit, 
registration or any required records 
 Falsifying information related to testing~ 
protocols, ingredients, observations, data 
equipment, ect. 
 Failure to prepare, retain, or submit 
written records required by law
Grounds for Disqualification 
 The testing facility failed to comply with 
one or more regulations implemented by 
the GLP manual 
 The failure to comply led to adverse 
outcomes in the data; in other words, it 
affected the validity of the study 
 Warnings or rejection of previous studies 
have not been adequate to improve the 
facility’s compliance
Consequences of Noncompliance 
 The FDA states the following consequences of 
noncompliance: 
 The commissioner will send a written proposal of 
disqualification to the testing facility 
 A regulatory hearing on the disqualification will be 
scheduled 
 If the commissioner finds that after the hearing, the 
facility has complied, then a written statement with 
an explanation of termination of disqualification will 
be sent to the facility 
 Thus, if it can be shown that such disqualifications did 
not affect the integrity and outcome of the study 
itself, or did not occur at all, then the study may be 
reinstated at the will of the commissioner
Upon Disqualification… 
If the commissioner finds that the facility was 
noncompliant on any of the grounds after the 
hearing, then a final order of noncompliance will be 
sent to the facility with explanations 
 If a testing facility has been disqualified, any studies 
done before of after the disqualification will need to be 
determined as essential to a decision (acceptable or not) 
 If the study is determined unacceptable, then the facility 
itself may need to show that the study was not affected 
by the noncompliance that led to the disqualification 
 Once finally disqualified, the facility may not receive or 
be considered for a research or marketing permit and 
the study is rejected.
Upon Disqualification… 
 The commissioner may notify the public and all 
interested persons, including other federal agencies the 
facility may have contacted 
 The FDA may ask the other agencies to consider 
whether to support the facility or not under the 
disqualification 
 Civil or criminal proceedings may occur at the discretion 
of the commissioner 
 Fines of up to $50,000 if one knowingly commits crime 
and/or 1 year imprisonment~ for registration applicants and 
producers 
 Fines up to $5,000 all others~ civil penalty after failing to 
improve after a minor violation warning was issued~ only 
those involved in testing will be given civil penalties 
 Those involved in the distribution or sales will be assessed 
more heavy penalties, such as criminal penalties
Upon Disqualification… 
 The FDA may turn it over to the federal, 
state or local law enforcement 
 The facility’s sponsor may terminate or 
suspend the facility from doing any non-clinical 
study for a permit 
 The sponsor is required to notify the FDA 
in writing within 15 working days that the 
facility is to be suspended or terminated 
and why
Reinstatement of a Disqualified 
Facility 
 The testing facility may be reinstated as 
acceptable non-clinical study to be turned into 
the FDA if the commissioner can be certain that 
future studies will be conducted in compliance 
with the Good Laboratory Practice standards and 
that any current studies integrity have not been 
severely harmed by the disqualification 
 The disqualified facility will be required to put in 
writing to the commissioner reasons why it 
should be reinstated and any actions the facility 
will take or have taken to assure any 
disqualification problems will not happen again
Reinstatement of a Disqualified 
Facility 
 The commissioner will inspect the facility 
and determine if it shall be reinstated 
 If it is reinstated, the commissioner is 
required to notify all persons that were 
notified of the disqualification including 
the facility itself
References 
 http://www.sjsu.edu/faculty/chem55/55gl 
pout.htm 
 http://www.labcompliance.com/tutorial/gl 
p/default.aspx?sm=d_a 
 UGA Office of the Vice President for 
Research 
 Wikipedia

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Glp

  • 2. GLP: GOOD LABORATORY PRACTICE  GLP is an FDA regulation.  Definition: GLP embodies a set of principles that provides a framework within which laboratory studies are planned performed, monitored, reported and archived.  GLP is sometimes confused with the standards of laboratory safety like wearing safety goggles.
  • 3. HISTORY  GLP is a formal regulation that was created by the FDA (United states food and drug administration) in 1978.  Although GLP originated in the United States , it had a world wide impact.  Non-US companies that wanted to do business with the United states or register their pharmacies in the United States had to comply with the United States GLP regulations.  They eventually started making GLP regulations in their home countries.  In 1981 an organization named OECD (organization for economic co-operation and development ) produced GLP principles that are international standard.
  • 4. WHY WAS GLP CREATED?  In the early 70’s FDA became aware of cases of poor laboratory practice all over the United States.  FDA decided to do an in-depth investigation on 40 toxicology labs.  They discovered a lot fraudulent activities and a lot of poor lab practices.  Examples of some of these poor lab practices found were 1. Equipment not been calibrated to standard form , therefore giving wrong measurements. 2. Incorrect/inaccurate accounts of the actual lab study 3. Inadequate test systems
  • 5. FAMOUS EXAMPLE  One of the labs that went under such an investigation made headline news.  The name of the Lab was Industrial Bio Test. This was a big lab that ran tests for big companies such as Procter and Gamble.  It was discovered that mice that they had used to test cosmetics such as lotion and deodorants had developed cancer and died.  Industrial Bio Test lab threw the dead mice and covered results deeming the products good for human consumption.  Those involved in production, distribution and sales for the lab eventually served jail time.
  • 6. OBJECTIVES OF GLP  GLP makes sure that the data submitted are a true reflection of the results that are obtained during the study.  GLP also makes sure that data is traceable.  Promotes international acceptance of tests.
  • 7. MISSION OF GLP  Test systems  Archiving of records and materials.  Apparatus, material and reagent facilities.  Quality assurance programs.  Performance of the study.  Reporting of study results.  Standard operating procedures (SOP)  Personnel and test facility organization
  • 8. Standard Operating Procedures (SOP)  Written procedures for a laboratories program.  They define how to carry out protocol-specified activities.  Most often written in a chronological listing of action steps.  They are written to explain how the procedures are suppose to work
  • 9. SOP  Routine inspection, cleaning, maintenance, testing and calibration.  Actions to be taken in response to equipment failure.  Analytical methods  Definition of raw data  Keeping records, reporting, storage, mixing, and retrieval of data
  • 10. Statistical Procedures for Data Evaluation  Statistical procedures are not simply chosen from a text book  Practitioners in a particular field may adopt certain standards which are deemed acceptable within that field.  Regulatory agencies often describe acceptable statistical procedures.
  • 11. Instrumentation Validation  This is a process necessary for any analytical laboratory.  Data produced by “faulty” instruments may give the appearance of valid data.  The frequency for calibration, re-validation and testing depends on the instrument and extent of its use in the laboratory.  Whenever an instrument’s performance is outside the “control limits” reports must be discontinued
  • 12. Instrument Validation (cont)  Equipment records should include:  Name of the equipment and manufacturer  Model or type for identification  Serial number  Date equipment was received in the laboratory  Copy of manufacturers operating instruction (s)
  • 13. Reagent/ Materials Certification  This policy is to assure that reagents used are specified in the standard operating procedure.  Purchasing and testing should be handled by a quality assurance program.
  • 14. Reagents and Solutions cont  Requirements:  Reagents and solutions shall be labeled  Deteriorated or outdated reagents and solutions shall not be used  Include Date opened  Stored under ambient temperature  Expiration date
  • 15. Analyst Certification  Some acceptable proof of satisfactory training and/or competence with specific laboratory procedures must be established for each analyst.  Qualification can come from education, experience or additional trainings, but it should be documented  Sufficient people  Requirements of certification vary
  • 16. Laboratory Certification  Normally done by an external agency  Evaluation is concerned with issues such as  Adequate space  Ventilation  Storage  Hygiene
  • 17. Specimen/Sample Tracking  Vary among laboratories  Must maintain the unmistakable connection between a set of analytical data and the specimen and/or samples from which they were obtained.  Original source of specimen/sample (s) must be recorded and unmistakably connected with the set of analytical data.
  • 18. Documentation and Maintenance of Records  Maintenance of all records provide documentation which may be required in the event of legal challenges due to repercussions of decisions based on the original analytical results.  General guidelines followed in regulated laboratories is to maintain records for at least five years  Length of time over which laboratory records should be maintained will vary with the situation
  • 19. Important questions to be answered for any analytical instrument  What is the equipment being used for?  Is the instrument within specification and is the documentation to prove this available?  If the instrument is not within specifications, how much does it deviate by?  If the instrument is not within specifications what action has been taken to overcome the defect?  Can the standards used to test and calibrate the instrument be traced back to national standards?
  • 20. What happens if a workplace does not comply with federal Good Laboratory Practice standards?
  • 21. Disqualification of a Facility  Before a workplace can experience the consequences of noncompliance, an explanation of disqualification is needed  The FDA states the purpose of disqualification as the exclusion of a testing facility from completing laboratory studies or starting any new studies due to not following the standards of compliance set by the Good Laboratory Practice manual
  • 22. Possible Violations  Falsifying information for permit, registration or any required records  Falsifying information related to testing~ protocols, ingredients, observations, data equipment, ect.  Failure to prepare, retain, or submit written records required by law
  • 23. Grounds for Disqualification  The testing facility failed to comply with one or more regulations implemented by the GLP manual  The failure to comply led to adverse outcomes in the data; in other words, it affected the validity of the study  Warnings or rejection of previous studies have not been adequate to improve the facility’s compliance
  • 24. Consequences of Noncompliance  The FDA states the following consequences of noncompliance:  The commissioner will send a written proposal of disqualification to the testing facility  A regulatory hearing on the disqualification will be scheduled  If the commissioner finds that after the hearing, the facility has complied, then a written statement with an explanation of termination of disqualification will be sent to the facility  Thus, if it can be shown that such disqualifications did not affect the integrity and outcome of the study itself, or did not occur at all, then the study may be reinstated at the will of the commissioner
  • 25. Upon Disqualification… If the commissioner finds that the facility was noncompliant on any of the grounds after the hearing, then a final order of noncompliance will be sent to the facility with explanations  If a testing facility has been disqualified, any studies done before of after the disqualification will need to be determined as essential to a decision (acceptable or not)  If the study is determined unacceptable, then the facility itself may need to show that the study was not affected by the noncompliance that led to the disqualification  Once finally disqualified, the facility may not receive or be considered for a research or marketing permit and the study is rejected.
  • 26. Upon Disqualification…  The commissioner may notify the public and all interested persons, including other federal agencies the facility may have contacted  The FDA may ask the other agencies to consider whether to support the facility or not under the disqualification  Civil or criminal proceedings may occur at the discretion of the commissioner  Fines of up to $50,000 if one knowingly commits crime and/or 1 year imprisonment~ for registration applicants and producers  Fines up to $5,000 all others~ civil penalty after failing to improve after a minor violation warning was issued~ only those involved in testing will be given civil penalties  Those involved in the distribution or sales will be assessed more heavy penalties, such as criminal penalties
  • 27. Upon Disqualification…  The FDA may turn it over to the federal, state or local law enforcement  The facility’s sponsor may terminate or suspend the facility from doing any non-clinical study for a permit  The sponsor is required to notify the FDA in writing within 15 working days that the facility is to be suspended or terminated and why
  • 28. Reinstatement of a Disqualified Facility  The testing facility may be reinstated as acceptable non-clinical study to be turned into the FDA if the commissioner can be certain that future studies will be conducted in compliance with the Good Laboratory Practice standards and that any current studies integrity have not been severely harmed by the disqualification  The disqualified facility will be required to put in writing to the commissioner reasons why it should be reinstated and any actions the facility will take or have taken to assure any disqualification problems will not happen again
  • 29. Reinstatement of a Disqualified Facility  The commissioner will inspect the facility and determine if it shall be reinstated  If it is reinstated, the commissioner is required to notify all persons that were notified of the disqualification including the facility itself
  • 30. References  http://www.sjsu.edu/faculty/chem55/55gl pout.htm  http://www.labcompliance.com/tutorial/gl p/default.aspx?sm=d_a  UGA Office of the Vice President for Research  Wikipedia