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ROYAL NETHERLANDS MILITARY ACADEMY




Comparing OODA and Other Models as
Operational View C2 Architecture

       Tim Grant * & Bas Kooter **
       Tim Grant * & Bas Kooter **
    * Royal Netherlands Military Academy
    * Royal Netherlands Military Academy
            TJ.Grant@mindef.nl
            TJ.Grant@mindef.nl
              ** MultiNeeds b.v.
              ** MultiNeeds b.v.
          MultiNeeds@planet.nl
          MultiNeeds@planet.nl
Outline

                Introduction
                Boyd’s (1996) OODA
                OODA as Operational View
                Comparison with other models
                OODA’s shortcomings
                Re-engineering OODA
                Further work


13-16 Jun 05         Grant: Comparing OODA & Other Models   2
Introduction
                               “Beyond SA: closing OODA loop”
                               “Beyond SA: closing OODA loop”
                Authors:
                Tim Grant: Professor, Operational ICT
                Bas Kooter: Independent consultant
                Royal Netherlands Military Academy:
                Faculty of Military Science, MOD (NL)
                Faculty’s research themes:
                Optimising operational resources
                Future wars
                Intelligent support for decision-making
                Technology-induced transformation
                Partnerships
                Availability

13-16 Jun 05           Grant: Comparing OODA & Other Models   3
Boyd’s (1996) OODA model
              Observe                       Orient                               Decide                     Act


                          Implicit                                                     Implicit
  Unfolding              Guidance             Cultural                                Guidance
Circumstances            & Control           Traditions                               & Control

                                     Genetic
                                                          Analyses &
                            Feed
              Observations Forward
                                     Heritage
                                                          Synthesis     Feed       Decision        Feed     Action
                                                                       Forward                    Forward
                                                                                 (Hypothesis)               (Test)
                                          New
                                      Information     Previous
  Outside                                            Experience                                               Unfolding
Information                                                                                                   Interaction
           Unfolding                                                                                             With
           Interaction                      Feedback                                                         Environment
              With
                                                    Feedback
          Environment




         13-16 Jun 05                  Grant: Comparing OODA & Other Models                                    4
OODA as Operational View




OODA

13-16 Jun 05        Grant: Comparing OODA & Other Models   5
Comparisons (1)

                OODA compared with:
                Wohl’s (1981) SHOR model
                Rasmussen (1983) three-level model
                Mayk & Rubin’s (1988) review of 15 models
                Klein’s (1998) RPDM model
                Endsley’s (2000) SA model
                Demming’s (1951) Plan-Do-Check-Act




13-16 Jun 05         Grant: Comparing OODA & Other Models   6
Comparisons (2)

                    OODA      SHOR     Rasmussen        Mayk    RPDM   SA    PDCA

Control loop?        √          √            √            √      √     √      √

Detailed?                       √                                √     √      √

Tempo?               √

Planning?                      √ (1)         √                   (2)   (3)   √ (4)

Learning?                                                                     √

Interaction?         √          √                         √      ?

Peer review?         √          √            √            ?      √     √      √


 13-16 Jun 05            Grant: Comparing OODA & Other Models                     7
OODA’s shortcomings

                Neither detailed nor formalised
                No guarantee of scalability
                Other agents not modelled explicitly
                Competitive interactions only
                Lacks psychological validity:
                No domain state or world model
                No concept of attention or memory
                Lacks deliberative planning process
                Lacks learning process

13-16 Jun 05         Grant: Comparing OODA & Other Models   8
Re-engineering OODA (1)

                Re-engineering process:
                Define requirements:
                                                             √
                                                             √
                  “Rational reconstruction” of OODA
                Apply use-cases                              √
                                                             √
                Formalise using SADT:                        √
                                                             √
                  -> Operational View architecture
                Object-oriented analysis using UML:
                  -> Systems View architecture
                Implement in Java, C# or Smalltalk:
                  For verification of Operational View
                  Real-time performance NOT optimised

13-16 Jun 05          Grant: Comparing OODA & Other Models       9
Re-engineering OODA (2)
                                                                                                                                                                   Agent
                             Set Filter


               Signal                     Observation                                                                      Retrieve alternative COA
                        Observing
                                                                                                                              Goals
                                                                                     Unexpected situation                                 Goals

                         Sensors                             Orienting
                                                                                                                                                 Accepted
                                                                                           Expected
                                                                                                                                                     goal
                                                                                           Situation
                                                                                                                           Control of planning
                                               Prototypes
                                                                                                                           Plans
                                                 Observed       Assessors                                     Planning
                                                prototypes                                Construct
                                                                                              COA                                                              Effects achieved
 Environment




                                                                                  New/modified
                                                        Prototypes                   Prototype
                                                                                                              Planners

                                                                                                                                      Deciding
                                                                                Situation not
                                                                                recognised
                                                                                                                                                            Selected
                                                                                                                                       Decision             Plan
                                                                                                                                       makers
                                                                                                            Control of Sensemaking
                                                   Existing
                                                prototypes


                                                                            Sensem aking
                                                                                                                                                                   Acting


                                                                            Sensemakers
                                                                                                                  COAs                                            Actuators
                                             Expectations



                                           Actions

13-16 Jun 05                                             Grant: Comparing OODA & Other Models                                                                                 10
Further work

                UML analysis (in progress)
                Implement & test demonstrator
                Incorporate lessons learned in:
                Operational View architecture
                Systems View architecture
                Publish further papers:
                Rational reconstruction (submitted)
                Validation against 9/11 timeline
                Planning niche

13-16 Jun 05         Grant: Comparing OODA & Other Models   11
Any questions?



13-16 Jun 05     Grant: Comparing OODA & Other Models   12

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Comparing ooda presentation

  • 1. ROYAL NETHERLANDS MILITARY ACADEMY Comparing OODA and Other Models as Operational View C2 Architecture Tim Grant * & Bas Kooter ** Tim Grant * & Bas Kooter ** * Royal Netherlands Military Academy * Royal Netherlands Military Academy TJ.Grant@mindef.nl TJ.Grant@mindef.nl ** MultiNeeds b.v. ** MultiNeeds b.v. MultiNeeds@planet.nl MultiNeeds@planet.nl
  • 2. Outline Introduction Boyd’s (1996) OODA OODA as Operational View Comparison with other models OODA’s shortcomings Re-engineering OODA Further work 13-16 Jun 05 Grant: Comparing OODA & Other Models 2
  • 3. Introduction “Beyond SA: closing OODA loop” “Beyond SA: closing OODA loop” Authors: Tim Grant: Professor, Operational ICT Bas Kooter: Independent consultant Royal Netherlands Military Academy: Faculty of Military Science, MOD (NL) Faculty’s research themes: Optimising operational resources Future wars Intelligent support for decision-making Technology-induced transformation Partnerships Availability 13-16 Jun 05 Grant: Comparing OODA & Other Models 3
  • 4. Boyd’s (1996) OODA model Observe Orient Decide Act Implicit Implicit Unfolding Guidance Cultural Guidance Circumstances & Control Traditions & Control Genetic Analyses & Feed Observations Forward Heritage Synthesis Feed Decision Feed Action Forward Forward (Hypothesis) (Test) New Information Previous Outside Experience Unfolding Information Interaction Unfolding With Interaction Feedback Environment With Feedback Environment 13-16 Jun 05 Grant: Comparing OODA & Other Models 4
  • 5. OODA as Operational View OODA 13-16 Jun 05 Grant: Comparing OODA & Other Models 5
  • 6. Comparisons (1) OODA compared with: Wohl’s (1981) SHOR model Rasmussen (1983) three-level model Mayk & Rubin’s (1988) review of 15 models Klein’s (1998) RPDM model Endsley’s (2000) SA model Demming’s (1951) Plan-Do-Check-Act 13-16 Jun 05 Grant: Comparing OODA & Other Models 6
  • 7. Comparisons (2) OODA SHOR Rasmussen Mayk RPDM SA PDCA Control loop? √ √ √ √ √ √ √ Detailed? √ √ √ √ Tempo? √ Planning? √ (1) √ (2) (3) √ (4) Learning? √ Interaction? √ √ √ ? Peer review? √ √ √ ? √ √ √ 13-16 Jun 05 Grant: Comparing OODA & Other Models 7
  • 8. OODA’s shortcomings Neither detailed nor formalised No guarantee of scalability Other agents not modelled explicitly Competitive interactions only Lacks psychological validity: No domain state or world model No concept of attention or memory Lacks deliberative planning process Lacks learning process 13-16 Jun 05 Grant: Comparing OODA & Other Models 8
  • 9. Re-engineering OODA (1) Re-engineering process: Define requirements: √ √ “Rational reconstruction” of OODA Apply use-cases √ √ Formalise using SADT: √ √ -> Operational View architecture Object-oriented analysis using UML: -> Systems View architecture Implement in Java, C# or Smalltalk: For verification of Operational View Real-time performance NOT optimised 13-16 Jun 05 Grant: Comparing OODA & Other Models 9
  • 10. Re-engineering OODA (2) Agent Set Filter Signal Observation Retrieve alternative COA Observing Goals Unexpected situation Goals Sensors Orienting Accepted Expected goal Situation Control of planning Prototypes Plans Observed Assessors Planning prototypes Construct COA Effects achieved Environment New/modified Prototypes Prototype Planners Deciding Situation not recognised Selected Decision Plan makers Control of Sensemaking Existing prototypes Sensem aking Acting Sensemakers COAs Actuators Expectations Actions 13-16 Jun 05 Grant: Comparing OODA & Other Models 10
  • 11. Further work UML analysis (in progress) Implement & test demonstrator Incorporate lessons learned in: Operational View architecture Systems View architecture Publish further papers: Rational reconstruction (submitted) Validation against 9/11 timeline Planning niche 13-16 Jun 05 Grant: Comparing OODA & Other Models 11
  • 12. Any questions? 13-16 Jun 05 Grant: Comparing OODA & Other Models 12