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CAXIAS FAMILY
Father, travel salesman
died when Djanira was
9
Illiterate
1st Husband
Passed on 3 years ago
Owned Land & stocks

Mother, washer women
died when Djanira was
7
Illiterate

Djanira (66); 25 siblings

2nd Husband

Finished High School at age 33
School Cafeteria/Social Worker

Raquel (24)
Complete Junior High
Housewife

Lives with 2 children & 4
grandchildren

Marco
Antonio
(45)
In. High
School
Health
Office

Jane
Marcia
(41)
3 yrs. of
school
Housewife

Marta
Janete
(40)
Pedagogy
Degree
Govt.
Housing
Depart.

Jorge
Luis (39)
Lawyer
girlfriend
lives with
him

Celia
Regina
(38)
In. High
School
Hospital
Clerk

Almir
(35)
3 yrs. of
school
Disabled/
sells
sweets

Raldo (33)
Completed
Junior High
Transportation
Inspector

Janice
(32)
5 yrs. of
school
Sick/Pest
Control
(SUCAN)

Roberto
(27)
In. High
School
Sanitary
Worker
(SUCAN)

Marcio
(22)
“Attends
High
School”
expecting baby

Sandro
(19)
Scholarship for
prep
course

Kelly (22)
“Attends
H.S.”
Has baby

Joicy
(7)

Rafael
(15)

Diana
(11)

Primary
School

Student

Luciano
(16),
Juliete
(12),
Felipe (6)

Jacquelin
e (8)
Adopted
Primary
school

Stefani
(7)
Primary
School

Bruna (15)
Student

Paulo
(18)
“Student”
cannot
find job

Mathew
(1)

Students

1
2
Found 41% of Original 750 people

WHERE ARE THEY NOW?
TYPE OF SAMPLE

FORMAL
SECTOR

Original
Interviewees

37%

25%

34%

36%

16%

44%

G-children
LEADERS

PUBLIC
HOUSING

Children

RANDOM

FAVELA

32%

13%

51%

Original
Interviewees

11%

21%

61%

Children

24%

17%

56%

G-children

28%

6%

58%

3
4
5
HELIO GRANDE BECAME “GENTE”
from Catacumba to Botafogo—thru social networks

6
LIVING CONDITIONS IMPROVED
4 - Point Comparisons
43%

94%
97%
97%

brick homes

bathroom
inside the

54%

78%

house
73%
electricity

98%
99%

OIs 1969
OIs 2001
Filhos
Gkids

98%
97%
96%

7
DOMESTIC GOODS UP
3 Generations compared
68%

telephone

88%
89%
39%

video

69%
68%
50%

washig

67%
63%

machine
car

computer

Ois
Kids
Gkids

14%
29%
34%
10%
22%
25%

8
EDUCATIONAL MOBILITY
Over 4 Generations
Father

OI

Children

Gchildren

Illiterate

72%

45%

6%

0%

Elementary school inc

25%

18%

9%

6%

Elementary school comp

2%

20%

11%

3%

Junior high school inc

0%

12%

23%

14%

Junior high school comp

0%

2%

14%

21%

High school inc

0%

1%

8%

20%

High school comp

0%

0%

21%

25%

University inc

1%

0%

4%

8%

University comp or more

0%

1%

4%

3%

9
Educational Gains Did Not Fully
Translate Into Better Jobs
85% of children had more education than
their parents
but only…

56% of children had better jobs than their
parents.
10
Income returns to education
lower for favelados

Income

Years of Schooling

Compiled by Valeria Pero from the 2000 Census
11
JOBS/WORK =“most important
factor for “successful life”
66%

Good job/career

50%

Education

36%

Health

30%

Income/salary

12%

Good housing

10%

Family
Harmony

9%

Moral qualities

9%

Faith
Security

5%
3%
12
Children - 2001
INCREASED STIGMA and EXCLUSION
Belief that discrimination exists regarding:
84%

Residence in Favela

80%

Skin Color
Appearance

74%
60%

Birthplace outside Rio

56%

Residence in Baixada

53%

Gender
Residence in North Zone
Res. in Public Housing

52%
45%
Original Sample - Random

13
STIGMA PERSISTS ACROSS
3 GENERATIONS
84%
86%
78%

Residence in Favela

80%
77%

Skin Color

45%
Appearance

Birthplace outside Rio

41%

57%
60%
57%

74%
76%

OI
Children
Gchildren

14
VIOLENCE IS WORST
CHANGE OVER 35 YEARS
Have you or anyone in your family ever been a victim of:
56%

robbery

46%

mugging
attack
murder
attempt of attack
breaking and entering
police extorsion

7%

extorsion
rape
sexual abuse

1%
1%

24%
20%
17%
15%
VIOLENCE LEVELS
15%
ARE EQUAL

ACROSS
GENERATIONS &
LOCATIONS

15
FEAR & INSECURITY
Fear of what?
1969-LOSS OF HOME

2009- LOSS OF LIFE

Removal/
Eradication by
the policies of
the dictatorship

 cross-fire
 police
 narco-trafico

16
Trapped between drug gangs
and police
37%
40%
30%

29%
18%

20%
10%
0%

police

helped

13%
drug
dealers

police

drug
dealers

harmed
Updated on September, 2003

17
18
19
20
SHARP DECLINE of
COMMUNITY UNITY
Are the people in your community united or is there a
lack of unity among them?
60%

60%
55%

50%

58%

49%

40%

Very united
Lacks unity

30%

20%

10%

15%

13%

10%
5%

0%

OI 1969

OI 2001

Ch

Gch

21
DEMOCRACY DID NOT
FULFILL ITS PROMISE
The Hope:
Direct vote

Greater bargaining power
Greater Voice

Inclusion

Community

Better quality of life
22
CHANGES POST DICTATORSHIP
Got better

Got worse

•
•
•
•

•
•
•
•
•

Transportation
Housing
Sanitation
Access to education

Health Services
Security
Economic situation
EXCLUSION
POWER to negotiate

23
INCREASED BELIEF IN
DEMOCRATIC IDEALS
“Every Brazilian should participate”

66%

88%

90%

34%
OI 1969

OI 2001

Child

Gchild
24
Updated on October, 2004
INCREASED BELIEF THAT
“CAN INFLUENCE GOVERNMENT”

49%

51%

30%
19%
OI 1969

OI 2001

Child

Gchild
25
Updated on October, 2004
BUT---DECREASED FAITH IN
GOVERNMENT GOODWILL
Agree that "the government tries
to solve our problems"
70%

60%

50%

61%
40%

Agree

30%

38%
20%

10%

26
BELIEF-BEHAVIOR DISCONNECT
Most Extreme in Youth
YOUTH ARE:

LEADING TO:

• Better educated
• More “tuned in”
• Believe more in
democratic ideals
• Know about
citizens’ rights

• More cynicism
• More aware of
corruption
• Therefore, LEAST
PARTICIPATORY

27
WILL YOUR LIFE BE BETTER
IN THE NEXT 5 YEARS?
95%

88%
64%

Better
Worse

3%

15%
OI

Children

1%
Gchildren
28
Updated on October, 2004
MEGA-CITIZENS BUILDING THE CITY OF TOMORROW

29
STORY FROM THE POLICY PERSPECTI VE

30
32
DEMOLITION = PRIMARY POLICY RESPONS
1960s- 1980s…and now again

33
34
35
36
37
CITY of GOD-CIDADE DE DEUS -1969
39
40
CONJUNTO de QUITUNGO - 1973
BAIRRO SOCIAL

41
42
TRIAGE HOUSING- PACIENCIA

43
44
45
46
47
48
49
50
51
STORY FROM THE GLOBAL PERSPECTI VE

52
GROWTH WILL BE CONCENTRATED IN SLUMS

2012: 1 billion squatters, 1/6 world population
2030: 2 billion squatters, ¼ world population
2050: 3 billion squatters, 1/3 world population
MOSCOW
ISTANBUL
LOS
ANGELES

CAIRO

BEIJING
SHANGHAI
DELHI

KARACHI

MEXICO
CITY

MUMBAI

DHAKA
CALCUTTA

LAGOS
JAKARTA
RIO DE JANEIRO
SAO PAULO
BUENOS AIRES

SEOUL
TOKYO
OSAKAKOBE
MANILA
now….ON-SITE

SLUM UPGRADING
BRAZIL: PAC---2007
[Favela-Bairro]
INDIA:JNNURM- 2006
RAY
PEARL
Pucca House

+ Capacity-building
+Sharing what works
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2
Janice Perlman - Human Habitat 2013 Part 2 of 2

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Janice Perlman - Human Habitat 2013 Part 2 of 2

  • 1. CAXIAS FAMILY Father, travel salesman died when Djanira was 9 Illiterate 1st Husband Passed on 3 years ago Owned Land & stocks Mother, washer women died when Djanira was 7 Illiterate Djanira (66); 25 siblings 2nd Husband Finished High School at age 33 School Cafeteria/Social Worker Raquel (24) Complete Junior High Housewife Lives with 2 children & 4 grandchildren Marco Antonio (45) In. High School Health Office Jane Marcia (41) 3 yrs. of school Housewife Marta Janete (40) Pedagogy Degree Govt. Housing Depart. Jorge Luis (39) Lawyer girlfriend lives with him Celia Regina (38) In. High School Hospital Clerk Almir (35) 3 yrs. of school Disabled/ sells sweets Raldo (33) Completed Junior High Transportation Inspector Janice (32) 5 yrs. of school Sick/Pest Control (SUCAN) Roberto (27) In. High School Sanitary Worker (SUCAN) Marcio (22) “Attends High School” expecting baby Sandro (19) Scholarship for prep course Kelly (22) “Attends H.S.” Has baby Joicy (7) Rafael (15) Diana (11) Primary School Student Luciano (16), Juliete (12), Felipe (6) Jacquelin e (8) Adopted Primary school Stefani (7) Primary School Bruna (15) Student Paulo (18) “Student” cannot find job Mathew (1) Students 1
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  • 3. Found 41% of Original 750 people WHERE ARE THEY NOW? TYPE OF SAMPLE FORMAL SECTOR Original Interviewees 37% 25% 34% 36% 16% 44% G-children LEADERS PUBLIC HOUSING Children RANDOM FAVELA 32% 13% 51% Original Interviewees 11% 21% 61% Children 24% 17% 56% G-children 28% 6% 58% 3
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  • 6. HELIO GRANDE BECAME “GENTE” from Catacumba to Botafogo—thru social networks 6
  • 7. LIVING CONDITIONS IMPROVED 4 - Point Comparisons 43% 94% 97% 97% brick homes bathroom inside the 54% 78% house 73% electricity 98% 99% OIs 1969 OIs 2001 Filhos Gkids 98% 97% 96% 7
  • 8. DOMESTIC GOODS UP 3 Generations compared 68% telephone 88% 89% 39% video 69% 68% 50% washig 67% 63% machine car computer Ois Kids Gkids 14% 29% 34% 10% 22% 25% 8
  • 9. EDUCATIONAL MOBILITY Over 4 Generations Father OI Children Gchildren Illiterate 72% 45% 6% 0% Elementary school inc 25% 18% 9% 6% Elementary school comp 2% 20% 11% 3% Junior high school inc 0% 12% 23% 14% Junior high school comp 0% 2% 14% 21% High school inc 0% 1% 8% 20% High school comp 0% 0% 21% 25% University inc 1% 0% 4% 8% University comp or more 0% 1% 4% 3% 9
  • 10. Educational Gains Did Not Fully Translate Into Better Jobs 85% of children had more education than their parents but only… 56% of children had better jobs than their parents. 10
  • 11. Income returns to education lower for favelados Income Years of Schooling Compiled by Valeria Pero from the 2000 Census 11
  • 12. JOBS/WORK =“most important factor for “successful life” 66% Good job/career 50% Education 36% Health 30% Income/salary 12% Good housing 10% Family Harmony 9% Moral qualities 9% Faith Security 5% 3% 12 Children - 2001
  • 13. INCREASED STIGMA and EXCLUSION Belief that discrimination exists regarding: 84% Residence in Favela 80% Skin Color Appearance 74% 60% Birthplace outside Rio 56% Residence in Baixada 53% Gender Residence in North Zone Res. in Public Housing 52% 45% Original Sample - Random 13
  • 14. STIGMA PERSISTS ACROSS 3 GENERATIONS 84% 86% 78% Residence in Favela 80% 77% Skin Color 45% Appearance Birthplace outside Rio 41% 57% 60% 57% 74% 76% OI Children Gchildren 14
  • 15. VIOLENCE IS WORST CHANGE OVER 35 YEARS Have you or anyone in your family ever been a victim of: 56% robbery 46% mugging attack murder attempt of attack breaking and entering police extorsion 7% extorsion rape sexual abuse 1% 1% 24% 20% 17% 15% VIOLENCE LEVELS 15% ARE EQUAL ACROSS GENERATIONS & LOCATIONS 15
  • 16. FEAR & INSECURITY Fear of what? 1969-LOSS OF HOME 2009- LOSS OF LIFE Removal/ Eradication by the policies of the dictatorship  cross-fire  police  narco-trafico 16
  • 17. Trapped between drug gangs and police 37% 40% 30% 29% 18% 20% 10% 0% police helped 13% drug dealers police drug dealers harmed Updated on September, 2003 17
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  • 21. SHARP DECLINE of COMMUNITY UNITY Are the people in your community united or is there a lack of unity among them? 60% 60% 55% 50% 58% 49% 40% Very united Lacks unity 30% 20% 10% 15% 13% 10% 5% 0% OI 1969 OI 2001 Ch Gch 21
  • 22. DEMOCRACY DID NOT FULFILL ITS PROMISE The Hope: Direct vote Greater bargaining power Greater Voice Inclusion Community Better quality of life 22
  • 23. CHANGES POST DICTATORSHIP Got better Got worse • • • • • • • • • Transportation Housing Sanitation Access to education Health Services Security Economic situation EXCLUSION POWER to negotiate 23
  • 24. INCREASED BELIEF IN DEMOCRATIC IDEALS “Every Brazilian should participate” 66% 88% 90% 34% OI 1969 OI 2001 Child Gchild 24 Updated on October, 2004
  • 25. INCREASED BELIEF THAT “CAN INFLUENCE GOVERNMENT” 49% 51% 30% 19% OI 1969 OI 2001 Child Gchild 25 Updated on October, 2004
  • 26. BUT---DECREASED FAITH IN GOVERNMENT GOODWILL Agree that "the government tries to solve our problems" 70% 60% 50% 61% 40% Agree 30% 38% 20% 10% 26
  • 27. BELIEF-BEHAVIOR DISCONNECT Most Extreme in Youth YOUTH ARE: LEADING TO: • Better educated • More “tuned in” • Believe more in democratic ideals • Know about citizens’ rights • More cynicism • More aware of corruption • Therefore, LEAST PARTICIPATORY 27
  • 28. WILL YOUR LIFE BE BETTER IN THE NEXT 5 YEARS? 95% 88% 64% Better Worse 3% 15% OI Children 1% Gchildren 28 Updated on October, 2004
  • 29. MEGA-CITIZENS BUILDING THE CITY OF TOMORROW 29
  • 30. STORY FROM THE POLICY PERSPECTI VE 30
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  • 33. DEMOLITION = PRIMARY POLICY RESPONS 1960s- 1980s…and now again 33
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  • 39. CITY of GOD-CIDADE DE DEUS -1969 39
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  • 41. CONJUNTO de QUITUNGO - 1973 BAIRRO SOCIAL 41
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  • 52. STORY FROM THE GLOBAL PERSPECTI VE 52
  • 53. GROWTH WILL BE CONCENTRATED IN SLUMS 2012: 1 billion squatters, 1/6 world population 2030: 2 billion squatters, ¼ world population 2050: 3 billion squatters, 1/3 world population
  • 55. now….ON-SITE SLUM UPGRADING BRAZIL: PAC---2007 [Favela-Bairro] INDIA:JNNURM- 2006 RAY PEARL Pucca House + Capacity-building +Sharing what works