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Flight Operational Quality Assurance
   (FOQA) Program
  A Joint Comair/ALPA Publication                                     U pdate                          January 2011



  Aircraft Flight Data Monitoring                                                      FDR data will allow
                                                                                        FOQA analysts to
  Arrives at Comair                                                                  identify threats such as:

  Comair in pa
             partnership with the FAA and union leaders have taken a leap            1. Airports where unstabilized
                                                                                        approaches are common
  forward in s
        rd safety trend analysis by implementing its own Flight Operational
               C
  Quality As
     ality Assurance Program (FOQA).                                                 2. Conditions leading
                                                                                        to lengthy flares and
  FOQA gives Comair the ability to       are trained to. But sometimes the              touchdowns
                         on
  analyze information from aircraft      performance of the aircraft does            3. Flap extension speeds
  flight data recorders to look for       not match these standards. ALPA
  trends that create a safety threat     Safety Committee gatekeepers                4. Occurrence of GPWS
  to the safe operation of the airline   are not the pilot police searching             events
  and quantify known threats. To         for the “bad apple” pilot. Instead,         5. Conditions where engines
  accomplish this, a detailed plan for   gatekeepers are more like detec-               operate near limitations
                                         fid
  how to handle this data has been       tives searching for FDR data clues
  signed between ALPA, the FAA           that will help identify a bad system        6. Specific airport approaches
  and company managers to insure                                                        that lead to a high number
  this FDR FOQA data is not used to                                                     of go-arounds
  identify and discipline pilots.                                                    7. Turbulence and wake
                                         “Having routine downloads                      turbulence events
                                                      en
  Only ALPA Central Air Safety            of this data is of enormous                8. Rate and amount of
  Committee “gatekeeper” members
  will be allowed access to aircraft      benefit to safety analysts                     rotation at takeoff
  flight numbers, dates, times or          because it allows them to find
  city pairs that could be used to
  identify individual crew members        unknown threats. Currently,           Not every second of every flight at
                                                                      tia
                                                                                Comair will be monitored, but the goal
  tied to a specific FDR event. The        data is only downloaded if            of the program is to collect and analyze
  gatekeeper occasionally may call
  a pilot to gather more information      there is a known safety event.”       as much data as possible. The FDR on
  about a specific flight. The goal is                                            the CRJ 50 is capable of recording 536
  to find out the why behind the data                                            different parameters from each flight.
  not to lecture individual pilots. We   or procedure in need of change at      The CRJ 70/90 can track 546 parame-
                                                                                  l
  realize that our flight crews are       Comair. FOQA programs always           ters. The CRJ 50 FDR records 50 hours
  well trained and always strive to      bring to light common problems         of data and the CRJ 70/90 records
  fly to the standards to which they      being made by multiple flight crews.    250 hours. This data is downloaded by
                                         Addressing these problems is the       maintenance technicians on a routine
                                         goal of the program. It is designed    basis. Comair already has the ability
                                         to improve operating procedures        to selectively download this data. The

        INSIDE…                          and systems. When FOQA is used
                                         in conjunction with ASAP a better
                                                                                FOQA program makes the download-
                                                                                ing and analyzing of this data routine.
                                                                                Having routine downloads of this data is
                                         overall picture of our operation is
    1 Aircraft Flight Data               revealed. The information gathered     of enormous benefit to safety analysts
   Monitoring Arrives at Comair          from these programs, both good         because it allows them to find unknown
                                         and bad, is used to improve our        threats. Currently, data is only download-
 4 Flight Operational Quality            training and procedures. It does not              Please see FOQA PROGRAM
Assurance Program (FOQA) FAQs            seek out individual pilots.                                         page 2
Above is a spreadsheet that examines more than 500 parameters from each aircraft’s flight data recorder then these parameters can be
                 C
    plotted on a graph as they occur in UTC time. This is flight data monitoring. The software can be programmed to analyze trends and look for
    specific events and flag them such as unstabilized approaches, flap overspeeds or other limitation exceedences.
                             on
    FOQA PROGRAM                                                                                    the trust of all pilots. Big Brother
    Continued from page 1                            No FOQA safety program                         is watching each flight for unusual
                                                                                                    aircraft performance and operation
    ed if there is a known safety related            can be successful without                      issues; however, he doesn’t know
    event. FOQA Analysts can combine                 the participation of the                       who is generating this data. Fur-
    different parameters to track an                                                                thermore, FOQA data is protected
                                               fid
    almost unlimited number of different             pilots and the willingness                     under the provisions of FAR 13.401,
    flight and operational issues.
                                                     of management to                               and FAR part 139 that specifically
    This program is already in place at                                                             protect FOQA data from being used
    most U.S. airlines and, like ASAP, it            understand just culture.                       by the FAA for pilot enforcement
    is a voluntary safety reporting pro-                                                            action.
    gram built on trust that is reinforced          regional and mainline carriers when
                                                                en
                                                                                                    When a gatekeeper wants to find
    by a detailed plan of how this data             writing their implementation and                out why there are problems with a
    is tracked and analyzed. Comair                 operation plan. The anonymity of the
    managers and union leaders studied              data is the cornerstone of the pro-                       Please see FOQA PROGRAM
    other successful FOQA programs at               gram and is essential in maintaining                                        page 3
                                                                                   tia
                                                                                                    l


    A CRJ 900 turns base to final for Runway 7 in JAX beginning an unstabilized approach. The aircraft’s flight path is recreated using GPS co-
    ordinates from the FDR and can be superimposed over an approach plate’s map view. Flightscape animation software shows the view of the
    approach from the flightdeck and outside the aircraft.



2                                                                                                     A JOINT COMAIR/ALPA PUBLICATION
FOQA Program
Continued from page 2

specific airport approach or comply-
ing with a limitation, a crew may
be contacted. But this call is only
to help the gatekeeper learn why
certain events are commonplace,
not to discipline or lecture the
pilot. The FDR data and the FOQA
computer software tracks, charts
and analyzes the data. Additional
software that looks like an advanced
version of Microsoft’s Flight Simu-
lator program is used to animate
FDR events. It displays the posi-
tion of the flight controls and shows
indications on the PFD, MFD and
            C
EICAS displays. The course of the
aircraft can be superimposed over
a three dimensional Google Earth
map to trace the aircraft’s flight
                        on
path through space, touchdown
point and taxi path to the gate. The
data provides the What, Where and
                                           Aircraft ground tracks can be traced over Google Earth maps. This map depicts aircraft
When of any event. But all of this
                                           ground tracks departing JFK on the Kennedy One Departure with the Carnarsie Climb off
animation and data is useless until        Runway 33L. The CRI VOR has a .5 and 1.0 nautical mile ring to show the ground track used
a gatekeeper pilot can discover the
                                           fid
                                           to intercept the 176-degree CRI radial.
How and the Why from the pilot who
was there.
No FOQA safety program can be
successful without the participation
of the pilots and the willingness of
                                                        en
management to understand just cul-
ture. All of us as pilots strive for the
perfect flight. When things go wrong
we must look at the underlying
causes that created the opportunity
for unsafe conditions.
                                                                           tia

   ALPA Central
   Air Safety Committee
                                                                                             l
   FOQA Gatekeepers
   Capt. Chris Obertin
   Cell. 859-322-4276
   Chris.Obertin@alpa.org
   FO Dave Westrich
   Cell. 859-380-9938
   Dave.Westrich@alpa.org
                                           Aircraft ground tracks in this illustration show Comair crew’s are turning early enough to
                                           avoid the P56 Prohibited Area and staying on the west side of the Potomac River when
                                           departing Runway 1 in DCA.




FOQA PROGRAM                                                                                                      NOVEMBER 2010         3
FOQA FAQs
    Frequently Asked Questions on
                                                                                                If an event is witnessed by the FAA or
                                                                                                company representative no additional
                                                                                                evidence to support a violation or in-

    Flight Operational Quality Assurance                                                        fraction would be required. The FAA or
                                                                                                line check airman have the authority to
                                                                                                address any issues observed with crew
                                                 Review Committee. Events discovered            members without using FOQA data.
         What is FOQA data?
                                                 in FOQA will not be included in ASAP. A
    FOQA data is data that has been                                                                  If the FAA or a check
                                                 pilot may, on rare occasions, be asked to           airmen discover a pilot
    recorded on the Flight Data Recorder         describe the circumstances that led to a
    (FDR) or Digital Flight Data Recorder                                                            deviation through a FOQA
                                                 FOQA event, but they will not be asked to           analysis report, can the
    (DFDR) and transferred to the Ground         fill out an ASAP report.
    Data Replay and Analysis System
                                                                                                     FDR data be used as
                                                      Can the cockpit voice                          evidence of the event?
    (GDRAS), and for the purpose of expla-
    nation will now be called FOQA data.              recorder be downloaded                    Neither the FAA nor the company has
                                                      and saved in the FOQA                     access to identified FOQA data. FAR
         What happens if a                            program?                                  part 193 and FAR 13.401 protect FOQA
                 C
         limitation is exceeded?                                                                data from being used in an investigation
                                                 NO. section 25 of our Collective Bargain-
    If FOQA data is reviewed and an ex-          ing Agreement limits what the company          to support a possible pilot deviation.
    ceedance is observed then an investiga-ga-   can do with recorded data. CVR informa-
    tion will not be initiated. However, call
                                          all
                                                                                                     If the FAA hears of a
                                                 tion will never be used in FOQA.
                             on
                                                                                                     possible pilot course and
    from a Gatekeeper may be initiated to
                                       ed
                                                      What happens if a gate                         altitude deviations can the
    find out how or why the exceedanceance
                                                      keeper discovers a crew                        FDR data be used as
    occurred.
                                                      operated a flight recklessly?                   evidence of the event?
         Can the Company or t
                        y   the                  Neither FOQA or ASAP will be able to           The FAA would have access to ATC
         FAA use FOQA data for an                protect a pilot that exhibits an intentional   radar plots to support their investiga-
         investigation?
                      ?
                                                 fid
                                                 disregard to safety by deliberately oper-      tion. No access to FOQA data would be
    No. However, if an event such as an
                          vent suc               ating an aircraft in an unsafe manner. The     required. FAR part 193 and FAR 13.401
    unstableized approach , go-around or
                       oach go                   FOQA gatekeeper is under no obligation         protect FOQA data from being used in
    aborted take-off is observed by another
                         observ                  to report possible FAR violations.             an investigation to support a possible
    crew, ATC, passenger etc., then the
                    ssenger et                                                                  pilot deviation.
    company and the FAA have their normal
                  d
                                                      If it is discovered through
                                                      FOQA that an aircraft                          How is FDR data treated if
                                                             en
    procedures to access the FDR or DFDR
                s
                                                      exceeded a limitation and                      there is an aircraft
    as usual. Furthermore, just because
             . Furthermo
                                                      must be inspected, how                         incident or accident?
    date is in the FOQA program, does not
          s         FOQ
                                                      does the flight remain                     In the event of an accident or incident
    exclude the date from being sought out
        ude                                           anonymous?                                any FDR or DFDR data not in the FOQA
    through normal procedures by both the
      rough norma
                                                 Maintenance would get only the ship            database is available and identifiable.
    company or the FAA.
                  t
                                                 number and limitation exceeded to inspect
                                                                               tia
         How are FOQA and                                                                            How much FOQA data can
                                                 from the Gatekeeper. No date, time, or              the FAA and Comair
         ASA
         ASAP different?                         flight number would be released.                     management see and how
    FOQA and ASAP are both voluntary
           a                                                                                         is this information de-
                                                      If the company is
    report
    reporting programs established by the             immediately alerted to a                       identified?
    FAA that collect safety data to be ana-           significant flight safety                   Both are permitted free and open access
                                                                                                l
    lyzed that is protected by FAR part 139
    lyze                                              event by passengers or the                to de-identified aggregate FOQA data,
    and their respective Letter of Agreement
    an                                                FAA, is that FDR data                     including fleet – specific trend analysis
    and Memorandum of Understanding.                  considered confidential                    information. This will include a quarterly
    However, FOQA relies on data collected            FOQA data?                                update of FOQA trend information. Any
    from the aircraft’s FDR. ASAP relies on      No. This data, if the event is discovered      FOQA data or information shared with
    data collected from pilot descriptions of    outside of the FOQA program, is not a          the FAA shall be protected from use by
    an event written as a narrative on the       part of FOQA and is not afforded the pro-      the FAA for enforcement purposes in ac-
    computer ASAP reporting form.                tection of FAR part 193, or FAR 13.401.        cordance with 14 C.F.R. section 13.401
         Will pilots contacted by                     If the FAA or a check                     and shall be protected from public dis-
         ALPA gatekeepers be                          airman is riding the                      closure in accordance with part 193 and
         asked to participate in                      jumpseat and sees an                      FAA Order 8000.81. Review of such in-
         ASAP?                                        unusual flight safety event                formation will be conducted on Comair’s
    NO. ASAP and FOQA are two separate                can he or she request FDR                 property. Any and all documentation of
    programs. A FOQA gatekeeper is not                data be used as evidence                  such information or data will remain on
    a voting member of the ASAP Event                 of the event?                             the airline property.



4                                                                                                A JOINT COMAIR/ALPA PUBLICATION

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FOQA pilot newsletter, January 2011

  • 1. Flight Operational Quality Assurance (FOQA) Program A Joint Comair/ALPA Publication U pdate January 2011 Aircraft Flight Data Monitoring FDR data will allow FOQA analysts to Arrives at Comair identify threats such as: Comair in pa partnership with the FAA and union leaders have taken a leap 1. Airports where unstabilized approaches are common forward in s rd safety trend analysis by implementing its own Flight Operational C Quality As ality Assurance Program (FOQA). 2. Conditions leading to lengthy flares and FOQA gives Comair the ability to are trained to. But sometimes the touchdowns on analyze information from aircraft performance of the aircraft does 3. Flap extension speeds flight data recorders to look for not match these standards. ALPA trends that create a safety threat Safety Committee gatekeepers 4. Occurrence of GPWS to the safe operation of the airline are not the pilot police searching events and quantify known threats. To for the “bad apple” pilot. Instead, 5. Conditions where engines accomplish this, a detailed plan for gatekeepers are more like detec- operate near limitations fid how to handle this data has been tives searching for FDR data clues signed between ALPA, the FAA that will help identify a bad system 6. Specific airport approaches and company managers to insure that lead to a high number this FDR FOQA data is not used to of go-arounds identify and discipline pilots. 7. Turbulence and wake “Having routine downloads turbulence events en Only ALPA Central Air Safety of this data is of enormous 8. Rate and amount of Committee “gatekeeper” members will be allowed access to aircraft benefit to safety analysts rotation at takeoff flight numbers, dates, times or because it allows them to find city pairs that could be used to identify individual crew members unknown threats. Currently, Not every second of every flight at tia Comair will be monitored, but the goal tied to a specific FDR event. The data is only downloaded if of the program is to collect and analyze gatekeeper occasionally may call a pilot to gather more information there is a known safety event.” as much data as possible. The FDR on about a specific flight. The goal is the CRJ 50 is capable of recording 536 to find out the why behind the data different parameters from each flight. not to lecture individual pilots. We or procedure in need of change at The CRJ 70/90 can track 546 parame- l realize that our flight crews are Comair. FOQA programs always ters. The CRJ 50 FDR records 50 hours well trained and always strive to bring to light common problems of data and the CRJ 70/90 records fly to the standards to which they being made by multiple flight crews. 250 hours. This data is downloaded by Addressing these problems is the maintenance technicians on a routine goal of the program. It is designed basis. Comair already has the ability to improve operating procedures to selectively download this data. The INSIDE… and systems. When FOQA is used in conjunction with ASAP a better FOQA program makes the download- ing and analyzing of this data routine. Having routine downloads of this data is overall picture of our operation is 1 Aircraft Flight Data revealed. The information gathered of enormous benefit to safety analysts Monitoring Arrives at Comair from these programs, both good because it allows them to find unknown and bad, is used to improve our threats. Currently, data is only download- 4 Flight Operational Quality training and procedures. It does not Please see FOQA PROGRAM Assurance Program (FOQA) FAQs seek out individual pilots. page 2
  • 2. Above is a spreadsheet that examines more than 500 parameters from each aircraft’s flight data recorder then these parameters can be C plotted on a graph as they occur in UTC time. This is flight data monitoring. The software can be programmed to analyze trends and look for specific events and flag them such as unstabilized approaches, flap overspeeds or other limitation exceedences. on FOQA PROGRAM the trust of all pilots. Big Brother Continued from page 1 No FOQA safety program is watching each flight for unusual aircraft performance and operation ed if there is a known safety related can be successful without issues; however, he doesn’t know event. FOQA Analysts can combine the participation of the who is generating this data. Fur- different parameters to track an thermore, FOQA data is protected fid almost unlimited number of different pilots and the willingness under the provisions of FAR 13.401, flight and operational issues. of management to and FAR part 139 that specifically This program is already in place at protect FOQA data from being used most U.S. airlines and, like ASAP, it understand just culture. by the FAA for pilot enforcement is a voluntary safety reporting pro- action. gram built on trust that is reinforced regional and mainline carriers when en When a gatekeeper wants to find by a detailed plan of how this data writing their implementation and out why there are problems with a is tracked and analyzed. Comair operation plan. The anonymity of the managers and union leaders studied data is the cornerstone of the pro- Please see FOQA PROGRAM other successful FOQA programs at gram and is essential in maintaining page 3 tia l A CRJ 900 turns base to final for Runway 7 in JAX beginning an unstabilized approach. The aircraft’s flight path is recreated using GPS co- ordinates from the FDR and can be superimposed over an approach plate’s map view. Flightscape animation software shows the view of the approach from the flightdeck and outside the aircraft. 2 A JOINT COMAIR/ALPA PUBLICATION
  • 3. FOQA Program Continued from page 2 specific airport approach or comply- ing with a limitation, a crew may be contacted. But this call is only to help the gatekeeper learn why certain events are commonplace, not to discipline or lecture the pilot. The FDR data and the FOQA computer software tracks, charts and analyzes the data. Additional software that looks like an advanced version of Microsoft’s Flight Simu- lator program is used to animate FDR events. It displays the posi- tion of the flight controls and shows indications on the PFD, MFD and C EICAS displays. The course of the aircraft can be superimposed over a three dimensional Google Earth map to trace the aircraft’s flight on path through space, touchdown point and taxi path to the gate. The data provides the What, Where and Aircraft ground tracks can be traced over Google Earth maps. This map depicts aircraft When of any event. But all of this ground tracks departing JFK on the Kennedy One Departure with the Carnarsie Climb off animation and data is useless until Runway 33L. The CRI VOR has a .5 and 1.0 nautical mile ring to show the ground track used a gatekeeper pilot can discover the fid to intercept the 176-degree CRI radial. How and the Why from the pilot who was there. No FOQA safety program can be successful without the participation of the pilots and the willingness of en management to understand just cul- ture. All of us as pilots strive for the perfect flight. When things go wrong we must look at the underlying causes that created the opportunity for unsafe conditions. tia ALPA Central Air Safety Committee l FOQA Gatekeepers Capt. Chris Obertin Cell. 859-322-4276 Chris.Obertin@alpa.org FO Dave Westrich Cell. 859-380-9938 Dave.Westrich@alpa.org Aircraft ground tracks in this illustration show Comair crew’s are turning early enough to avoid the P56 Prohibited Area and staying on the west side of the Potomac River when departing Runway 1 in DCA. FOQA PROGRAM NOVEMBER 2010 3
  • 4. FOQA FAQs Frequently Asked Questions on If an event is witnessed by the FAA or company representative no additional evidence to support a violation or in- Flight Operational Quality Assurance fraction would be required. The FAA or line check airman have the authority to address any issues observed with crew Review Committee. Events discovered members without using FOQA data. What is FOQA data? in FOQA will not be included in ASAP. A FOQA data is data that has been If the FAA or a check pilot may, on rare occasions, be asked to airmen discover a pilot recorded on the Flight Data Recorder describe the circumstances that led to a (FDR) or Digital Flight Data Recorder deviation through a FOQA FOQA event, but they will not be asked to analysis report, can the (DFDR) and transferred to the Ground fill out an ASAP report. Data Replay and Analysis System FDR data be used as Can the cockpit voice evidence of the event? (GDRAS), and for the purpose of expla- nation will now be called FOQA data. recorder be downloaded Neither the FAA nor the company has and saved in the FOQA access to identified FOQA data. FAR What happens if a program? part 193 and FAR 13.401 protect FOQA C limitation is exceeded? data from being used in an investigation NO. section 25 of our Collective Bargain- If FOQA data is reviewed and an ex- ing Agreement limits what the company to support a possible pilot deviation. ceedance is observed then an investiga-ga- can do with recorded data. CVR informa- tion will not be initiated. However, call all If the FAA hears of a tion will never be used in FOQA. on possible pilot course and from a Gatekeeper may be initiated to ed What happens if a gate altitude deviations can the find out how or why the exceedanceance keeper discovers a crew FDR data be used as occurred. operated a flight recklessly? evidence of the event? Can the Company or t y the Neither FOQA or ASAP will be able to The FAA would have access to ATC FAA use FOQA data for an protect a pilot that exhibits an intentional radar plots to support their investiga- investigation? ? fid disregard to safety by deliberately oper- tion. No access to FOQA data would be No. However, if an event such as an vent suc ating an aircraft in an unsafe manner. The required. FAR part 193 and FAR 13.401 unstableized approach , go-around or oach go FOQA gatekeeper is under no obligation protect FOQA data from being used in aborted take-off is observed by another observ to report possible FAR violations. an investigation to support a possible crew, ATC, passenger etc., then the ssenger et pilot deviation. company and the FAA have their normal d If it is discovered through FOQA that an aircraft How is FDR data treated if en procedures to access the FDR or DFDR s exceeded a limitation and there is an aircraft as usual. Furthermore, just because . Furthermo must be inspected, how incident or accident? date is in the FOQA program, does not s FOQ does the flight remain In the event of an accident or incident exclude the date from being sought out ude anonymous? any FDR or DFDR data not in the FOQA through normal procedures by both the rough norma Maintenance would get only the ship database is available and identifiable. company or the FAA. t number and limitation exceeded to inspect tia How are FOQA and How much FOQA data can from the Gatekeeper. No date, time, or the FAA and Comair ASA ASAP different? flight number would be released. management see and how FOQA and ASAP are both voluntary a is this information de- If the company is report reporting programs established by the immediately alerted to a identified? FAA that collect safety data to be ana- significant flight safety Both are permitted free and open access l lyzed that is protected by FAR part 139 lyze event by passengers or the to de-identified aggregate FOQA data, and their respective Letter of Agreement an FAA, is that FDR data including fleet – specific trend analysis and Memorandum of Understanding. considered confidential information. This will include a quarterly However, FOQA relies on data collected FOQA data? update of FOQA trend information. Any from the aircraft’s FDR. ASAP relies on No. This data, if the event is discovered FOQA data or information shared with data collected from pilot descriptions of outside of the FOQA program, is not a the FAA shall be protected from use by an event written as a narrative on the part of FOQA and is not afforded the pro- the FAA for enforcement purposes in ac- computer ASAP reporting form. tection of FAR part 193, or FAR 13.401. cordance with 14 C.F.R. section 13.401 Will pilots contacted by If the FAA or a check and shall be protected from public dis- ALPA gatekeepers be airman is riding the closure in accordance with part 193 and asked to participate in jumpseat and sees an FAA Order 8000.81. Review of such in- ASAP? unusual flight safety event formation will be conducted on Comair’s NO. ASAP and FOQA are two separate can he or she request FDR property. Any and all documentation of programs. A FOQA gatekeeper is not data be used as evidence such information or data will remain on a voting member of the ASAP Event of the event? the airline property. 4 A JOINT COMAIR/ALPA PUBLICATION