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Breathing Dysfunction, Sleep and 
Airway Issues 
The breathing retraining approach 
Tess Graham 
Physiotherapist, Breathing Educator 
BSc. Grad Dip Physiotherapy; Dip Buteyko Breathing Method 
1
Physiological norm – awake 
• Rhythmic, regular 
• Silent 
• Nasal 
• Diaphragmatic 
• RR: 8-12 breaths/minute 
• TV: 500 mls/breath 
• MV: 4-6 litres/minute 
• CO2: 40-45mmHg 
2
Physiological norm – asleep (1) 
• Nose-breathing 
• Diaphragmatic 
• Regular -NREM; some irregularity-REM 
• RR: some increase in REM, NREM 
• TV and MV reduce 
• Decreased tone pharyngeal dilators 
• O2 asleep < awake 
• CO2 increases 3-7mmHg 
3
Dysfunctional breathing - awake 
• Irregular – sigh, yawn, cough 
• Audible, noisy 
• Mouth-breathing 
• Upper-chest breathing 
• > 14 breaths/minute 
• TV - 950 mls/breath OSA 
• MV - 8.8 L/min ‘simple’ snorers 
- 15 L/min OSA 
- 14L/min OHS 
4
Dysfunctional breathing - asleep 
• Irregular, chaotic 
• Audible, noisy 
• Mouth-breathing 
• RR: 17-38 breaths/min 
• TV: increases 
• MV: to 20L CSA; 22L OSA 
5
Comparison 
Normal 
Sleep apnea 
Respiration Rate 
8-12 
16-38 (Graham) 
Tidal Volume 
500mls 
950mls (Radwan) 
Minute Volume 
4-6 L 13L (Awake – Esquivel CSA) 
14L (Awake - Redolfi OHS) 
15L (Awake - Radwan OSA) 
20-22L (Asleep - Xie, Graham) 
Insp. Flow Rate 
280mls/sec (Douglas) 
620 mls/sec (Radwan) 
CO2 
40-45mmHg 
Hypocapnia, Hypercapnia, Normocarbia 
6
Comparison 
V Lunn-Rockliffe 2014 7
V Lunn-Rockliffe 2014 8
Overbreathing and disease 
• Asthma 14 L/min (Bowler) 
• Heart disease 15 L/min (Dimopoulou) 
• Diabetes 15 L/min (Tantucci ) 
• Epilepsy 13 L/min (Esquivel) 
• Panic disorder 12 L/min (Pain) 
• Obstructive Sleep Apnea (OSA) 15 L/min (Radwan) 
Normal breathing 4-6 L /min 
9
How ‘normals’ breathe today 
Dr. Artour Rakhimov (www.NormalBreathing.com 
Dr. Artour Rakhimov (www.NormalBreathing.com) 
10
11 
What disturbs breathing? 
• Stress 
• Coughing, crying 
• Over-heating 
• Over-eating 
• Poor diet (inflammatory) 
• Illness, infection 
• Slumped posture 
• Mouth-breathing habit 
• Wrong advice, faulty instruction
V Lunn-Rockliffe 2014 12
Overbreathing 
V Lunn-Rockliffe © 2014 13
Mouth-breathing 
Strong correlation with 
• narrow facial structure 
• crowded, crooked teeth 
• open bite 
• gingivitis, dental decay 
• orofacial muscle dysfunction 
• aberrant swallow 
• TMD 
• bruxism 
14
15
Mouth-breathing / Airway problems 
In children - directly linked to: 
• asthma 
• recurrent ear infections 
• bedwetting 
• snoring 
• OSA 
• ADHD 
16
Carbon dioxide 
Roles: 
• balances and regulates pH 
• stabilises mast cells 
• regulates breathing 
• synthesis antibodies, hormones, enzymes 
• calms nervous system 
• smooth muscle dilator 
• facilitates release of oxygen (Bohr effect) 
17
Overbreathing effects (1) 
Physical / mechanical 
• Dehydration: mucosal dryness 
• Airway trauma: inflammation, edema 
• Enlarged uvula, tonsils, adenoids 
• Vibration, turbulence, snoring 
• -ve pressure, suction, collapse 
V Lunn-Rockliffe 2014 18
Overbreathing effects (2) 
Physiological / biochemical 
• mast cells leak histamine 
• smooth muscle spasm 
• tissue hypoxia (Bohr effect) 
• adrenaline, cortisol increase 
• sympathetic nervous system stimulated 
• blood pH increases 
• central apnea, hypopnea 
• mixed apnea 
• instability in central control 
19
Effects of low CO2 on the brain 
40% reduction in O2 after 1-minute hyperventilation 
MRI Scan: red = most O2 dark blue = least O2 Litchfield1999 
20
Revved up nervous system 
21
Symptoms of overbreathing 
Neurovascular: 
Central: disturbances of consciousness, faintness, dizziness, unsteadiness, impairment of 
concentration and memory, feelings of unreality, "losing mind" 
Peripheral: Paraesthesia, numbness, tingling and coldness of fingers, face and feet 
Musculoskeletal: 
diffuse or localised myalgia and arthralgia, tremors and coarse twitching movements, carpopedal 
spasm and generalised tetany (infrequent) 
Respiratory: 
cough, chronic throat tickle, shortness of breath, atypical asthma, tightness in or about chest, sighing 
respiration, excessive yawning 
Cardiovascular: 
palpitations, skipped beats, tachycardia, atypical chest pains, sharp precordial twinges, dull precordial 
or lower costal ache, variable features of vasomotor instability 
Gastrointestinal: 
oral dryness, globus, dysphagia, left upper quadrant or epigastric distress, aerophagy, belching, 
bloating, flatulence 
Psychological: 
anxiety, tension and apprehension, inappropriate pseudocalmness (hysterical subjects) 
General: 
nocturia, easy fatigability, generalised weakness, irritability and chronic exhaustion, frightening 
dreams, sleep disturbances 
Adapted from Breath Connection - Fried R. 1990 
22
Points of view 
“Open-mouth posture” 
• Restricted airway 
• Mechanical dysfunction 
• Orofacial developmental issues 
“Mouth-breathing” 
• All the above 
• Physiological consequences 
• Biochemical 
• Multi-system dysfunction 
23
Mouth-breathing 
IS OVERBREATHING 
What drives overbreathing? 
• Stress 
• Inflammatory diet 
• Habit 
• Need 
What fixes overbreathing? 
24
Breathing Retraining 
Restoring a physiologically normal breathing pattern 
• breathing at the correct rate and rhythm and volume 
• with the correct use of the breathing muscles 
• at rest, during activity, speech, sleep and sport 
• retraining respiratory centre’s breathing ‘set point’ 
25
Assessment – Observation (1) 
• Feel 
• Rhythm 
• Route 
• Nares flare 
• Sound 
• Lips and Tongue 
• Location 
• Posture 
26
Assessment (2) 
• Respiration rate 
• Heart rate 
• ‘Comfort’/ ‘Control’ Pause 
• ETCO2 
• Nose-breathing tolerance time 
• Symptom picture 
• 3-day food diary 
27
Breathing retraining process (2) 
Education 
Exercises and strategies 
Lifestyle recommendations 
Review 
28
Goal of breathing program 
Relief from Snoring and Sleep Apnea T. Graham; Illustrator © A Calvert 29
30 
Goal 
To turn the dial back to normal
31 
Nine healthy breathing habits 
1. Awareness 
2. Nose-breathing 
3. Upright posture 
4. Regular breathing 
5. Diaphragm breathing 
6. 8-12 breaths per minute 
7. Silent invisible breathing 
8. Breathing control during speech and singing 
9. Breathing well during exercise 
Relief from Snoring and Sleep Apnea ©Tess Graham
32 
Efficacy 
Before and after 
• Breathing assessment 
• Symptom Trackers 
• Partner / parent observations 
• Capnometry 
• Sleep studies
Case Study 
Age 14 
100% mouth-breather 
Upper chest 
Audible breathing 
RR 16 
HR 83 
CP 17 secs 
NBT 11 secs 
Sleep apnea 
33
Symptom Tracker 
Symptoms Assessment 1 Assessment2 Assessment 3 Assessment 4 
Day 2 Day 5 Day 14 
Sleep apnea observed XXXX XX X 
Heavy, irregular breathing in sleep XXXX XX XX -- 
Toilet visits overnight 1 1 
Waking with gasp 2-3 
Blocked nose XXXX X 
Waking with dry mouth XXXX XX X 
Restless legs XXX XX X 
Breath holding in day, sighing, yawning XX 
Short of breath – resting XX 
Frequent urination XX 
Poor concentration XX X X 
Mouth-breathing - night XXXX XXX XX XX 
Mouth-breathing – day XXXX XX 
Total symptom score 39 16 8 2 
% reduction symptoms 59% 79% 95% 34
Before After 
35
Before After 
36
What you can do 
Assess 
• breathing pattern 
• posture 
• symptoms 
• drive to breath 
• triggers 
Triage 
37
38 
Triage 
Category 1: awareness and nose-breathing practice 
– mouth-breathing – habit, not need 
– easily wear appliance 
Category 2: refer to breathing educator 
– mouth-breathing – need and habit 
– mild-mod overbreathing and symptoms 
– struggle to wear appliance 
Category 3 : refer to (Buteyko-trained) breathing educator 
– mouth-breathing entrenched 
– chronic overbreathing, mod-severe symptoms 
– co-morbidities 
– struggle/ cannot wear appliance
Teaching basic skills 
• Awareness, understanding 
• Nose-breathing practice 
• ‘Unfold’ posture 
• Less sugar 
• Sleep position 
39 
V Lunn-Rockliffe © 2014
Nose-breathing chart 
DATE 10 
seconds 20 
seconds 40 
seconds 60 
seconds 90 
seconds 120 
seconds NOSE 
BREATHER 
Example 
1st 
try 
Example 
2nd 
try 
40
41 
Resources 
Relief from Snoring and Sleep Apnea 
Penguin Aus; Amazon US 
Breathing Exercise Instruction Audio 
CD and MP3 versions – BreatheAbility.com 
Practitioner Training 
admin@BreatheAbility.com

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Dental sleep- breathing retraining - spreecast tess graham - raphael center - oct 2014

  • 1. Breathing Dysfunction, Sleep and Airway Issues The breathing retraining approach Tess Graham Physiotherapist, Breathing Educator BSc. Grad Dip Physiotherapy; Dip Buteyko Breathing Method 1
  • 2. Physiological norm – awake • Rhythmic, regular • Silent • Nasal • Diaphragmatic • RR: 8-12 breaths/minute • TV: 500 mls/breath • MV: 4-6 litres/minute • CO2: 40-45mmHg 2
  • 3. Physiological norm – asleep (1) • Nose-breathing • Diaphragmatic • Regular -NREM; some irregularity-REM • RR: some increase in REM, NREM • TV and MV reduce • Decreased tone pharyngeal dilators • O2 asleep < awake • CO2 increases 3-7mmHg 3
  • 4. Dysfunctional breathing - awake • Irregular – sigh, yawn, cough • Audible, noisy • Mouth-breathing • Upper-chest breathing • > 14 breaths/minute • TV - 950 mls/breath OSA • MV - 8.8 L/min ‘simple’ snorers - 15 L/min OSA - 14L/min OHS 4
  • 5. Dysfunctional breathing - asleep • Irregular, chaotic • Audible, noisy • Mouth-breathing • RR: 17-38 breaths/min • TV: increases • MV: to 20L CSA; 22L OSA 5
  • 6. Comparison Normal Sleep apnea Respiration Rate 8-12 16-38 (Graham) Tidal Volume 500mls 950mls (Radwan) Minute Volume 4-6 L 13L (Awake – Esquivel CSA) 14L (Awake - Redolfi OHS) 15L (Awake - Radwan OSA) 20-22L (Asleep - Xie, Graham) Insp. Flow Rate 280mls/sec (Douglas) 620 mls/sec (Radwan) CO2 40-45mmHg Hypocapnia, Hypercapnia, Normocarbia 6
  • 9. Overbreathing and disease • Asthma 14 L/min (Bowler) • Heart disease 15 L/min (Dimopoulou) • Diabetes 15 L/min (Tantucci ) • Epilepsy 13 L/min (Esquivel) • Panic disorder 12 L/min (Pain) • Obstructive Sleep Apnea (OSA) 15 L/min (Radwan) Normal breathing 4-6 L /min 9
  • 10. How ‘normals’ breathe today Dr. Artour Rakhimov (www.NormalBreathing.com Dr. Artour Rakhimov (www.NormalBreathing.com) 10
  • 11. 11 What disturbs breathing? • Stress • Coughing, crying • Over-heating • Over-eating • Poor diet (inflammatory) • Illness, infection • Slumped posture • Mouth-breathing habit • Wrong advice, faulty instruction
  • 14. Mouth-breathing Strong correlation with • narrow facial structure • crowded, crooked teeth • open bite • gingivitis, dental decay • orofacial muscle dysfunction • aberrant swallow • TMD • bruxism 14
  • 15. 15
  • 16. Mouth-breathing / Airway problems In children - directly linked to: • asthma • recurrent ear infections • bedwetting • snoring • OSA • ADHD 16
  • 17. Carbon dioxide Roles: • balances and regulates pH • stabilises mast cells • regulates breathing • synthesis antibodies, hormones, enzymes • calms nervous system • smooth muscle dilator • facilitates release of oxygen (Bohr effect) 17
  • 18. Overbreathing effects (1) Physical / mechanical • Dehydration: mucosal dryness • Airway trauma: inflammation, edema • Enlarged uvula, tonsils, adenoids • Vibration, turbulence, snoring • -ve pressure, suction, collapse V Lunn-Rockliffe 2014 18
  • 19. Overbreathing effects (2) Physiological / biochemical • mast cells leak histamine • smooth muscle spasm • tissue hypoxia (Bohr effect) • adrenaline, cortisol increase • sympathetic nervous system stimulated • blood pH increases • central apnea, hypopnea • mixed apnea • instability in central control 19
  • 20. Effects of low CO2 on the brain 40% reduction in O2 after 1-minute hyperventilation MRI Scan: red = most O2 dark blue = least O2 Litchfield1999 20
  • 21. Revved up nervous system 21
  • 22. Symptoms of overbreathing Neurovascular: Central: disturbances of consciousness, faintness, dizziness, unsteadiness, impairment of concentration and memory, feelings of unreality, "losing mind" Peripheral: Paraesthesia, numbness, tingling and coldness of fingers, face and feet Musculoskeletal: diffuse or localised myalgia and arthralgia, tremors and coarse twitching movements, carpopedal spasm and generalised tetany (infrequent) Respiratory: cough, chronic throat tickle, shortness of breath, atypical asthma, tightness in or about chest, sighing respiration, excessive yawning Cardiovascular: palpitations, skipped beats, tachycardia, atypical chest pains, sharp precordial twinges, dull precordial or lower costal ache, variable features of vasomotor instability Gastrointestinal: oral dryness, globus, dysphagia, left upper quadrant or epigastric distress, aerophagy, belching, bloating, flatulence Psychological: anxiety, tension and apprehension, inappropriate pseudocalmness (hysterical subjects) General: nocturia, easy fatigability, generalised weakness, irritability and chronic exhaustion, frightening dreams, sleep disturbances Adapted from Breath Connection - Fried R. 1990 22
  • 23. Points of view “Open-mouth posture” • Restricted airway • Mechanical dysfunction • Orofacial developmental issues “Mouth-breathing” • All the above • Physiological consequences • Biochemical • Multi-system dysfunction 23
  • 24. Mouth-breathing IS OVERBREATHING What drives overbreathing? • Stress • Inflammatory diet • Habit • Need What fixes overbreathing? 24
  • 25. Breathing Retraining Restoring a physiologically normal breathing pattern • breathing at the correct rate and rhythm and volume • with the correct use of the breathing muscles • at rest, during activity, speech, sleep and sport • retraining respiratory centre’s breathing ‘set point’ 25
  • 26. Assessment – Observation (1) • Feel • Rhythm • Route • Nares flare • Sound • Lips and Tongue • Location • Posture 26
  • 27. Assessment (2) • Respiration rate • Heart rate • ‘Comfort’/ ‘Control’ Pause • ETCO2 • Nose-breathing tolerance time • Symptom picture • 3-day food diary 27
  • 28. Breathing retraining process (2) Education Exercises and strategies Lifestyle recommendations Review 28
  • 29. Goal of breathing program Relief from Snoring and Sleep Apnea T. Graham; Illustrator © A Calvert 29
  • 30. 30 Goal To turn the dial back to normal
  • 31. 31 Nine healthy breathing habits 1. Awareness 2. Nose-breathing 3. Upright posture 4. Regular breathing 5. Diaphragm breathing 6. 8-12 breaths per minute 7. Silent invisible breathing 8. Breathing control during speech and singing 9. Breathing well during exercise Relief from Snoring and Sleep Apnea ©Tess Graham
  • 32. 32 Efficacy Before and after • Breathing assessment • Symptom Trackers • Partner / parent observations • Capnometry • Sleep studies
  • 33. Case Study Age 14 100% mouth-breather Upper chest Audible breathing RR 16 HR 83 CP 17 secs NBT 11 secs Sleep apnea 33
  • 34. Symptom Tracker Symptoms Assessment 1 Assessment2 Assessment 3 Assessment 4 Day 2 Day 5 Day 14 Sleep apnea observed XXXX XX X Heavy, irregular breathing in sleep XXXX XX XX -- Toilet visits overnight 1 1 Waking with gasp 2-3 Blocked nose XXXX X Waking with dry mouth XXXX XX X Restless legs XXX XX X Breath holding in day, sighing, yawning XX Short of breath – resting XX Frequent urination XX Poor concentration XX X X Mouth-breathing - night XXXX XXX XX XX Mouth-breathing – day XXXX XX Total symptom score 39 16 8 2 % reduction symptoms 59% 79% 95% 34
  • 37. What you can do Assess • breathing pattern • posture • symptoms • drive to breath • triggers Triage 37
  • 38. 38 Triage Category 1: awareness and nose-breathing practice – mouth-breathing – habit, not need – easily wear appliance Category 2: refer to breathing educator – mouth-breathing – need and habit – mild-mod overbreathing and symptoms – struggle to wear appliance Category 3 : refer to (Buteyko-trained) breathing educator – mouth-breathing entrenched – chronic overbreathing, mod-severe symptoms – co-morbidities – struggle/ cannot wear appliance
  • 39. Teaching basic skills • Awareness, understanding • Nose-breathing practice • ‘Unfold’ posture • Less sugar • Sleep position 39 V Lunn-Rockliffe © 2014
  • 40. Nose-breathing chart DATE 10 seconds 20 seconds 40 seconds 60 seconds 90 seconds 120 seconds NOSE BREATHER Example 1st try Example 2nd try 40
  • 41. 41 Resources Relief from Snoring and Sleep Apnea Penguin Aus; Amazon US Breathing Exercise Instruction Audio CD and MP3 versions – BreatheAbility.com Practitioner Training admin@BreatheAbility.com