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Chapter 1: Introduction 
 What is an Operating System? 
 Mainframe Systems 
 Desktop Systems 
 Multiprocessor Systems 
 Distributed Systems 
 Clustered System 
 Real -Time Systems 
 Handheld Systems 
 Computing Environments 
Silberschatz, Galvin 1.1 and Gagne Ó2002 Operating System
What is an Operating System? 
 A program that acts as an intermediary between a user of 
a computer and the computer hardware. 
 Operating system goals: 
 Execute user programs and make solving user problems 
easier. 
 Make the computer system convenient to use. 
 Use the computer hardware in an efficient manner. 
Silberschatz, Galvin 1.2 and Gagne Ó2002 Operating System
Computer System Components 
1. Hardware – provides basic computing resources (CPU, 
memory, I/O devices). 
2. Operating system – controls and coordinates the use of 
the hardware among the various application programs for 
the various users. 
3. Applications programs – define the ways in which the 
system resources are used to solve the computing 
problems of the users (compilers, database systems, 
video games, business programs). 
4. Users (people, machines, other computers). 
Silberschatz, Galvin 1.3 and Gagne Ó2002 Operating System
Abstract View of System Components 
Silberschatz, Galvin 1.4 and Gagne Ó2002 Operating System
Operating System Definitions 
 Resource allocator – manages and allocates resources. 
 Control program – controls the execution of user 
programs and operations of I/O devices . 
 Kernel – the one program running at all times (all else 
being application programs). 
Silberschatz, Galvin 1.5 and Gagne Ó2002 Operating System
Mainframe Systems 
 Reduce setup time by batching similar jobs 
 Automatic job sequencing – automatically transfers 
control from one job to another. First rudimentary 
operating system. 
 Resident monitor 
 initial control in monitor 
 control transfers to job 
 when job completes control transfers pack to monitor 
Silberschatz, Galvin 1.6 and Gagne Ó2002 Operating System
Memory Layout for a Simple Batch System 
Silberschatz, Galvin 1.7 and Gagne Ó2002 Operating System
Multiprogrammed Batch Systems 
Several jobs are kept in main memory at the same time, and the 
CPU is multiplexed among them. 
Silberschatz, Galvin 1.8 and Gagne Ó2002 Operating System
OS Features Needed for 
Multiprogramming 
 I/O routine supplied by the system. 
 Memory management – the system must allocate the 
memory to several jobs. 
 CPU scheduling – the system must choose among 
several jobs ready to run. 
 Allocation of devices. 
Silberschatz, Galvin 1.9 and Gagne Ó2002 Operating System
Time-Sharing Systems–Interactive 
Computing 
 The CPU is multiplexed among several jobs that are kept 
in memory and on disk (the CPU is allocated to a job only 
if the job is in memory). 
 A job swapped in and out of memory to the disk. 
 On-line communication between the user and the system 
is provided; when the operating system finishes the 
execution of one command, it seeks the next “control 
statement” from the user’s keyboard. 
 On-line system must be available for users to access 
data and code. 
Silberschatz, Galvin 1.10 and Gagne Ó2002 Operating System
Desktop Systems 
 Personal computers – computer system dedicated to a 
single user. 
 I/O devices – keyboards, mice, display screens, small 
printers. 
 User convenience and responsiveness. 
 Can adopt technology developed for larger operating 
system’ often individuals have sole use of computer and 
do not need advanced CPU utilization of protection 
features. 
 May run several different types of operating systems 
(Windows, MacOS, UNIX, Linux) 
Silberschatz, Galvin 1.11 and Gagne Ó2002 Operating System
Parallel Systems 
 Multiprocessor systems with more than on CPU in close 
communication. 
 Tightly coupled system – processors share memory and a 
clock; communication usually takes place through the 
shared memory. 
 Advantages of parallel system: 
 Increased throughput 
 Economical 
 Increased reliability 
 graceful degradation 
 fail-soft systems 
Silberschatz, Galvin 1.12 and Gagne Ó2002 Operating System
Parallel Systems (Cont.) 
 Symmetric multiprocessing (SMP) 
 Each processor runs and identical copy of the operating 
system. 
 Many processes can run at once without performance 
deterioration. 
 Most modern operating systems support SMP 
 Asymmetric multiprocessing 
 Each processor is assigned a specific task; master 
processor schedules and allocated work to slave 
processors. 
 More common in extremely large systems 
Silberschatz, Galvin 1.13 and Gagne Ó2002 Operating System
Symmetric Multiprocessing Architecture 
Silberschatz, Galvin 1.14 and Gagne Ó2002 Operating System
Distributed Systems 
 Distribute the computation among several physical 
processors. 
 Loosely coupled system – each processor has its own 
local memory; processors communicate with one another 
through various communications lines, such as high-speed 
buses or telephone lines. 
 Advantages of distributed systems. 
 Resources Sharing 
 Computation speed up – load sharing 
 Reliability 
 Communications 
Silberschatz, Galvin 1.15 and Gagne Ó2002 Operating System
Distributed Systems (cont) 
 Requires networking infrastructure. 
 Local area networks (LAN) or Wide area networks (WAN) 
 May be either client-server or peer-to-peer systems. 
Silberschatz, Galvin 1.16 and Gagne Ó2002 Operating System
General Structure of Client-Server 
Silberschatz, Galvin 1.17 and Gagne Ó2002 Operating System
Clustered Systems 
 Clustering allows two or more systems to share storage. 
 Provides high reliability. 
 Asymmetric clustering: one server runs the application 
while other servers standby. 
 Symmetric clustering: all N hosts are running the 
application. 
Silberschatz, Galvin 1.18 and Gagne Ó2002 Operating System
Real-Time Systems 
 Often used as a control device in a dedicated application 
such as controlling scientific experiments, medical 
imaging systems, industrial control systems, and some 
display systems. 
 Well-defined fixed-time constraints. 
 Real-Time systems may be either hard or soft real-time. 
Silberschatz, Galvin 1.19 and Gagne Ó2002 Operating System
Real-Time Systems (Cont.) 
 Hard real-time: 
 Secondary storage limited or absent, data stored in short 
term memory, or read-only memory (ROM) 
 Conflicts with time-sharing systems, not supported by 
general-purpose operating systems. 
 Soft real-time 
 Limited utility in industrial control of robotics 
 Useful in applications (multimedia, virtual reality) requiring 
advanced operating-system features. 
Silberschatz, Galvin 1.20 and Gagne Ó2002 Operating System
Handheld Systems 
 Personal Digital Assistants (PDAs) 
 Cellular telephones 
 Issues: 
 Limited memory 
 Slow processors 
 Small display screens. 
Silberschatz, Galvin 1.21 and Gagne Ó2002 Operating System
Migration of Operating-System Concepts and 
Features 
Silberschatz, Galvin 1.22 and Gagne Ó2002 Operating System
Computing Environments 
 Traditional computing 
 Web-Based Computing 
 Embedded Computing 
Silberschatz, Galvin 1.23 and Gagne Ó2002 Operating System

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  • 1. Chapter 1: Introduction What is an Operating System? Mainframe Systems Desktop Systems Multiprocessor Systems Distributed Systems Clustered System Real -Time Systems Handheld Systems Computing Environments Silberschatz, Galvin 1.1 and Gagne Ó2002 Operating System
  • 2. What is an Operating System? A program that acts as an intermediary between a user of a computer and the computer hardware. Operating system goals: Execute user programs and make solving user problems easier. Make the computer system convenient to use. Use the computer hardware in an efficient manner. Silberschatz, Galvin 1.2 and Gagne Ó2002 Operating System
  • 3. Computer System Components 1. Hardware – provides basic computing resources (CPU, memory, I/O devices). 2. Operating system – controls and coordinates the use of the hardware among the various application programs for the various users. 3. Applications programs – define the ways in which the system resources are used to solve the computing problems of the users (compilers, database systems, video games, business programs). 4. Users (people, machines, other computers). Silberschatz, Galvin 1.3 and Gagne Ó2002 Operating System
  • 4. Abstract View of System Components Silberschatz, Galvin 1.4 and Gagne Ó2002 Operating System
  • 5. Operating System Definitions Resource allocator – manages and allocates resources. Control program – controls the execution of user programs and operations of I/O devices . Kernel – the one program running at all times (all else being application programs). Silberschatz, Galvin 1.5 and Gagne Ó2002 Operating System
  • 6. Mainframe Systems Reduce setup time by batching similar jobs Automatic job sequencing – automatically transfers control from one job to another. First rudimentary operating system. Resident monitor initial control in monitor control transfers to job when job completes control transfers pack to monitor Silberschatz, Galvin 1.6 and Gagne Ó2002 Operating System
  • 7. Memory Layout for a Simple Batch System Silberschatz, Galvin 1.7 and Gagne Ó2002 Operating System
  • 8. Multiprogrammed Batch Systems Several jobs are kept in main memory at the same time, and the CPU is multiplexed among them. Silberschatz, Galvin 1.8 and Gagne Ó2002 Operating System
  • 9. OS Features Needed for Multiprogramming I/O routine supplied by the system. Memory management – the system must allocate the memory to several jobs. CPU scheduling – the system must choose among several jobs ready to run. Allocation of devices. Silberschatz, Galvin 1.9 and Gagne Ó2002 Operating System
  • 10. Time-Sharing Systems–Interactive Computing The CPU is multiplexed among several jobs that are kept in memory and on disk (the CPU is allocated to a job only if the job is in memory). A job swapped in and out of memory to the disk. On-line communication between the user and the system is provided; when the operating system finishes the execution of one command, it seeks the next “control statement” from the user’s keyboard. On-line system must be available for users to access data and code. Silberschatz, Galvin 1.10 and Gagne Ó2002 Operating System
  • 11. Desktop Systems Personal computers – computer system dedicated to a single user. I/O devices – keyboards, mice, display screens, small printers. User convenience and responsiveness. Can adopt technology developed for larger operating system’ often individuals have sole use of computer and do not need advanced CPU utilization of protection features. May run several different types of operating systems (Windows, MacOS, UNIX, Linux) Silberschatz, Galvin 1.11 and Gagne Ó2002 Operating System
  • 12. Parallel Systems Multiprocessor systems with more than on CPU in close communication. Tightly coupled system – processors share memory and a clock; communication usually takes place through the shared memory. Advantages of parallel system: Increased throughput Economical Increased reliability graceful degradation fail-soft systems Silberschatz, Galvin 1.12 and Gagne Ó2002 Operating System
  • 13. Parallel Systems (Cont.) Symmetric multiprocessing (SMP) Each processor runs and identical copy of the operating system. Many processes can run at once without performance deterioration. Most modern operating systems support SMP Asymmetric multiprocessing Each processor is assigned a specific task; master processor schedules and allocated work to slave processors. More common in extremely large systems Silberschatz, Galvin 1.13 and Gagne Ó2002 Operating System
  • 14. Symmetric Multiprocessing Architecture Silberschatz, Galvin 1.14 and Gagne Ó2002 Operating System
  • 15. Distributed Systems Distribute the computation among several physical processors. Loosely coupled system – each processor has its own local memory; processors communicate with one another through various communications lines, such as high-speed buses or telephone lines. Advantages of distributed systems. Resources Sharing Computation speed up – load sharing Reliability Communications Silberschatz, Galvin 1.15 and Gagne Ó2002 Operating System
  • 16. Distributed Systems (cont) Requires networking infrastructure. Local area networks (LAN) or Wide area networks (WAN) May be either client-server or peer-to-peer systems. Silberschatz, Galvin 1.16 and Gagne Ó2002 Operating System
  • 17. General Structure of Client-Server Silberschatz, Galvin 1.17 and Gagne Ó2002 Operating System
  • 18. Clustered Systems Clustering allows two or more systems to share storage. Provides high reliability. Asymmetric clustering: one server runs the application while other servers standby. Symmetric clustering: all N hosts are running the application. Silberschatz, Galvin 1.18 and Gagne Ó2002 Operating System
  • 19. Real-Time Systems Often used as a control device in a dedicated application such as controlling scientific experiments, medical imaging systems, industrial control systems, and some display systems. Well-defined fixed-time constraints. Real-Time systems may be either hard or soft real-time. Silberschatz, Galvin 1.19 and Gagne Ó2002 Operating System
  • 20. Real-Time Systems (Cont.) Hard real-time: Secondary storage limited or absent, data stored in short term memory, or read-only memory (ROM) Conflicts with time-sharing systems, not supported by general-purpose operating systems. Soft real-time Limited utility in industrial control of robotics Useful in applications (multimedia, virtual reality) requiring advanced operating-system features. Silberschatz, Galvin 1.20 and Gagne Ó2002 Operating System
  • 21. Handheld Systems Personal Digital Assistants (PDAs) Cellular telephones Issues: Limited memory Slow processors Small display screens. Silberschatz, Galvin 1.21 and Gagne Ó2002 Operating System
  • 22. Migration of Operating-System Concepts and Features Silberschatz, Galvin 1.22 and Gagne Ó2002 Operating System
  • 23. Computing Environments Traditional computing Web-Based Computing Embedded Computing Silberschatz, Galvin 1.23 and Gagne Ó2002 Operating System