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Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
A Systematic Review of the Association between
Pulmonary Tuberculosis and the Development
of Chronic Airflow Obstruction in Adults
Brian W. Allwooda
Landon Myerb
Eric D. Batemana
a
Lung Institute and b
Centre for Infectious Diseases Epidemiology and Research, School of Public Health and Family
Medicine, University of Cape Town, Cape Town, South Africa
Conclusions: This systematic review confirms evidence for
a positive association between a past history of tuberculosis
and the presence of CAO. The association is independent of
cigarettesmoking.Causalityislikelybutcannotbeassumed.
Copyright © 2013 S. Karger AG, Basel
Introduction
Chronic obstructive pulmonary disease (COPD) is es-
timated to affect 65 million people worldwide. It is cur-
rently the third leading cause of death, accounting for ap-
proximately 3 million deaths annually. Ninety percent of
these deaths are in low- and middle-income countries
where the prevalence of pulmonary tuberculosis (PTB)
remains high [1, 2]. Recognized consequences of PTB in-
clude permanent scarring, bronchiectasis and pleural fi-
brosis, which may be extensive and lead to respiratory
disability and failure, cor pulmonale and premature
death. During the treatment phase of active PTB, lung
function impairment is usually restrictive; this may per-
sist, resolve or become obstructive in nature. A relation-
ship between PTB and the development of COPD has
been suggested in several reports. However, a serious lim-
itation in these studies is the confounding caused by con-
current exposure to risk factors such as tobacco smoking,
dust and biomass fuel as well as childhood respiratory
Key Words
Tuberculosis · Chronic obstructive pulmonary disease ·
Airflow obstruction
Abstract
Background: Chronic obstructive pulmonary disease
(COPD) is a major public health concern, accounting for
3 million deaths annually, 90% of which occur in low- and
middle-income countries. Pulmonary tuberculosis (PTB) as
a contributory factor in the aetiology of COPD is under de-
bate, with most epidemiologic evidence suggesting a posi-
tive association. Objectives: To compile a systematic review
of evidence for an association between PTB and the devel-
opment of chronic airflow obstruction (CAO). Methods: We
performedasystematicreviewoforiginalEnglish-language,
peer-reviewed literature using the PubMed/MEDLINE data-
base. CAO was defined by spirometry [FEV1:FVC ratio <0.70
or <LLN (lower limit of normal) for age]. Results: Nineteen
studies (1 case series, 3 case-control studies, 4 cohort stud-
ies, 8 single-centre cross-sectional studies and 3 multi-cen-
tre cross-sectional studies) met the eligibility criteria. All
but 2 reported a positive association between PTB and
CAO. Three of 4 large population-based surveys (n = 4,291–
8,066) confirmed a significant association between PTB
and CAO (OR 1.37 – 2.94). A formal meta-analysis was not
possible owing to marked heterogeneity between studies.
Received: January 7, 2013
Accepted after revision: March 25, 2013
Published online: May 3, 2013
Brian W. Allwood
University of Cape Town Lung Institute
PO Box 34560, Groote Schuur
Cape Town 7937 (South Africa)
E-Mail brianallwood @ gmail.com
© 2013 S. Karger AG, Basel
0025–7931/13/0861–0076$38.00/0
www.karger.com/res
For editorial comment see p. 15
The Association of PTB and CAO –
A Systematic Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
77
illnesses and a lack of diagnostic precision when distin-
guishing COPD from other forms of structural lung
disease (e.g. bronchiectasis) found in patients who have
had PTB.
Both the clinical and epidemiological diagnosis of
COPD – as recommended in the Global Initiative for
Chronic Obstructive Lung Disease (GOLD) and em-
ployedintheBurdenofObstructiveLungDisease(BOLD)
methodology – is based on a compatible history of symp-
toms, exposure to risk factors (usually smoking), and the
demonstration of airflow obstruction (AFO) on spirom-
etry [3]. However, it is now evident that a significant pro-
portion of patients with COPD defined in this manner are
non-smokers, and analyses of other risk factors suggest
that home and workplace exposure to dust, fumes and
gases and, particularly, the combustion of biomass fuels,
are significant causal factors in such patients [4]. Consis-
tent with this, a large proportion of non-smokers with
COPD are in developing countries. In this setting, assess-
ing the significance of previous PTB, particularly as a
causal factor, is challenging, but owing to the high pre-
valence of PTB in many developing countries this is a
question of considerable public health significance.
PTB is listed as a risk factor for COPD in some COPD
guidelines [3]. We report here a systematic review of
peer-reviewed English-language literature of the associa-
tionbetweenPTBandchronicairflowobstruction(CAO)
in adults. The purpose of this systematic search was to
examine the strength of evidence for this association.
Methods
We conducted a systematic search of the PubMed/MEDLINE
database, using the following search strategy:
(LungDiseases,Obstructive[MeSHMajorTopic])OR(Airway
Obstruction [MeSH Major Topic]) OR (Airways Obstruction) OR
(Obstructive Airway Disease) OR (Obstructive Airways Disease)
OR (Pulmonary Emphysema) OR (Emphysema) AND (tubercul*
[Title/Abstract]) NOT (Asthma* [Title]).
Articles were limited to the English language, and adult human
subjects (older than 19 years of age).
Paper titles were reviewed, and those titles that did not suggest
a link with the research question were eliminated. Abstracts from
the remaining papers were examined for relevance, and those not
addressing the research question were removed.
An additional hand-search was performed to identify seminal
papers that pre-dated PubMed or were not captured in the initial
search strategy.
All remaining papers were assessed for eligibility and inclusion
in the systematic review. Papers were excluded if they did not con-
tain original research (e.g. review articles) or had insufficient detail
on either methodology or results to assess the validity of the find-
ings. They were also excluded if they evaluated patients only while
on treatment for active tuberculosis (TB), without post-treatment
follow-up. Where there was doubt about whether or not a paper
should be included, it was discussed and consensus was reached
among the authors (B.A. and L.M.).
We allowed flexibility in defining ‘airflow obstruction’ (AFO)
for papers published before 1975, owing to the evolving defini-
tions in use before this date. However, later papers were excluded
if they used non-standard definitions of AFO [e.g. ‘FEV1’ only or
‘FEV1:FVC ratio <0.80’ (rather than 0.70)]. In keeping with cur-
rent literature, CAO was defined as FEV1:FVC ratio <0.70
or FEV1:FVC ratio <LLN (lower limit of normal) for age. Use of
bronchodilators prior to spirometry was noted; however, studies
that did not use bronchodilation before spirometry were not
excluded.
Results
The PubMed/MEDLINE search revealed 482 papers
from 1966 until 2012 that met the initial search criteria.
Upon reviewing their titles, 65 of these papers appeared
relevant to the research question, but after reviewing
their abstracts, 29 were excluded. Of the remaining
36 papers, 14 met the inclusion criteria. A hand-search
identified an additional 20 potential papers, from dates
ranging from 1955 until 2011. However, only 5 of these
met the eligibility criteria and were thus included (see
fig. 1). Reasons for exclusion of papers after review of the
abstracts are presented in the online supplementary
Appendix (for all online suppl. material, see www.karg-
er.com/doi/10.1159/000350917).
Originating from 27 countries, 19 studies were ulti-
mately included: 1 case series, 3 case-control studies,
4 cohort studies, 8 single-centre cross-sectional studies
and 3 multi-centre cross-sectional studies. Study size
varied from 40 to 8,066 subjects. Six of the studies were
population-based, 6 were in outpatient or primary-care
settings, 6 were in a hospital setting and 1 was conducted
among retrenched mine-workers. Publication dates
ranged from 1971 to 2012, with the majority published
after 2000.
There was marked heterogeneity among the included
studies, both in terms of study design and patient popula-
tion, making meta-analysis inappropriate. The findings
are presented below by study type, and table 1 provides a
summary.
Case Series
In a case series of 47 patients, Baig et al. [5] showed the
prevalence of obstruction to be 55.3% and mixed restric-
tion/obstruction to be present in an additional 14.8%.
However, this was a highly selected population, selected
Allwood/Myer/BatemanRespiration 2013;86:76–85
DOI: 10.1159/000350917
78
on the basis of having dyspnoea, previous TB and resid-
ual chest X-ray (CXR) TB changes. All were never-smok-
ers and had no history of a recognized occupational
exposure.
Case-Control Studies
The 3 case-control studies showed discrepant results.
In a matched cohort of 289 patients with previous PTB
from Hong Kong, multivariate analysis failed to show an
association [6]. Weaknesses of the study were that previ-
ous PTB was self-reported by participants and the back-
ground prevalence of PTB in the community was not stat-
ed. By contrast, in study in the USA by Pasipanodya et al.
[7], AFO was found in 15% of cases with previous PTB
compared with 3% in controls, and mixed obstruction/
restriction in a further 13% (compared with 1% in con-
trols). All cases in this study had completed at least
20 weeks of treatment for culture-confirmed PTB. In a
third study, conducted in an academic hospital and de-
signed to examine the link between PTB and occupation-
al exposure, among patients (n = 202) in South Africa
presenting to a specialist pulmonary service, Govender et
al. [8] found a strong independent association between
COPD and a previous history of PTB. They reported odds
ratios (ORs) that ranged from 7.7 to 8.1, depending on the
model used. In all 3 studies, smoking status was included
in multivariate analysis.
Cohort Studies
All 4 cohort studies that met the inclusion criteria
showed an association between TB and the development
of obstruction.
Vargha[9]followedup99patientsfor15yearsafterdis-
charge from hospital for treatment of PTB. At discharge,
Additional hand
search
Not meeting
inclusion criteria
Study not relevant to
research question:
417 publications
Study not relevant to
research question:
29 publications
482 papers
Title review
65 papers
Abstract review
36 papers
Additional 20 potential papers
56 papers
Meeting inclusion
criteria
19 papers
(including 5 from hand search)
Pubmed/medline
search
37 papers excluded
Review article –5
Non-standard measure of obstruction –9
Active/incident tuberculosis only –10
Insufficient detail to assess study –7
Study not relevant to research question –2
Letter to editor/case report –3
Publication data included in previous
publication –1
Fig. 1. Results of pre-defined search strategy.
The Association of PTB and CAO –
A Systematic Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
79
Table1.Studiesincludedinsystematicreview
AuthorYearCountryStudy
design
nSettingSelection
criteria
Comparator
group
(Yes/No)
Confounders
assessed
Measure
ofairflow
obstruction
Method
ofTB
diagnosis
Outcome/associationComment
Caseseries
Baig
etal[5]
2010Pakistancase-series47referral
hospital
patients
referredwith
pastTB,CXR
changesand
SOB
Noallwere
non-smokers
postBD
FEV1:FVC
ratio
questionnaire
(self-reported),
CXRchanges
55.3%obstruction,14.8%
bstruction/restriction
(mixed)
highlyselected
group
Case-Control
Chan-Yeung
etal[6]
2007HongKongcase-control289
(cases)
7(hospital)
outpatient
clinics
consecutively
diagnosed
COPD
patients
Yes,
matchedand
population-
based
(n=289)
smokingpostBD
FEV1:FVC
ratio
questionnaire
(self-reported)
noassociationon
multivariateanalysis
populationTB
prevalencenot
statedandpotential
biasinselectionof
controls
Pasipanodya
etal[7]
2007USAprospective
case-control
121
(cases)
county
public
health
depart-
ment
culture-
positiveTB
patientswho
hadcomplet-
ed20weeks
of treatment
Yes,latent
TB-infected
subjects
(n=218)
smoking,
occupational
dust,
asbestos,HIV
preBD
FEV1:FVC
ratio
TBculturecases:15%obstruction
and13%obstruction/
restriction(mixed)
controls:3%and1%,
respectively
higherratesof
obstructionin
smokers
Govender
etal[8]
2011SouthAfricacase-control110
(cases)
tertiary
outpatient
clinic
patientswith
COPD
attendingthe
clinic
Yes,controls
fromnon-
respiratory
clinicsat
sameinstitu-
tion(n=102)
smoking
occupational
exposures
FEV1:FVC
ratio
questionnaire
(self-reported)
ORrange7.7–8.1
(dependingonmodel)
confidence
intervalsandp
valuesnotstated
Cohort
Vargha[9]1983Hungarycohort
(15-year
follow-up)
99outpatient
clinic
patients
discharged
as curedin
1958/59
NosmokingFEV1:FVC
ratio
hospital
records
after15yearsin
medicallytreatedpatients:
52%hadobstruction,
(34.8%withoutinitial
obstructiondeveloped
newobstructionand12%
withinitialobstruction
hadnormalizedPFTs)
losstofollow-up
(inmedically
treatedpatients)
was18%
Willcoxand
Ferguson[10]
1989SouthAfricaretrospective
cohort
(mean
follow-upof
5.6years)
71primary
care
clinic
allpatients
treatedfor
TB byclinic
Yes,young
patients
matchedto
controls
smokingFEV1:FVC
ratio&/or
RV>120%
predicted
clinicrecords,
CXR
overall68%had
obstruction.young
patientshadsignificantly
lowerFEV1:FVCratioand
higherRVcomparedwith
matchedcontrols
potentialbiasin
selectionofcohort.
Plit
etal[11]
1998SouthAfricaprospective
cohort
(6-month
follow-up)
74TBhospitalconsecutive
inpatients,
withfirst-
episodeTB
Nosmoking,
HIV
FEV1:FVC
ratio
TBculture
and CXR
aftertreatment
completion,28%(n=21)
hadobstruction;62%(13)
ofthesewerenew
exclusionof
MDR-TB,previous
TBandco-existing
pathology
Allwood/Myer/BatemanRespiration 2013;86:76–85
DOI: 10.1159/000350917
80
Table1.(continued)
AuthorYearCountryStudy
design
nSettingSelection
criteria
Comparator
group
(Yes/No)
Confounders
assessed
Measure
ofairflow
obstruction
Method
ofTB
diagnosis
Outcome/associationComment
Radovic
etal[12]
2011Serbiaprospective
cohort
(6-month
follow-up)
40lung
diseases
clinic
newly
diagnosed
cavitatoryTB
withnormal
initialPFTs
Nosmoking,
airpollution
postBD
FEV1:FVC
ratio
TBculture
and CXR
aftertreatment
completion,35%of
patientsdevelopednew
airflowobstruction
extentofCXR
changes,sputum
conversionrate
predictiveoffuture
obstruction,
selectionmethods
notstated.
Cross-sectional,institution-based
Snider
etal[13]
1971USAcross-
sectional
(single-
centre)
1,403TB
sanatorium
patientsat
medical
discharge
NosmokingFEV1:FVC
ratio
hospital
records
obstructionin23%
obstruction/restriction
(mixed)in19%
veryhighratesof
smoking(84%)
Ramos
etal[14]
2006Brazilcross-
sectional
(single-
centre)
43referral
hospital
complex
TBcases
referred,
whohad
PFTs
Nosmokingnotdefinedclinicrecords
andCXR
24%obstruction
34%obstruction/restric-
tion(mixed)
severityofPFT
matchedCXR
changes
highlyselected
population.(54%
never-smokers)
Chung
etal.[16]
2011Taiwancross-
sectional
(single-
centre)
115university
hospital
patientswith
positiveTB
cultures,who
underwent
PFTsafterTB
treatment.
NosmokingFEV1:FVC
ratio
TBcultureobstructionin48.6%;
obstruction/restriction
(mixed)in9.3%
medianfollow-up
of 16months
only7.6%of
culturepositive
TBhadPFTs
NTMsisolatedin
26.4%ofisolates.
Gothi
etal[15]
2007Indiacross-
sectional
(single-
centre)
268referral
centre
Patients
referredfor
investigation
ofCAO
Nosmokingpost-BD
FEV1:FVC
ratio
hospital
records
77.7%ofobliterative
bronchiolitiswasdueto
pastTB
obliterative
bronchiolitis
accountedfor13%
ofPFTobstruction
Girdler-Brown
etal[17]
2008Lesothocross-
sectional
(single-
centre)
610mine
workers
retrenched
workers
Nosmoking,
HIV,silicosis
pre-BD
FEV1:FVC
ratio
questionnaire
(self-reported)
ofpatientswithCOPD,
45%hadpast/currentTB
notcorrectedfor
smoking,no
post-BD
spirometry
Cross-sectional,population(community)-based
Lam
etal[18]
2010Chinacross-
sectional
(single-
centre)
8,066populationGuangzhou
Biobank
cohortstudy
population
Nosmoking,
dust, socio-
economic
status
(education)
pre-BD
FEV1:FVC
ratioand
LLN
CXRandques-
tionnaire(self-
reported)
OR1.37(1.13–1.67)onlypre-BDvalues
largedifference
betweenself-re-
portedpreviousTB
andCXRchanges
ofpreviousTB
The Association of PTB and CAO –
A Systematic Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
81
Table1.(continued)
AuthorYearCountryStudy
design
nSettingSelection
criteria
Comparator
group
(Yes/No)
Confounders
assessed
Measure
ofairflow
obstruction
Method
ofTB
diagnosis
Outcome/associationComment
Menezes
etal[19]
20075Latin
American
countries
(PLATINO
study)
cross-
sectional
(multi-
centre)
5,571populationmulti-stage
sampling
Nosmoking,
workdust,
fossilfuel,
childhood
illness
post-BD
FEV1:FVC
ratio
questionnaire
(self-reported)
OR2.33(1.50–3.62)TBhistory
associatedwith
moresevereCOPD
(132hadpastTB)
Caballero
etal[20]
2008Colombia
(PREPOCOL
study)
cross-
sectional
(multi-
centre)
5,539populationmulti-stage
cluster
sampling
Nosmoking,
biomass,SES
post-BD
FEV1:FVC
Ratio
questionnaire
(self-reported)
OR2.94(1.58–5.49)25.8%ofpatients
withaTBhistory
hadCOPD
(only72hadpast
TB)
Lamprecht
etal[21]
201114countries
(BOLD
study)
cross-
sectional
(multi-
centre)
4,291populationpopulation-
based
sampling.
onlynon-
smokers
Nosmoking,dust,
childhood
illness,
biomassfuels,
education,
medical
conditions,
BMI
post-BD
FEV1:FVC
ratio
(andLLN)
questionnaire
(self-reported)
women:OR1.47
(0.69–3.12)men:OR1.65
(0.43–6.34)
onlynever-smokers
included
Idolor
etal[22]
2011Philippinescross-
sectional
(single-
centre)
722populationmulti-stage
random
sampling
Nosmoking,
biomass,
farming,
dusty
occupation
post-BD
FEV1:FVC
ratio
questionnaire
(self-reported)
OR6.31(2.67–15.0)BOLD
methodologyused
Lee
etal[23]
2011Koreacross-
sectional
3,687populationstratified,
multi-stage,
clustered
sampling
Nosmokingpre-BD
FEV1:FVC
ratioand
LLN
CXRonlyOR2.56(1.84–3.56)TBonlydiagnosed
onoldCXR
changes,nodataon
TBhistoryinclud-
ed
BD=Bronchodilator;MDR=multidrug-resistant;NTM=non-tuberculousMycobacterium;PFT=pulmonaryfunctiontest;SOB=shortnessofbreath.
Allwood/Myer/BatemanRespiration 2013;86:76–85
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28 of 59 non-surgically treated patients (47.5%) had AFO,
andafter15years,thishaddevelopedinafurther34.8%but
had resolved in 12.0%. However, a significant proportion
(18.6%)ofthecohorthadbeenlosttofollow-upandsmok-
ing status was measured but not quantified or adjusted for
in the analysis.
In a retrospective cohort, Willcox and Ferguson [10]
found AFO in 68% of the 71 patients followed up for a
mean of 5.6 years. Their subjects had been successfully
treated at a community clinic. In an attempt to account
for smoking, they matched a subset of younger patients
with controls, and found a significantly lower FEV1/FVC
ratio and a higher RV/TLC (residual volume/total lung
capacity) ratio. This matching was an attempt to negate
the confounding effect of long-term smoking.
Plit et al. [11] conducted a prospective cohort study of
hospitalized patients during their first episode of TB.
They found AFO in 28% of patients (21 of 74) after com-
pletion of 6 months of TB therapy. Of these, 62% (13 of
21) did not have AFO when treatment was commenced.
In a clinic-based study of similar design, Radovic et al.
[12] found that 35% of their 40 patients with cavitating
PTB and normal spirometry at the start of treatment had
developed AFO by the end of treatment. Their method of
patient selection was not described.
None of the first 3 cohort studies listed reported
whether values for lung function were pre- or post-bron-
chodilator.
Cross-Sectional Studies: Facility-Based
Four of 5 cross-sectional surveys were hospital-based
and showed a high prevalence of AFO. However, the pa-
tient populations varied markedly between the studies
and included subjects treated as inpatients, patients
referred as outpatients to specialist centres and patients
selected retrospectively based on hospital TB culture
results. This heterogeneity prevents summation of the
effects observed in these studies.
Between 1964 and 1966, Snider et al. [13] assessed
1,403 patients at discharge from a TB sanatorium. He
found a reduced FEV1:FVC ratio in 42% of patients (23%
with obstruction and 19% with mixed obstruction/
restriction). Obstruction was positively associated with
age, severity of TB on CXR and heavier smoking. In this
population, only 16.9% were non-smokers and preva-
lence of AFO within the sub-groups tended to correspond
with the prevalence of smoking.
Some 40 years later, Ramos et al. [14] published a cross-
sectional study of 50 patients attending a tertiary referral
clinic, who had completed TB treatment. Although 54%
were never-smokers, they found AFO in 24% of subjects
and mixed obstruction/restriction in a further 34%. The
findings of this study may have been affected by the
complex nature of referred cases (referral bias) and the
large number of exclusions (58%), primarily due to co-
morbidity and lack of lung function testing.
Gothi et al. [15] also published a prospective cross-
sectional study from a tertiary referral centre. They inves-
tigated 268 consecutive patients referred with AFO, lung
function testing and radiology. Thirty-six (13.4%) pa-
tients were considered to have obliterative bronchiolitis.
Obliterative bronchiolitis was defined clinically (using
Turton’s criteria) as (1) irreversible AFO, (2) reduced
FEV1 or (3) exclusion of another cause of AFO (e.g. asth-
ma, emphysema or bronchiectasis). The diagnosis was
confirmed by finding expiratory mosaic attenuation on
HRCT scan. They attributed the obliterative bronchiolitis
to past TB in 77.8% (n = 28) of these cases.
Chung et al. [16], also in a tertiary referral hospital set-
ting, reported an even higher association between TB and
AFO than in the above studies. They examined, retro-
spectively, the case notes of all patients who had had pos-
itive TB cultures and had completed treatment for TB at
their institution. Only 7.6% (213 of 2,789) of culture-pos-
itive patients had had a lung function test. Patients with
co-morbid lung disease were excluded, leaving 115 sub-
jects (162 lung function tests). Of these, 48.6% had ob-
struction and 9.3% had mixed obstruction/restriction.
Again, in this study, the process of case selection may
have overestimated the effect.
In a non-hospital based study, Girdler-Brown et al.
[17] studied 610 retrenched Basotho gold miners. They
found a high prevalence of COPD in a relatively young
population group (mean age 49 years) with a history of
light smoking. The prevalence of AFO was 13.5%, in a
large proportion (45%) of whom a history of previous
PTB was present. However, the influence of silica expo-
sure and the absence of a multivariate analysis make
it  impossible to isolate the association between PTB
and AFO (the prevalence of silicosis was 24.6% in this
cohort).
Cross-Sectional Studies: Population-Based
Six cross-sectional studies that examined the associa-
tion between PTB and CAO in the general population
provide the most useful assessment.
In the largest study (8,066 subjects) previous PTB was
defined as chest radiograph with abnormalities attribut-
able to healed PTB. The OR for risk of AFO after PTB
was 1.37 [95% confidence interval (CI) 1.13–1.67] and
The Association of PTB and CAO –
A Systematic Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
83
remained after adjusting for age, sex, smoking, passive
smoking, biomass fuel and dust exposure. The study was
conducted in a high TB setting with a prevalence of past
TB on CXR of 24.2%. Only pre-bronchodilator AFO was
measured, however [18].
The multi-centre PLATINO (Proyeto Latinamericano
de Investigacion en Obstruccion Pulmonar) [19] and
PREPOCOL (Prevalencia de EPOC en Colombia) [20]
cross-sectional studies performed in Latin America were
bothcommunity-basedstudiesusingpost-bronchodilator
spirometry.
The PLATINO study, involving 5,571 subjects in
5 Latin American countries, provided an OR for the as-
sociation of AFO with previous PTB of 2.33 (95% CI
1.50–3.62), the association being stronger in men. The
prevalence of previous PTB was 2.4%. In the PREPOCOL
study, conducted in five Colombian cities (5,539 subjects)
the adjusted OR for this association was 2.94 (95%
CI 1.58–5.49), with 25.8% of people with a history of PTB
having AFO. This association was stronger than that for
both smoking (OR 2.56 and 95% CI 1.89–3.46) and wood-
smoke exposure (OR 1.50 and 95% CI 1.22–1.86). The
prevalence of a previous history of TB was 1.3% in this
population, while 30% of all subjects with AFO had never
smoked.
In the combined analysis of data obtained using the
BOLD methodology in 14 countries, no association be-
tween AFO and a history of previous PTB was found [21].
In a multivariate analysis of 4,291 never-smokers, the OR
was 1.47 (95% CI. 0.69–3.12, p = 0.323) in women and
1.65 (95% CI 0.43–6.34) in men. However, the prevalence
of self-reported previous PTB in this never-smoking
population was only 3.2%.
All 3 of these multi-centre studies adjusted for biomass
(or wood) fuel exposure and smoking (BOLD by exclu-
sion of ever-smokers), while the PLATINO and BOLD
studies also adjusted for dusty environments and child-
hood illnesses.
In contrast to the pooled BOLD analysis, an analysis of
722 subjects from the rural Philippines with a high pre-
valence of TB revealed a risk of AFO in patients with
previous PTB of 6.31 (95% CI 2.67–15.0) [22].
A positive association was also found in a population-
based cohort of 3,687 subjects from Korea, in which
CXR changes compatible with previous TB was used to
confirm previous PTB. The OR for an association was
2.56 (95% CI 1.84–3.56). Weaknesses of this study were
the use of pre- rather than post-bronchodilator spiro-
metry and that the analysis only adjusted for smoking
status [23].
Discussion
There is increasing awareness of the heterogeneity of
COPD defined according to GOLD criteria. These crite-
ria require the presence of chronic airflow limitation
that persists after use of a bronchodilator and a history
of exposure to recognized risk factors for the develop-
ment of AFO. Foremost among these risk factors are
tobacco (cigarette) smoking, biomass exposure, child-
hood lung infections and occupational exposures, in-
cluding exposure to dust, gases and fumes [3]. The ab-
sence of a tobacco-smoking history occurs in over 20%
of patients fulfilling the criteria for COPD by spirometry
and has been reported in population-based studies from
many countries, thereby demanding closer examination
of the role of other factors in the development of COPD
[4, 21]. Whether TB should be added to the list of rec-
ognized exposures for the future development of COPD,
is unclear. This systematic review of the medical litera-
ture provides evidence for a positive association be-
tween the presence of CAO and a history of PTB. The
nature of CAO and mechanisms responsible for it are
poorly defined. It is debatable whether TB-associated
CAO should be considered as part of the COPD spec-
trum, a distinct phenotype of COPD (TB-associated ob-
structive pulmonary disease) or as an unrelated disease.
However, based on the results of the few available lon-
gitudinal studies, the association of PTB with CAO ap-
pears to be causal. Although the lack of population-
based cohort studies weakens the argument for causal-
ity, it is supported by analyses of the role of confounders
and the plausibility, namely that several mechanisms
may account for the development of CAO and even
COPD after active infection with PTB. These mecha-
nisms include the structural damage of large and small
airways including bronchiectasis caused by endobron-
chial involvement, bronchiolar narrowing and bronchi-
olitis obliterans resulting from peribronchial fibrosis as
well as accelerated emphysematous change caused by
residual chronic or recurrent inflammation.
The strongest body of evidence comes from 3 large
population-based, cross-sectional studies that showed a
statistically significant association between previous
PTB and COPD. These studies – PLATINO (n = 5,571)
[19], PREPOCOL (n = 5,539) [20] and the study by Lam
et al. [18] (n = 8,066) – provide adjusted ORs of between
1.37 and 2.94 for this association, an association greater
than that with either cigarette smoking or wood-smoke
exposure in the PREPOCOL study. In addition, in the
PLATINO study, a history of PTB was associated with
Allwood/Myer/BatemanRespiration 2013;86:76–85
DOI: 10.1159/000350917
84
more severe grades of obstruction. These findings are
supported by the smaller cross-sectional, cohort and
case-control studies.
This conclusion appears to be at variance with the re-
sults of a pooled analysis of data from 4,291 subjects from
14 countries performed using the BOLD methodology,
in which a history of PTB did not appear as an indepen-
dent risk factor for COPD [21, 24]. However, in that re-
port, the median prevalence of a history of PTB was only
10.45/100,000 population (range 2.4–782/100,000) com-
pared to the global prevalence of 201/100,000 over the
same time period [25]. Only 2 participating countries had
a prevalence of TB higher than the global average; in both
of these, the association was positive. In the South African
cohort (the site with the highest prevalence of both TB
and COPD), Jithoo et al. [26] found a strong association
between CAO and a history of previous TB; for subjects
in COPD GOLD stage I or II, the OR was 2.6 (95% CI
1.5–4.6) and for GOLD stage III or IV, the OR was 8.9
(95% CI 4.2–18.9) [26, 27]. Similarly, a positive associa-
tion was evident in data from the Philippines, the other
high-prevalence country [22].
There are several other potential reasons for differenc-
es between studies. First is the basis on which the designa-
tion, previous PTB is made. The most common method
used in the reviewed studies is ‘self-reporting’ by subjects,
although in most, the questions asked were not recorded.
Other methods include review of hospital or clinic notes
for a recorded history of PTB or treatment administered
for PTB, CXR features compatible with previous PTB and
even bacteriologically confirmed PTB in the past. Each
method has different performance characteristics and
may provide different strengths of association. For the
purpose of epidemiology, self-reporting of a past episode
of bacteriologically confirmed PTB treated for 4 or more
months (or similar) may be adequate. However, self-re-
porting is sensitive to patient factors such as under-
reporting due to stigmatization of the diagnosis [18].
The ideal design for confirming a causal positive asso-
ciation between PTB and the development of COPD is a
longitudinal study of a large cohort with confirmed PTB,
which will confirm the temporal relationship between the
PTB and the development of COPD. Short-term studies
of this nature have confirmed both restriction and AFO
during the treatment phase [28–34]. Two studies have re-
ported worsening after completion of medical treatment
[11, 12] and another 3 suggested continued progression
of AFO in the post-treatment period [9, 16, 35.].
Methodological differences in the performance and
interpretation of spirometry present further reasons for
the differences of results seen between studies. We omit-
ted 9 studies from this review because of the use of non-
standard measures of AFO (e.g. FEV1 only or an
FEV1:FVC ratio <0.80 rather than 0.70); however, al-
though excluded from the analysis, the findings reported
were consistent with our conclusions. Secondly, in some
studies, pre-bronchodilator rather than post-bronchodi-
lator values were used. This may result in overestimation
of the prevalence of COPD.
Estimates of association are further influenced by the
presence of powerful confounding factors such as ciga-
rette smoking, which predisposes to the development of
both COPD and TB infection [3, 36]. However, in some
of the reported studies, the influence of smoking was
avoided by separate analyses in non-smokers or by ex-
cluding smokers [9, 10, 18]. In addition, in both the large
PLATINO [19] and PREPOCOL studies [20], the asso-
ciation remained after adjusting for smoking and the use
of biomass fuel. However, more complex studies of lon-
gitudinal design are necessary to establish more subtle
interactions between smoking and previous PTB, as their
combined effect may be more damaging than either on
its own.
The mechanisms whereby PTB causes CAO are
largely speculative, but several hypotheses have been
put forward including peribronchial fibrosis resulting
from inflammatory bronchiolitis, obstruction due to
endobronchial TB and accelerated parenchymal de-
struction caused by persistent lower respiratory tract
inflammation [13].
This systematic review has several limitations. Firstly,
the potential for publication bias (failure to publish stud-
ies with negative findings), secondly, the marked hetero-
geneity among the studies, both in terms of study design
and subject selection (preventing the performance of a
formal meta-analysis), thirdly, the retrospective nature of
most of the studies and lastly, the limiting of the literature
review to English-language publications.
In summary, this systematic review of the peer-
reviewed literature confirms an association between a
past history of TB and the presence of CAO. This asso-
ciation is independent of cigarette smoking and biomass
fuel exposure. The mechanisms underlying the develop-
ment of AFO and its natural history and response to treat-
ment require further study. AFO may progress after com-
pletion of PTB treatment. In view of the large number of
patients with PTB worldwide and the rising incidence of
COPD globally, the contribution of PTB as a contribu-
tory cause in the pathogenesis of COPD is important both
to epidemiologists and healthcare providers.
The Association of PTB and CAO –
A Systematic Review
Respiration 2013;86:76–85
DOI: 10.1159/000350917
85
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A systematic review of the association between ptb and the development of chronic airflow obstruction in adults

  • 1. E-Mail karger@karger.com Review Respiration 2013;86:76–85 DOI: 10.1159/000350917 A Systematic Review of the Association between Pulmonary Tuberculosis and the Development of Chronic Airflow Obstruction in Adults Brian W. Allwooda Landon Myerb Eric D. Batemana a Lung Institute and b Centre for Infectious Diseases Epidemiology and Research, School of Public Health and Family Medicine, University of Cape Town, Cape Town, South Africa Conclusions: This systematic review confirms evidence for a positive association between a past history of tuberculosis and the presence of CAO. The association is independent of cigarettesmoking.Causalityislikelybutcannotbeassumed. Copyright © 2013 S. Karger AG, Basel Introduction Chronic obstructive pulmonary disease (COPD) is es- timated to affect 65 million people worldwide. It is cur- rently the third leading cause of death, accounting for ap- proximately 3 million deaths annually. Ninety percent of these deaths are in low- and middle-income countries where the prevalence of pulmonary tuberculosis (PTB) remains high [1, 2]. Recognized consequences of PTB in- clude permanent scarring, bronchiectasis and pleural fi- brosis, which may be extensive and lead to respiratory disability and failure, cor pulmonale and premature death. During the treatment phase of active PTB, lung function impairment is usually restrictive; this may per- sist, resolve or become obstructive in nature. A relation- ship between PTB and the development of COPD has been suggested in several reports. However, a serious lim- itation in these studies is the confounding caused by con- current exposure to risk factors such as tobacco smoking, dust and biomass fuel as well as childhood respiratory Key Words Tuberculosis · Chronic obstructive pulmonary disease · Airflow obstruction Abstract Background: Chronic obstructive pulmonary disease (COPD) is a major public health concern, accounting for 3 million deaths annually, 90% of which occur in low- and middle-income countries. Pulmonary tuberculosis (PTB) as a contributory factor in the aetiology of COPD is under de- bate, with most epidemiologic evidence suggesting a posi- tive association. Objectives: To compile a systematic review of evidence for an association between PTB and the devel- opment of chronic airflow obstruction (CAO). Methods: We performedasystematicreviewoforiginalEnglish-language, peer-reviewed literature using the PubMed/MEDLINE data- base. CAO was defined by spirometry [FEV1:FVC ratio <0.70 or <LLN (lower limit of normal) for age]. Results: Nineteen studies (1 case series, 3 case-control studies, 4 cohort stud- ies, 8 single-centre cross-sectional studies and 3 multi-cen- tre cross-sectional studies) met the eligibility criteria. All but 2 reported a positive association between PTB and CAO. Three of 4 large population-based surveys (n = 4,291– 8,066) confirmed a significant association between PTB and CAO (OR 1.37 – 2.94). A formal meta-analysis was not possible owing to marked heterogeneity between studies. Received: January 7, 2013 Accepted after revision: March 25, 2013 Published online: May 3, 2013 Brian W. Allwood University of Cape Town Lung Institute PO Box 34560, Groote Schuur Cape Town 7937 (South Africa) E-Mail brianallwood @ gmail.com © 2013 S. Karger AG, Basel 0025–7931/13/0861–0076$38.00/0 www.karger.com/res For editorial comment see p. 15
  • 2. The Association of PTB and CAO – A Systematic Review Respiration 2013;86:76–85 DOI: 10.1159/000350917 77 illnesses and a lack of diagnostic precision when distin- guishing COPD from other forms of structural lung disease (e.g. bronchiectasis) found in patients who have had PTB. Both the clinical and epidemiological diagnosis of COPD – as recommended in the Global Initiative for Chronic Obstructive Lung Disease (GOLD) and em- ployedintheBurdenofObstructiveLungDisease(BOLD) methodology – is based on a compatible history of symp- toms, exposure to risk factors (usually smoking), and the demonstration of airflow obstruction (AFO) on spirom- etry [3]. However, it is now evident that a significant pro- portion of patients with COPD defined in this manner are non-smokers, and analyses of other risk factors suggest that home and workplace exposure to dust, fumes and gases and, particularly, the combustion of biomass fuels, are significant causal factors in such patients [4]. Consis- tent with this, a large proportion of non-smokers with COPD are in developing countries. In this setting, assess- ing the significance of previous PTB, particularly as a causal factor, is challenging, but owing to the high pre- valence of PTB in many developing countries this is a question of considerable public health significance. PTB is listed as a risk factor for COPD in some COPD guidelines [3]. We report here a systematic review of peer-reviewed English-language literature of the associa- tionbetweenPTBandchronicairflowobstruction(CAO) in adults. The purpose of this systematic search was to examine the strength of evidence for this association. Methods We conducted a systematic search of the PubMed/MEDLINE database, using the following search strategy: (LungDiseases,Obstructive[MeSHMajorTopic])OR(Airway Obstruction [MeSH Major Topic]) OR (Airways Obstruction) OR (Obstructive Airway Disease) OR (Obstructive Airways Disease) OR (Pulmonary Emphysema) OR (Emphysema) AND (tubercul* [Title/Abstract]) NOT (Asthma* [Title]). Articles were limited to the English language, and adult human subjects (older than 19 years of age). Paper titles were reviewed, and those titles that did not suggest a link with the research question were eliminated. Abstracts from the remaining papers were examined for relevance, and those not addressing the research question were removed. An additional hand-search was performed to identify seminal papers that pre-dated PubMed or were not captured in the initial search strategy. All remaining papers were assessed for eligibility and inclusion in the systematic review. Papers were excluded if they did not con- tain original research (e.g. review articles) or had insufficient detail on either methodology or results to assess the validity of the find- ings. They were also excluded if they evaluated patients only while on treatment for active tuberculosis (TB), without post-treatment follow-up. Where there was doubt about whether or not a paper should be included, it was discussed and consensus was reached among the authors (B.A. and L.M.). We allowed flexibility in defining ‘airflow obstruction’ (AFO) for papers published before 1975, owing to the evolving defini- tions in use before this date. However, later papers were excluded if they used non-standard definitions of AFO [e.g. ‘FEV1’ only or ‘FEV1:FVC ratio <0.80’ (rather than 0.70)]. In keeping with cur- rent literature, CAO was defined as FEV1:FVC ratio <0.70 or FEV1:FVC ratio <LLN (lower limit of normal) for age. Use of bronchodilators prior to spirometry was noted; however, studies that did not use bronchodilation before spirometry were not excluded. Results The PubMed/MEDLINE search revealed 482 papers from 1966 until 2012 that met the initial search criteria. Upon reviewing their titles, 65 of these papers appeared relevant to the research question, but after reviewing their abstracts, 29 were excluded. Of the remaining 36 papers, 14 met the inclusion criteria. A hand-search identified an additional 20 potential papers, from dates ranging from 1955 until 2011. However, only 5 of these met the eligibility criteria and were thus included (see fig. 1). Reasons for exclusion of papers after review of the abstracts are presented in the online supplementary Appendix (for all online suppl. material, see www.karg- er.com/doi/10.1159/000350917). Originating from 27 countries, 19 studies were ulti- mately included: 1 case series, 3 case-control studies, 4 cohort studies, 8 single-centre cross-sectional studies and 3 multi-centre cross-sectional studies. Study size varied from 40 to 8,066 subjects. Six of the studies were population-based, 6 were in outpatient or primary-care settings, 6 were in a hospital setting and 1 was conducted among retrenched mine-workers. Publication dates ranged from 1971 to 2012, with the majority published after 2000. There was marked heterogeneity among the included studies, both in terms of study design and patient popula- tion, making meta-analysis inappropriate. The findings are presented below by study type, and table 1 provides a summary. Case Series In a case series of 47 patients, Baig et al. [5] showed the prevalence of obstruction to be 55.3% and mixed restric- tion/obstruction to be present in an additional 14.8%. However, this was a highly selected population, selected
  • 3. Allwood/Myer/BatemanRespiration 2013;86:76–85 DOI: 10.1159/000350917 78 on the basis of having dyspnoea, previous TB and resid- ual chest X-ray (CXR) TB changes. All were never-smok- ers and had no history of a recognized occupational exposure. Case-Control Studies The 3 case-control studies showed discrepant results. In a matched cohort of 289 patients with previous PTB from Hong Kong, multivariate analysis failed to show an association [6]. Weaknesses of the study were that previ- ous PTB was self-reported by participants and the back- ground prevalence of PTB in the community was not stat- ed. By contrast, in study in the USA by Pasipanodya et al. [7], AFO was found in 15% of cases with previous PTB compared with 3% in controls, and mixed obstruction/ restriction in a further 13% (compared with 1% in con- trols). All cases in this study had completed at least 20 weeks of treatment for culture-confirmed PTB. In a third study, conducted in an academic hospital and de- signed to examine the link between PTB and occupation- al exposure, among patients (n = 202) in South Africa presenting to a specialist pulmonary service, Govender et al. [8] found a strong independent association between COPD and a previous history of PTB. They reported odds ratios (ORs) that ranged from 7.7 to 8.1, depending on the model used. In all 3 studies, smoking status was included in multivariate analysis. Cohort Studies All 4 cohort studies that met the inclusion criteria showed an association between TB and the development of obstruction. Vargha[9]followedup99patientsfor15yearsafterdis- charge from hospital for treatment of PTB. At discharge, Additional hand search Not meeting inclusion criteria Study not relevant to research question: 417 publications Study not relevant to research question: 29 publications 482 papers Title review 65 papers Abstract review 36 papers Additional 20 potential papers 56 papers Meeting inclusion criteria 19 papers (including 5 from hand search) Pubmed/medline search 37 papers excluded Review article –5 Non-standard measure of obstruction –9 Active/incident tuberculosis only –10 Insufficient detail to assess study –7 Study not relevant to research question –2 Letter to editor/case report –3 Publication data included in previous publication –1 Fig. 1. Results of pre-defined search strategy.
  • 4. The Association of PTB and CAO – A Systematic Review Respiration 2013;86:76–85 DOI: 10.1159/000350917 79 Table1.Studiesincludedinsystematicreview AuthorYearCountryStudy design nSettingSelection criteria Comparator group (Yes/No) Confounders assessed Measure ofairflow obstruction Method ofTB diagnosis Outcome/associationComment Caseseries Baig etal[5] 2010Pakistancase-series47referral hospital patients referredwith pastTB,CXR changesand SOB Noallwere non-smokers postBD FEV1:FVC ratio questionnaire (self-reported), CXRchanges 55.3%obstruction,14.8% bstruction/restriction (mixed) highlyselected group Case-Control Chan-Yeung etal[6] 2007HongKongcase-control289 (cases) 7(hospital) outpatient clinics consecutively diagnosed COPD patients Yes, matchedand population- based (n=289) smokingpostBD FEV1:FVC ratio questionnaire (self-reported) noassociationon multivariateanalysis populationTB prevalencenot statedandpotential biasinselectionof controls Pasipanodya etal[7] 2007USAprospective case-control 121 (cases) county public health depart- ment culture- positiveTB patientswho hadcomplet- ed20weeks of treatment Yes,latent TB-infected subjects (n=218) smoking, occupational dust, asbestos,HIV preBD FEV1:FVC ratio TBculturecases:15%obstruction and13%obstruction/ restriction(mixed) controls:3%and1%, respectively higherratesof obstructionin smokers Govender etal[8] 2011SouthAfricacase-control110 (cases) tertiary outpatient clinic patientswith COPD attendingthe clinic Yes,controls fromnon- respiratory clinicsat sameinstitu- tion(n=102) smoking occupational exposures FEV1:FVC ratio questionnaire (self-reported) ORrange7.7–8.1 (dependingonmodel) confidence intervalsandp valuesnotstated Cohort Vargha[9]1983Hungarycohort (15-year follow-up) 99outpatient clinic patients discharged as curedin 1958/59 NosmokingFEV1:FVC ratio hospital records after15yearsin medicallytreatedpatients: 52%hadobstruction, (34.8%withoutinitial obstructiondeveloped newobstructionand12% withinitialobstruction hadnormalizedPFTs) losstofollow-up (inmedically treatedpatients) was18% Willcoxand Ferguson[10] 1989SouthAfricaretrospective cohort (mean follow-upof 5.6years) 71primary care clinic allpatients treatedfor TB byclinic Yes,young patients matchedto controls smokingFEV1:FVC ratio&/or RV>120% predicted clinicrecords, CXR overall68%had obstruction.young patientshadsignificantly lowerFEV1:FVCratioand higherRVcomparedwith matchedcontrols potentialbiasin selectionofcohort. Plit etal[11] 1998SouthAfricaprospective cohort (6-month follow-up) 74TBhospitalconsecutive inpatients, withfirst- episodeTB Nosmoking, HIV FEV1:FVC ratio TBculture and CXR aftertreatment completion,28%(n=21) hadobstruction;62%(13) ofthesewerenew exclusionof MDR-TB,previous TBandco-existing pathology
  • 5. Allwood/Myer/BatemanRespiration 2013;86:76–85 DOI: 10.1159/000350917 80 Table1.(continued) AuthorYearCountryStudy design nSettingSelection criteria Comparator group (Yes/No) Confounders assessed Measure ofairflow obstruction Method ofTB diagnosis Outcome/associationComment Radovic etal[12] 2011Serbiaprospective cohort (6-month follow-up) 40lung diseases clinic newly diagnosed cavitatoryTB withnormal initialPFTs Nosmoking, airpollution postBD FEV1:FVC ratio TBculture and CXR aftertreatment completion,35%of patientsdevelopednew airflowobstruction extentofCXR changes,sputum conversionrate predictiveoffuture obstruction, selectionmethods notstated. Cross-sectional,institution-based Snider etal[13] 1971USAcross- sectional (single- centre) 1,403TB sanatorium patientsat medical discharge NosmokingFEV1:FVC ratio hospital records obstructionin23% obstruction/restriction (mixed)in19% veryhighratesof smoking(84%) Ramos etal[14] 2006Brazilcross- sectional (single- centre) 43referral hospital complex TBcases referred, whohad PFTs Nosmokingnotdefinedclinicrecords andCXR 24%obstruction 34%obstruction/restric- tion(mixed) severityofPFT matchedCXR changes highlyselected population.(54% never-smokers) Chung etal.[16] 2011Taiwancross- sectional (single- centre) 115university hospital patientswith positiveTB cultures,who underwent PFTsafterTB treatment. NosmokingFEV1:FVC ratio TBcultureobstructionin48.6%; obstruction/restriction (mixed)in9.3% medianfollow-up of 16months only7.6%of culturepositive TBhadPFTs NTMsisolatedin 26.4%ofisolates. Gothi etal[15] 2007Indiacross- sectional (single- centre) 268referral centre Patients referredfor investigation ofCAO Nosmokingpost-BD FEV1:FVC ratio hospital records 77.7%ofobliterative bronchiolitiswasdueto pastTB obliterative bronchiolitis accountedfor13% ofPFTobstruction Girdler-Brown etal[17] 2008Lesothocross- sectional (single- centre) 610mine workers retrenched workers Nosmoking, HIV,silicosis pre-BD FEV1:FVC ratio questionnaire (self-reported) ofpatientswithCOPD, 45%hadpast/currentTB notcorrectedfor smoking,no post-BD spirometry Cross-sectional,population(community)-based Lam etal[18] 2010Chinacross- sectional (single- centre) 8,066populationGuangzhou Biobank cohortstudy population Nosmoking, dust, socio- economic status (education) pre-BD FEV1:FVC ratioand LLN CXRandques- tionnaire(self- reported) OR1.37(1.13–1.67)onlypre-BDvalues largedifference betweenself-re- portedpreviousTB andCXRchanges ofpreviousTB
  • 6. The Association of PTB and CAO – A Systematic Review Respiration 2013;86:76–85 DOI: 10.1159/000350917 81 Table1.(continued) AuthorYearCountryStudy design nSettingSelection criteria Comparator group (Yes/No) Confounders assessed Measure ofairflow obstruction Method ofTB diagnosis Outcome/associationComment Menezes etal[19] 20075Latin American countries (PLATINO study) cross- sectional (multi- centre) 5,571populationmulti-stage sampling Nosmoking, workdust, fossilfuel, childhood illness post-BD FEV1:FVC ratio questionnaire (self-reported) OR2.33(1.50–3.62)TBhistory associatedwith moresevereCOPD (132hadpastTB) Caballero etal[20] 2008Colombia (PREPOCOL study) cross- sectional (multi- centre) 5,539populationmulti-stage cluster sampling Nosmoking, biomass,SES post-BD FEV1:FVC Ratio questionnaire (self-reported) OR2.94(1.58–5.49)25.8%ofpatients withaTBhistory hadCOPD (only72hadpast TB) Lamprecht etal[21] 201114countries (BOLD study) cross- sectional (multi- centre) 4,291populationpopulation- based sampling. onlynon- smokers Nosmoking,dust, childhood illness, biomassfuels, education, medical conditions, BMI post-BD FEV1:FVC ratio (andLLN) questionnaire (self-reported) women:OR1.47 (0.69–3.12)men:OR1.65 (0.43–6.34) onlynever-smokers included Idolor etal[22] 2011Philippinescross- sectional (single- centre) 722populationmulti-stage random sampling Nosmoking, biomass, farming, dusty occupation post-BD FEV1:FVC ratio questionnaire (self-reported) OR6.31(2.67–15.0)BOLD methodologyused Lee etal[23] 2011Koreacross- sectional 3,687populationstratified, multi-stage, clustered sampling Nosmokingpre-BD FEV1:FVC ratioand LLN CXRonlyOR2.56(1.84–3.56)TBonlydiagnosed onoldCXR changes,nodataon TBhistoryinclud- ed BD=Bronchodilator;MDR=multidrug-resistant;NTM=non-tuberculousMycobacterium;PFT=pulmonaryfunctiontest;SOB=shortnessofbreath.
  • 7. Allwood/Myer/BatemanRespiration 2013;86:76–85 DOI: 10.1159/000350917 82 28 of 59 non-surgically treated patients (47.5%) had AFO, andafter15years,thishaddevelopedinafurther34.8%but had resolved in 12.0%. However, a significant proportion (18.6%)ofthecohorthadbeenlosttofollow-upandsmok- ing status was measured but not quantified or adjusted for in the analysis. In a retrospective cohort, Willcox and Ferguson [10] found AFO in 68% of the 71 patients followed up for a mean of 5.6 years. Their subjects had been successfully treated at a community clinic. In an attempt to account for smoking, they matched a subset of younger patients with controls, and found a significantly lower FEV1/FVC ratio and a higher RV/TLC (residual volume/total lung capacity) ratio. This matching was an attempt to negate the confounding effect of long-term smoking. Plit et al. [11] conducted a prospective cohort study of hospitalized patients during their first episode of TB. They found AFO in 28% of patients (21 of 74) after com- pletion of 6 months of TB therapy. Of these, 62% (13 of 21) did not have AFO when treatment was commenced. In a clinic-based study of similar design, Radovic et al. [12] found that 35% of their 40 patients with cavitating PTB and normal spirometry at the start of treatment had developed AFO by the end of treatment. Their method of patient selection was not described. None of the first 3 cohort studies listed reported whether values for lung function were pre- or post-bron- chodilator. Cross-Sectional Studies: Facility-Based Four of 5 cross-sectional surveys were hospital-based and showed a high prevalence of AFO. However, the pa- tient populations varied markedly between the studies and included subjects treated as inpatients, patients referred as outpatients to specialist centres and patients selected retrospectively based on hospital TB culture results. This heterogeneity prevents summation of the effects observed in these studies. Between 1964 and 1966, Snider et al. [13] assessed 1,403 patients at discharge from a TB sanatorium. He found a reduced FEV1:FVC ratio in 42% of patients (23% with obstruction and 19% with mixed obstruction/ restriction). Obstruction was positively associated with age, severity of TB on CXR and heavier smoking. In this population, only 16.9% were non-smokers and preva- lence of AFO within the sub-groups tended to correspond with the prevalence of smoking. Some 40 years later, Ramos et al. [14] published a cross- sectional study of 50 patients attending a tertiary referral clinic, who had completed TB treatment. Although 54% were never-smokers, they found AFO in 24% of subjects and mixed obstruction/restriction in a further 34%. The findings of this study may have been affected by the complex nature of referred cases (referral bias) and the large number of exclusions (58%), primarily due to co- morbidity and lack of lung function testing. Gothi et al. [15] also published a prospective cross- sectional study from a tertiary referral centre. They inves- tigated 268 consecutive patients referred with AFO, lung function testing and radiology. Thirty-six (13.4%) pa- tients were considered to have obliterative bronchiolitis. Obliterative bronchiolitis was defined clinically (using Turton’s criteria) as (1) irreversible AFO, (2) reduced FEV1 or (3) exclusion of another cause of AFO (e.g. asth- ma, emphysema or bronchiectasis). The diagnosis was confirmed by finding expiratory mosaic attenuation on HRCT scan. They attributed the obliterative bronchiolitis to past TB in 77.8% (n = 28) of these cases. Chung et al. [16], also in a tertiary referral hospital set- ting, reported an even higher association between TB and AFO than in the above studies. They examined, retro- spectively, the case notes of all patients who had had pos- itive TB cultures and had completed treatment for TB at their institution. Only 7.6% (213 of 2,789) of culture-pos- itive patients had had a lung function test. Patients with co-morbid lung disease were excluded, leaving 115 sub- jects (162 lung function tests). Of these, 48.6% had ob- struction and 9.3% had mixed obstruction/restriction. Again, in this study, the process of case selection may have overestimated the effect. In a non-hospital based study, Girdler-Brown et al. [17] studied 610 retrenched Basotho gold miners. They found a high prevalence of COPD in a relatively young population group (mean age 49 years) with a history of light smoking. The prevalence of AFO was 13.5%, in a large proportion (45%) of whom a history of previous PTB was present. However, the influence of silica expo- sure and the absence of a multivariate analysis make it  impossible to isolate the association between PTB and AFO (the prevalence of silicosis was 24.6% in this cohort). Cross-Sectional Studies: Population-Based Six cross-sectional studies that examined the associa- tion between PTB and CAO in the general population provide the most useful assessment. In the largest study (8,066 subjects) previous PTB was defined as chest radiograph with abnormalities attribut- able to healed PTB. The OR for risk of AFO after PTB was 1.37 [95% confidence interval (CI) 1.13–1.67] and
  • 8. The Association of PTB and CAO – A Systematic Review Respiration 2013;86:76–85 DOI: 10.1159/000350917 83 remained after adjusting for age, sex, smoking, passive smoking, biomass fuel and dust exposure. The study was conducted in a high TB setting with a prevalence of past TB on CXR of 24.2%. Only pre-bronchodilator AFO was measured, however [18]. The multi-centre PLATINO (Proyeto Latinamericano de Investigacion en Obstruccion Pulmonar) [19] and PREPOCOL (Prevalencia de EPOC en Colombia) [20] cross-sectional studies performed in Latin America were bothcommunity-basedstudiesusingpost-bronchodilator spirometry. The PLATINO study, involving 5,571 subjects in 5 Latin American countries, provided an OR for the as- sociation of AFO with previous PTB of 2.33 (95% CI 1.50–3.62), the association being stronger in men. The prevalence of previous PTB was 2.4%. In the PREPOCOL study, conducted in five Colombian cities (5,539 subjects) the adjusted OR for this association was 2.94 (95% CI 1.58–5.49), with 25.8% of people with a history of PTB having AFO. This association was stronger than that for both smoking (OR 2.56 and 95% CI 1.89–3.46) and wood- smoke exposure (OR 1.50 and 95% CI 1.22–1.86). The prevalence of a previous history of TB was 1.3% in this population, while 30% of all subjects with AFO had never smoked. In the combined analysis of data obtained using the BOLD methodology in 14 countries, no association be- tween AFO and a history of previous PTB was found [21]. In a multivariate analysis of 4,291 never-smokers, the OR was 1.47 (95% CI. 0.69–3.12, p = 0.323) in women and 1.65 (95% CI 0.43–6.34) in men. However, the prevalence of self-reported previous PTB in this never-smoking population was only 3.2%. All 3 of these multi-centre studies adjusted for biomass (or wood) fuel exposure and smoking (BOLD by exclu- sion of ever-smokers), while the PLATINO and BOLD studies also adjusted for dusty environments and child- hood illnesses. In contrast to the pooled BOLD analysis, an analysis of 722 subjects from the rural Philippines with a high pre- valence of TB revealed a risk of AFO in patients with previous PTB of 6.31 (95% CI 2.67–15.0) [22]. A positive association was also found in a population- based cohort of 3,687 subjects from Korea, in which CXR changes compatible with previous TB was used to confirm previous PTB. The OR for an association was 2.56 (95% CI 1.84–3.56). Weaknesses of this study were the use of pre- rather than post-bronchodilator spiro- metry and that the analysis only adjusted for smoking status [23]. Discussion There is increasing awareness of the heterogeneity of COPD defined according to GOLD criteria. These crite- ria require the presence of chronic airflow limitation that persists after use of a bronchodilator and a history of exposure to recognized risk factors for the develop- ment of AFO. Foremost among these risk factors are tobacco (cigarette) smoking, biomass exposure, child- hood lung infections and occupational exposures, in- cluding exposure to dust, gases and fumes [3]. The ab- sence of a tobacco-smoking history occurs in over 20% of patients fulfilling the criteria for COPD by spirometry and has been reported in population-based studies from many countries, thereby demanding closer examination of the role of other factors in the development of COPD [4, 21]. Whether TB should be added to the list of rec- ognized exposures for the future development of COPD, is unclear. This systematic review of the medical litera- ture provides evidence for a positive association be- tween the presence of CAO and a history of PTB. The nature of CAO and mechanisms responsible for it are poorly defined. It is debatable whether TB-associated CAO should be considered as part of the COPD spec- trum, a distinct phenotype of COPD (TB-associated ob- structive pulmonary disease) or as an unrelated disease. However, based on the results of the few available lon- gitudinal studies, the association of PTB with CAO ap- pears to be causal. Although the lack of population- based cohort studies weakens the argument for causal- ity, it is supported by analyses of the role of confounders and the plausibility, namely that several mechanisms may account for the development of CAO and even COPD after active infection with PTB. These mecha- nisms include the structural damage of large and small airways including bronchiectasis caused by endobron- chial involvement, bronchiolar narrowing and bronchi- olitis obliterans resulting from peribronchial fibrosis as well as accelerated emphysematous change caused by residual chronic or recurrent inflammation. The strongest body of evidence comes from 3 large population-based, cross-sectional studies that showed a statistically significant association between previous PTB and COPD. These studies – PLATINO (n = 5,571) [19], PREPOCOL (n = 5,539) [20] and the study by Lam et al. [18] (n = 8,066) – provide adjusted ORs of between 1.37 and 2.94 for this association, an association greater than that with either cigarette smoking or wood-smoke exposure in the PREPOCOL study. In addition, in the PLATINO study, a history of PTB was associated with
  • 9. Allwood/Myer/BatemanRespiration 2013;86:76–85 DOI: 10.1159/000350917 84 more severe grades of obstruction. These findings are supported by the smaller cross-sectional, cohort and case-control studies. This conclusion appears to be at variance with the re- sults of a pooled analysis of data from 4,291 subjects from 14 countries performed using the BOLD methodology, in which a history of PTB did not appear as an indepen- dent risk factor for COPD [21, 24]. However, in that re- port, the median prevalence of a history of PTB was only 10.45/100,000 population (range 2.4–782/100,000) com- pared to the global prevalence of 201/100,000 over the same time period [25]. Only 2 participating countries had a prevalence of TB higher than the global average; in both of these, the association was positive. In the South African cohort (the site with the highest prevalence of both TB and COPD), Jithoo et al. [26] found a strong association between CAO and a history of previous TB; for subjects in COPD GOLD stage I or II, the OR was 2.6 (95% CI 1.5–4.6) and for GOLD stage III or IV, the OR was 8.9 (95% CI 4.2–18.9) [26, 27]. Similarly, a positive associa- tion was evident in data from the Philippines, the other high-prevalence country [22]. There are several other potential reasons for differenc- es between studies. First is the basis on which the designa- tion, previous PTB is made. The most common method used in the reviewed studies is ‘self-reporting’ by subjects, although in most, the questions asked were not recorded. Other methods include review of hospital or clinic notes for a recorded history of PTB or treatment administered for PTB, CXR features compatible with previous PTB and even bacteriologically confirmed PTB in the past. Each method has different performance characteristics and may provide different strengths of association. For the purpose of epidemiology, self-reporting of a past episode of bacteriologically confirmed PTB treated for 4 or more months (or similar) may be adequate. However, self-re- porting is sensitive to patient factors such as under- reporting due to stigmatization of the diagnosis [18]. The ideal design for confirming a causal positive asso- ciation between PTB and the development of COPD is a longitudinal study of a large cohort with confirmed PTB, which will confirm the temporal relationship between the PTB and the development of COPD. Short-term studies of this nature have confirmed both restriction and AFO during the treatment phase [28–34]. Two studies have re- ported worsening after completion of medical treatment [11, 12] and another 3 suggested continued progression of AFO in the post-treatment period [9, 16, 35.]. Methodological differences in the performance and interpretation of spirometry present further reasons for the differences of results seen between studies. We omit- ted 9 studies from this review because of the use of non- standard measures of AFO (e.g. FEV1 only or an FEV1:FVC ratio <0.80 rather than 0.70); however, al- though excluded from the analysis, the findings reported were consistent with our conclusions. Secondly, in some studies, pre-bronchodilator rather than post-bronchodi- lator values were used. This may result in overestimation of the prevalence of COPD. Estimates of association are further influenced by the presence of powerful confounding factors such as ciga- rette smoking, which predisposes to the development of both COPD and TB infection [3, 36]. However, in some of the reported studies, the influence of smoking was avoided by separate analyses in non-smokers or by ex- cluding smokers [9, 10, 18]. In addition, in both the large PLATINO [19] and PREPOCOL studies [20], the asso- ciation remained after adjusting for smoking and the use of biomass fuel. However, more complex studies of lon- gitudinal design are necessary to establish more subtle interactions between smoking and previous PTB, as their combined effect may be more damaging than either on its own. The mechanisms whereby PTB causes CAO are largely speculative, but several hypotheses have been put forward including peribronchial fibrosis resulting from inflammatory bronchiolitis, obstruction due to endobronchial TB and accelerated parenchymal de- struction caused by persistent lower respiratory tract inflammation [13]. This systematic review has several limitations. Firstly, the potential for publication bias (failure to publish stud- ies with negative findings), secondly, the marked hetero- geneity among the studies, both in terms of study design and subject selection (preventing the performance of a formal meta-analysis), thirdly, the retrospective nature of most of the studies and lastly, the limiting of the literature review to English-language publications. In summary, this systematic review of the peer- reviewed literature confirms an association between a past history of TB and the presence of CAO. This asso- ciation is independent of cigarette smoking and biomass fuel exposure. The mechanisms underlying the develop- ment of AFO and its natural history and response to treat- ment require further study. AFO may progress after com- pletion of PTB treatment. In view of the large number of patients with PTB worldwide and the rising incidence of COPD globally, the contribution of PTB as a contribu- tory cause in the pathogenesis of COPD is important both to epidemiologists and healthcare providers.
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