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Prof. Claude Farrugia
President EIPG
“New and Emerging Regulations”
20th February, 2018
 Safety features (unique identifier, UI) enabling 
wholesale distributors and persons authorised or 
entitled to supply medicinal products to the public 
to
 verify the authenticity of the medicinal product, and
 identify individual packs
 Device allowing verification of whether the outer 
packaging has been tampered with.
 The Qualified Person shall ensure that the safety 
features have been affixed on the packaging.
 Medicinal products
 Subject to prescription shall bear the safety features, unless 
they have been included in the “white list”
 Not subject to prescription shall not bear the safety 
features, unless they have been included in the “black list”
 Delegated Regulation sets out
 The characteristics and technical specifications of the UI
 “Black list” and “White list”, and procedures for notification
 Modalities for verification of the safety features
 Provisions on the establishment, management and 
accessibility of the repositories system in which information 
on the safety features shall be contained
 The Unique Identifier shall consist of
 ‘product code’ (identifying name, common name, form, 
strength, pack size, pack type, maximum 50 characters, 
globally unique) [AI 01]
 ‘serial number’ (numeric/alphanumeric, maximum 20 
characters, randomised, less than 1 in 10,000 chance of 
guessing) [AI 21]
 batch number [AI 10]
 expiry date [AI 17]
 national reimbursement number, if required by MS
 Combination of product code and serial number shall 
be unique to a given pack until at least one year after 
expiry or 3 years after QP release, whichever is longer
 The unique identifier shall be encoded in a   2‐D 
barcode
 Machine‐readable datamatrix (ISO/IEC 16022:2006) with 
internationally recognised coding scheme (ISO/IEC 
15418:2009)
 ‘serial number’ (numeric/alphanumeric, maximum 20 
characters, randomised, less than 1 in 10,000 chance of 
guessing)
 Product code, serial number, national reimbursement 
number shall also be printed in human‐readable format as 
long as sum of two longest dimensions is > 10 cm.
 Batch number and expiry date are already printed under 
“Labelling and Package Leaflet” in the Directive.
ISO 18004ISO 16022
 Manufacturers shall:
 Evaluate the quality of printing of the datamatrix.
 Establish minimum quality of printing that ensures
accurate readability throughout the supply chain
till one year after expiry or five years after release,
whichever is longer.
 Verify that the 2‐D barcode is compliant, readable
and contains correct information.
 Keep records of every operation with or on the UI
for at least one year after expiry or five years after
release, whichever is longer.
 2.17 Do human‐readable headers (PC, SN, Lot,
EXP, NN) have to be placed adjacent to the
respective data elements, on the same line, or
is some flexibility possible?
 Human‐readable headers are not required to be
placed adjacent/on the same line as the
respective data element. Headers can be placed
in any position which allows the unequivocal
identification of the human‐readable data
element.
 2.18 Is it acceptable to place data elements in
multiple locations across the packaging?
 It depends on the data elements. The product
code and serial number should always be placed
on the same surface so to facilitate manual
decommissioning of the unique identifier.
Concerning the other data elements, an effort
should be made to place them on the same
surface as the product code and serial number.
Should the packaging dimensions not allow it,
however, it is acceptable to place the other data
elements elsewhere on the packaging.
 2.19 Is it acceptable to use a 2D Data Matrix
which is rectangular (rather than square) or
printed white on black (rather than black on
white)?
 Yes. Manufactures can chose to encode the
unique identifier in a 2D Data Matrix which is
rectangular and/or printed white on black,
provided that it fulfils the technical requirement
laid down in Article 5 of Regulation (EU) No
2016/161.
 2.20 Is it mandatory to include
Application/Data Identifiers as part of the
human‐readable headers or data elements?
 No. Manufacturers can choose whether to
include the Application/Data Identifiers as part
of the human‐readable headers/data
elements.
 4.4 Can a manufacturer use an outer packaging carrying
a unique identifier which has been placed by another
(contracted) manufacturer?
 Yes. Art. 14 of Regulation (EU) No 2016/161 requires that
the manufacturer placing the safety features on the
medicinal product verifies that the two‐dimensional
barcode carrying the unique identifier complies with
Articles 5 and 6 of the said Regulation, is readable and
contains the correct information. Where pre‐printed
cartons are used, the manufacturer using the pre‐printed
carton has the obligation to verify the 2D barcode complies
with Articles 5 and 6 of the above Regulation, is readable
and contains the correct information before releasing the
medicinal product for sale and distribution.
 2.21 Is it acceptable to use stickers to place the
unique identifier on the outer/immediate
packaging?
 As a general rule, the unique identifier should be
printed on the packaging, in accordance with Article
5(3) of delegated Regulation (EU) No 2016/161.
 Placing the unique identifier by means of stickers can
only be accepted in exceptional, justified
circumstances .
 No legal and/or technically feasible alternative exists
 Competent national authorities authorise it to safeguard 
public health and ensure continued supply
 2.21 Is it acceptable to use stickers to place the
unique identifier on the outer/immediate
packaging?
 In cases where placing the unique identifier by means
of stickers is exceptionally authorised
 The sticker on which the unique identifier is printed should 
become one with the outer packaging/immediate 
packaging, i.e. the sticker should be tamper‐evident and it 
should not be possible to remove it without damaging the 
packaging or the sticker itself or leaving visible signs
 The sticker on which the unique identifier is printed should 
be placed by a manufacturer under GMP conditions
 2.21 Is it acceptable to use stickers to place the unique
identifier on the outer/immediate packaging?
 Placing the unique identifier by means of stickers should
never be allowed when
 It impairs readability
 The sticker on which the unique identifier is printed can be 
detached from the packaging without damaging the packaging 
or the sticker itself or leaving visible signs
 The sticker on which the unique identifier is printed is intended 
to be placed on a cellophane foil or a similarly soft wrap, as this 
could lead to the loss of the unique identifier information
 The sticker on which the unique identifier is printed is intended 
to be placed on top of an existing sticker, as this could engender 
confusion and suspicions of tampering
 The Qualified Person shall in the case of
medicinal products intended to be placed on the
market in the Union, ensure that the safety
features….have been affixed on the packaging.
[Article 51]
 The marketing authorisation holder….shall
ensure that the information referred to in
paragraph 2 is uploaded to the repositories
system before the medicinal product is released
for sale or distribution by the manufacturer, and
that it is kept up to date thereafter. [Article 33(1)]
 In the case of multi‐market packs, the data needs to be
distributed to multiple national systems.
 Multi‐market packs may not be uploaded to one local
system for all markets.
 The EMVS access principles foresee that only those 
entities holding marketing authorisations can establish 
a legitimate connection to the EU Hub for the uploading 
of product data.
 It will be each manufacturer’s responsibility to upload 
product pack data to the European Hub. This task 
cannot be transferred to another party, e.g. a contract 
manufacturer Source: European Medicines Verification Organisation: Requirements for 
the European Medicines Verification System – URS Lite
 7.16 In accordance with Article 33(1), the information laid
down in Article 33(2) must be uploaded in the
repositories system before the product is released for
sale and distribution. Does this mean that the upload
needs to take place before the Qualified Person (QP)
performs the batch certification and thus the safety
feature information relative to any manufacturing waste
should also be uploaded in the system?
 No. The information…needs to be present in the system at
the time the batch is released for sale and distribution. It is
acceptable to upload that information at such a time that
the system is not burdened with information relative to
manufacturing waste,.. provided that the upload takes
place before the medicinal product is transferred to
saleable stock.
 Scenario: Products, manufactured and released for the
sale in the EU, are sold to a party established outside
the EU, but physically remain in the EU. The product is
subsequently sold back to a party in the EU (separation
of physical and financial flow).
 Regulatory interpretation: The sale of products from
outside the EU to a party inside the EU constitutes
importation, and requires a manufacturing and import
authorisation, and checking of the manufacture and
testing of the batch, QP certification of the finished
product batch, prior to release for sale.
 In the case of Switzerland, since appropriate 
arrangements have been made to ensure that the 
manufacturers in Switzerland apply standards of GMP 
equivalent to those laid down in the EU the QP is 
relieved of the responsibility for carrying out the 
controls in Article 51(1)(b) if they have been carried out 
in Switzerland. (Article 51(2))
 The provisions of Article 51(2) do not appear to extend
to the responsibilities of the Qualified Person with
regards to ensuring that the safety features have been
affixed on the packaging.
 Therefore the provisions of Annex 16 should be taken
as the guiding principle.
 3.5 Is it possible to reverse the decommissioned
status of a medicinal product which has been
exported to third countries, when such product is
brought back into the EU?
 No. A medicinal product which has been exported
outside of the EU and is then reintroduced on the EU
territory should be considered an "import". Such
product therefore needs to be imported by a MIA
holder (not a wholesaler) and is subject to the import
requirements laid down in Article 51 of DIR 2001/83/EC
(batch testing, batch release, etc). The imported
medicinal product needs to be given a new unique
identifier containing a new batch number and expiry
date before it is released for sale and distribution.
 5.5 Question: Article 22(a) requires a wholesaler to verify the
authenticity of and decommission the unique identifier of all
medicinal products he intends to distribute outside of the Union.
Is it necessary to decommission the unique identifier if the
medicinal product is sold to a party established outside the EU
but that product does not physically leave the wholesaler's
premises in the EU?
 No. The purpose of Article 22(a) is to ensure the decommissioning of
unique identifiers on packs which leave the EU territory, in order to
avoid that those active codes may be harvested by traffickers. In
case the medicinal product is sold to a party established outside the
EU but physically remains in the wholesaler's premises in the EU, the
unique identifier on the product should not be decommissioned. If
that medicinal product is subsequently imported (while physically
remaining in the EU) by a holder of a manufacturing and import
authorisation (a wholesaler cannot import medicinal products), no
action is required with regard to the safety features.
 The costs of the repositories system shall be borne by the 
manufacturers of medicinal products bearing the safety 
features, in accordance with Article 54a(2)(e) of Directive 
2001/83/EC. (Article 31)
 To finance the system, the stakeholders representing the 
manufacturers….have agreed upon a model that will charge 
annual upfront usage fees based on a single flat fee per 
Marketing Authorisation Holder or parallel distributor. 
 Where the Marketing Authorisation Holder for any given 
product is not the same legal entity as the Manufacturing 
Authorisation Holder, both parties shall be required to 
contractually agree how to attribute the usage fees between 
them in compliance with the FMD. 
Source: European Medicines Verification Organisation: Requirements for 
the European Medicines Verification System – URS Lite
ISO 18004ISO 16022
Prescription-only OTC
Unique identifier Present
Default: No
MS: Yes (reimbursement
or pharmacovigilance)
Anti-tampering device Present
Default: No
MS: Yes(patient safety)
28 Member States
Product may have different legal status in different MS
Prescription-only OTC
Unique identifier
Present Default: No
MS: Extension to
white list (Yes if
reimbursed / No* /
Under discussion)
MS: Extension to
reimbursed products (Yes* /
No / Under discussion)
Anti-tampering
device
Present Default: No
MS: Extension to
white list (Yes / No /
Voluntary* / Under
discussion)
MS: Application on products
(Yes / No / Voluntary* /
Under discussion)
MS: Retention on products
(Yes* / No / Under
discussion)
* Belgian position
 What happens if countries currently supplied by a 
multimarket pack decide on different extents of 
extension of scope?
 What happens if countries from which product was 
purchased under normal circumstances no longer 
represent a feasible source of product?
 What happens if markets that could originally be relied 
upon in an emergency as a source of product to help 
mitigate a shortage are (at least temporarily) not 
compliant with the provisions of the Delegated 
Regulation (Italy and Greece have a derogation till 2025) or 
have different extensions of scope?
Serialisation Industry Readiness Report 2017, GS1 Ireland, October 2017
Serialisation Industry Readiness Report 2017, GS1 Ireland, October 2017
 It is a tremendous challenge is to connect all manufacturing 
companies to the EMVS, establish national systems, connect 
thousands of pharmacies and wholesalers, and serialise all 
appropriate pharmaceutical packs. 
 The impact of the EMVS on medicines availability is difficult to 
assess. The application of the safety features has the potential 
to exacerbate shortage situations unless a risk assessment 
and management process is applied a priori to identify and 
prepare for changes.
 Member States need to prepare legislation for matters related 
to FMD.
 Europe can only be ready to implement the safety features if 
all stakeholders make a strong commitment and effort. 

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Update and status of the Falsified Medicines Directive (FMD)

  • 2.
  • 3.  Safety features (unique identifier, UI) enabling  wholesale distributors and persons authorised or  entitled to supply medicinal products to the public  to  verify the authenticity of the medicinal product, and  identify individual packs  Device allowing verification of whether the outer  packaging has been tampered with.  The Qualified Person shall ensure that the safety  features have been affixed on the packaging.
  • 4.  Medicinal products  Subject to prescription shall bear the safety features, unless  they have been included in the “white list”  Not subject to prescription shall not bear the safety  features, unless they have been included in the “black list”  Delegated Regulation sets out  The characteristics and technical specifications of the UI  “Black list” and “White list”, and procedures for notification  Modalities for verification of the safety features  Provisions on the establishment, management and  accessibility of the repositories system in which information  on the safety features shall be contained
  • 5.
  • 6.
  • 7.
  • 8.  The Unique Identifier shall consist of  ‘product code’ (identifying name, common name, form,  strength, pack size, pack type, maximum 50 characters,  globally unique) [AI 01]  ‘serial number’ (numeric/alphanumeric, maximum 20  characters, randomised, less than 1 in 10,000 chance of  guessing) [AI 21]  batch number [AI 10]  expiry date [AI 17]  national reimbursement number, if required by MS  Combination of product code and serial number shall  be unique to a given pack until at least one year after  expiry or 3 years after QP release, whichever is longer
  • 9.  The unique identifier shall be encoded in a   2‐D  barcode  Machine‐readable datamatrix (ISO/IEC 16022:2006) with  internationally recognised coding scheme (ISO/IEC  15418:2009)  ‘serial number’ (numeric/alphanumeric, maximum 20  characters, randomised, less than 1 in 10,000 chance of  guessing)  Product code, serial number, national reimbursement  number shall also be printed in human‐readable format as  long as sum of two longest dimensions is > 10 cm.  Batch number and expiry date are already printed under  “Labelling and Package Leaflet” in the Directive.
  • 11.  Manufacturers shall:  Evaluate the quality of printing of the datamatrix.  Establish minimum quality of printing that ensures accurate readability throughout the supply chain till one year after expiry or five years after release, whichever is longer.  Verify that the 2‐D barcode is compliant, readable and contains correct information.  Keep records of every operation with or on the UI for at least one year after expiry or five years after release, whichever is longer.
  • 12.  2.17 Do human‐readable headers (PC, SN, Lot, EXP, NN) have to be placed adjacent to the respective data elements, on the same line, or is some flexibility possible?  Human‐readable headers are not required to be placed adjacent/on the same line as the respective data element. Headers can be placed in any position which allows the unequivocal identification of the human‐readable data element.
  • 13.  2.18 Is it acceptable to place data elements in multiple locations across the packaging?  It depends on the data elements. The product code and serial number should always be placed on the same surface so to facilitate manual decommissioning of the unique identifier. Concerning the other data elements, an effort should be made to place them on the same surface as the product code and serial number. Should the packaging dimensions not allow it, however, it is acceptable to place the other data elements elsewhere on the packaging.
  • 14.  2.19 Is it acceptable to use a 2D Data Matrix which is rectangular (rather than square) or printed white on black (rather than black on white)?  Yes. Manufactures can chose to encode the unique identifier in a 2D Data Matrix which is rectangular and/or printed white on black, provided that it fulfils the technical requirement laid down in Article 5 of Regulation (EU) No 2016/161.
  • 15.  2.20 Is it mandatory to include Application/Data Identifiers as part of the human‐readable headers or data elements?  No. Manufacturers can choose whether to include the Application/Data Identifiers as part of the human‐readable headers/data elements.
  • 16.  4.4 Can a manufacturer use an outer packaging carrying a unique identifier which has been placed by another (contracted) manufacturer?  Yes. Art. 14 of Regulation (EU) No 2016/161 requires that the manufacturer placing the safety features on the medicinal product verifies that the two‐dimensional barcode carrying the unique identifier complies with Articles 5 and 6 of the said Regulation, is readable and contains the correct information. Where pre‐printed cartons are used, the manufacturer using the pre‐printed carton has the obligation to verify the 2D barcode complies with Articles 5 and 6 of the above Regulation, is readable and contains the correct information before releasing the medicinal product for sale and distribution.
  • 17.  2.21 Is it acceptable to use stickers to place the unique identifier on the outer/immediate packaging?  As a general rule, the unique identifier should be printed on the packaging, in accordance with Article 5(3) of delegated Regulation (EU) No 2016/161.  Placing the unique identifier by means of stickers can only be accepted in exceptional, justified circumstances .  No legal and/or technically feasible alternative exists  Competent national authorities authorise it to safeguard  public health and ensure continued supply
  • 18.  2.21 Is it acceptable to use stickers to place the unique identifier on the outer/immediate packaging?  In cases where placing the unique identifier by means of stickers is exceptionally authorised  The sticker on which the unique identifier is printed should  become one with the outer packaging/immediate  packaging, i.e. the sticker should be tamper‐evident and it  should not be possible to remove it without damaging the  packaging or the sticker itself or leaving visible signs  The sticker on which the unique identifier is printed should  be placed by a manufacturer under GMP conditions
  • 19.  2.21 Is it acceptable to use stickers to place the unique identifier on the outer/immediate packaging?  Placing the unique identifier by means of stickers should never be allowed when  It impairs readability  The sticker on which the unique identifier is printed can be  detached from the packaging without damaging the packaging  or the sticker itself or leaving visible signs  The sticker on which the unique identifier is printed is intended  to be placed on a cellophane foil or a similarly soft wrap, as this  could lead to the loss of the unique identifier information  The sticker on which the unique identifier is printed is intended  to be placed on top of an existing sticker, as this could engender  confusion and suspicions of tampering
  • 20.
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.  The Qualified Person shall in the case of medicinal products intended to be placed on the market in the Union, ensure that the safety features….have been affixed on the packaging. [Article 51]  The marketing authorisation holder….shall ensure that the information referred to in paragraph 2 is uploaded to the repositories system before the medicinal product is released for sale or distribution by the manufacturer, and that it is kept up to date thereafter. [Article 33(1)]
  • 26.  In the case of multi‐market packs, the data needs to be distributed to multiple national systems.  Multi‐market packs may not be uploaded to one local system for all markets.  The EMVS access principles foresee that only those  entities holding marketing authorisations can establish  a legitimate connection to the EU Hub for the uploading  of product data.  It will be each manufacturer’s responsibility to upload  product pack data to the European Hub. This task  cannot be transferred to another party, e.g. a contract  manufacturer Source: European Medicines Verification Organisation: Requirements for  the European Medicines Verification System – URS Lite
  • 27.  7.16 In accordance with Article 33(1), the information laid down in Article 33(2) must be uploaded in the repositories system before the product is released for sale and distribution. Does this mean that the upload needs to take place before the Qualified Person (QP) performs the batch certification and thus the safety feature information relative to any manufacturing waste should also be uploaded in the system?  No. The information…needs to be present in the system at the time the batch is released for sale and distribution. It is acceptable to upload that information at such a time that the system is not burdened with information relative to manufacturing waste,.. provided that the upload takes place before the medicinal product is transferred to saleable stock.
  • 28.  Scenario: Products, manufactured and released for the sale in the EU, are sold to a party established outside the EU, but physically remain in the EU. The product is subsequently sold back to a party in the EU (separation of physical and financial flow).  Regulatory interpretation: The sale of products from outside the EU to a party inside the EU constitutes importation, and requires a manufacturing and import authorisation, and checking of the manufacture and testing of the batch, QP certification of the finished product batch, prior to release for sale.
  • 30.  3.5 Is it possible to reverse the decommissioned status of a medicinal product which has been exported to third countries, when such product is brought back into the EU?  No. A medicinal product which has been exported outside of the EU and is then reintroduced on the EU territory should be considered an "import". Such product therefore needs to be imported by a MIA holder (not a wholesaler) and is subject to the import requirements laid down in Article 51 of DIR 2001/83/EC (batch testing, batch release, etc). The imported medicinal product needs to be given a new unique identifier containing a new batch number and expiry date before it is released for sale and distribution.
  • 31.  5.5 Question: Article 22(a) requires a wholesaler to verify the authenticity of and decommission the unique identifier of all medicinal products he intends to distribute outside of the Union. Is it necessary to decommission the unique identifier if the medicinal product is sold to a party established outside the EU but that product does not physically leave the wholesaler's premises in the EU?  No. The purpose of Article 22(a) is to ensure the decommissioning of unique identifiers on packs which leave the EU territory, in order to avoid that those active codes may be harvested by traffickers. In case the medicinal product is sold to a party established outside the EU but physically remains in the wholesaler's premises in the EU, the unique identifier on the product should not be decommissioned. If that medicinal product is subsequently imported (while physically remaining in the EU) by a holder of a manufacturing and import authorisation (a wholesaler cannot import medicinal products), no action is required with regard to the safety features.
  • 32.
  • 33.  The costs of the repositories system shall be borne by the  manufacturers of medicinal products bearing the safety  features, in accordance with Article 54a(2)(e) of Directive  2001/83/EC. (Article 31)  To finance the system, the stakeholders representing the  manufacturers….have agreed upon a model that will charge  annual upfront usage fees based on a single flat fee per  Marketing Authorisation Holder or parallel distributor.   Where the Marketing Authorisation Holder for any given  product is not the same legal entity as the Manufacturing  Authorisation Holder, both parties shall be required to  contractually agree how to attribute the usage fees between  them in compliance with the FMD.  Source: European Medicines Verification Organisation: Requirements for  the European Medicines Verification System – URS Lite
  • 35.
  • 36.
  • 37.
  • 38.
  • 39. Prescription-only OTC Unique identifier Present Default: No MS: Yes (reimbursement or pharmacovigilance) Anti-tampering device Present Default: No MS: Yes(patient safety) 28 Member States Product may have different legal status in different MS
  • 40. Prescription-only OTC Unique identifier Present Default: No MS: Extension to white list (Yes if reimbursed / No* / Under discussion) MS: Extension to reimbursed products (Yes* / No / Under discussion) Anti-tampering device Present Default: No MS: Extension to white list (Yes / No / Voluntary* / Under discussion) MS: Application on products (Yes / No / Voluntary* / Under discussion) MS: Retention on products (Yes* / No / Under discussion) * Belgian position
  • 41.  What happens if countries currently supplied by a  multimarket pack decide on different extents of  extension of scope?  What happens if countries from which product was  purchased under normal circumstances no longer  represent a feasible source of product?  What happens if markets that could originally be relied  upon in an emergency as a source of product to help  mitigate a shortage are (at least temporarily) not  compliant with the provisions of the Delegated  Regulation (Italy and Greece have a derogation till 2025) or  have different extensions of scope?
  • 42.
  • 43.
  • 44.
  • 45.