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Tackifier Dispersions
Creating Stable, Fast Running
Waterborne Adhesives                 Evert Smit
                               Ronnie Zeeman
                         Wouter van der Meulen




34. MKVS
October 19-21 2009                                1
Content

• Introduction Arizona Chemical
  – Sustainable, Green and low Carbon Footprint
• Rosin Ester Tackifiers
  – Their action – looking at molecular scale
  – Chemistries
• Rosin Ester Dispersions
  – How are they made?
• Stable adhesive dispersions with tackifiers
  – Testing at high shear
• Performance
• Conclusions
                                                  2
At Arizona Chemical we believe the key to
  success is through understanding our
 customers’ businesses, working in close
      partnerships for mutual benefit.




                                            3
Our company

•   10 Manufacturing facilities

•   Broad-based research and development

•   Regional headquarters in Jacksonville, Florida and Almere, Netherlands

•   2 Research, Development
    & Technical Service labs

    –   Almere, The Netherlands

    –   Savannah, Georgia US




                                                                             4
Our locations




                                                                         Oulu
                                                         Sandarne
                                                                                 St. Petersburg

                                           Chester le Street    Almere
                      Dover
                                                                    Gersthofen
 Pensacola                    Savannah                 Niort
                                          Valdosta
        Panama City
                                 Jacksonville
                                Miami
                                                                                                  Singapore




                                  10 production sites, 5 sales offices
                                  US Headquarters in Jacksonville, Florida
                                  European headquarters in Almere, The Netherlands

 Sales offices
 Production sites



                                                                                                              5
Our raw material:
Renewable resources from the forest




                                      6
Sustainability
Biorefining- A New Word for our Decades of Experience!

   Biorefinery:
   “A facility that integrates biomass conversion processes and equipment to
   produce fuels, power and added-value chemicals from biomass”
   Source: Wikipedia



  Renewable raw        Co-product of pulp     Refining and      Providing sophisticated products
     material             production      producing chemicals   for the global chemical industry




                                          Arizona
                         PULP MILL
                                          Chemical



                                                                                                   7
Arizona Chemical creates value
from the tree

                                   TOFA
           CTO
  Pulp



                                       DTO

                                     Rosin
                                   Pitch
          CTO
 Kraft
Process
          CST


                                  α-Pinene
                                    β-Pinene
           CST
                                 δ-3-Carene



                                               8
Arizona Chemical- Biorefining in its
Truest Sense



   “By producing multiple products, a biorefinery takes advantage of the various
   components in biomass and their intermediates therefore maximising the value
   derived from the biomass feedstock.”
   Source: Wikipedia




                                                                                   9
The CTO and CST derivatives produced by Arizona
Chemical in Oulu and Sandarne have a lower carbon
footprint compared to substitutes




                                                    10
Refinery Products: Value from the tree

      Sylvalite® RE 100                  Comparable C5-C9 Resin




                                                                  11
Sustainable pine chemicals for daily life




                                            12
Green in Three Ways



                            TRUE BIOREFINERIES
                            TRUE BIOREFINERIES
                             Extracting the most value from
                              Extracting the most value from
                             the biomass
                              the biomass




 LOW CARBON FOOTPRINT
 LOW CARBON FOOTPRINT                               CUSTOMERS’ GREEN ADVANTAGE
                                                    CUSTOMERS’ GREEN ADVANTAGE
  Nordic refineries with
   Nordic refineries with                            Additional environmental benefits as
                                                     Additional environmental benefits as
  demonstrated low footprint
   demonstrated low footprint                        an enhancement to the biorenewable
                                                     an enhancement to the biorenewable
  compared with similar operations
   compared with similar operations                  content
                                                     content




                                                                                            13
Creating a sustainable future
with pine chemicals




                                14
Tackifier Dispersions
For Pressure Sensitive Adhesive Dispersions




                                              15
Rosin Ester Dispersions

• Upgrade adhesive performance for
  dispersions
• Need for high solids content
• Easy in use
• Ever faster running coaters
• “Green” – APEO free and renewable resource




                                               16
Why would an adhesive stick?

• What is the gain for the molecules?
  – Basic thermodynamics: Free Energy




            ∆ G = ∆ H - T∆ S



                                        17
Basic thermodynamics



         ∆ G = ∆ H - T∆ S
Free energy:
gain if negative                          Entropy:
value                                   order = loss
                                         (negative),
                       Enthalpy:
                                          thus bad
                   interaction = gain
                                        with polymer
                    (negative value)
                                           chains

                                                   18
Adhering to low surface energy substrates


    • No possibilities for specific interactions
        – only Van der Waals
    • The surface of PE is “liquid-like”
        – …and bonding to a liquid surface …


 Very little inter-chain interaction
 (just Van der Waals)
                                                    Top
 Small difference in free energy
 bulk and top-layer                                Bulk
 Very mobile chains (Tg: -90 C!)
 Resulting in “liquid floating top”



                                                          19
Tackifiers work by bridging the top…

                      Work almost like a surfactant
                        Bonding two phases…

   Adhesive polymer
                                                            Tackifier
                                                            molecules

       Small
Molecules have
little issue with                                     Top
     entropy!                                     Bulk



    ∆ G = ∆ H - T∆ S



                                                                        20
Tackifying resins based on rosin


• Bonding
 – The molecule has 2 distinct areas
                                                 CH3
   • Lipophilic
     enabling embedding in apolar areas
                                                       CH3
                                           CH3
   • Polar
     for interaction with the
     adhesive polymer


                                   HO2 C




                                                             21
Tackifying resins: Rosin derivatives


• Chemistry
 – The 2 functional groups also allow versatile modifications
                                                   CH3
   • Esterification
   • Disproportionation                CH3
                                                         CH3

   • Hydrogenation
   • Polymerisation
     or dimerisation
   • “Fortification”
                              HO2 C




                                                                22
Esterification – Rosin esters

                                                                    Number of rosin molecules
                                      2                                                         3                              4
      CH3


H3C



                  CH3
                                                                                                CO O

                                                                                                        C H2
                                                                                                                  COO   H2C        CH2 OOC

                                                        O                                 COO      CH                          C
                                                                                                                  COO    H2C       CH2   OOC
            H3C             H2                 H2                                                           CH2
                            C         O        C              CH3
                  C
                                 C        C         O
                        O        H2       H2                                                            OOC
              O
                                                        H3C


                                                                           CH3


                                 Diethylene Glycol Ester             H3C


                                 Di-ester                                                  Glycerol Ester
                                                                                    Tri-ester                     Tetra-ester
                                                                                                                    Rosin Pentaerythritol Ester




                        liquid                                                           85ºC                     100ºC
                                                                                 Softening point,ºC

                                                                                                                                                  23
Rosin ester dispersions

Dispersion of a rosin ester in water
with surfactant(s) and possibly other additives.



                     CO O


                                 C H2


              CO O     C H


                                        C H2



                             O O C




               G lycerol Ester




                                                   24
Dispersing rosin esters

• In a dispersion the rosin ester is considered to be
  the oil phase

How does a rosin
ester disperse in water?




                                                        25
“Catastrophic Inversion”

Adding water and surfactant to molten rosin ester




                                                    26
In real life




               Catastrophic Inversion


                                        27
Adhesive dispersion

• Typically acrylate polymer dispersion
  – Optimised for fast trouble free running

• Add 20 – 40 % rosin ester dispersion
  – To improve tack and peel

• BUT: Polymer – resin mixture can become
  sub-optimal for high speed running
  – … if not carefully designed re surfactant package
  – Final dispersion mixture needs to be stable
    at high shear stresses

                                                        28
Shear stability in high speed coating



                           Suspect Adhesive




                             Good Adhesive




 25,000 sec-1 with a 20 micron gap
          - Suspect would run OK on Gravure or Curtain, but not on Slot-Die
          - Good adhesive runs well on all three

                                                                              29
Optimised surfactant packages

• Make the total adhesive – tackifier dispersion
  mixture stable
  – even at high loading, at the high shear stresses
    seen at high coating speeds

• Prevent sedimentation




                                                       30
Effect of surfactant package

                                               Old formulation
                                               New formulation
                                                      low visc
                                               New formulation
                                                      high visc
                                               Market sample




         Shear Rate = 25,000 s-1, Gap = 10 microns
                                                running
time
                                                                  31
Adhesive performance

• Surfactant undoubtedly has impact on
  adhesive performance
  – It counteracts the “surfactant action” of the resin
  – Hence negative for both peel and shear
  – Lower surfactant level should be better

  – …need careful balance for optimal stability

           but this can be done!


                                                          32
Comparison performance


   14
                                                                     Optimised
   12                                                                surfactant
                                                                     package
   10                                                                system
    8

    6

    4

        2

        0                                                          Tackified system
            Tack PE                                               Neat system
                      Tack Steel
                                   Peel PE
                                             Peel Steel
                                                          Shear




                                                                                      33
Examples commercial grades

•   Aquatac® XR4316                                      •   Aquatac® XR4324

    – General purpose high solids                            – Coater-ready when added
      product                                                  to adhesive polymer
    – Designed for use on curtain                            – Designed for use on curtain /
      coaters                                                  gravure / slot die coaters
        • High mechanical stability
                                                                 • Unique wetting package
        • Low viscosity                                            included
                                                                 • High mechanical stability
                                                                 • low viscosity

    – Good adhesion / cohesion
                                                             – Good adhesion / cohesion
      properties with several
      polymers                                                 properties with several
                                                               polymers
    – APEO free                                              – APEO free



                                Copyright Arizona Chemical
                                       Confidential                                            34
Rosin Ester Dispersions

 Upgrade adhesive performance for
 dispersions
 Need for high solids content
 Easy in use
 Ever faster running coaters
 “Green” – APEO free and renewable resource




                                              35
Conclusions

• It is possible to design optimal surfactant
  packages
  – Combining excellent high shear stability
  – …Without impeding adhesive performance
• Rosin ester dispersion upgrade adhesive
  performance drastically
• Ideally, each polymer – resin combination
  needs to be studied individually:
           Let’s work together

                                                36
Contact Details

                  Dr Evert Smit
                  Technical Leader Resins

                  Arizona Chemical
                  Transistorstraat 16
                  1322 CE Almere
                  The Netherlands

                  Mobile: +31 653 29 50 32
                  Office: +31 36 54 62 924

                  evert.smit@azchem.com

                  http://www.arizonachemical.com


                                                   37

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Tackifier Dispersions

  • 1. Tackifier Dispersions Creating Stable, Fast Running Waterborne Adhesives Evert Smit Ronnie Zeeman Wouter van der Meulen 34. MKVS October 19-21 2009 1
  • 2. Content • Introduction Arizona Chemical – Sustainable, Green and low Carbon Footprint • Rosin Ester Tackifiers – Their action – looking at molecular scale – Chemistries • Rosin Ester Dispersions – How are they made? • Stable adhesive dispersions with tackifiers – Testing at high shear • Performance • Conclusions 2
  • 3. At Arizona Chemical we believe the key to success is through understanding our customers’ businesses, working in close partnerships for mutual benefit. 3
  • 4. Our company • 10 Manufacturing facilities • Broad-based research and development • Regional headquarters in Jacksonville, Florida and Almere, Netherlands • 2 Research, Development & Technical Service labs – Almere, The Netherlands – Savannah, Georgia US 4
  • 5. Our locations Oulu Sandarne St. Petersburg Chester le Street Almere Dover Gersthofen Pensacola Savannah Niort Valdosta Panama City Jacksonville Miami Singapore 10 production sites, 5 sales offices US Headquarters in Jacksonville, Florida European headquarters in Almere, The Netherlands Sales offices Production sites 5
  • 6. Our raw material: Renewable resources from the forest 6
  • 7. Sustainability Biorefining- A New Word for our Decades of Experience! Biorefinery: “A facility that integrates biomass conversion processes and equipment to produce fuels, power and added-value chemicals from biomass” Source: Wikipedia Renewable raw Co-product of pulp Refining and Providing sophisticated products material production producing chemicals for the global chemical industry Arizona PULP MILL Chemical 7
  • 8. Arizona Chemical creates value from the tree TOFA CTO Pulp DTO Rosin Pitch CTO Kraft Process CST α-Pinene β-Pinene CST δ-3-Carene 8
  • 9. Arizona Chemical- Biorefining in its Truest Sense “By producing multiple products, a biorefinery takes advantage of the various components in biomass and their intermediates therefore maximising the value derived from the biomass feedstock.” Source: Wikipedia 9
  • 10. The CTO and CST derivatives produced by Arizona Chemical in Oulu and Sandarne have a lower carbon footprint compared to substitutes 10
  • 11. Refinery Products: Value from the tree Sylvalite® RE 100 Comparable C5-C9 Resin 11
  • 12. Sustainable pine chemicals for daily life 12
  • 13. Green in Three Ways TRUE BIOREFINERIES TRUE BIOREFINERIES Extracting the most value from Extracting the most value from the biomass the biomass LOW CARBON FOOTPRINT LOW CARBON FOOTPRINT CUSTOMERS’ GREEN ADVANTAGE CUSTOMERS’ GREEN ADVANTAGE Nordic refineries with Nordic refineries with Additional environmental benefits as Additional environmental benefits as demonstrated low footprint demonstrated low footprint an enhancement to the biorenewable an enhancement to the biorenewable compared with similar operations compared with similar operations content content 13
  • 14. Creating a sustainable future with pine chemicals 14
  • 15. Tackifier Dispersions For Pressure Sensitive Adhesive Dispersions 15
  • 16. Rosin Ester Dispersions • Upgrade adhesive performance for dispersions • Need for high solids content • Easy in use • Ever faster running coaters • “Green” – APEO free and renewable resource 16
  • 17. Why would an adhesive stick? • What is the gain for the molecules? – Basic thermodynamics: Free Energy ∆ G = ∆ H - T∆ S 17
  • 18. Basic thermodynamics ∆ G = ∆ H - T∆ S Free energy: gain if negative Entropy: value order = loss (negative), Enthalpy: thus bad interaction = gain with polymer (negative value) chains 18
  • 19. Adhering to low surface energy substrates • No possibilities for specific interactions – only Van der Waals • The surface of PE is “liquid-like” – …and bonding to a liquid surface … Very little inter-chain interaction (just Van der Waals) Top Small difference in free energy bulk and top-layer Bulk Very mobile chains (Tg: -90 C!) Resulting in “liquid floating top” 19
  • 20. Tackifiers work by bridging the top… Work almost like a surfactant Bonding two phases… Adhesive polymer Tackifier molecules Small Molecules have little issue with Top entropy! Bulk ∆ G = ∆ H - T∆ S 20
  • 21. Tackifying resins based on rosin • Bonding – The molecule has 2 distinct areas CH3 • Lipophilic enabling embedding in apolar areas CH3 CH3 • Polar for interaction with the adhesive polymer HO2 C 21
  • 22. Tackifying resins: Rosin derivatives • Chemistry – The 2 functional groups also allow versatile modifications CH3 • Esterification • Disproportionation CH3 CH3 • Hydrogenation • Polymerisation or dimerisation • “Fortification” HO2 C 22
  • 23. Esterification – Rosin esters Number of rosin molecules 2 3 4 CH3 H3C CH3 CO O C H2 COO H2C CH2 OOC O COO CH C COO H2C CH2 OOC H3C H2 H2 CH2 C O C CH3 C C C O O H2 H2 OOC O H3C CH3 Diethylene Glycol Ester H3C Di-ester Glycerol Ester Tri-ester Tetra-ester Rosin Pentaerythritol Ester liquid 85ºC 100ºC Softening point,ºC 23
  • 24. Rosin ester dispersions Dispersion of a rosin ester in water with surfactant(s) and possibly other additives. CO O C H2 CO O C H C H2 O O C G lycerol Ester 24
  • 25. Dispersing rosin esters • In a dispersion the rosin ester is considered to be the oil phase How does a rosin ester disperse in water? 25
  • 26. “Catastrophic Inversion” Adding water and surfactant to molten rosin ester 26
  • 27. In real life Catastrophic Inversion 27
  • 28. Adhesive dispersion • Typically acrylate polymer dispersion – Optimised for fast trouble free running • Add 20 – 40 % rosin ester dispersion – To improve tack and peel • BUT: Polymer – resin mixture can become sub-optimal for high speed running – … if not carefully designed re surfactant package – Final dispersion mixture needs to be stable at high shear stresses 28
  • 29. Shear stability in high speed coating Suspect Adhesive Good Adhesive 25,000 sec-1 with a 20 micron gap - Suspect would run OK on Gravure or Curtain, but not on Slot-Die - Good adhesive runs well on all three 29
  • 30. Optimised surfactant packages • Make the total adhesive – tackifier dispersion mixture stable – even at high loading, at the high shear stresses seen at high coating speeds • Prevent sedimentation 30
  • 31. Effect of surfactant package Old formulation New formulation low visc New formulation high visc Market sample Shear Rate = 25,000 s-1, Gap = 10 microns running time 31
  • 32. Adhesive performance • Surfactant undoubtedly has impact on adhesive performance – It counteracts the “surfactant action” of the resin – Hence negative for both peel and shear – Lower surfactant level should be better – …need careful balance for optimal stability but this can be done! 32
  • 33. Comparison performance 14 Optimised 12 surfactant package 10 system 8 6 4 2 0 Tackified system Tack PE Neat system Tack Steel Peel PE Peel Steel Shear 33
  • 34. Examples commercial grades • Aquatac® XR4316 • Aquatac® XR4324 – General purpose high solids – Coater-ready when added product to adhesive polymer – Designed for use on curtain – Designed for use on curtain / coaters gravure / slot die coaters • High mechanical stability • Unique wetting package • Low viscosity included • High mechanical stability • low viscosity – Good adhesion / cohesion – Good adhesion / cohesion properties with several polymers properties with several polymers – APEO free – APEO free Copyright Arizona Chemical Confidential 34
  • 35. Rosin Ester Dispersions Upgrade adhesive performance for dispersions Need for high solids content Easy in use Ever faster running coaters “Green” – APEO free and renewable resource 35
  • 36. Conclusions • It is possible to design optimal surfactant packages – Combining excellent high shear stability – …Without impeding adhesive performance • Rosin ester dispersion upgrade adhesive performance drastically • Ideally, each polymer – resin combination needs to be studied individually: Let’s work together 36
  • 37. Contact Details Dr Evert Smit Technical Leader Resins Arizona Chemical Transistorstraat 16 1322 CE Almere The Netherlands Mobile: +31 653 29 50 32 Office: +31 36 54 62 924 evert.smit@azchem.com http://www.arizonachemical.com 37