Financial Education Professionals has been a leading provider of technical training in financial services for over a decade. We are an ASIC Authorised Assessor for the purposes of RG 146 and RG 105 and a Registered Training Organisation, accredited to offer programs and qualifications throughout Australia. We work with a diverse range of experienced industry practitioners who are proven as excellent financial trainers in such areas as custody, financial markets, investment management and investment banking. AFSL Compliance ACL Compliance Accounting Banking Banking Basics Case Study – Failure of Ethical Behaviours Ethical Behaviour & Courage RG146: Licensing Compliance for AFSL holders – Margin Lending Risk Management – Credit Risk Risk Management – Financial Risk Management Risk Management – Market Risk Risk Management – Operational Risk Compliance Professionals Ethical Behaviour & Courage Compliance Essentials Custody and Operations Financial Markets Self Managed Super Funds Tailored Training

2. About Financial Education Professionals
Financial Education Professionals has been a leading provider of technical training in financial services for over
a decade. Our goal is to provide high quality and contemporary technical training, underpinned by strong
industry practitioners and education and training specialists.
We are an ASIC Authorised Assessor for the purposes of RG 146 and RG 105 and a Registered Training
Organisation, accredited to offer programs and qualifications throughout Australia.
Our services are offered as true blended learning ranging from small-group interactive workshops, through to elearning, to suit your needs and budgets.
Contact Us
Level 8, 20 Loftus Street, Sydney NSW 200
Phone: 02 9252 7437
Email: enquiries@financialeducation.com.au
Web: www.financialeducation.com.au
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3. Meet the team
Our clients
Financial Education Professionals is Accredited
Anusha Srinivasan - Ayer
Training Provider to:
Bill Warner
Joan Street
Anne Wilkinson
Morris Levitzke
Yvonne Anastas
A small selection of our long term clients include:

4. Our Financial Consultant Trainers
We work with a diverse range of experienced industry practitioners
who are proven as excellent financial trainers in such areas as custody,
financial markets, investment management and investment banking
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• Choose course online
Procedure
• Pay course online
If you have chosen to follow a course from Financial
• Receive registration details
• Start course/ Attend workshop
• Complete course
• Receive certification
Education Professionals, the procedure will be the
following.
If you are interested in more detailed information
about the course, please visit our online library on
www.financialeducation.com.au

5. Overview of Courses
AFSL Compliance
AFSL CPD for Responsible Managers
AFSL CPD for Advisers: Regulatory Update
Risk Management – Credit Risk
Risk Management – Financial Risk Management
Risk Management – Market Risk
Risk Management – Operational Risk
Case Study – Conflict of Interest
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
RG146: Licensing Compliance for AFSL Holders – CFA ® Gap Program
RG146: Licensing Compliance for AFSL Holders – Generic Knowledge
RG146: Licensing Compliance for AFSL Holders – Deposit Products & Non-Cash Payment Products
RG146: Licensing Compliance for AFSL Holders – Derivates
RG146: Licensing Compliance for AFSL Holders – Foreign Exchange
RG146: Licensing Compliance for AFSL Holders – General Insurance
RG146: Licensing Compliance for AFSL Holders – Managed Investments
RG146: Licensing Compliance for AFSL Holders – Margin Lending
RG146: Licensing Compliance for AFSL Holders – Securities
ACL Compliance
ACL CPD for Credit Representatives
ACL CPD for Responsible Managers
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
Risk Management – Credit Risk

6. Accounting
Accounting for non-accountants
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
Risk Management – Operational Risk
Banking
Banking Basics
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
RG146: Licensing Compliance for AFSL holders – Margin Lending
Risk Management – Credit Risk
Risk Management – Financial Risk Management
Risk Management – Market Risk
Risk Management – Operational Risk
Compliance Professionals
Case study – Conflict of Interest
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
Compliance Essentials
Custody and Operations
(FNS 41110 Certifcate IV; Financial Market Operations)
Introduction to Financial Markets
Introduction to Custody

7. Financial Markets
Introduction to Financial Markets
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
Fundamentals of Derivatives
Fundamentals of Australia’s Financial Markets
Fundamentals of Fixed Interest
Fundamentals of Foreign Exchange
Fundamentals of Funds Management
Fundamentals of Investment Banking
Fundamentals of Securities
RG146: Licensing Compliance for AFSL Holders – Derivates
RG146: Licensing Compliance for AFSL Holders – Foreign Exchange
RG146: Licensing Compliance for AFSL Holders – Managed Investments
RG146: Licensing Compliance for AFSL Holders – Securities
“I think this is an excellent course for senior leaders to remind them of implications of being an RM”
Feedback from a major bank following a compliance workshop

8. Risk Management
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
RG146: Licensing Compliance for AFSL Holders – General Insurance
Risk Management – Credit Risk
Risk Management – Financial Risk Management
Risk Management – Market Risk
Risk Management – Operational Risk
Self Managed Super Funds
Case Study – Failure of Ethical Behaviours
Ethical Behaviour & Courage
SMSF – Investment
RG146: Licensing Compliance for AFSL Holders – Managed Investments
Tailored Training
If you need training that fits your organisation, we can work with you to design and deliver a program that will.
Tailoring training to suit your needs and meet your organisational goals is the most effective and efficient use of
your resources. Programs will be designed to reflect your requirements, the current market place and where relevant,
delivered by industry practitioners.

9. Contact us
If you want to learn more about our offerings please contact us on:
+612 9252 7437
enquiries@financialeducation.com.au
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