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BEHAVIOR MANAGEMENT 
By 
Dr Nidhi Ravindran
CONTENTS 
• INTRODUCTION 
• DEFINITION 
• CLASSIFICATION 
• PHARMACOLOGICAL 
• NON PHARMACOLOGICAL 
1. Communication 
2. Behaviour shaping (modification) 
i. Desensitization 
ii. Modeling 
iii. Contingency management 
3. Behaviour management 
i. Audio analgesia 
ii. Biofeed back 
iii. Voice control 
iv. Hypnosis 
v. Humor 
vi. Coping 
vii. Relaxation 
viii. Implosion therapy 
ix. Aversive conditioning 
• BEHAVIOR MANAGEMENT OF CHILDREN WITH HANDICAPPING CONDITIONS 
• CONCLUSION
INTRODUCTION 
The key to successful orthodontic treatment 
is a cooperative patient. To achieve this 
prerequisite it is of utmost importance to 
discover the actions that will produce the most 
positive response from the patient. To determine 
a child’s behavior in dental office and the factors 
influencing it we must study a child’s mental and 
emotional make up that constitute the 
“psychology” of that child.
DEFINITIONS 
PSYCHOLOGY is a branch of science which deals with 
mind & mental processes in relation to human & 
animal behaviour. 
BEHAVIOR MANAGEMENT is defined as the means by 
which the dental health team effectively and efficiently 
performs dental treatment and thereby instills a 
positive dental attitude (Wright 1975) 
BEHAVIOR MODIFICATION: defined as the attempt to 
alter human behavior and emotion in a beneficial way 
and in accordance with the laws of learning.
Communication 
Types: 
Verbal Communication- Speech 
Non verbal / Multisensory Communication 
Body language 
Smiling 
Eye contact 
Showing concern 
Touching 
Patting 
Hugging 
Both using nonverbal and verbal
Desensitization 
It is accomplished by teaching the child a completing response 
such as relaxation and then introducing progressively more 
threatening stimuli. 
Method popularly used nowadays – Tell shows Do (TSD) 
technique (Addleslon 1959). Tell and show every step and 
instrument and explain what is going to be done. 
Continuously and in grades from the least fear promoting 
object or procedure and move in higher grades to more 
fearful objects.By having verbal (tell) and nonverbal (show 
and do) interactions, available, one can overcome many 
small dental related anxieties of any child.
Modeling 
Introduced by (Bandura 1969) developed from social 
learning principle procedure involves allowing a patient 
to observe one or more individuals (models) who 
demonstrate a positive behavior in a particular 
situation. 
Modeling can be done by: 
Live models – siblings, parents of a child 
Filmed models 
Posters 
Audiovisual aids
Contingency Management 
It is a method of modifying behavior of children by 
presentation or withdrawal of reinforcers. 
These reinforcers can be: - 
Positive reinforcer- whose contingent presentation 
increases the frequency of behavior. (Henry W Fields 
1984) 
Negative reinforcer – whose contingent withdrawal 
increases the frequency of behavior. (Stokes and 
Kennedy 1980)
Behavior management 
Audio analgesia: or “white noise” is a method of reducing Pain (pleasant 
music) 
This technique consists of providing a sound stimulus of such intensity that 
the patient finds it difficult to attend to anything else. (Gardner Licklider 
1959) 
b) Biofeedback: 
It involves the use of certain instruments to detect certain physiological 
processes associated with fear (Buonomono 1979). Eg: - 
electromyography. 
C) Humor: 
It helps to elevate the mood of the child, which helps the child to relax. 
Functions of humor are – social, emotional, informative, Motivational, 
cognitive.
Coping: 
It is the mechanism by which a child copes up with the dental 
treatment. It is defined as the cognitive and behavioral efforts 
made by an individual to master, tolerate or reduce stressful 
situations. (Lazaue 1980). 
Signal system: 
In this method as a part of coping, when it hurts, we ask the child to 
raise his hand as suggested by Musslemann 1991. 
e) Voice control: 
It is the modification of intensity and pitch of one’s own voice in an 
attempt to dominate the interaction between the dentist and the 
child.
Aversive Conditioning 
It can be a safe and effective way of managing 
an extremely negative behavior. Those 
dentists who contemplate using it should 
obtain parental consent prior to its use 
(Patricia P Hagan 1984). 
Two Common Methods used are 
• Home 
• Physical restrains
Hand over mouth exercise (HOME) 
The behavior modification method of aversive conditioning is also known as HOME. 
Introduced by Evangeline Jordan 1920. 
The purpose is to gain attention of the child so that communication can be 
established. 
Indications 
A healthy child who can understand but who exhibits defiance and hysterical behavior 
during treatment. 
3-6 year old children. 
A child who can understand simple verbal commands. 
Children displaying uncontrollable behavior. 
Contraindications 
Child under 3 years of age. 
Handicapped /immature/frightened child. 
Physical, mental, and emotional handicap.
PHYSICAL RESTRAINTS 
Restraints are usually needed for children who are 
hypermotive, stubborn or defiant (Kelly 1976). 
It involves restriction of movement of the child’s head, 
hands, feet or body. 
It is the last resort for handling uncooperative patients or 
handicapped patients 
It can be 
Active – restraints performed by the dentist, staff 
or parent without the aid of a restraining device. 
Passive – with the aid of restraining device
TYPES OF RESTRAINTS 
A) For body 
Pedi wrap 
Papoose board 
Sheets 
Beanbag with straps 
Towel and tapes 
For extremities 
Velcro straps 
Posey straps 
Towel and tape 
For the head 
Head positioner 
Forearm body support 
Mouth 
Mouth blocks 
Banded tongue blades 
Mouth props
PHARMACOLOGICAL METHOD OF 
BEHAVIOUR MANAGEMENT 
PRE-MEDICATION 
• Sedatives and hypnotics 
• Anti-anxiety drugs 
• Antihistamines 
• Conscious sedation 
• General anesthesia
BEHAVIOR MANAGEMENT OF CHILDREN WITH HANDICAPPING 
CONDITIONS 
Mental Retardation 
It affects 3% of the population, is the most common of the handicapping conditions. It may occur solely 
as an intellectual deficiency, it may be one of a combination of disabilities, or it may be one 
manifestation of a syndrome (Down’s syndrome). 
By definition those who are mentally retarded have a tested intelligence quotient (IQ) of 69 and below. 
It is vitally important for the dentist to accept the patient first as an individual and secondly as a patient 
with a handicap (Album 1962) the practitioner should attempt to discover from the parents and 
others as much as possible about the child. Parents should be asked how they mange the child. 
For patients on the lower curve of the IQ scale the dental chair is positioned before the patient is 
seated. These patients become easily alarmed when the dental chair is moved. 
Since many mentally retarded children have short attention spans, the unmediated child usually does 
not tolerate lengthy appointments well. Constant patter, television, or audiovisual instruction 
programs can serve as distracters during treatment procedures. 
Adapted behavior modification can be used with many mentally retarded children. (Eg: - body language 
with the child deficient in verbal skills). 
Because mentally deficient children may fail to comprehend they are prone to postoperative soft tissue 
biting. Ultra short acting local anesthetics should be used. Nitrous oxide sedation benefits some of 
these patients if they accept the mask. 
Major sedation and restraints may be required for some mentally retarded children.
Convulsive Disorders. 
Paroxysmal attacks of unconsciousness or impaired consciousness may occur, usually with a succession 
of tonic or clonic muscular spasms. 
The dentist should ask a parent if the child’s seizures are under control and if not, how frequently they 
occur, when the last seizure occurred and how the parent manages the seizures. 
The dentist should contact the child’s physician if the child is taking seizure-control medication. 
Sometimes an increase in medication dose before a dental visit prevents seizure occurrence. 
Care should be taken to avoid inducing seizures. (Hall 1982) suggests that anxiety, intense light and 
intravascular local anesthesia are seizure triggers. Hall recommends sunglasses to reduce the glare 
from the operatory light and an aspirating syringe to avoid injection into blood vessels. 
A mouth prop consisting of tongue blades wrapped in gauze and heavily taped should be available when 
treating epileptic children. 
In the event of a seizure all instruments should be removed from the mouth immediately. A rubber dam 
can be used with epileptic children. 
A restraining device can also be an asset when treating such patients. 
Epileptic children should never be left in the operatory unattended.
Cerebral Palsy 
The incidence of neuromotor disorders ranges from one to five per 1000 live births (1971). Cerebrak 
palsy one of the most common of these conditions, is a CNS disorder manifested by impaired motor 
function. 
While many children with cerebral palsy can walk into the operatory, others are unable to do so. (Parent 
assistance should be sought). 
The dental chair should be preset in the approximate position desired by the operator before the 
patient is seated. 
While examining new patients, the dentist should evaluate their muscle movements carefully. It may be 
desirable to passively hold a mouth prop, consisting of taped tongue blades, in the oral cavity if 
there is concern about the patient involuntarily closing the mouth. 
Noise making instrument should be avoided if possible as it increases the involuntary contractions of 
the athetoid patient. 
Since these patients have poor control of their orofacial musculature, post operative soft tissue biting 
can be a problem. Therefore whenever possible the dentist should use ultra short acting 
anesthetics. Nitrous oxide sedation may help control movements.
Progressive Neuromuscular Disability 
Eg: - myotonic dystrophy, muscular dystrophy. 
Since these patients may have postural problems. A strap 
to hold child on the dental chair is frequently 
appreciated. 
To provide realistic treatment plans for these patients, 
the dentist has to know the prognosis of a child’s 
condition. 
Since dental health is of secondary importance for many 
of these children, the dental hath team has to be 
extremely patient and
Deafness 
Children with hearing handicaps communicate visually through lip reading. In some instances parents 
will be required to transmit long complex messages. 
Tell show do TSD technique with the following changes is effective with the hearing handicapped :- 
Remaining in the child’s view to maximize visual communication. 
Speaking with good lip action to convey information from a distance of about 3 feet. 
Substituting verbal reinforcement with smiles, squeezing the arm gently etc., to convey the dental 
team’s appreciation of a child’s cooperation. 
Using the tactile sense. 
Because the deaf children can be very impatient with delays, an organized plan of procedure is of 
paramount importance. 
For older children “magic slate”, a small chalkboard should be available to enhance communication. 
The hand mirror is an invaluable aid during most procedures, allowing communication through the 
child’s available senses.
Blindness 
Non sighted or the partially sighted children must 
be introduced to foreign environments very 
slowly. 
Constant voice contact should be maintained with 
the blind children. 
The “show” portion of behavior shaping is greatly 
limited or impossible with blind children. Some of 
the modification are-increased use of auditory, 
tactile olfactory and taste senses.
Autism 
This condition which manifests itself early in childhood is characterized by certain 
behavioral traits. These children are unresponsive and uncommunicative, take a 
greater interest in inanimate objects than in people. Most do not use language 
properly, and many do not speak at all. 
The autistic child usually creates a difficult management problem from the beginning. 
Repeated visits to the dental office for oral hygiene instruction before examination 
procedures desensitize autistic children. 
A quiet, modulated voice can have a calming effect. Some of them also appear to 
accept positive reinforcement such as smile or a pat on shoulder. 
The autistic child is distracted easily. Therefore only minimal movements should be 
made during treatment. 
Some become calm and highly cooperative with the use of a body restraint, which 
protects the patient and the dentist. 
Since most autistic children do not have medical complications, sedation can be used 
with minimum risk.
CONCLUSION 
A sound knowledge in child psychology and behavior management is essential 
for a successful practice. Psychology and behavioral sciences have been an 
integral part of orthodontics both in research and in clinical practice since 
the early days of this century. 
Throughout the course of orthodontic treatment, the orthodontist should 
keep in mind the fact the psychological outcome of treatment are as 
important as the occlusal and functional outcomes. Producing an excellent 
finished result is the primary responsibility of an orthodontist, but 
producing happy, self-assured patient is an added opportunity. While 
undergoing orthodontic treatment, the child is expected to follow 
instruction daily – to wear elastics, head gear, maintain ideal oral hygiene, 
endure discomfort, keep regular appointments and refrain from eating 
many foods that can be detrimental to the appliances. Therefore 
successful child management can only ensure the child to be co-operative, 
which in turn results in a complete and desired optimal treatment result.

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Behavior management

  • 1. BEHAVIOR MANAGEMENT By Dr Nidhi Ravindran
  • 2. CONTENTS • INTRODUCTION • DEFINITION • CLASSIFICATION • PHARMACOLOGICAL • NON PHARMACOLOGICAL 1. Communication 2. Behaviour shaping (modification) i. Desensitization ii. Modeling iii. Contingency management 3. Behaviour management i. Audio analgesia ii. Biofeed back iii. Voice control iv. Hypnosis v. Humor vi. Coping vii. Relaxation viii. Implosion therapy ix. Aversive conditioning • BEHAVIOR MANAGEMENT OF CHILDREN WITH HANDICAPPING CONDITIONS • CONCLUSION
  • 3. INTRODUCTION The key to successful orthodontic treatment is a cooperative patient. To achieve this prerequisite it is of utmost importance to discover the actions that will produce the most positive response from the patient. To determine a child’s behavior in dental office and the factors influencing it we must study a child’s mental and emotional make up that constitute the “psychology” of that child.
  • 4. DEFINITIONS PSYCHOLOGY is a branch of science which deals with mind & mental processes in relation to human & animal behaviour. BEHAVIOR MANAGEMENT is defined as the means by which the dental health team effectively and efficiently performs dental treatment and thereby instills a positive dental attitude (Wright 1975) BEHAVIOR MODIFICATION: defined as the attempt to alter human behavior and emotion in a beneficial way and in accordance with the laws of learning.
  • 5. Communication Types: Verbal Communication- Speech Non verbal / Multisensory Communication Body language Smiling Eye contact Showing concern Touching Patting Hugging Both using nonverbal and verbal
  • 6. Desensitization It is accomplished by teaching the child a completing response such as relaxation and then introducing progressively more threatening stimuli. Method popularly used nowadays – Tell shows Do (TSD) technique (Addleslon 1959). Tell and show every step and instrument and explain what is going to be done. Continuously and in grades from the least fear promoting object or procedure and move in higher grades to more fearful objects.By having verbal (tell) and nonverbal (show and do) interactions, available, one can overcome many small dental related anxieties of any child.
  • 7. Modeling Introduced by (Bandura 1969) developed from social learning principle procedure involves allowing a patient to observe one or more individuals (models) who demonstrate a positive behavior in a particular situation. Modeling can be done by: Live models – siblings, parents of a child Filmed models Posters Audiovisual aids
  • 8. Contingency Management It is a method of modifying behavior of children by presentation or withdrawal of reinforcers. These reinforcers can be: - Positive reinforcer- whose contingent presentation increases the frequency of behavior. (Henry W Fields 1984) Negative reinforcer – whose contingent withdrawal increases the frequency of behavior. (Stokes and Kennedy 1980)
  • 9. Behavior management Audio analgesia: or “white noise” is a method of reducing Pain (pleasant music) This technique consists of providing a sound stimulus of such intensity that the patient finds it difficult to attend to anything else. (Gardner Licklider 1959) b) Biofeedback: It involves the use of certain instruments to detect certain physiological processes associated with fear (Buonomono 1979). Eg: - electromyography. C) Humor: It helps to elevate the mood of the child, which helps the child to relax. Functions of humor are – social, emotional, informative, Motivational, cognitive.
  • 10. Coping: It is the mechanism by which a child copes up with the dental treatment. It is defined as the cognitive and behavioral efforts made by an individual to master, tolerate or reduce stressful situations. (Lazaue 1980). Signal system: In this method as a part of coping, when it hurts, we ask the child to raise his hand as suggested by Musslemann 1991. e) Voice control: It is the modification of intensity and pitch of one’s own voice in an attempt to dominate the interaction between the dentist and the child.
  • 11. Aversive Conditioning It can be a safe and effective way of managing an extremely negative behavior. Those dentists who contemplate using it should obtain parental consent prior to its use (Patricia P Hagan 1984). Two Common Methods used are • Home • Physical restrains
  • 12. Hand over mouth exercise (HOME) The behavior modification method of aversive conditioning is also known as HOME. Introduced by Evangeline Jordan 1920. The purpose is to gain attention of the child so that communication can be established. Indications A healthy child who can understand but who exhibits defiance and hysterical behavior during treatment. 3-6 year old children. A child who can understand simple verbal commands. Children displaying uncontrollable behavior. Contraindications Child under 3 years of age. Handicapped /immature/frightened child. Physical, mental, and emotional handicap.
  • 13. PHYSICAL RESTRAINTS Restraints are usually needed for children who are hypermotive, stubborn or defiant (Kelly 1976). It involves restriction of movement of the child’s head, hands, feet or body. It is the last resort for handling uncooperative patients or handicapped patients It can be Active – restraints performed by the dentist, staff or parent without the aid of a restraining device. Passive – with the aid of restraining device
  • 14. TYPES OF RESTRAINTS A) For body Pedi wrap Papoose board Sheets Beanbag with straps Towel and tapes For extremities Velcro straps Posey straps Towel and tape For the head Head positioner Forearm body support Mouth Mouth blocks Banded tongue blades Mouth props
  • 15. PHARMACOLOGICAL METHOD OF BEHAVIOUR MANAGEMENT PRE-MEDICATION • Sedatives and hypnotics • Anti-anxiety drugs • Antihistamines • Conscious sedation • General anesthesia
  • 16. BEHAVIOR MANAGEMENT OF CHILDREN WITH HANDICAPPING CONDITIONS Mental Retardation It affects 3% of the population, is the most common of the handicapping conditions. It may occur solely as an intellectual deficiency, it may be one of a combination of disabilities, or it may be one manifestation of a syndrome (Down’s syndrome). By definition those who are mentally retarded have a tested intelligence quotient (IQ) of 69 and below. It is vitally important for the dentist to accept the patient first as an individual and secondly as a patient with a handicap (Album 1962) the practitioner should attempt to discover from the parents and others as much as possible about the child. Parents should be asked how they mange the child. For patients on the lower curve of the IQ scale the dental chair is positioned before the patient is seated. These patients become easily alarmed when the dental chair is moved. Since many mentally retarded children have short attention spans, the unmediated child usually does not tolerate lengthy appointments well. Constant patter, television, or audiovisual instruction programs can serve as distracters during treatment procedures. Adapted behavior modification can be used with many mentally retarded children. (Eg: - body language with the child deficient in verbal skills). Because mentally deficient children may fail to comprehend they are prone to postoperative soft tissue biting. Ultra short acting local anesthetics should be used. Nitrous oxide sedation benefits some of these patients if they accept the mask. Major sedation and restraints may be required for some mentally retarded children.
  • 17. Convulsive Disorders. Paroxysmal attacks of unconsciousness or impaired consciousness may occur, usually with a succession of tonic or clonic muscular spasms. The dentist should ask a parent if the child’s seizures are under control and if not, how frequently they occur, when the last seizure occurred and how the parent manages the seizures. The dentist should contact the child’s physician if the child is taking seizure-control medication. Sometimes an increase in medication dose before a dental visit prevents seizure occurrence. Care should be taken to avoid inducing seizures. (Hall 1982) suggests that anxiety, intense light and intravascular local anesthesia are seizure triggers. Hall recommends sunglasses to reduce the glare from the operatory light and an aspirating syringe to avoid injection into blood vessels. A mouth prop consisting of tongue blades wrapped in gauze and heavily taped should be available when treating epileptic children. In the event of a seizure all instruments should be removed from the mouth immediately. A rubber dam can be used with epileptic children. A restraining device can also be an asset when treating such patients. Epileptic children should never be left in the operatory unattended.
  • 18. Cerebral Palsy The incidence of neuromotor disorders ranges from one to five per 1000 live births (1971). Cerebrak palsy one of the most common of these conditions, is a CNS disorder manifested by impaired motor function. While many children with cerebral palsy can walk into the operatory, others are unable to do so. (Parent assistance should be sought). The dental chair should be preset in the approximate position desired by the operator before the patient is seated. While examining new patients, the dentist should evaluate their muscle movements carefully. It may be desirable to passively hold a mouth prop, consisting of taped tongue blades, in the oral cavity if there is concern about the patient involuntarily closing the mouth. Noise making instrument should be avoided if possible as it increases the involuntary contractions of the athetoid patient. Since these patients have poor control of their orofacial musculature, post operative soft tissue biting can be a problem. Therefore whenever possible the dentist should use ultra short acting anesthetics. Nitrous oxide sedation may help control movements.
  • 19. Progressive Neuromuscular Disability Eg: - myotonic dystrophy, muscular dystrophy. Since these patients may have postural problems. A strap to hold child on the dental chair is frequently appreciated. To provide realistic treatment plans for these patients, the dentist has to know the prognosis of a child’s condition. Since dental health is of secondary importance for many of these children, the dental hath team has to be extremely patient and
  • 20. Deafness Children with hearing handicaps communicate visually through lip reading. In some instances parents will be required to transmit long complex messages. Tell show do TSD technique with the following changes is effective with the hearing handicapped :- Remaining in the child’s view to maximize visual communication. Speaking with good lip action to convey information from a distance of about 3 feet. Substituting verbal reinforcement with smiles, squeezing the arm gently etc., to convey the dental team’s appreciation of a child’s cooperation. Using the tactile sense. Because the deaf children can be very impatient with delays, an organized plan of procedure is of paramount importance. For older children “magic slate”, a small chalkboard should be available to enhance communication. The hand mirror is an invaluable aid during most procedures, allowing communication through the child’s available senses.
  • 21. Blindness Non sighted or the partially sighted children must be introduced to foreign environments very slowly. Constant voice contact should be maintained with the blind children. The “show” portion of behavior shaping is greatly limited or impossible with blind children. Some of the modification are-increased use of auditory, tactile olfactory and taste senses.
  • 22. Autism This condition which manifests itself early in childhood is characterized by certain behavioral traits. These children are unresponsive and uncommunicative, take a greater interest in inanimate objects than in people. Most do not use language properly, and many do not speak at all. The autistic child usually creates a difficult management problem from the beginning. Repeated visits to the dental office for oral hygiene instruction before examination procedures desensitize autistic children. A quiet, modulated voice can have a calming effect. Some of them also appear to accept positive reinforcement such as smile or a pat on shoulder. The autistic child is distracted easily. Therefore only minimal movements should be made during treatment. Some become calm and highly cooperative with the use of a body restraint, which protects the patient and the dentist. Since most autistic children do not have medical complications, sedation can be used with minimum risk.
  • 23. CONCLUSION A sound knowledge in child psychology and behavior management is essential for a successful practice. Psychology and behavioral sciences have been an integral part of orthodontics both in research and in clinical practice since the early days of this century. Throughout the course of orthodontic treatment, the orthodontist should keep in mind the fact the psychological outcome of treatment are as important as the occlusal and functional outcomes. Producing an excellent finished result is the primary responsibility of an orthodontist, but producing happy, self-assured patient is an added opportunity. While undergoing orthodontic treatment, the child is expected to follow instruction daily – to wear elastics, head gear, maintain ideal oral hygiene, endure discomfort, keep regular appointments and refrain from eating many foods that can be detrimental to the appliances. Therefore successful child management can only ensure the child to be co-operative, which in turn results in a complete and desired optimal treatment result.