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Biotechnology:
Technology, Role of Patents, and Patent
   Eligibility under 35 U.S.C. § 101

 University of Washington School of Law
        Advanced Patent Law P545

            Gary M. Myles, Ph.D.
             February 1, 2012
Topics Covered
• A Biotechnology Primer
• Why is Strong Patent Protection Essential
  to the Biotechnology Industry?
• Biotechnology Patent Claims
• Recent Cases Affecting Patent Eligibility
  under 35 U.S.C. § 101
A Biotechnology Primer
The Eukaryotic Cell
DNA
The Central Dogma of Molecular Biology
RNA Splicing in Eukaryotic Cells
The Genetic Code
Amino Acids are the Building Blocks of Proteins
Proteins are Linear Polymers of Amino
                 Acids
Proteins adopt Three-dimensional
           Structures
Therapeutic Biotech Products
• Nucleic Acid-based Therapeutics
   – DNA-based Cancer Vaccines
   – RNAi and antisense
   – Viral Vectors for Gene Therapy
• Protein-based Therapeutics
   – Cytokines and Soluble Receptors
   – Vaccines against Infectious Disease
   – Antibodies and other Immunotherapeutics
Why is Strong Patent Protection Essential
    to the Biotechnology Industry?
Biotech Drug Discovery Process Timeline
Many Compounds Tested for Every
     Product on the Market
Very Expensive and Time Consuming
  to Get a Biotech Product on the
               Market

 • Average Cost to Develop a New
   Biotechnology Product is $1.2
   Billion, According to the Tufts Center for
   the Study of Drug Development
   (November 09, 2006)
Role of Patents
• Patents provide a limited monopoly such
  that competitors are excluded from the
  market for a limited period of time
• The limited monopoly afforded by
  patent protection provides the incentive
  for companies to invest in product R&D
Biotechnology Patent Claims
Biotechnology Patent Claims
• Product Claims
  – A DNA (RNA, polynucleotide) comprising
    the nucleotide sequence of SEQ ID NO: 1.
  – A protein (peptide, polypeptide) comprising
    the amino acid sequence of SEQ ID NO: 2.
Biotechnology Patent Claims
• Therapeutic Method Claims
  – A method for the treatment of a
    disease, said method comprising the step of
    administering to a patient a composition
    comprising a DNA
    (RNA, polynucleotide, protein, peptide, poly
    peptide) comprising the nucleotide (amino
    acid) sequence of SEQ ID NO: 1.
Biotechnology Patent Claims
• Diagnostic Method Claims
  – A method for the detection of a disease, said method
    comprising the steps of:
     • isolating from a patient sample a DNA that is homologous
       to SEQ ID NO: 1,
     • comparing the nucleotide sequence of said DNA to the
       nucleotide sequence of SEQ ID NO: 1,
     • determining whether said DNA comprises one or more
       nucleotide substitutions as compared to SEQ ID NO: 1,
     wherein the presence of a nucleotide substitution is
       predictive of said disease.
35 U.S.C. 101
Patentable Eligibility
35 U.S.C. 101
    Patentable Eligibility
Whoever invents or discovers any new and
 useful
 process, machine, manufacture, or
 composition of matter, or any new and
 useful improvement thereof, may obtain
 a patent therefor, subject to the
 conditions and requirements of this title
Patentable Subject Matter:
     Fundamental Principles
• Funk Bros. v. Kalo (S.Ct. 1948)
   – Mixed culture of root-nodule bacteria for
     inoculating seeds of leguminous plants
       • No patentable subject matter
          – Each species infects same group of plants
          – No species acquires a different use
          – No change in the individual bacteria
          – No change in their individual utilities
          – Use in combination does not improve
            natural functioning
Patentable Subject Matter:
     Fundamental Principles
• Funk Bros. v. Kalo (S.Ct. 1948)
   – “Manifestations of nature are free to all men and
     reserved exclusively to none”
      • Laws of nature
          – E = mc2
          – Law of gravity
      • Physical phenomena
      • Principles
      • Abstract ideas
      • Products of nature
Patentable Subject Matter:
           Fundamental Principles
• Diamond v. Chakrabarty (S.Ct.
  1980)
   – Dr. Chakrabarty
      • Created oil-eating bacterium
      • Claimed “a bacterium from
        the genus Pseudomonas
        containing therein at least
        two stable energy-
        generating plasmids, each of
        said plasmids providing a
        separate hydrocarbon
        degradative pathway.”
Patentable Subject Matter:
     Fundamental Principles
• Diamond v. Chakrabarty (S.Ct. 1980), cont.
   – USPTO
      • Rejected claim because a bacterium is
         – A “product of nature”
         – A living thing
   – Supreme Court
      • Upholds validity of Chakrabarty’s claim
         – “Anything under the sun that is made by
           man”
Are These Inventions Patentable?
• “Biologically pure” bacterial culture
   – Yes per CCPA in In re Bergy (1977)
   – The culture is not a “product of nature” because the culture
     did not exist in nature in its pure form
• “Purified and isolated” DNA sequences
   – Yes per Fed. Cir. In Amgen v. Chugai (1991)
• “Purified and isolated” stem cells
   – Yes per USPTO (Q. Todd Dickinson)
• Hydrostatically altered Pacific polyploid
  oysters,
   – Yes per Ex parte Allen (BPAI 1987)
• A transgenic non-human mammal
   – Yes per Phil Leder, US Patent No. 4,736,866; “The Harvard
     Mouse”
LabCorp v. Metabolite (S.Ct. 2006)
 • Claim at issue
    13. A method for detecting a deficiency of
      cobalamin or folate in warm-blooded
      animals comprising the steps of:
       • assaying a body fluid for an elevated level of
         total homocysteine; and
       • correlating an elevated level of total
         homocysteine in said body fluid with a
         deficiency of cobalamin or folate
LabCorp v. Metabolite (S.Ct. 2006)
 • Lower Courts
    – Upheld the patent claim’s validity and found that
      LabCorp infringed the claim
 • Supreme Court
    – Granted cert to determine whether claim is invalid
      because it seeks to “claim a monopoly over a basic
      scientific relationship”
       • Correlation between in vivo cobalamin/folate levels and
         in vivo homocysteine levels
    – Dismissed writ of certiorari as improvidently
      granted
LabCorp v. Metabolite (S.Ct. 2006)
 • Justice Breyer dissent
    – Laws of nature are unpatentable because
      “sometimes too much patent protection can
      impede rather than ‘promote the Progress of
      Science and useful Arts.’ ” U.S. Const., Art 1, 8
       • “the enormous potential for rent seeking that
         would be created if property rights could be
         obtained in [those basic principles]” and
       • “the enormous transaction costs that would be
         imposed on would-be users”
LabCorp v. Metabolite (S.Ct. 2006)
 • Justice Breyer, cont.
    – “There can be little doubt that the correlation
      between homocysteine and vitamin deficiency set
      forth in claim 13 is a ‘natural phenomenon’ ”
    – “*t+he process described in claim 13 is not a process
      for transforming blood or any other matter.
    – Claim 13’s process instructs the user to
        • (1) obtain test results and
        • (2) think about them”
So, what makes a process
      patentable?
In re Bilski (Fed. Cir. 2008)
Claim 1. A method for managing the
  consumption risk costs of a commodity
  sold by a commodity provider at a fixed
  price comprising the steps of:
   (a) initiating a series of transactions … ;
   (b) identifying market participants … ;
     and
   (c) initiating a series of transactions … .
In re Bilski (Fed. Cir. 2008)
• The § 101 inquiry
   – If a claim preempts substantially all uses of
     a fundamental principle, it is unpatentable
     subject matter
   – If a claim preempts only a particular
     application of a fundamental principle, it is
     patentable subject matter
In re Bilski (Fed. Cir. 2008)
• Federal Circuit applies a machine-or-
  transformation test to determine
  preemption of a fundamental principle
  – A claimed process is directed to patentable
    subject matter under § 101 if it:
     (1) is tied to a particular machine or
       apparatus; or
     (2) transforms a particular article into a
       different state or thing
Diagnostic Tools and Personalized
   Medicine: The Future of Biotechnology?

                                Health Care in the 21st Century
                                P4 Medicine:
                                • Predictive
                                • Preventive
                                • Personalized
                                • Participatory
Lee Hood, M.D., Ph.D.
President
Institute for Systems Biology
Diagnostic Tools and Personalized
Medicine: The Future of Biotechnology?
 • Genomic Personalized Medicine
   – Information about a patient's genotype
     or gene expression profile used to tailor
     medical care
      • Provide a specific therapy for an individual's
        disease
      • Initiate a preventative measure suited to an
        individual
      • “Rational drug design" based on knowledge of
        disease pathophysiology
Vioxx May Increase the Risk of Heart Attacks
and Strokes -- Arthritis Drug Vioxx Taken Off the
                Market as Unsafe

  •   WASHINGTON, D.C. — October 4, 2004 — A major drug manufacturer,
      Merck, has withdrawn its painkiller Vioxx (rofecoxib) from the market
      because it may increase the risk of heart attacks and strokes (FDA News,
      September 30, 2004). Vioxx is a nonsteroidal anti–inflammatory drug
      (NSAID) that blocks the enzyme COX–2. The Food and Drug
      Administration (FDA) approved the drug in 1999 to relieve arthritis
      symptoms, severe pain in adults, and painful menstrual cycles.
  •   Merck’s decision to halt Vioxx sales is based on data from a long–term
      clinical trial to see if Vioxx could be effective in preventing new polyps
      from forming in colon cancer patients. The researchers stopped the
      study when they discovered that patients who took Vioxx had a greater
      risk of heart attacks and strokes than those who took a placebo (a sugar
      pill). The increased risk was particularly great in patients who had been
      taking Vioxx for more than 18 months.
Diagnostic Tools and Personalized
Medicine: The Future of Biotechnology?
 • A method for detecting in a patient a Vioxx-
   associated risk of heart attack, said method
   comprising the step of:
    - identifying in said patient a mutation in a
      “Vioxx risk gene,”
    wherein the presence of said “Vioxx risk
      gene” indicates an increased probability in
      said patient of heart attack following the
      administration of Vioxx
Classen v. Biogen (DC MD 2006)
• Classen ‘283 Patent claims:
  – A method of determining whether an
    immunization schedule affects the
    incidence or severity of a chronic immune-
    mediated disorder…, comprising
     • immunizing …; and
     • comparing the incidence of chronic immune
       mediated disorders … relative to a control group
Classen v. Biogen (DC MD 2006)
• DC MD
  – “The * + patent does not claim a specific technique
    or technical process of testing [ ] safety
  – Instead, the [ ] patent describes only a general
    inquiry of whether the proposed correlation
    between an immunization schedule and the
    incidence of chronic disorders exists
  – As such, the process is indistinguishable from the
    idea itself
  – Accordingly, the [ ] patent seeks to patent an
    unpatentable natural phenomenon”
Classen v. Biogen (CAFC 2008)
 • Federal Circuit
    – “In light of our decision in In re Bilski … we affirm
      the district court’s grant of summary judgment that
      these claims are invalid under 35 U.S.C. 101
    – Dr. Classen’s claim is neither ‘tied to a particular
      machine or apparatus’ nor does it ‘transform a
      particular article into a different state or thing’ ”
 • Classen files a petition for writ certiorari to the U.S.
   Supreme Court
Prometheus v. Mayo (SD CA 2008)
 • Prometheus Claim 1
   – A method of optimizing therapeutic
     efficacy…, comprising:
      • administering a drug providing 6-thioguanine to
        a subject…; and
      • determining the level of 6-thioguanine in said
        subject … wherein
         – 6-thioguanine less than about 230 pmol per 8x108
           red blood cells indicates a need to increase the
           amount of said drug
         – 6-thioguanine greater than about 400 pmol per 8x108
           red blood cells indicates a need to decrease the
           amount of said drug
Prometheus v. Mayo (SD CA 2008)
 • District Court
    – Claimed correlations between certain thiopurine
      drug metabolite levels and therapeutic efficacy and
      toxicity are natural phenomena
       • Result from innate metabolic activity in human
         body
       • Inventors did not “create” the correlation; the
         correlation results from a natural body process
       • Claims wholly preempt use of the correlations
            – The only practical use of the correlation is in
              drug treatment for autoimmune diseases
Prometheus v. Mayo (Fed. Cir. 2009)

 • September 2009, Federal Circuit reverses
   district court upholding patentability of
   methods for calibrating a drug dosage
   under 35 USC § 101
Prometheus v. Mayo (Fed. Cir. 2009)

 • Federal Circuit, cont.
   – Applying the Bilski Machine or
     Transformation test, the required
     administration of a drug “transforms an
     article into a different state or thing.”
   – Distinguish diagnosis claims that merely
     require data gathering and correlation
     rather than injection of drugs
Prometheus v. Mayo
• October 2009, Mayo files a petition for writ of
  certiorari to the U.S. Supreme Court
• Question Presented
  “Whether 35 U.S.C. § 101 is satisfied by a
  patent claim that covers observed correlations
  between patient test results and patient
  health, so that the claim effectively preempts
  all uses of these naturally occurring
  correlations”
Bilski v. Kappos (S.Ct. 2010)
• June 28, 2010, Supreme Court affirms CAFC
  Bilski decision
  – The machine or transformation test is not the
    exclusive test for patent eligibility, but in most
    instances the existence of a machine or
    transformation is highly relevant to the question of
    patent eligibility
  – Grants certiorari, Vacates the Federal Circuit’s
    Classen and Prometheus decisions and Remands to
    the Federal Circuit in view of its Bilski decision
Classen v. Biogen (CAFC 2011)
 • August 31, 2011, on remand from S.Ct., CAFC affirms
   prior decision
    – “Methods that simply collect and compare data, without applying
      the data in a step of the overall method, fail to traverse the § 101
      filter.”
    – Considered the “immunizing” step as the gathering of published
      data
    – Moore (dissent)
         • Criticized majority for mischaracterizing the “immunizing
            mammals” step as “reviewing the effects of known
            immunization schedules.”
         • Nonetheless, distinguishes Prometheus’ claims, which are
            directed to administration of a specific compound for a specific
            disease
 • Petition for writ certiorari to the U.S. Supreme Court
   due November 29, 2011
Prometheus v. Mayo (CAFC 2010)
 • December 17 2010, on remand from S.Ct., CAFC
   upholds claim validity
    – Bilski provides broad – although not unlimited –
      scope for patent protection, and “an application of
      a law of nature or mathematical formula to a
      known structure or process may well be deserving
      of patent protection.”
    – Patent eligibility rests on the specific treatment
      steps recited by the claims: the “administering”
      step and the “determining” step.
Prometheus v. Mayo (CAFC 2010)
 • December 17 2010, on remand from
   S.Ct., CAFC upholds claim validity
   – “The inventive nature of the claimed methods
     stems not from preemption of all use of these
     natural processes, but from the application of a
     natural phenomenon in a series of steps comprising
     particular methods of treatment.”
Prometheus v. Mayo (CAFC 2010)
 • December 17 2010, on remand from S.Ct., CAFC
   upholds claim validity
    – The asserted claims are “claims to methods of
      treatment, which are always transformative, when one
      of a defined group of drugs is administered to the body
      to ameliorate the effects of an undesired condition.”
    – The “determining” step is transformative because it
      involves “some form of manipulation, such as the high
      pressure liquid chromatography method specified in
      several of the asserted dependent claims … ”
    – The presence of “mental steps” does not “negate the
      transformative nature of prior steps.”
Prometheus v. Mayo
• June 20, 2011, Supreme Court grants certiorari
• Question Presented:
   – Whether 35 U.S.C. § 101 is satisfied by a patent
     claim that covers observed correlations between
     blood test results and patient health, so that the
     claim effectively preempts all uses of the naturally
     occurring correlations, simply because well-known
     methods used to administer prescription drugs and
     test blood may involve “transformations” of body
     chemistry.
• Oral arguments heard on December 7, 2011
Prometheus v. Mayo
• Mayo’s Amicus Brief
  – Prometheus's patent claims "preemp[t] all practical use of an
    abstract idea, natural phenomenon, or mathematical
    formula."
  – “Recite a natural phenomenon—the biological correlation
    between metabolite levels and health—without describing
    what is to be done with that phenomenon beyond
    considering whether a dosage adjustment may be necessary."
  – The claims' drug-administration and metabolite-
    measurement steps are merely "'token' and 'conventional'
    data-gathering steps" that cannot establish subject-matter
    eligibility.
  – Patent protection is unnecessary to promote the
    development of diagnostic methods like those claimed and
    will in fact interfere with both their development and actual
    medical practice.
Prometheus v. Mayo
• United States Solicitor General
   – The claimed methods recite "patent-eligible subject
     matter," and petitioners' objections to patentability
     are properly understood as challenges to the
     claimed methods' novelty and nonobviousness.
Prometheus v. Mayo
• Roche & Abbott
  – Patents are crucial for innovation in personalized
    medicine and … development diagnostic tests that
    can enable such medicine's practice.
  – Arguments "that patents on diagnostic tests stifle
    innovation and basic scientific research" are
    "largely based on speculation, rather than sound
    evidence.“
  – “Market-driven business practices and self-
    enforcing market norms correct for any perceived
    limitations on the accessibility of patented
    diagnostic technologies.”
Myriad v. ACLU (NY FDC 2010)
 • In May 2009, the ACLU filed a lawsuit against
   the USPTO, Myriad Genetics, and the
   University of Utah Research Foundation
 • Challenged patents claiming the human
   BRCA1/BRCA2 DNA and methods employing
   the detection of the BRCA1/BRCA2
   gene/mRNA for the diagnosis of breast and
   ovarian cancer
Myriad v. ACLU (NY FDC 2010)
 • Claims at Issue
   – An isolated DNA coding for a BRCA1
     polypeptide, said polypeptide having the amino
     acid sequence set forth in SEQ ID NO: 2.
Myriad v. ACLU (NY FDC 2010)
 • Claims at Issue
   – A method for diagnosing a predisposition for breast
     cancer in a human subject which comprises
      • comparing the germline sequence of the BRCA2
        gene or the sequence of its mRNA in a tissue
        sample from said subject with the germline
        sequence of the wild-type BRCA2 gene or the
        sequence of its mRNA
      wherein an alteration in the germline sequence of
        the BRCA2 gene or the sequence of its mRNA of
        the subject indicates a predisposition to said
        cancer.
Myriad v. ACLU (NY FDC 2010)
 • ACLU argued:
   – “Because human genes are products of
     nature, laws of nature and/or natural
     phenomena, and abstract ideas or basic human
     knowledge or thought, the challenged claims are
     invalid under Article 1, section 8, clause 8 of the
     United States Constitution and 35 U.S.C. § 101.”
   – Art. 1, Sect. 8, Clause 8
      “To promote the Progress of Science and useful Arts, by
        securing for limited Times to Authors and Inventors the
        exclusive Right to their respective Writings and
        Discoveries”
Myriad v. ACLU (NYFDC 2010)
• March 29, 2010, Judge Sweet granted
  Summary Judgment in favor of the ACLU
  – Human genetic sequences and the scientific inquiry
    of looking at a gene or comparing two genes are
    not patentable
     • constitutes a natural phenomena, a law of
        nature, and abstract ideas
Myriad v. ACLU
• Decision appealed to the Federal Circuit
   – Myriad Amicus Brief
      • Composition of matter claims directed towards
        isolated DNA molecules are patent eligible, in
        part, because they have “markedly different
        characteristics” than their naturally occurring
        counterparts
          – “Products of nature” are patentable and
            have been held to be for nearly 100 years
          – Such a “sweeping exception” would bar the
            patenting of pharmaceuticals derived from
            natural sources (e.g., Taxol)
Myriad v. ACLU
• Decision appealed to the Federal Circuit
   – Myriad Amicus Brief
      • Methods of diagnosis claims are patent
        eligible, in part, because they all require
        physical transformation of a DNA sample
        (i.e., isolation, processing, and analysis) that
        satisfies the Bilski machine or transformation
        test
           – NOTE: Compare Prometheus
                » Methods that involve the processing of a
                  biological sample “necessarily involve a
                  transformation” and, thus, meet the
                  Bilski machine or transformation test
Myriad v. ACLU
• Department of Justice Amicus Brief
   – Genomic DNA that has merely been isolated from
     the human body, without further alteration or
     manipulation, is not patent-eligible.
   – The unique chain of chemical base pairs that
     induces a human cell to express a cancer protein is
     not a 'human-made invention.'
   – Nor is the fact that particular natural mutations in
     that unique chain increase a woman's chance of
     contracting breast or ovarian cancer."
Myriad v. ACLU (CAFC 2011)
• July 29, 2011, Federal Circuit
   – Affirms NY District Court
       • Method claims directed to “comparing” or “analyzing”
         DNA sequences are patent ineligible because they do not
         include a transformative step and cover only
         abstract, mental steps
   – Reverses NY District Court
       • Composition claims to “isolated” DNA are patent eligible
         since the molecules as claimed do not exist in nature
Myriad v. ACLU (CAFC 2011)
•   CAFC Distinguishes “Isolated” and “Purified”
    – Isolated = Patent Eligible?
        • The claimed “isolated” molecule has “a markedly
          different chemical structure” or “a distinctive chemical
          identity and nature” from a molecule that exists in nature
        • “Isolated” molecules are “manipulated chemically” …
          “chemically cleaved from their chemical combination with
          other *+ materials” as exists in nature … differences “are
          directly related to the change in chemical bonds.”
    – Purified = Ineligible?
        • “Purification makes pure what was the same material, but
          was previously impure”
        • “Mere purification of a naturally occurring element is
          typically insufficient to make it patentable subject
          matter”
Myriad v. ACLU (S.Ct.)

• October 12, 2011, ACLU announces
  decision to petition U.S. Supreme Court
  for writ of certiorari
• Petition filed on December 7, 2011
Post Myriad Point-
        Counterpoint
• Patents give a monopoly to one company,
  which makes the costs of products and
  diagnostic tests prohibitively expensive for
  those without insurance
                        vs.
• Without patents, companies have a greatly
  reduced incentive to take risk and, as a
  consequence, are less likely to invest in the
  development of products and diagnostic tests
Practice Tips
• Product Claims
   – Draft claims to “isolated” rather than “purified” products
      • Describe in specification how “isolated” product is
        structurally and chemically distinct from what is found in
        nature
      • Describe in specification new uses or functions for the
        claimed product as compared to a natural product in its
        natural environment.
   – Draft claims to commercial embodiments
      • Compositions and /or kits comprising “isolated” or
        “purified” products
      • Hybrid and fusion molecules
      • Vectors
      • Recombinant cells
Practice Tips
• Method Claims
   – Draft method claims that recite a transformative step
       • Administering a compound
       • Isolating or purifying a sample
       • Determining a sequence (avoid a solely mental step)
       • Detecting a molecule
   – Draft method claims that recite the use of a machine in a
     method step
       • Apparatus used to sequence a nucleic acid or protein
       • Device to measure a particular parameter.
   – Draft method claims that include an end result step that
     follows an analysis or comparison
       • Adjusting a dosage
       • Performing a treatment protocol
Stay Tuned …

       Thank You!

   Gary M. Myles, Ph.D.
gmyles@merchantgould.com
      (206) 342-6226
Market Capitalization
US National Biotech Clusters
Top US Companies
by Market Capitalization (Oct 2007)
•   Exxon Mobil        $511B
•   General Electric   $414B
•   Microsoft          $328B
• Therapeutic Proteins
  are expressed through
  Recombinant DNA
  Technology




      Recombinant Protein
Seattle Biotechnology Products Approved
                  for Marketing by the FDA


Enbrel          Immunex/Amgen            Rheumatoid Arthritis    Nov 1998

Cialis          ICOS/Eli Lilly           Erectile Dysfunction    Nov 2003

Recothrom       ZymoGenetics             Surgical Bleeding       May 2008

BEXXAR          Corixa/GlaxoSmithKline   CD20-positive           May 2008
                                         Non-Hodgkins Lymphoma

Provenge        Dendreon                 Prostate Cancer         Apr 2010
Recombinant Proteins as Therapeutics
• Rheumatoid Arthritis
Recombinant Proteins as Therapeutics
                  • Cytokines, such as
                    tumor necrosis
                    factor, promote an
                    inflammatory response
                  • Causes the clinical
                    problems associated
                    with autoimmune
                    disorders such as
                    rheumatoid arthritis
Enbrel – Soluble TNF-R
Recombinant Proteins as Therapeutics

  • Enbrel (Immunex/Amgen)
    – Recombinant soluble TNFα-R
    – Binds soluble, extracellular TNFα thereby
      preventing its binding to cellular TNF α-R
    – Therapeutic efficacy for the auto-immune
      disease rheumatoid arthritis (RA)
Immunex
U.S. Patent Nos. 5,712,155 and 5,945,397
An isolated DNA sequence selected from the group consisting of:
          (a) a DNA sequence that encodes a polypeptide having the amino
    acid sequence selected from the group consisting of amino acids 1 to X
    of FIG. 2A and amino acids 1 to 233 of FIG. 3A, wherein X is an amino
    acid from 163 to 235; and
          (b) a DNA sequence capable of hybridization to the complement of
    the DNA sequence of (a) under moderately stringent conditions
    (50oC., 2x SSC) and which encodes a polypeptide that is capable of
    binding to TNF and which is at least 88% identical to a polypeptide
    encoded by the DNA of (a).
A composition consisting essentially of a protein comprising a sequence of
    amino acids selected from the group consisting of amino acids 1-163 of
    SEQ ID NO:2 and amino acids 1-233 of SEQ ID NO:4, wherein said
    protein is capable of binding TNF.
Antibodies
Antibody Therapeutics
Target       Mouse Ab (IgG)                         Chimeric Ab
  Ag                                      (Variable region is exchanged)



                                                                                       Humanized Ab
                 CH1 CH1                              CH1 CH1                          1st Generation
            CL              CL                   CL             CL                   (CDRs exchanged)

                 CH2 CH2                              CH2 CH2
     1975                                 1983
                 CH3 CH3                              CH3 CH3                             CH1 CH1
                                                                                     CL             CL
                                                                                          CH2 CH2
                                                                                1986
                                                                                          CH3 CH3
                         CH1 CH1
                    CL               CL                     CH1 CH1
                                                       CL             CL
     Fully human           CH2 CH2
          Ab                                                CH2 CH2
                                                                       1988
            1990s          CH3 CH3                                     Humanized Ab – 2nd Generation
                                                            CH3 CH3   (CDRs / FW residues exchanged)
Anti-CD20 Antibodies
• Non-Hodgkin’s Lymphoma
  – B-cells expressing CD20, a phosphoprotein
    found on the surface of >90% of B cells
    from peripheral blood or lymphoid organs
Rituxan
Bexxar
(Corixa/GlaxoSmithKilne)
Corixa
          U.S. Patent No. 6,015,542

A composition comprising:
(1) a radioactively labelled monoclonal antibody or radioactively
    labelled monoclonal antibody fragment in an amount providing 1
    to 200 mCi of radioactivity and providing irradiation in a dose
    range of 10 to 200 cGy [Rads] to the whole body of a human
    patient, said amount being effective for achieving remission of B-
    cell lymphoma in the patient, wherein said antibody or said
    antibody fragment binds to CD20 antigen present on the surface
    of cells of B-cell lymphoma and wherein the amount of
    radioactivity that labels the antibody or antibody fragment is less
    than the amount which causes myelosuppression severe enough
    to require the reintroduction of hematopoietic stem cells into
    said patient in order for the patient to recover hematopoietic
    function, and
(2) a pharmaceutically acceptable carrier.
Biotechnology vs.
       Pharmaceutical
• Biotechnology: The use of biomolecules
  to treat disease

• Pharmaceutical: The use of small
  molecules to treat disease
What are Biomolecules?
• Genetic Material
  – DNA
  – RNA
• Proteins
  – Receptors and Ligands
  – Enzymes
  – Antibodies
• Lipids
• Carbohydrates

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Biotechnology Patent Eligibility and Recent Cases

  • 1. Biotechnology: Technology, Role of Patents, and Patent Eligibility under 35 U.S.C. § 101 University of Washington School of Law Advanced Patent Law P545 Gary M. Myles, Ph.D. February 1, 2012
  • 2. Topics Covered • A Biotechnology Primer • Why is Strong Patent Protection Essential to the Biotechnology Industry? • Biotechnology Patent Claims • Recent Cases Affecting Patent Eligibility under 35 U.S.C. § 101
  • 5. DNA
  • 6. The Central Dogma of Molecular Biology
  • 7. RNA Splicing in Eukaryotic Cells
  • 9. Amino Acids are the Building Blocks of Proteins
  • 10. Proteins are Linear Polymers of Amino Acids
  • 12. Therapeutic Biotech Products • Nucleic Acid-based Therapeutics – DNA-based Cancer Vaccines – RNAi and antisense – Viral Vectors for Gene Therapy • Protein-based Therapeutics – Cytokines and Soluble Receptors – Vaccines against Infectious Disease – Antibodies and other Immunotherapeutics
  • 13. Why is Strong Patent Protection Essential to the Biotechnology Industry?
  • 14. Biotech Drug Discovery Process Timeline
  • 15. Many Compounds Tested for Every Product on the Market
  • 16. Very Expensive and Time Consuming to Get a Biotech Product on the Market • Average Cost to Develop a New Biotechnology Product is $1.2 Billion, According to the Tufts Center for the Study of Drug Development (November 09, 2006)
  • 17. Role of Patents • Patents provide a limited monopoly such that competitors are excluded from the market for a limited period of time • The limited monopoly afforded by patent protection provides the incentive for companies to invest in product R&D
  • 19. Biotechnology Patent Claims • Product Claims – A DNA (RNA, polynucleotide) comprising the nucleotide sequence of SEQ ID NO: 1. – A protein (peptide, polypeptide) comprising the amino acid sequence of SEQ ID NO: 2.
  • 20. Biotechnology Patent Claims • Therapeutic Method Claims – A method for the treatment of a disease, said method comprising the step of administering to a patient a composition comprising a DNA (RNA, polynucleotide, protein, peptide, poly peptide) comprising the nucleotide (amino acid) sequence of SEQ ID NO: 1.
  • 21. Biotechnology Patent Claims • Diagnostic Method Claims – A method for the detection of a disease, said method comprising the steps of: • isolating from a patient sample a DNA that is homologous to SEQ ID NO: 1, • comparing the nucleotide sequence of said DNA to the nucleotide sequence of SEQ ID NO: 1, • determining whether said DNA comprises one or more nucleotide substitutions as compared to SEQ ID NO: 1, wherein the presence of a nucleotide substitution is predictive of said disease.
  • 23. 35 U.S.C. 101 Patentable Eligibility Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title
  • 24. Patentable Subject Matter: Fundamental Principles • Funk Bros. v. Kalo (S.Ct. 1948) – Mixed culture of root-nodule bacteria for inoculating seeds of leguminous plants • No patentable subject matter – Each species infects same group of plants – No species acquires a different use – No change in the individual bacteria – No change in their individual utilities – Use in combination does not improve natural functioning
  • 25. Patentable Subject Matter: Fundamental Principles • Funk Bros. v. Kalo (S.Ct. 1948) – “Manifestations of nature are free to all men and reserved exclusively to none” • Laws of nature – E = mc2 – Law of gravity • Physical phenomena • Principles • Abstract ideas • Products of nature
  • 26. Patentable Subject Matter: Fundamental Principles • Diamond v. Chakrabarty (S.Ct. 1980) – Dr. Chakrabarty • Created oil-eating bacterium • Claimed “a bacterium from the genus Pseudomonas containing therein at least two stable energy- generating plasmids, each of said plasmids providing a separate hydrocarbon degradative pathway.”
  • 27. Patentable Subject Matter: Fundamental Principles • Diamond v. Chakrabarty (S.Ct. 1980), cont. – USPTO • Rejected claim because a bacterium is – A “product of nature” – A living thing – Supreme Court • Upholds validity of Chakrabarty’s claim – “Anything under the sun that is made by man”
  • 28. Are These Inventions Patentable? • “Biologically pure” bacterial culture – Yes per CCPA in In re Bergy (1977) – The culture is not a “product of nature” because the culture did not exist in nature in its pure form • “Purified and isolated” DNA sequences – Yes per Fed. Cir. In Amgen v. Chugai (1991) • “Purified and isolated” stem cells – Yes per USPTO (Q. Todd Dickinson) • Hydrostatically altered Pacific polyploid oysters, – Yes per Ex parte Allen (BPAI 1987) • A transgenic non-human mammal – Yes per Phil Leder, US Patent No. 4,736,866; “The Harvard Mouse”
  • 29. LabCorp v. Metabolite (S.Ct. 2006) • Claim at issue 13. A method for detecting a deficiency of cobalamin or folate in warm-blooded animals comprising the steps of: • assaying a body fluid for an elevated level of total homocysteine; and • correlating an elevated level of total homocysteine in said body fluid with a deficiency of cobalamin or folate
  • 30. LabCorp v. Metabolite (S.Ct. 2006) • Lower Courts – Upheld the patent claim’s validity and found that LabCorp infringed the claim • Supreme Court – Granted cert to determine whether claim is invalid because it seeks to “claim a monopoly over a basic scientific relationship” • Correlation between in vivo cobalamin/folate levels and in vivo homocysteine levels – Dismissed writ of certiorari as improvidently granted
  • 31. LabCorp v. Metabolite (S.Ct. 2006) • Justice Breyer dissent – Laws of nature are unpatentable because “sometimes too much patent protection can impede rather than ‘promote the Progress of Science and useful Arts.’ ” U.S. Const., Art 1, 8 • “the enormous potential for rent seeking that would be created if property rights could be obtained in [those basic principles]” and • “the enormous transaction costs that would be imposed on would-be users”
  • 32. LabCorp v. Metabolite (S.Ct. 2006) • Justice Breyer, cont. – “There can be little doubt that the correlation between homocysteine and vitamin deficiency set forth in claim 13 is a ‘natural phenomenon’ ” – “*t+he process described in claim 13 is not a process for transforming blood or any other matter. – Claim 13’s process instructs the user to • (1) obtain test results and • (2) think about them”
  • 33. So, what makes a process patentable?
  • 34. In re Bilski (Fed. Cir. 2008) Claim 1. A method for managing the consumption risk costs of a commodity sold by a commodity provider at a fixed price comprising the steps of: (a) initiating a series of transactions … ; (b) identifying market participants … ; and (c) initiating a series of transactions … .
  • 35. In re Bilski (Fed. Cir. 2008) • The § 101 inquiry – If a claim preempts substantially all uses of a fundamental principle, it is unpatentable subject matter – If a claim preempts only a particular application of a fundamental principle, it is patentable subject matter
  • 36. In re Bilski (Fed. Cir. 2008) • Federal Circuit applies a machine-or- transformation test to determine preemption of a fundamental principle – A claimed process is directed to patentable subject matter under § 101 if it: (1) is tied to a particular machine or apparatus; or (2) transforms a particular article into a different state or thing
  • 37. Diagnostic Tools and Personalized Medicine: The Future of Biotechnology? Health Care in the 21st Century P4 Medicine: • Predictive • Preventive • Personalized • Participatory Lee Hood, M.D., Ph.D. President Institute for Systems Biology
  • 38. Diagnostic Tools and Personalized Medicine: The Future of Biotechnology? • Genomic Personalized Medicine – Information about a patient's genotype or gene expression profile used to tailor medical care • Provide a specific therapy for an individual's disease • Initiate a preventative measure suited to an individual • “Rational drug design" based on knowledge of disease pathophysiology
  • 39. Vioxx May Increase the Risk of Heart Attacks and Strokes -- Arthritis Drug Vioxx Taken Off the Market as Unsafe • WASHINGTON, D.C. — October 4, 2004 — A major drug manufacturer, Merck, has withdrawn its painkiller Vioxx (rofecoxib) from the market because it may increase the risk of heart attacks and strokes (FDA News, September 30, 2004). Vioxx is a nonsteroidal anti–inflammatory drug (NSAID) that blocks the enzyme COX–2. The Food and Drug Administration (FDA) approved the drug in 1999 to relieve arthritis symptoms, severe pain in adults, and painful menstrual cycles. • Merck’s decision to halt Vioxx sales is based on data from a long–term clinical trial to see if Vioxx could be effective in preventing new polyps from forming in colon cancer patients. The researchers stopped the study when they discovered that patients who took Vioxx had a greater risk of heart attacks and strokes than those who took a placebo (a sugar pill). The increased risk was particularly great in patients who had been taking Vioxx for more than 18 months.
  • 40. Diagnostic Tools and Personalized Medicine: The Future of Biotechnology? • A method for detecting in a patient a Vioxx- associated risk of heart attack, said method comprising the step of: - identifying in said patient a mutation in a “Vioxx risk gene,” wherein the presence of said “Vioxx risk gene” indicates an increased probability in said patient of heart attack following the administration of Vioxx
  • 41. Classen v. Biogen (DC MD 2006) • Classen ‘283 Patent claims: – A method of determining whether an immunization schedule affects the incidence or severity of a chronic immune- mediated disorder…, comprising • immunizing …; and • comparing the incidence of chronic immune mediated disorders … relative to a control group
  • 42. Classen v. Biogen (DC MD 2006) • DC MD – “The * + patent does not claim a specific technique or technical process of testing [ ] safety – Instead, the [ ] patent describes only a general inquiry of whether the proposed correlation between an immunization schedule and the incidence of chronic disorders exists – As such, the process is indistinguishable from the idea itself – Accordingly, the [ ] patent seeks to patent an unpatentable natural phenomenon”
  • 43. Classen v. Biogen (CAFC 2008) • Federal Circuit – “In light of our decision in In re Bilski … we affirm the district court’s grant of summary judgment that these claims are invalid under 35 U.S.C. 101 – Dr. Classen’s claim is neither ‘tied to a particular machine or apparatus’ nor does it ‘transform a particular article into a different state or thing’ ” • Classen files a petition for writ certiorari to the U.S. Supreme Court
  • 44. Prometheus v. Mayo (SD CA 2008) • Prometheus Claim 1 – A method of optimizing therapeutic efficacy…, comprising: • administering a drug providing 6-thioguanine to a subject…; and • determining the level of 6-thioguanine in said subject … wherein – 6-thioguanine less than about 230 pmol per 8x108 red blood cells indicates a need to increase the amount of said drug – 6-thioguanine greater than about 400 pmol per 8x108 red blood cells indicates a need to decrease the amount of said drug
  • 45. Prometheus v. Mayo (SD CA 2008) • District Court – Claimed correlations between certain thiopurine drug metabolite levels and therapeutic efficacy and toxicity are natural phenomena • Result from innate metabolic activity in human body • Inventors did not “create” the correlation; the correlation results from a natural body process • Claims wholly preempt use of the correlations – The only practical use of the correlation is in drug treatment for autoimmune diseases
  • 46. Prometheus v. Mayo (Fed. Cir. 2009) • September 2009, Federal Circuit reverses district court upholding patentability of methods for calibrating a drug dosage under 35 USC § 101
  • 47. Prometheus v. Mayo (Fed. Cir. 2009) • Federal Circuit, cont. – Applying the Bilski Machine or Transformation test, the required administration of a drug “transforms an article into a different state or thing.” – Distinguish diagnosis claims that merely require data gathering and correlation rather than injection of drugs
  • 48. Prometheus v. Mayo • October 2009, Mayo files a petition for writ of certiorari to the U.S. Supreme Court • Question Presented “Whether 35 U.S.C. § 101 is satisfied by a patent claim that covers observed correlations between patient test results and patient health, so that the claim effectively preempts all uses of these naturally occurring correlations”
  • 49. Bilski v. Kappos (S.Ct. 2010) • June 28, 2010, Supreme Court affirms CAFC Bilski decision – The machine or transformation test is not the exclusive test for patent eligibility, but in most instances the existence of a machine or transformation is highly relevant to the question of patent eligibility – Grants certiorari, Vacates the Federal Circuit’s Classen and Prometheus decisions and Remands to the Federal Circuit in view of its Bilski decision
  • 50. Classen v. Biogen (CAFC 2011) • August 31, 2011, on remand from S.Ct., CAFC affirms prior decision – “Methods that simply collect and compare data, without applying the data in a step of the overall method, fail to traverse the § 101 filter.” – Considered the “immunizing” step as the gathering of published data – Moore (dissent) • Criticized majority for mischaracterizing the “immunizing mammals” step as “reviewing the effects of known immunization schedules.” • Nonetheless, distinguishes Prometheus’ claims, which are directed to administration of a specific compound for a specific disease • Petition for writ certiorari to the U.S. Supreme Court due November 29, 2011
  • 51. Prometheus v. Mayo (CAFC 2010) • December 17 2010, on remand from S.Ct., CAFC upholds claim validity – Bilski provides broad – although not unlimited – scope for patent protection, and “an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.” – Patent eligibility rests on the specific treatment steps recited by the claims: the “administering” step and the “determining” step.
  • 52. Prometheus v. Mayo (CAFC 2010) • December 17 2010, on remand from S.Ct., CAFC upholds claim validity – “The inventive nature of the claimed methods stems not from preemption of all use of these natural processes, but from the application of a natural phenomenon in a series of steps comprising particular methods of treatment.”
  • 53. Prometheus v. Mayo (CAFC 2010) • December 17 2010, on remand from S.Ct., CAFC upholds claim validity – The asserted claims are “claims to methods of treatment, which are always transformative, when one of a defined group of drugs is administered to the body to ameliorate the effects of an undesired condition.” – The “determining” step is transformative because it involves “some form of manipulation, such as the high pressure liquid chromatography method specified in several of the asserted dependent claims … ” – The presence of “mental steps” does not “negate the transformative nature of prior steps.”
  • 54. Prometheus v. Mayo • June 20, 2011, Supreme Court grants certiorari • Question Presented: – Whether 35 U.S.C. § 101 is satisfied by a patent claim that covers observed correlations between blood test results and patient health, so that the claim effectively preempts all uses of the naturally occurring correlations, simply because well-known methods used to administer prescription drugs and test blood may involve “transformations” of body chemistry. • Oral arguments heard on December 7, 2011
  • 55. Prometheus v. Mayo • Mayo’s Amicus Brief – Prometheus's patent claims "preemp[t] all practical use of an abstract idea, natural phenomenon, or mathematical formula." – “Recite a natural phenomenon—the biological correlation between metabolite levels and health—without describing what is to be done with that phenomenon beyond considering whether a dosage adjustment may be necessary." – The claims' drug-administration and metabolite- measurement steps are merely "'token' and 'conventional' data-gathering steps" that cannot establish subject-matter eligibility. – Patent protection is unnecessary to promote the development of diagnostic methods like those claimed and will in fact interfere with both their development and actual medical practice.
  • 56. Prometheus v. Mayo • United States Solicitor General – The claimed methods recite "patent-eligible subject matter," and petitioners' objections to patentability are properly understood as challenges to the claimed methods' novelty and nonobviousness.
  • 57. Prometheus v. Mayo • Roche & Abbott – Patents are crucial for innovation in personalized medicine and … development diagnostic tests that can enable such medicine's practice. – Arguments "that patents on diagnostic tests stifle innovation and basic scientific research" are "largely based on speculation, rather than sound evidence.“ – “Market-driven business practices and self- enforcing market norms correct for any perceived limitations on the accessibility of patented diagnostic technologies.”
  • 58. Myriad v. ACLU (NY FDC 2010) • In May 2009, the ACLU filed a lawsuit against the USPTO, Myriad Genetics, and the University of Utah Research Foundation • Challenged patents claiming the human BRCA1/BRCA2 DNA and methods employing the detection of the BRCA1/BRCA2 gene/mRNA for the diagnosis of breast and ovarian cancer
  • 59. Myriad v. ACLU (NY FDC 2010) • Claims at Issue – An isolated DNA coding for a BRCA1 polypeptide, said polypeptide having the amino acid sequence set forth in SEQ ID NO: 2.
  • 60. Myriad v. ACLU (NY FDC 2010) • Claims at Issue – A method for diagnosing a predisposition for breast cancer in a human subject which comprises • comparing the germline sequence of the BRCA2 gene or the sequence of its mRNA in a tissue sample from said subject with the germline sequence of the wild-type BRCA2 gene or the sequence of its mRNA wherein an alteration in the germline sequence of the BRCA2 gene or the sequence of its mRNA of the subject indicates a predisposition to said cancer.
  • 61. Myriad v. ACLU (NY FDC 2010) • ACLU argued: – “Because human genes are products of nature, laws of nature and/or natural phenomena, and abstract ideas or basic human knowledge or thought, the challenged claims are invalid under Article 1, section 8, clause 8 of the United States Constitution and 35 U.S.C. § 101.” – Art. 1, Sect. 8, Clause 8 “To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries”
  • 62. Myriad v. ACLU (NYFDC 2010) • March 29, 2010, Judge Sweet granted Summary Judgment in favor of the ACLU – Human genetic sequences and the scientific inquiry of looking at a gene or comparing two genes are not patentable • constitutes a natural phenomena, a law of nature, and abstract ideas
  • 63. Myriad v. ACLU • Decision appealed to the Federal Circuit – Myriad Amicus Brief • Composition of matter claims directed towards isolated DNA molecules are patent eligible, in part, because they have “markedly different characteristics” than their naturally occurring counterparts – “Products of nature” are patentable and have been held to be for nearly 100 years – Such a “sweeping exception” would bar the patenting of pharmaceuticals derived from natural sources (e.g., Taxol)
  • 64. Myriad v. ACLU • Decision appealed to the Federal Circuit – Myriad Amicus Brief • Methods of diagnosis claims are patent eligible, in part, because they all require physical transformation of a DNA sample (i.e., isolation, processing, and analysis) that satisfies the Bilski machine or transformation test – NOTE: Compare Prometheus » Methods that involve the processing of a biological sample “necessarily involve a transformation” and, thus, meet the Bilski machine or transformation test
  • 65. Myriad v. ACLU • Department of Justice Amicus Brief – Genomic DNA that has merely been isolated from the human body, without further alteration or manipulation, is not patent-eligible. – The unique chain of chemical base pairs that induces a human cell to express a cancer protein is not a 'human-made invention.' – Nor is the fact that particular natural mutations in that unique chain increase a woman's chance of contracting breast or ovarian cancer."
  • 66. Myriad v. ACLU (CAFC 2011) • July 29, 2011, Federal Circuit – Affirms NY District Court • Method claims directed to “comparing” or “analyzing” DNA sequences are patent ineligible because they do not include a transformative step and cover only abstract, mental steps – Reverses NY District Court • Composition claims to “isolated” DNA are patent eligible since the molecules as claimed do not exist in nature
  • 67. Myriad v. ACLU (CAFC 2011) • CAFC Distinguishes “Isolated” and “Purified” – Isolated = Patent Eligible? • The claimed “isolated” molecule has “a markedly different chemical structure” or “a distinctive chemical identity and nature” from a molecule that exists in nature • “Isolated” molecules are “manipulated chemically” … “chemically cleaved from their chemical combination with other *+ materials” as exists in nature … differences “are directly related to the change in chemical bonds.” – Purified = Ineligible? • “Purification makes pure what was the same material, but was previously impure” • “Mere purification of a naturally occurring element is typically insufficient to make it patentable subject matter”
  • 68. Myriad v. ACLU (S.Ct.) • October 12, 2011, ACLU announces decision to petition U.S. Supreme Court for writ of certiorari • Petition filed on December 7, 2011
  • 69. Post Myriad Point- Counterpoint • Patents give a monopoly to one company, which makes the costs of products and diagnostic tests prohibitively expensive for those without insurance vs. • Without patents, companies have a greatly reduced incentive to take risk and, as a consequence, are less likely to invest in the development of products and diagnostic tests
  • 70. Practice Tips • Product Claims – Draft claims to “isolated” rather than “purified” products • Describe in specification how “isolated” product is structurally and chemically distinct from what is found in nature • Describe in specification new uses or functions for the claimed product as compared to a natural product in its natural environment. – Draft claims to commercial embodiments • Compositions and /or kits comprising “isolated” or “purified” products • Hybrid and fusion molecules • Vectors • Recombinant cells
  • 71. Practice Tips • Method Claims – Draft method claims that recite a transformative step • Administering a compound • Isolating or purifying a sample • Determining a sequence (avoid a solely mental step) • Detecting a molecule – Draft method claims that recite the use of a machine in a method step • Apparatus used to sequence a nucleic acid or protein • Device to measure a particular parameter. – Draft method claims that include an end result step that follows an analysis or comparison • Adjusting a dosage • Performing a treatment protocol
  • 72. Stay Tuned … Thank You! Gary M. Myles, Ph.D. gmyles@merchantgould.com (206) 342-6226
  • 73.
  • 75.
  • 76.
  • 77.
  • 79.
  • 80.
  • 81. Top US Companies by Market Capitalization (Oct 2007) • Exxon Mobil $511B • General Electric $414B • Microsoft $328B
  • 82. • Therapeutic Proteins are expressed through Recombinant DNA Technology Recombinant Protein
  • 83. Seattle Biotechnology Products Approved for Marketing by the FDA Enbrel Immunex/Amgen Rheumatoid Arthritis Nov 1998 Cialis ICOS/Eli Lilly Erectile Dysfunction Nov 2003 Recothrom ZymoGenetics Surgical Bleeding May 2008 BEXXAR Corixa/GlaxoSmithKline CD20-positive May 2008 Non-Hodgkins Lymphoma Provenge Dendreon Prostate Cancer Apr 2010
  • 84. Recombinant Proteins as Therapeutics • Rheumatoid Arthritis
  • 85. Recombinant Proteins as Therapeutics • Cytokines, such as tumor necrosis factor, promote an inflammatory response • Causes the clinical problems associated with autoimmune disorders such as rheumatoid arthritis
  • 86.
  • 88. Recombinant Proteins as Therapeutics • Enbrel (Immunex/Amgen) – Recombinant soluble TNFα-R – Binds soluble, extracellular TNFα thereby preventing its binding to cellular TNF α-R – Therapeutic efficacy for the auto-immune disease rheumatoid arthritis (RA)
  • 89. Immunex U.S. Patent Nos. 5,712,155 and 5,945,397 An isolated DNA sequence selected from the group consisting of: (a) a DNA sequence that encodes a polypeptide having the amino acid sequence selected from the group consisting of amino acids 1 to X of FIG. 2A and amino acids 1 to 233 of FIG. 3A, wherein X is an amino acid from 163 to 235; and (b) a DNA sequence capable of hybridization to the complement of the DNA sequence of (a) under moderately stringent conditions (50oC., 2x SSC) and which encodes a polypeptide that is capable of binding to TNF and which is at least 88% identical to a polypeptide encoded by the DNA of (a). A composition consisting essentially of a protein comprising a sequence of amino acids selected from the group consisting of amino acids 1-163 of SEQ ID NO:2 and amino acids 1-233 of SEQ ID NO:4, wherein said protein is capable of binding TNF.
  • 91. Antibody Therapeutics Target Mouse Ab (IgG) Chimeric Ab Ag (Variable region is exchanged) Humanized Ab CH1 CH1 CH1 CH1 1st Generation CL CL CL CL (CDRs exchanged) CH2 CH2 CH2 CH2 1975 1983 CH3 CH3 CH3 CH3 CH1 CH1 CL CL CH2 CH2 1986 CH3 CH3 CH1 CH1 CL CL CH1 CH1 CL CL Fully human CH2 CH2 Ab CH2 CH2 1988 1990s CH3 CH3 Humanized Ab – 2nd Generation CH3 CH3 (CDRs / FW residues exchanged)
  • 92. Anti-CD20 Antibodies • Non-Hodgkin’s Lymphoma – B-cells expressing CD20, a phosphoprotein found on the surface of >90% of B cells from peripheral blood or lymphoid organs
  • 95. Corixa U.S. Patent No. 6,015,542 A composition comprising: (1) a radioactively labelled monoclonal antibody or radioactively labelled monoclonal antibody fragment in an amount providing 1 to 200 mCi of radioactivity and providing irradiation in a dose range of 10 to 200 cGy [Rads] to the whole body of a human patient, said amount being effective for achieving remission of B- cell lymphoma in the patient, wherein said antibody or said antibody fragment binds to CD20 antigen present on the surface of cells of B-cell lymphoma and wherein the amount of radioactivity that labels the antibody or antibody fragment is less than the amount which causes myelosuppression severe enough to require the reintroduction of hematopoietic stem cells into said patient in order for the patient to recover hematopoietic function, and (2) a pharmaceutically acceptable carrier.
  • 96. Biotechnology vs. Pharmaceutical • Biotechnology: The use of biomolecules to treat disease • Pharmaceutical: The use of small molecules to treat disease
  • 97. What are Biomolecules? • Genetic Material – DNA – RNA • Proteins – Receptors and Ligands – Enzymes – Antibodies • Lipids • Carbohydrates