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A framework for approaching
Cultural Change
David T Lee
October 2013
@heydavidly
www.linkedin.com/in/davidtailee
The following is a framework for addressing cultural
change. It is based on cultural changes seen in both
corporate and public environments.
Using this framework, we can develop programs to
move an organization towards a culture in which it
hopes to operate vs the culture in which it currently
operates.
A framework for approaching
Cultural Change
Here is everyone.
These are the people who you are trying to influence.
Here are your RULEMAKERS. These are the people who have the
ability to official changes to policies, incentive plans, or laws.
RULEMAKERS
Here are your ACTIVISTS. These are the motivated people who are
leading the effort to change. Sometimes they have leadership
positions, sometimes they do not.
RULEMAKERS
ACTIVITISTS
When your RULEMAKERS and ACTIVISTS are aligned, the population
will more easily move toward the intended behavior. When the rules
support the intended movement, progress can be mandated.
RULEMAKERS
ACTIVITISTS
Consider the Civil Rights Act
of 1964. The RULEMAKERS
(Congress) move to support of
the work of the ACTIVISTS (Civil
Rights leaders) and large scale
cultural progress is formalized.
Sometimes there are ANTI-ACTIVISTS. These are motivated people
who actively look to reach a different (or opposite) goal than your
ACTIVISTS.
RULEMAKERS
ACTIVITISTS ANTI-ACTIVITISTS
When the ANTI-ACTIVISTS influence as strongly as the ACTIVISTS, their
efforts cancel out and the population doesn’t move. This stalemate will
persist if the RULEMAKERS do not exert an influence one way or another.
RULEMAKERS
ACTIVITISTS ANTI-ACTIVITISTS
An example of this is the
debate around abortion in
the US. Here, both sides work
tirelessly to influence. In contrast
to attitudes towards civil rights, the
population has moved hardly at all since the 1960’s.
There are also OUTSIDERS who are not subject to the influence of
either the RULEMAKERS or the ACTIVISTS. However, they are
important because they provide social proof to the population.
RULEMAKERS
ACTIVITISTS ANTI-ACTIVITISTS
OUTSIDERS
When the OUTSIDER position is heavily polarized compared to the
target population, there may be movement regardless of what the
RULEMAKERS or ACTIVISTS want to see happen.
RULEMAKERS
ACTIVITISTS
OUTSIDERS
In a corporate environment,
this can be seen when all
other competitors in an
industry adopt a practice or
develop a service.
Examples include
airlines charging for
checked bags or banks
loosening underwriting
standards to stay
competitive.
It’s important to consider that sometimes the OUTSIDERS may be
much, much larger than the target population.
RULEMAKERS
ACTIVITISTS
OUTSIDERS
The OUTSIDER
population might
be huge!
Nirvana for cultural change occurs when the RULEMAKERS,
ACTIVISTS, and OUTSIDERS all align to paint a vision of the future
that seems clear to everyone.
RULEMAKERS
ACTIVITISTS
OUTSIDERS
Weak / Non-existent
ANTI-ACTIVITISTS
A clear example of this is the
dot-com boom of the late 90’s
where everyone saw the value of
doing business on the internet.
You can group your population into three subsets regarding the
adoption of cultural change. SUPPORTERS and SKEPTICS take more
and less adoptive stances towards the change. THE CROWD is
indifferent with the change, but will move with the larger audience.
SUPPORTERS
SKEPTICS
THE CROWD
As you make progress towards cultural change, you will see the
population of SUPPORTERS grow and SKEPTICS shrink. Obviously, a
population with more SUPPORTERS is easier to move.
SUPPORTERS
SKEPTICS
THE CROWD
To accelerate cultural change, stories of HEROES demonstrating
model behavior need to be shared and celebrated. The SKEPTICS
need to be shown PROOF that the new ways are better.
SKEPTICS
THE CROWD
HEROES
SUPPORTERS
PROOF
Nordstrom and Zappos spend
a lot of time cultivating
HEROES and sharing stories
in their culture.
Lou Gerstner used his own
behavior and financial
results as PROOF to win over
the SKEPTICS while
transforming IBM.
ACTIVISTS and RULEMAKERS need to provide OPPORTUNITIES for
SUPPORTERS to become HEROES. This can be though arranging events
or simply giving people PERMISSION to exhibit the model behavior.
SKEPTICS
THE CROWD
TO BE A HERO
SUPPORTERS
OPPORTUNITIES
From the Civil Rights
movement, Rosa Parks was
asked to play the role of HERO.
In business, the RULEMAKERS at
Lockheed Martin separated a
Skunk Works® team to work
outside the normal rules.
Google and 3M build these
opportunities into the everyday
work life of their engineers.
RULEMAKERS
ACTIVITISTS
SUPPORTERS
SKEPTICS
THE CROWD
1. RULEMAKERS give PERMISSION and incentive
to ACTIVISTS and SUPPORTERS to exhibit
model behaviors.
2. ACTIVISTS work to create OPPORTUNITIES
for SUPPORTERS to become HEROES.
3. HERO STORIES are shared with
SUPPORTERS and THE CROWD to
give energy to the movement.
4. Real-world results and evidence
from OUTSIDERS are shared with
SKEPTICS as PROOF that this
cultural movement is the more
valid model for the future.
HEROES
How it can work together
OUTSIDERS
HERO STORIES
+ PROOF
OPPORTUNITIES
CULTURAL CHANGE
PERMISSION
RULEMAKERS
ACTIVITISTS ANTI-ACTIVITISTS
OUTSIDERS
SUPPORTERS
SKEPTICS
THE CROWD
HERO STORIES
+ PROOF
PERMISSION
OPPORTUNITIES
CULTURAL CHANGE
A Framework for Cultural Change
RULEMAKERS
ACTIVITISTS ANTI-ACTIVITISTS
OUTSIDERS
SUPPORTERS
SKEPTICS
THE CROWD
There are two common actors in cultural change that are
purposefully avoided in this framework:
VILLAINS
These are the people whose actions represent the direct opposite behavior
of the HEROES. In this framework, these actors could be considered
HEROES to the ANTI-ACTIVISTS. This framework asserts that VILLAIN
STORIES will be counterproductive for the change effort, because it acts to
polarize and energize the SKEPTICS and ANTI-ACTIVISTS.
EXTREMISTS
These are far-end activists. In the real-world, these may materialize as
fringe organizations or individual radicals. It’s important to recognize that
these actors may help a cause by painting the moderate ACTIVISTS as more
reasonable actors. However, in a corporate environment, EXTREMISTS are
probably not tolerated (for long) and don’t need to be incorporated in this
framework.
Who is avoided in this framework?

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Framework for Cultural Change

  • 1. A framework for approaching Cultural Change David T Lee October 2013 @heydavidly www.linkedin.com/in/davidtailee
  • 2. The following is a framework for addressing cultural change. It is based on cultural changes seen in both corporate and public environments. Using this framework, we can develop programs to move an organization towards a culture in which it hopes to operate vs the culture in which it currently operates. A framework for approaching Cultural Change
  • 3. Here is everyone. These are the people who you are trying to influence.
  • 4. Here are your RULEMAKERS. These are the people who have the ability to official changes to policies, incentive plans, or laws. RULEMAKERS
  • 5. Here are your ACTIVISTS. These are the motivated people who are leading the effort to change. Sometimes they have leadership positions, sometimes they do not. RULEMAKERS ACTIVITISTS
  • 6. When your RULEMAKERS and ACTIVISTS are aligned, the population will more easily move toward the intended behavior. When the rules support the intended movement, progress can be mandated. RULEMAKERS ACTIVITISTS Consider the Civil Rights Act of 1964. The RULEMAKERS (Congress) move to support of the work of the ACTIVISTS (Civil Rights leaders) and large scale cultural progress is formalized.
  • 7. Sometimes there are ANTI-ACTIVISTS. These are motivated people who actively look to reach a different (or opposite) goal than your ACTIVISTS. RULEMAKERS ACTIVITISTS ANTI-ACTIVITISTS
  • 8. When the ANTI-ACTIVISTS influence as strongly as the ACTIVISTS, their efforts cancel out and the population doesn’t move. This stalemate will persist if the RULEMAKERS do not exert an influence one way or another. RULEMAKERS ACTIVITISTS ANTI-ACTIVITISTS An example of this is the debate around abortion in the US. Here, both sides work tirelessly to influence. In contrast to attitudes towards civil rights, the population has moved hardly at all since the 1960’s.
  • 9. There are also OUTSIDERS who are not subject to the influence of either the RULEMAKERS or the ACTIVISTS. However, they are important because they provide social proof to the population. RULEMAKERS ACTIVITISTS ANTI-ACTIVITISTS OUTSIDERS
  • 10. When the OUTSIDER position is heavily polarized compared to the target population, there may be movement regardless of what the RULEMAKERS or ACTIVISTS want to see happen. RULEMAKERS ACTIVITISTS OUTSIDERS In a corporate environment, this can be seen when all other competitors in an industry adopt a practice or develop a service. Examples include airlines charging for checked bags or banks loosening underwriting standards to stay competitive.
  • 11. It’s important to consider that sometimes the OUTSIDERS may be much, much larger than the target population. RULEMAKERS ACTIVITISTS OUTSIDERS The OUTSIDER population might be huge!
  • 12. Nirvana for cultural change occurs when the RULEMAKERS, ACTIVISTS, and OUTSIDERS all align to paint a vision of the future that seems clear to everyone. RULEMAKERS ACTIVITISTS OUTSIDERS Weak / Non-existent ANTI-ACTIVITISTS A clear example of this is the dot-com boom of the late 90’s where everyone saw the value of doing business on the internet.
  • 13. You can group your population into three subsets regarding the adoption of cultural change. SUPPORTERS and SKEPTICS take more and less adoptive stances towards the change. THE CROWD is indifferent with the change, but will move with the larger audience. SUPPORTERS SKEPTICS THE CROWD
  • 14. As you make progress towards cultural change, you will see the population of SUPPORTERS grow and SKEPTICS shrink. Obviously, a population with more SUPPORTERS is easier to move. SUPPORTERS SKEPTICS THE CROWD
  • 15. To accelerate cultural change, stories of HEROES demonstrating model behavior need to be shared and celebrated. The SKEPTICS need to be shown PROOF that the new ways are better. SKEPTICS THE CROWD HEROES SUPPORTERS PROOF Nordstrom and Zappos spend a lot of time cultivating HEROES and sharing stories in their culture. Lou Gerstner used his own behavior and financial results as PROOF to win over the SKEPTICS while transforming IBM.
  • 16. ACTIVISTS and RULEMAKERS need to provide OPPORTUNITIES for SUPPORTERS to become HEROES. This can be though arranging events or simply giving people PERMISSION to exhibit the model behavior. SKEPTICS THE CROWD TO BE A HERO SUPPORTERS OPPORTUNITIES From the Civil Rights movement, Rosa Parks was asked to play the role of HERO. In business, the RULEMAKERS at Lockheed Martin separated a Skunk Works® team to work outside the normal rules. Google and 3M build these opportunities into the everyday work life of their engineers.
  • 17. RULEMAKERS ACTIVITISTS SUPPORTERS SKEPTICS THE CROWD 1. RULEMAKERS give PERMISSION and incentive to ACTIVISTS and SUPPORTERS to exhibit model behaviors. 2. ACTIVISTS work to create OPPORTUNITIES for SUPPORTERS to become HEROES. 3. HERO STORIES are shared with SUPPORTERS and THE CROWD to give energy to the movement. 4. Real-world results and evidence from OUTSIDERS are shared with SKEPTICS as PROOF that this cultural movement is the more valid model for the future. HEROES How it can work together OUTSIDERS
  • 19. RULEMAKERS ACTIVITISTS ANTI-ACTIVITISTS OUTSIDERS SUPPORTERS SKEPTICS THE CROWD HERO STORIES + PROOF PERMISSION OPPORTUNITIES CULTURAL CHANGE A Framework for Cultural Change
  • 21. There are two common actors in cultural change that are purposefully avoided in this framework: VILLAINS These are the people whose actions represent the direct opposite behavior of the HEROES. In this framework, these actors could be considered HEROES to the ANTI-ACTIVISTS. This framework asserts that VILLAIN STORIES will be counterproductive for the change effort, because it acts to polarize and energize the SKEPTICS and ANTI-ACTIVISTS. EXTREMISTS These are far-end activists. In the real-world, these may materialize as fringe organizations or individual radicals. It’s important to recognize that these actors may help a cause by painting the moderate ACTIVISTS as more reasonable actors. However, in a corporate environment, EXTREMISTS are probably not tolerated (for long) and don’t need to be incorporated in this framework. Who is avoided in this framework?