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Knowledge for 
Everyone: The Open 
Data Institute 
Alameda County: 
Reinvents Community 
Engagement 
How Open Data 
Is Revolutionizing 
Health Care 
6 Government 
Processes Replaced 
by Open Data 
SPRING 2014 
Building a Stronger Economy with Open Data 
CHICAGO’S SUCCESS STORY
Dear Fellow Innovator, 
I’m glad you picked up a copy of our third edition of Open Innovation. It’s packed full of examples of how the open 
data movement is growing quickly and becoming one of the most dynamic areas of technology today. 
In our “Community Report” section, you’ll get to meet people who are bringing open data to more places, like the 
executives in Montgomery County who supported the creation of financial transparency apps that educate citizens 
on county budget data. You’ll also hear about Code for America’s successful startup incubator program and the 
Center for Medicaid and Medicare’s (CMS) innovative use of healthcare data. Finally, we highlight authors in the 
community with our new book review section and showcase a few members of the “Open Data Doers Club.” Any of 
the doers remind you of yourself? 
“There’s an app for that.” We’ve all heard it and it’s becoming more and more true thanks to new public datasets 
made available by governments. In our “What’s App’ening?” section, you’ll find out how New York City 
encourages citizens to create apps that address the city’s toughest issues and you’ll get an overview of Socrata Open 
Expenditures™ and Socrata Open Budget™, financial transparency apps we designed with help from government 
finance leaders. 
We cover practical topics in our “Smarter Government” section, such as questions to consider when writing your 
open data policy and how to host “internal hackathons,” like Alameda County, California does to educate staff and 
encourage engagement with the County’s open data program. And, if you’re interested in efficiency, you might like 
our collection of six government processes replaced by open data. 
And, now to one of my favorite subjects: economic development through open data. In our “Open Data in Focus” 
section, you’ll read about Chicago’s success in creating new businesses and jobs, thanks to their open data portal. We 
also discuss the strategic value of data in government, spotlight how the United Nations Development Programme 
inspires data journalism, and highlight the Open Data Institute’s (ODI) work as an incubator of businesses based in 
open data. 
For fun, we finish with a story about how art and open data can intersect by introducing you to Scott Kildall. This 
San Francisco-based artist is transforming geo-data from the San Francisco City and County’s (SFCC) open data 
portal into 3-D art called “Data Crystals.” 
Please let us know how you like the magazine and what you think we should feature next. We want this publication 
to be a hub for the most exciting and inspiring innovations happening in open data and open government today. 
Sincerely, 
Kevin Merritt 
Socrata Founder and CEO 
Editor-in-Chief 
Alida Moore 
Contributing Editors 
Bridget Quigg 
Tim Cashman 
Patrick Hasseries 
Design/Art Direction 
Corey Smith 
Promotion 
Steven Gottlieb 
Published By 
Socrata 
83 S. King Street 
Seattle, Wa. 98104 
info@socrata.com 
(206) 340-8008 
www.socrata.com 
SPRING 2014 
40 Growing Chicago’s Open Data Economy 
By Bridget Quigg 
COMMUNITY REPORT 
4 Socrata Book Club 
6 The Rebirth of 
Government Outreach: 
Textizen Brings Public 
Engagement into the 
Mobile Era 
By Patrick Hasseries 
9 Open Data Doers Club: 
American City-Dwellers 
By Patrick Hasseries 
12 How Open Data 
Is Revolutionizing 
Health Care 
By Joe Pringle 
18 Montgomery County 
Collaborates on Open Data 
By Ewan Simpson 
WHAT’S APP’ENING? 
21 New York City Asks 
Hackers to Solve Tough 
Issues 
By Bridget Quigg 
24 Financial Transparency 
for Smarter Governments 
and Citizens 
By Safouen Rabah 
SMARTER GOVERNMENT 
27 5 Questions to Ask 
When Creating Your 
Open Data Policy 
By Ian Kalin 
30 Alameda County: 
The Gold Standard in 
Community Collaboration 
By Alida Moore 
37 6 Government Processes 
Replaced by Open Data 
By Bridget Quigg 
IN FOCUS 
48 Why Governments 
Must Embrace the Strategic 
Value of Open Data 
By Safouen Rabah 
and Tim Cashman 
53 Knowledge for 
Everyone: The Open Data 
Institute 
By Alida Moore 
58 How International 
Organizations Use 
Data-as-a-Service to 
Inspire Journalists 
By Eleonore Fournier-Tombs 
JUST FOR FUN 
61 Data Crystals: Scott 
Kildall and the Collision 
of Art and Open Data 
By Alida Moore 
Subscribe to future issues of Open Innovation by going to www.socrata.com/magazine
BOOK CLUB 
Socrata Book Club looks at the latest and greatest volumes written about 
government transparency, open data, and data-driven decision-making. 
Beyond Transparency 
Open Data and the Future of Civic Innovation 
Edited by Brett Goldstein and Lauren Dyson 
The rise of open data in the public sector has sparked innovation, driven 
efficiency, and fueled economic development. Its transformative potential could 
shape the future of civic life and reinvent the relationship between residents and 
government, especially at the local level. 
Beyond Transparency is a new anthology from Code for America, edited 
with former Chief Data Officer of Chicago Brett Goldstein. In this cross-disciplinary 
survey of the open data landscape, practitioners from municipal 
chief information officers to civic entrepreneurs share their stories of what they 
accomplished with open data. The book features essays from leaders including 
Michael Flowers, former Chief Analytics Officer of New York City; Tim O’Reilly, 
founder & CEO of O’Reilly Media; and Beth Blauer, Socrata Director of GovStat 
and former StateState Director for Maryland. 
Open Data Now 
The Secret to Hot Startups, Smart Investing, Savvy Marketing, and Fast Innovation 
By Joel Gurin 
Joel Gurin is Senior Advisor to GovLab’s Open Data 500, the first major study 
of American companies that use open data to build their business. In Open 
Data Now, Gurin applies his wide-ranging experience and two years of research 
to provide a comprehensive guide on the open data field. He describes the 
open data landscape for technologists, business executives, entrepreneurs, and 
ordinary citizens, providing insight into how open data is changing ideas about 
privacy, corporate responsibility, and government regulation 
Open Data Now is essential reading for anyone who wants to understand how 
open data is changing business, government, and society. Gurin describes how 
social media is shaping brand identity and reputation and how the new science 
of sentiment analysis is transforming marketing strategy. He also makes the 
case for open innovation in science, describing how some research institutions 
are sharing their data early on to promote discourse. 
Open Government 
Collaboration, Transparency, and Participation in Practice 
Edited by Daniel Lathrop and Laurel Ruma 
Open Government is a collection of essays and case studies that lay out visions of 
a more democratic and effective government, achieved by making meaningful, 
structured data accessible to everyone. Contributors come from a wide spectrum, 
including a White House insider, the chief technology officer of a major city, and 
an activist hacker. The book presents a balance between hopes for the future and 
the realities that stand in the way. 
“Open Government is a comprehensive compendium of the who, what, how, and 
why of the emergent national ‘Gov 2.0’ movement. It’s a must-read for all who care 
about transparent, efficient, and participatory government, which, by definition, 
should equate to each and every one of us in our capacity as citizens and voters.” 
~Andrew Hoppin, CIO, New York State Senate 
Smart Cities 
Big Data, Civic Hackers, and the Quest for a New Utopia 
By Anthony Townsend 
In Smart Cities, urbanist and technology expert Anthony Townsend takes a broad 
historical look at the forces that have shaped the planning and design of cities and 
information technologies from the rise of the great industrial cities of the nineteenth 
century to the present. A century ago, the telegraph and the mechanical tabulator 
were used to tame cities of millions. Today, cellular networks and cloud computing 
tie together the complex choreography of mega-regions of tens of millions of people. 
In response, cities worldwide are deploying technology to address both the 
timeless challenges of government and the mounting problems posed by human 
settlements of previously unimaginable size and complexity. As technology barons, 
entrepreneurs, mayors, and an emerging vanguard of civic hackers are trying to 
shape this new frontier, Smart Cities considers their motivations, aspirations, and 
shortcomings while offering a new civics to guide efforts to build the future, one 
click at a time. 
OPEN 4 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 5
COMMUNITY REPORT 
BULLETIN BOARD FOR OPEN DATA COMMUNITY NEWS 
COMMUNITY REPORT 
THE REBIRTH 
OF GOVERNMENT 
OUTREACH 
Textizen Brings Public Engagement 
into the Mobile Era 
By Patrick Hasseries 
Inaugural run of Textizen: volunteers place ads in public places around 
Philadelphia, inviting passersby to text in their answers to public survey questions. 
the Textizen team to take part in 
their 2013 Incubator program, which 
helps fledgling projects from the CfA 
Fellowship grow into independent 
business ventures. The Textizen team 
News of the project’s success spread widely, 
and the soon the Textizen team began to 
receive requests from government leaders 
looking to deploy the app in their own cities. 
set up a main office in San Francisco, 
where the CfA Incubator program 
is based. For the next six months, 
the team received intensive training 
and mentorship, networking with 
leaders in the government technology 
industry, learning how to secure 
investors and manage business taxes, 
and using an endowment of $10,000 
bestowed by Code for America to 
build and launch their business. Since 
its launch, Textizen has been used to 
poll citizens on a number of topics, 
In 2012, the City of Philadelphia realized it had 
an issue with diversity and citizen engagement. 
Primarily older, wealthier citizens attended City 
meetings, and their feedback did not accurately 
portray public opinion as a whole. To engage a more 
diverse base of residents, the City knew it needed 
to adopt 21st century methods of communication 
and asked Code for America (CfA), a non-profit 
organization dedicated to improving government 
with digital technology, for help. CfA was uniquely 
positioned to help Philadelphia in a fraction of the 
time and budget it would have taken the City through 
conventional channels. In its 2012 Fellowship program, 
Code for America challenged software developers and 
designers to come up with a solution. Within months, 
they developed the groundwork for a new service 
with the potential to benefit cities everywhere. 
“It also significantly cuts down 
on costs and labor by eliminating 
the need to canvass an entire city 
or print out individual ballots.” 
The Philadelphia City Planning 
Commission piloted the new app 
in June 2012. News of the project’s 
success spread widely, and soon 
the Textizen team began to receive 
requests from government leaders 
looking to deploy the app in their 
own cities. 
INTO THE CODE FOR 
AMERICA INCUBATOR 
As the 2012 CfA Fellowship neared its 
end, it was clear Textizen had evolved 
beyond its original scope. CfA invited 
FROM CONCEPT TO PILOT 
CfA’s Fellowship answered the 
challenge with a marketing tactic 
that companies have used for over 
a decade: mobile texting surveys. 
According to the Pew Research Center, 
more than ninety percent of American 
adults have a cell phone, and most 
cell phones come with a basic texting 
plan. The Fellowship proposed that 
Philadelphia position calls to action 
in everyday advertising locations – 
billboards, websites, public transit 
vehicles and stations, etc. – and invite 
citizens to participate in quick public 
opinion surveys by texting in their 
answers. To help the City accomplish 
and track this new method of public 
inquiry, the Fellowship developed 
Textizen, a dynamic, web-based 
application. Textizen makes it simple 
for government officials to create 
public opinion surveys. The app pairs 
each survey with an auto-generated 
phone number to which people 
can text their answers. Textizen 
catalogs responses as they are sent 
in and provides detailed statistics 
on responses through its easy-to-use 
dashboard system. “We chose 
to use text messaging because it’s a 
technology that most people have and 
know how to use,” says Serena Wales, 
Chief Technology Officer of Textizen. 
OPEN 6 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 7
COMMUNITY REPORT COMMUNITY REPORT 
OPEN DATA 
DOERS 
CLUB: 
AMERICAN 
CITY-DWELLERS 
By Patrick Hasseries 
From government officials and 
software developers to everyday 
citizens going about their business, 
the power of open data impacts us 
all. In our new series, Open Data 
Doers Club, we introduce you to the 
people who make up the open data 
community to show how open data 
helps improve their lives. In this edition, 
you will meet common American 
public officials and urbanites. 
CITY TECHNOLOGY PICKER-OUTER 
Alias: Chief Technology Officer (CTO) 
You have a meeting with a dozen city leaders tomorrow to 
discuss technologies that could help agencies better convey 
information to the public. You know their objective is to 
improve performance, set smarter goals, and track progress 
toward those goals. You’ve already proposed creating an open 
data portal for the city, but that’s just the first step of making 
open data useful to your citizens. You are hard at work 
talking with your developer contacts, looking to other cities 
for examples, and scouring the web for possible solutions. 
Chief Technology Officer, a performance measurement 
dashboard is what you’re seeking. Cities like Kansas City, 
Missouri are already using dashboards to track progress 
toward city goals and the performance of city services. Many 
have also used dashboards to identify service redundancies 
or gaps, share information between agencies, and show the 
public how the city is progressing toward key goals. So go 
ahead, do your research into performance measurement 
dashboards and walk into your meeting with confidence, 
knowing that you have at least one great solution to propose. 
Textizen’s online dashboard reports up-to-date survey results 
through detailed statistics and visualizes them with rich, easy-to-understand 
to create new public opinion surveys and deploy them with ease. 
from roads and public transportation 
to mental health awareness. In one 
particular case, Chicago Public 
Schools used the app to ask city 
residents what types of school 
improvement projects they should 
prioritize. The school board had 
previously attempted holding surveys 
through conventional means such as 
meetings and letters to parents, but 
they received few responses. Textizen 
helped them distribute survey ads 
on local trains and buses through 
the Chicago Transit Authority. The 
graphs. The dashboard also enables government officials 
result was more than 2,000 survey 
responses, with 98% coming from 
unique participants. “By putting ads 
in everyday locations like billboards 
and bus stops, there’s a very high 
chance cities will catch citizens’ 
attention while they already have 
their phones out and are looking to 
pass the time,” says Wales. 
Textizen has so far deployed to 
over a dozen U.S. cities, including 
Boston and Salt Lake City. Its 
engineers recently released support 
for Spanish-speaking audiences and 
are working to expand Textizen for 
use in other countries and languages. 
The app is a strong example of how 
governments can reconnect with 
the public using technologies and 
services most people use every day. 
The company behind it demonstrates 
the success and valuable services that 
are born when software engineers 
apply their talents to improving 
government, especially when they’re 
backed by programs like the Code for 
America Incubator. 
OPEN 8 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 9
COMMUNITY REPORT COMMUNITY REPORT 
CITY FINANCE FANATIC 
The public meeting has just started. You shuffle through 
pages and pages of city finance data, getting everything in 
order for the big reveal. You’re going to demand to know 
why the city needs to raise taxes to pay for a new park when 
they could be diverting funds from redundant services 
and making expensive programs more cost-efficient. Then, 
clumsy old Jane from the PTA trips and spills her coffee all 
over your report. You watch in horror as the ink runs and 
your data disappears before your eyes. The beautiful graphs 
you spent all night making in Microsoft Excel are gone. 
What calamity Jane has brought upon you and all the 
taxpayers of the city! Financially concerned citizen, what 
you need is open data. With financial transparency apps 
like Open Budget™ and Open Expenditures™, you could 
have saved hours of phone calls, financial analysis, and 
chart-making. Plus, you would easily understand the 
difference between capital budget and operating budget, 
and you’d see exactly where your government is spending 
money. Best of all, you could have shared this information 
with other citizens, safe from Jane’s klutzy sabotage. 
RACKLESS SEATTLE CYCLIST 
You maneuver from street to crosswalk like a graceful 
unicorn on figure skates. You are doing the dance of the 
bike commuter; you are a being that is half pedestrian and 
half vehicle—the pinnacle of urban transportation. The 
morning mist dampens your face as you breathe in the salty 
Puget Sound air. Unlike cars and buses, cycling is free, and 
calories are the only fuel needed to power your mission. 
You roll to a stop and as you reach for the Clif bar in your 
pocket, realization strikes: there’s no place to lock up your 
bike. Looking about, you wonder where the nearest bike 
rack is. 
Seattle cyclist, open data is for you. What you don’t know 
is that there isn’t a bike rack within a three block radius, 
and the area you’re in is prone to bike thefts. But with 
mobile apps like Veloracks powered by city data, you can 
always find the bike rack closest to your current location. 
And with the Seattle Police Department publishing 
up-to-date crime data on Seattle’s open data portal, 
you can look up just how safe the area will be for your 
two-wheeled baby. 
MISSED TRASH DAY (AGAIN) SUBURBANITE 
While going about your business, the unmistakable beeping 
of a garbage truck echoes in the distance. Realization and 
panic arise. You forgot to take out the trash – again. Now 
you’re faced with three options: press the garbage down 
and try to make enough room in the can for another week, 
pull the garbage out and let its stench permeate your living 
space, or leave it outside and hope it doesn’t attract animals. 
In the meantime, your miniature dachshund, Schnitzel, is 
undoubtedly trying already to knock over the garbage and 
get to those chicken bones you threw away the other day. 
Alas, unfortunate suburbanite! If only you’d known about 
open data. With apps like Recollect, you could have looked 
up your local garbage day and set yourself reminders. 
More than that, it would help you communicate with your 
local government about important city services. Your 
garbage would have been collected. Your family wouldn’t 
be complaining about the smell radiating out of the 
kitchen trash. And Schnitzel wouldn’t be revenge-chewing 
your favorite shoes. The good news is you have another 
opportunity to get this right – next week. 
CITY DATA ACCESSIBILITY ADVOCATE 
Alias: Chief Digital Officer (CDO) 
You sit at your desk reading email and listening to phone 
messages. The feedback is clear: citizens want easier access 
to government data. Government workers are overwhelmed 
by too many data requests from citizens. City leaders need 
a better way to garner public support and feedback for 
potential projects. It seems like conventional methods of 
communication are failing to serve at all ends. That’s why the 
city hired you, Digital Guru. It’s your job to find a solution 
to this communication barrier using new and innovative 
technologies. 
Chief Digital Officer, the solution you should seriously 
consider is a cloud-based, publicly accessible data repository— 
also known as an open data portal. Government agencies can 
upload data they want to share with the public, and it would 
be readily accessible to citizens on any device with an Internet 
connection. City leaders could use the portal to address and 
engage the public masses. Everyone would win, and maybe, 
just maybe, they would finally erect a statue of you as the hero 
that ushered in a new era of civic engagement. 
OPEN 10 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 11
COMMUNITY REPORT 
How Open Data 
Is Revolutionizing 
Health Care 
By Joe Pringle, Socrata Director of Health 
The United States spends more than three trillion 
dollars a year on health care. Governments at all levels, 
in partnership with the private sector, are working to 
improve the collection, use, management, dissemination, 
and reporting of health data – a project of a scope 
equal to the Apollo Space Program. The emergence of 
vast amounts of new health data, and improved tools 
for using it, is occurring in parallel to a tectonic shift in 
the demand for that data. The health care industry is 
transitioning from an opaque, fee-for-service model, 
where costs and transactions are based on the quantity 
of care delivered, to a more transparent and value-based 
model, where providers are compensated based 
on value and consumers are better able to compare 
providers in terms of cost and quality. These concurrent 
trends foster a rapid rise in the health data economy 
that will help transform health care and health policy. 
OPEN 12 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 13
COMMUNITY REPORT COMMUNITY REPORT 
THE EMERGING HEALTH 
DATA ECONOMY 
A second trend driving equally 
important changes in health care is 
the emergence of a shared layer of 
health data that all organizations 
and individuals can tap into. In 
some ways, health data is following 
the same path as open data in other 
sectors, where increasing amounts of 
raw and machine-readable data are 
being released into the public domain. 
However, some of the most valuable 
health data is patient-level data, 
which is private and subject to severe 
restrictions in how it can be shared 
Electronic data is now captured at the point 
of care, and providers access clinical decision 
support systems in real time as they interact 
with patients. 
and used. For this reason, patient-level 
data is only being shared to approved 
entities. Both publicly available and 
privately shared health data will drive 
innovation in the form of reduced 
costs, higher quality, and better 
public policy. 
Public sector health organizations have 
published data for decades, but it has 
generally been difficult to find, access, 
and use. Innovative efforts by the U.S. 
Department of Health and Human 
Services, the Centers for Medicare 
and Medicaid Services (CMS), and 
the Centers for Disease Control and 
Prevention (CDC) vastly improve the 
Much of the attention 
on the current health 
data revolution is 
focused on both the 
use of big data within the enterprise 
and the increasing availability of 
personal health data to consumers. 
Providers, payers, insurers, and 
other actors are rushing to build 
data warehouses and to implement 
a wide range of technologies to 
support enterprise data management, 
analytics, population health, 
decision-support, and business 
intelligence (BI) goals. Traditional 
health care IT vendors are adding big 
data, analytics, and BI capabilities 
to their offerings. Electronic data is 
now captured at the point of care, 
and providers access clinical decision 
support systems in real time as 
they interact with patients. Payers 
use data mining and analytics to 
improve fraud detection and risk 
management. Wearable devices 
track and store health data, while 
increased consumer awareness of 
personal health records and data 
give individuals greater ability to 
make informed choices. All told, vast 
amounts of health data across these 
activities are being captured, stored, 
and accessed in new ways. 
CMS Medicare Provider Utilization and Payments Data: CMS recently released a 
new dataset on Medicare Provider Utilization and Payments as part of an ongoing 
strategy to make the costs of healthcare more transparent and easier to compare 
across geographies and providers. 
scaling up efforts to have providers 
report on quality measures. CMS 
reimbursement to providers will be 
linked to quality outcomes, efficiency 
and patient satisfaction under a value 
based purchasing (VBP) model. 
Data on quality measures is being 
shared to practitioners, health care 
providers, health plans, integrated 
delivery systems, purchasers, and 
others. The performance of providers 
can be evaluated in an objective way, 
by comparing the quality and value 
of the services they deliver against 
the costs charged for those services. 
This is a given in other sectors of the 
economy but largely absent in the 
health sector until now. Third, we have 
a better understanding of community 
and health outcomes, which guides 
health policy and investment. More 
and more data about community- level 
quality and utility of available health 
data. These efforts lower the barriers 
for researchers, developers, and 
entrepreneurs to build upon this data. 
THE IMPACT OF DATA ON HEALTH 
CARE AND HEALTH POLICY 
This emerging health data economy 
is driving a “learning health system” 1 
where prices are more transparent; 
consumers, payers, and policy makers 
can compare quality and outcome. At 
the same time, research data is being 
shared in new and innovative ways. 
Both these changes impact health 
care and health policy in numerous 
ways. First, we are seeing an increased 
understanding of the cost of care. 
As the biggest single payer for health 
care in the United States, the Centers 
for Medicare and Medicaid Services 
(CMS) is playing a leading role in 
making the costs of health care more 
transparent and easier to compare 
across geographies and providers. 
CMS releases aggregated data on 
provider charges and makes claims-level 
data available to approved entities 
for research. A number of states 
are establishing all-payer- claims-database 
(APCD) systems to provide 
comprehensive, multi-payer data to 
allow consumers, purchasers, and 
policy makers to understand the cost, 
quality, and utilization of health care 
for their citizens. Innovative companies 
such as Pricing Health Care, Health 
Care Bluebook, and others use these 
data sources to provide new tools for 
consumers and others. The media uses 
1 Best Care at Lower Cost: The Path to Continuously 
Learning Health Care in America. Washington, DC: The 
National Academies Press, 2013. 
the data to shine a light on disparities 
in costs in different communities. All 
of this is driving providers to compete 
on price in a fundamentally new way. 
We are also seeing health care 
quality improve. As part of the shift 
away from a health system where 
payments are based on the quantity 
of care to a system based on value and 
outcomes, CMS and other payers are 
OPEN 14 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 15
COMMUNITY REPORT COMMUNITY REPORT 
As technology advances and medical records evolve from paper to digital, we enter 
a new future of health data, where this data can be easily and securely accessed 
among individuals and across organizations. 
health is being shared, allowing anyone 
to see and compare health outcomes 
across cities, counties, and states. 
Understanding how a community is 
performing with respect to health, 
and how it compares in terms of social 
determinants, costs, services, and 
other factors helps inform investment 
and public policy decisions. Leading 
health organizations at the state level, 
such as the New York Department of 
Health, New Jersey Department of 
Health, and California Department of 
Public Health are aggressively opening 
up state-level health data. In turn, 
intermediaries and aggregators, such 
as County Health Rankings and other 
sources, use this data to help inform 
the public about how communities 
compare in terms of health. This 
leads to improved awareness and 
understanding of public health issues. 
Finally, health care and health policy 
research are improving. More data 
is coming in, which pushes more 
value out. The biggest value from the 
increasing availability and utility of 
health data comes from research on all 
aspects of our health system – think 
Human Genome Project multiplied 
by 1,000. The National Institutes of 
Health (NIH) has long been a leader 
in requiring the groups and projects 
it funds to create a plan for sharing 
the data they generate. In addition 
to its open health data activities, 
CMS makes privileged data, such as 
claims data, available to approved 
entities for research. Organizations 
are forming networks of all sizes to 
facilitate data sharing across traditional 
organizational boundaries. Much of 
this data is not open or shared publicly. 
Lowering the barriers for approved 
entities to access and use this privileged 
data vastly reduces the amount of churn 
for researchers to assemble the data they 
need, increasing the pace of innovation. 
SIGNIFICANT CHALLENGES AND 
GREAT OPPORTUNITIES AHEAD 
The health data revolution is 
just getting started. Numerous 
opportunities remain to increase the 
supply of available data and make it 
easier to find, access, and use. There 
are, however, significant challenges 
ahead that must be overcome if we are 
to realize the full benefits for health 
care and health policy. First, we must 
improve tools and approaches for 
overcoming privacy issues. Health 
data is both extremely valuable and 
extremely private. Though sharing 
health data across organizational 
boundaries offers tremendous promise, 
maintaining the security and privacy of 
that data creates additional complexity. 
Aggregated and population-level data 
must be de-identified, and we must 
guard against emerging techniques that 
can be used to “re-identify” data using 
proxy identifiers. Sharing personally 
identifiable data (claims data, clinical 
data, etc.) requires an additional 
layer of technological and procedural 
infrastructure to protect it. This takes 
time and costs money, and we need 
improved tools for doing this better, 
faster, and cheaper to help the data 
flow more smoothly while maintaining 
sufficient privacy controls. Second, we 
must encourage researchers to share 
data. Researchers are recognized and 
rewarded for publishing papers, not 
their data. Releasing data can even be 
counterproductive for those researchers 
simply looking to maximize their own 
prospects for publishing future papers. 
Despite numerous efforts underway 
to encourage researchers to release 
their data, this is still a huge barrier to 
the free flow of research data. Finally, 
we must encourage organizations to 
focus on interoperability and linking 
health data. We’re currently in the 
early stages of transitioning from 
an opaque, closed, and proprietary 
environment for health data to a more 
transparent and open environment 
where data is shared across 
organizational boundaries. The HHS 
Office of the National Coordinator 
is aggressively pushing health care 
IT vendors towards interoperability. 
This is a first step for simply being 
able to map electronic health records 
from one vendor to another. Health 
data publishers are sharing data in 
machine-readable formats and APIs 
that make it easier for entrepreneurs 
Numerous opportunities remain to increase 
the supply of available data and make it 
easier to find, access, and use. 
to connect and repurpose it. A messy, 
overlapping array of “standards” 
discussions are taking place at all 
levels to better understand how we can 
harmonize the data. These efforts will 
require sustained involvement by key 
stakeholders across the health system. 
IMAGINING THE FUTURE 
OF HEALTH DATA 
Looking ahead, one can imagine a 
future where shared health data can 
be easily and securely accessed among 
individuals and across organizations. 
There are too many brilliant people 
working on leveraging health data 
and too much value to industry and 
society to expect anything less than a 
revolution over the next decade. What 
will that revolution look like? Providers 
will advertise prices and tout their 
performance on quality measures so 
individuals and payers will be able to 
quickly and easily compare provider 
cost, quality, and patient satisfaction. 
More transparency and more choice 
will relentlessly drive innovation and 
competition. Voters will be able to 
understand how their community 
is doing with respect to health care 
inputs and outcomes, and will push 
elected officials and policy makers to 
optimize investments and public policy. 
Researchers will share data freely, 
accelerating the velocity at which we 
understand what’s working, what isn’t, 
and how we can improve technology 
and practice. Health data captured 
at the point of care and in wearable 
devices will feed a real-time data layer 
that can be tapped by clinicians, public 
health officials, payers, and consumers 
to inform decisions at all levels. All 
of this innovation will be powered by 
health data being shared in new and 
innovative ways. For many reasons the 
health sector has been slow to harness 
the power of open data, but going 
forward it will have a transformative 
and immensely positive effect on health 
care and health policy. 
OPEN 16 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 17
COMMUNITY REPORT 
In his four years on Montgomery County 
Council, Councilman Riemer has been a staunch 
supporter of a citizen’s right to know what 
his or her government is doing. And his career 
has long been a study in understanding how 
technology can make an impact on government 
and legislation. 
OPEN INNOVATION • SPRING 2014 19 
MONTGOMERY COUNTY 
COLLABORATES ON 
18 OPEN INNOVATION • SPRING 2014 
OPEN DATA 
By Ewan Simpson, Customer Success Manager 
W 
hen people talk 
about municipal 
open data 
innovators, they 
use names like Bloomberg, 
O’Malley, and Emmanuel. 
In Montgomery County, 
Maryland, some of the 
names commonly associated 
with open data innovation 
are Riemer and Leggett. 
In Montgomery County 
however, unlike in many 
other municipalities, the 
impetus for open data 
started in the legislative 
body. Councilman Riemer’s 
work in creating open 
data policy serves as a 
model for county council 
members across the 
country, showcasing how 
they too can play a role in 
democratizing data for their 
citizens. Councilman Hans 
Riemer, with support from 
County Executive Ike Leggett 
and members of the County 
Council, championed the 
County’s open data initiative, 
which began in 2012 and 
exemplifies the importance 
of creative collaboration 
between executive and 
legislative powers. 
In his four years on Montgomery 
County Council, Councilman 
Riemer has been a staunch supporter 
of a citizen’s right to know what his 
or her government is doing. And 
his career has long been a study in 
understanding how technology can 
make an impact on government and 
legislation. “When I was elected 
as a councilmember, it was my 
mission to bring that intentional 
focus to help the County reinvent 
how we use technology,” he 
says. The Councilman was inspired 
by the work of Code for America, 
particularly the organization’s fusion 
of technology and civic change. 
He followed their work closely and 
decided that Montgomery County 
needed to hold a hackathon. “I began 
to research what it would take to 
hold a hackathon and I realized 
that before the hackathon, you 
have to have quality data. I began 
to understand how fundamental 
open data would be to our success.” 
Councilman Riemer and the 
County Executive Leggett’s office, 
legislative and executive, quickly 
realized that not only could they 
do this but that open data could 
make a big difference to citizens 
and government. The next step 
was figuring out how best get an 
open data program started. Riemer 
decided the County first needed 
an open data policy with muscle. 
The Open Data Act introduced 
a number of practices, including 
a department-wide data policy, a 
centralized repository for data, and 
an implementation plan. In response 
to this bill, Montgomery County 
launched dataMontgomery, their 
open data portal in October 2012. 
It serves as a central repository for 
a growing number of municipal 
datasets including 311 information, 
restaurant inspection, and permits. 
The portal is expected to grow 
substantially within the next year. 
It is equipped with a series of 
visualization tools that allow citizens 
to create their own maps and charts, 
API endpoints for developers and 
civic technologists, and social media 
tools that allow the County to 
capture suggestions and feedback. 
Montgomery County’s approach
WHAT’S APP’ENING? 
THE LATEST AND GREATEST IN OPEN DATA APPS 
COMMUNITY REPORT 
“One purpose of open data is 
to enable the citizen analyst 
to have a stronger voice. 
Open data gets people more 
engaged in the decision-making 
process and, finally, 
allows governments to provide 
better services.” 
- Councilman Hans Riemer 
to open data has been thoughtful 
and thorough as Riemer describes, 
“We had to determine what our 
contribution would be to the wider 
open data community. We decided 
the best way to contribute would be 
by building a strong foundation.” 
A hallmark of County Executive 
Leggett’s leadership and reputation 
for innovation, dataMontgomery, 
defines open data best practices. In 
addition to legislation with teeth, 
Montgomery County’s thorough 
approach to opening data includes 
citizen outreach, peer education, 
data inventory, evaluation and 
review. “Although relatively new, 
our open data program has quickly 
become a model for others. We 
realized that the best way to 
implement the program, within 
our resource restraints, was to 
prioritize. To prioritize what data 
needs to be published and when, 
we went to great lengths to solicit 
input from residents, businesses, 
and our staff. This level of outreach 
and engagement around open data 
was unprecedented and really 
helped us de-politicize the process 
so that we’re just focusing on 
valuable, useful data,” says Dan 
Hoffman, Chief Innovation Officer. 
Another key to dataMontgomery’s 
continued success, according to 
project manager Victoria Lewis, 
is the ongoing commitment 
from participating departments 
and Montgomery County senior 
management, “dataMontgomery 
would not be as successful if we 
didn’t have the level of engagement 
and commitment that we see every 
day from our data owners and 
Montgomery County continues to push the 
envelope in open data innovation and will 
soon debut a series of financial transparency 
applications providing unprecedented visibility 
into how the county spends money and how 
the county is performing within the confines 
of its budget. 
executive sponsors. We needed 
to comply with Bill 23-12, but 
people here also see the many 
benefits of publishing data.” 
Moreover, Montgomery County 
continues to push the envelope 
in open data innovation and will 
soon debut a series of financial 
transparency applications providing 
unprecedented visibility into how 
the county spends money and 
how the county is performing 
within the confines of its budget. 
County Executive Leggett’s model 
for innovation and transparency 
continues to reach new heights as the 
platform expands data availability, 
provides easy to use interfaces and 
contextualized views of data, and 
open dialogue with citizens and the 
civic technology community. 
For Councilman Riemer, his 
commitment to open data 
and government transparency 
continues to grow. “One purpose 
of open data is to enable the citizen 
analyst to have a stronger voice,” 
he says. “Open data gets people 
more engaged in the decision-making 
process and, finally, allows 
governments to provide better 
services.” He plans to further engage 
with other members of the open data 
community who are beginning their 
own programs. 
NEW YORK CITY ASKS HACKERS 
TO SOLVE TOUGH ISSUES 
BY BRIDGET QUIGG 
How do you get the most out of an apps contest 
where eight million people are invited? When 
the City of New York began its BigApps 
competition in 2009, organizers wanted 
bright minds to use the city’s data to improve quality of 
life in NYC. Over the years, they learned the best way to 
do so is to challenge those minds by connecting them with 
real civic problems and partners. Former NYC Mayor 
Michael Bloomberg initiated the BigApps competition well 
before most cities were considering open data programs. 
It had always been a joint effort between the Economic 
Development Commission (EDC) and the Department 
of Information Technology & 
Telecommunications (DOITT). 
Describing his vision, Bloomberg 
said, “If we’re going to continue 
leading the country in innovation 
and transparency, we’re going to 
have to make sure that all New 
Yorkers have access to the data 
that drives our city...catalyzing 
the creativity, intellect, and 
enterprising spirit of computer 
programmers to build tools that 
help us all improve our lives.” 
Director of OpenNY for the State 
of New York, and former Director 
of Research and Development for 
the NYC DOITT under Bloomberg, Andrew Nicklin also 
played a leadership role at the beginning of NYC BigApps. 
He wanted to put the data to work. He adds, “Open data is 
not an end but a means. Just by looking at data you can’t 
know everything about what makes that data important as 
a foundation for economic growth.” 
TOP TIER OPEN DATA PORTAL 
Initially, New York City had a homegrown application 
for hosting public city data but moved to the Socrata 
platform in 2011 with NYC OpenData. The data on this 
site has been the core of BigApps. 
It is one of the most attractive, 
comprehensive, and user-friendly 
open data portals in the world. 
Not only can citizens gain real-time 
access to public datasets 
via application programming 
interfaces (APIs), the data is 
organized into categories for easy 
searching. Images accompany 
popular datasets, supporting 
materials and guidance for 
developers are easy to find, 
and the site offers a Tumblr 
feed of stories about how data 
access is impacting the city. 
OPEN 20 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 21
WHAT’S APP’ENING? WHAT’S APP’ENING? 
(Previous page and above) Participants and supporters attend 2013 NYC BigApps awards 
ceremony held at the IAC building in Manhattan. 
All of these resources, interactions, 
and inspiration add up to the ideal 
home base for participants in the 
BigApps competition. “The real 
secret to success behind BigApps is 
marketing the competition so that 
it appeals to thousands of students 
and professionals with diverse 
talents and backgrounds,” says 
Seema Shah of HR&A Advisors, 
an economic development and real 
estate consulting firm producing 
the BigApps competition in 2014. 
“Whether you have a technical 
skillset or not, your life experiences 
are the most valuable assets you can 
bring to BigApps. Everyone in NYC 
understands the intricacies of civic life 
here -- and that’s why everyone should 
participate.” She notes New York City 
already has an active civic hacking 
community, so the best strategy for 
BigApps is bringing new people into 
civic hacking. The competition’s 
website has done a better and better 
job over the years of encouraging 
participants to connect, share ideas, 
recruit new teammates, and track 
progress. In addition, BigApps offers 
some of the largest cash prizes in civic 
hacking. Beside tens of thousands of 
dollars in earnings, winners receive 
opportunities to further develop their 
products alongside local tech leaders, 
even receiving free office space and 
other resources. 
THE MOVE TO “BIGISSUES” 
Widespread engagement isn’t enough 
for the BigApps team, though. Ian 
Fried, communications lead at the 
Big Results 
from BigApps 
2013 BigApps included 
13 events, 120 projects, 
54 eligible apps, 517 
participants, 42 data 
providers, 7 winning teams 
Founded in 2009 and 
has launched more than 
300 apps 
Has opened up more 
than 1,000 datasets to 
developers around the 
world 
Focuses participants on 
real world civic issues for 
greater impact 
BigApps teams have raised 
more than $8 million 
dollars in VC funding 
Opportunities to win 
over $100,000 in prize 
winnings every year 
EDC says, “The goal is to reward 
the best tech solutions to civic life 
in NYC. At its core, BigApps is a 
mission-oriented, industry-agnostic, 
citywide competition that believes 
in the transformative power of 
technology.” He points out that 
the first criteria for judging apps 
is, “Potential positive impact on 
New York City residents, visitors, 
and businesses.” However, in the 
early years of the competition, 
there wasn’t enough of a focus 
on garnering participation from 
small businesses, nonprofits, 
universities, cultural institutions, 
and other entities that contributed 
to supporting a vibrant civic life. In 
2013, the BigApps team asked local 
leaders and various organizations 
to become partners and surface 
specific, pressing local issues that 
participants could directly address 
and solve. The new approach, called 
BigIssues, allowed local businesses 
and organizations to sponsor work 
BigApps is a mission-oriented, industry-agnostic, 
citywide competition that believes in 
the transformative power of technology. 
on key civic issues where they have 
expertise. In 2013, the BigIssues 
categories covered the environment, 
the economy, lifelong education, 
and healthy living. Sponsors could 
coach teams, offer resources, and, 
ultimately, judge the entrants in 
their BigIssue category. Each sponsor 
created a page with guidance, access 
to data, and other information 
BigApps teams could use. For 
example, Pure Energy Partners 
stating in its BigIssues brief, “In 
NYC, we throw away more than 
6.5 million pounds of food every 
day. This could fill up 24 subway 
cars. Or, it could be put to better 
use as fertilizer and clean energy.” 
Applicants were then challenged 
to get creative about this specific 
problem. In addition, these partner 
organizations often host hack days 
leading up to the main competition. 
Shah says adding in these experts 
helps to add a new level of credibility 
to BigApps, create buzz and increase 
broad-spectrum participation. 
The grand prize winner for BigApps 
2013 came from the “Healthy 
Living” BigIssues category. The app, 
created by designer Wendy Nguyen, 
is called HealthyOut. It helps users 
find a healthy meal when dining 
out, anywhere in the city. Nguyen 
is a multi-time entrepreneur with 
a background in public health and 
technology, Her $35,000 grand prize 
helped her build the app and its 
reach so that within a year it had 
become one of the top five most 
downloaded apps in iTunes’ Food 
& Drink category, and was being 
recommended by nurses, doctors, 
and nutritionists. That response 
is just the kind of uptake 
BigApps organizers sought by 
encouraging participants to 
address known issues. 
The BigApps team considers the 
BigIssues program a success and 
plans to continue with it. “We’ll be 
addressing new issues in 2014, under 
a new mayoral administration,” says 
Shah. Just how much of an impact 
can open data have on the lives 
of New York’s citizens? Nicklin is 
optimistic. He says, “It will fall to 
the background and be a mainstay of 
how things get done. Government as 
API. It will be so integral in people’s 
lives it won’t even be noticed, such 
as health inspection information 
on Yelp when people look for a 
restaurant.” He adds, “We want the 
data to be where people need it.” 
OPEN 22 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 23
WHAT’S APP’ENING? 
Financial Transparency 
for Smarter Governments 
and Citizens By Safouen Rabah, Vice President of Product 
Over the last few 
months, our 
apps team has 
been hard at 
work developing 
a suite of 
financial transparency 
apps to help users 
understand the intricacies 
of government budgets and 
spending. In this edition 
of What’s App’ening, we 
look at two apps that are 
part of that suite: Socrata 
Open Budget™ and Socrata 
Open Expenditures™. These 
apps are the culmination of 
significant user testing and 
have been designed to be 
useful to finance experts 
and non-experts alike. 
WHY FINANCIAL 
TRANSPARENCY MATTERS 
Five years ago, any government who 
made the choice to join the open data 
movement was seen as innovative. 
Now, publishing data is the gold 
standard of open government, but 
it must be more than a line item 
that government leaders cross off 
their transparency checklist. While 
publishing data publicly is a great 
start to making the most of the data 
collected, it’s also just the first step. 
In order for open data programs to 
have significant impact, the smartest 
governments publish raw data 
and provide ways citizens need to 
understand and use that data. This 
includes visualization tools, APIs 
to remix and reuse data in multiple 
contexts, and citizen-friendly apps 
to engage people in government 
processes. 
Financial transparency apps 
demystify government finances and 
expand the conversation around 
budgets and spending. These apps 
bolster public participation in 
governance. Government cannot 
call itself transparent just because it 
published a ledger of raw data, as few 
citizens understand how to consume 
financial data. Furthermore, many 
citizens are hungry to understand 
this data. Financial transparency 
demonstrates serious commitment 
to open government. A citizen 
armed with information about the 
budget is a citizen able to ask the 
right questions and understand her 
government’s priorities. 
In evaluating the apps that already 
exist for government finances, our 
team found none that truly helped 
people understand how budgets and 
spending work. We realized that 
most apps were not built for everyday 
citizens to use. To help government 
meet the needs and demands of 
its citizens, we set out to build a 
suite of financial transparency apps 
that examine government finances 
from the citizen perspective. We 
created two specific apps to address 
transparency benefit citizens? A 
citizen armed with information 
about the budget is a citizen 
able to ask the right questions 
and understand the priorities of 
government. Engaged citizens, 
journalists, and other stakeholders 
demand this data. 
When designing these financial 
transparency tools, Socrata worked 
closely with the technology and 
finance teams at Montgomery 
A citizen armed with information about 
the budget is a citizen able to ask the right 
questions and understand the priorities of 
government. Engaged citizens, journalists, 
and other stakeholders demand this data. 
County, Maryland to learn about 
government budget and spending 
data practices and obtained 
feedback from members of the local 
financial transparency. The first, 
Open Budget™, allows citizens to 
understand everything that goes into 
a government’s budget. The second, 
Open Expenditures™, shows citizens 
how the government is spending 
funds. 
SOCRATA OPEN BUDGET™ 
Open Budget™ helps citizens and 
other stakeholders understand the 
operating budget, capital budget, 
capital projects, and the priorities 
of government. For example, a 
citizen curious about public safety 
budgeting can drill down into the 
funds allocated for Police, Fire, and 
Rescue and, from there, get specifics 
on the source of those funds. Open 
Budget™ allows users to follow the 
lifecycle of the budgeting process. 
Budgeting is a multi-phase process 
that can be confusing to the average 
citizen. Open Budget™ provides 
a snapshot of the budget, where 
it’s been, and what’s happening 
next. How does this level of budget 
community to ensure the module 
objectives of empowering the public 
with financial data were met. 
“We worked with Socrata to make 
sure we could educate citizens 
about how we budget and spend as 
we empower them with data. The 
apps are designed to move visitors 
through the entire budgeting process 
in an engaging way. All of the data is 
shown in dynamic charts and made 
interactive. It flows in a way that 
makes very complex information 
easy to understand,” says data 
Montgomery Project Manager 
Victoria Lewis. 
OPEN 24 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 25
SMARTER GOVERNMENT 
HOW OPEN DATA IMPROVES GOVERNMENT 
WHAT’S APP’ENING? 
Our suite of financial transparency apps demonstrate clearly many aspects of 
government finances. For example, citizens can easily understand the difference 
between capital budget vs. operating budget, and can see itemized lists of 
government expenditures. 
SOCRATA OPEN EXPENDITURES™ 
Government spending is another 
area that can be confusing to citizens. 
Because citizens care about where their 
money is spent, conversations around 
government spending can be volatile, 
especially when spending is unclear. 
Smart governments committed to 
serving citizens have a strong incentive 
to help taxpayers understand spending. 
Governments also have an opportunity 
to help sophisticated data consumers, 
such as journalists and business 
owners, understand the data. Open 
Expenditures™ helps fulfill this mission 
by presenting spending data in a 
detailed, understandable way. 
With Open Expenditures™, citizens 
can explore government spending 
to where funds are allocated. For 
example, a user can view the relative 
amount spent on park maintenance, 
public art, school buses, and more. 
Citizens can also explore trends 
in spending over time, browse the 
data by government vendor to see 
which companies are hired by their 
government (for example, if their 
city hires the same firm for both 
road construction and maintenance), 
and browse the spending by specific 
payment to see the details around 
payments to vendors. This app also 
benefits businesses by offering insight 
into how their competitors are serving 
the government. Ultimately, this app 
recognizes that citizens have the right 
to see how the government spends 
their money in a format they can 
understand, regardless of financial 
expertise. 
Socrata’s suite of financial 
transparency apps expand the 
conversation around budgets and 
spending, and will bolster public 
participation in governance. These 
apps are designed to be meaningful to 
all audiences, ensuring all stakeholders 
will be able to understand where the 
money comes from, how it is allocated, 
and where it’s going. Making these 
apps available to citizens demonstrates 
a government’s commitment to 
transparency and openness. 
Want to learn more? Visit socrata.com/ 
products/custom-web-and-mobile-apps- 
government-data today. 
5 QUESTIONS 
TO ASK WHEN 
CREATING 
YOUR OPEN 
DATA POLICY 
By Ian Kalin, Director of Open Data 
Since the dawn of the Internet, we have seen an evolution of online services 
as extensible technology platforms that enable users, application developers, 
and other collaborators to create value that extends far beyond the original 
offering itself. The same principles that have shaped the consumer web are 
now permeating government. Forward-thinking public sector organizations 
are catching on to the idea that, to stay relevant and vital, governments must 
go beyond offering a few basic services online. Some have even come to the 
realization that they are custodians of an enormously valuable resource: the 
data they collect through their day-to-day operations. By opening up this data 
for public consumption online, innovative governments are facilitating the same 
kind of digital networks that consumer web services have fostered for years. 
The era of government as a platform is here, and open data is the catalyst. 
OPEN 26 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 27
SMARTER GOVERNMENT SMARTER GOVERNMENT 
Policymakers seeking to 
frame a transparency 
and innovation program 
within a government often 
have questions. As active participants 
in the era of open government, we 
hear their questions all the time. A 
common question is, “What should 
I include in my open data policy?” as 
is, “How do I know if my draft open 
data policy is good?” These are great 
questions with complicated answers, 
even for seasoned advocates who have 
been through the trenches of policy 
creation. There is no single way to 
create an open data policy. Imagine 
you are an architect and someone 
comes to you and asks you to design 
them the perfect house. You, the 
savvy architect, will ask: “What size 
house do you need? Do you have any 
children? Can you afford a fancy 
home downtown?” Open data policy 
works in a similar way. The definition 
of what is actually best depends on 
who you are, what you do, and what 
you are trying to achieve. With this 
context in mind, here are five key 
questions to consider when crafting 
an open data policy. 
1. WHAT IS YOUR ROLE WITHIN 
THE ORGANIZATION? 
Open data policies usually come 
from legislators, elected officials, 
or government managers. Each 
of these stakeholders can choose 
from four buckets of open data 
policy types, including new laws, 
non-binding resolutions, executive 
orders, and internal regulations 
or memorandums. Every bucket is 
not available to each stakeholder. 
Government managers cannot 
pass new laws by themselves. Still, 
others have more than a few options 
at their disposal. Elected officials 
can often issue executive orders, 
memos, and non-binding resolutions. 
Additionally, your seniority within 
your organization influences your 
ability to create impact with all types 
of tools. A memo from a President 
can go further than a resolution from 
a secondary advisory council. (Not 
that a President is necessarily more 
connected than a town council. In 
this context, they are just different 
in terms of scope.) Answering this 
question can help you determine 
which of the tools are available 
to you. 
2. HOW DO YOU CHOOSE 
BETWEEN THE POLICY MODELS? 
Each model has strengths and 
weaknesses. Laws can be the most 
difficult to create, but they tend to 
have the greatest impact, particularly 
in terms of their ability to allocate 
public funds. Non-binding resolutions 
tend to have the least impact on 
government operations, or public 
benefit for that matter, but they are 
relatively quick and easy to create. 
Executive orders often have the power 
of law, and recent experiences (e.g. 
The White House and New York 
State) demonstrate that they can be 
extraordinarily detailed in terms of 
how public agencies should work 
together. Therefore, executive orders 
are often the most impactful. The 
big drawback to executive orders 
is they tend to disappear when an 
administration ends. This is why 
many executive orders are often 
codified into full-fledged laws once 
an elected official reaches a twilight 
period. Internal memos can be 
effective, particularly when issued 
by a senior leader and paired with a 
previously issued executive order or 
law. Internal memos can also apply 
to the smaller government office 
trying to get started with open data 
and wants to make sure basic levels 
of privacy are protected in those 
early experiments. These tools have 
their own merits and should be 
considered based on the objectives 
and constraints. 
3. HOW DETAILED SHOULD I 
GET AND DO I NEED TO FIND A 
BUDGET? 
Generally speaking, the longer it takes 
to issue a policy, the less valuable it 
is to include highly granular details. 
Technology moves faster than 
regulations. That said, good open 
data policies should not shy away 
from technical details if they want 
the overall program to be effective. 
Interoperability and standards are 
a major aspect of what makes these 
policies successful. Consider the San 
Francisco open data policy, which 
includes guidance for common 
metadata and the use of Application 
Programming Interfaces (APIs). 
Without having to specifically walk 
through technical conditions like 
cardinality or JSON syntax, the 
leaders of the open data program can 
leverage those overarching guidelines 
to better integrate data catalogs 
between city departments. Once 
you get to this stage of open data 
policy development, the question 
of money isn’t far behind. All open 
data policies, when well executed, 
lead to cost savings, efficiency 
improvements for governments, and 
even job creation. In a perfect world, 
open data policies would pay for 
themselves without any type of new 
investment. But the reality is that 
government procurement systems 
do not recognize cost savings the 
way the commercial sector does. 
Therefore, in order to spur faster 
activity and strengthen the level of 
support for open data, it is highly 
recommended that some modest 
amount of financial allocation be 
included in the policy, as long as it 
does not cause an extensive delay or 
even a blockage of the overall policy. 
4. WHAT ARE THE BASELINE 
CHARACTERISTICS OF AN OPEN 
DATA POLICY? 
Every open data policy should 
include or be influenced by the 
following elements: 
• High-level term definitions like 
“Data is…” and “Chief Privacy 
Officer shall be…” 
• Statement on government’s 
responsibility to empower their 
citizens 
• The need to embrace best 
practices from other sectors, 
such as leveraging new 
technology to deliver improved 
government services 
• Open data is rooted in American 
history (or at least some local, 
earlier transparency policy) 
• Open data programs must protect 
individual privacy, confidentiality 
and security 
For an example of a sample resolution 
or assistance in creating your own open 
data policy, download Socrata’s Open 
Data Companion Kit. 
5. WHAT IF I WANT TO BE 
AMBITIOUS? 
Bravo! It’s difficult enough to get new 
policies issued, so you might as well 
include the bigger items if you are going 
to go down this path. Here are some of 
the major items we recommend, based 
on what leading government leaders 
have already delivered: 
• Have an “open by default” policy 
foundation that builds on existing 
policies like privacy protection 
and freedom of information. Use 
detailed definitions: Open data 
includes… Oversight authority 
is… 
• Create comprehensive, internal 
inventories, and then public 
catalogs online. Include ongoing 
volume and quality updates. 
• Include common core metadata 
and use unique identifiers for 
datasets. 
• Create an oversight authority 
with established ownership. 
Who needs to do what and who 
can hold them accountable? 
• Mandate the release of new data, 
online in machine-readable and 
human readable formats, with 
minimal license restrictions on 
use and on a single, authoritative 
portal. 
• Mandate systems for prioritizing 
data release and perform actions 
against a public and ambitious 
timeline. 
• Focus on the citizen-customer 
and include a framework for 
public feedback. 
• Provides some level of funding 
or resources to actually get 
this stuff done. With or 
without public funding, plan 
to leverage public-private 
partnerships. 
• Integrate with “My Data” and 
“Big Data” programs. 
Successful and impactful open 
data policy isn’t created in a day, 
or in a vacuum. By asking the right 
questions before you begin, you 
can determine the best course of 
action for creating your own open 
data policy. Of course, in addressing 
these five questions, you might end 
up with even more questions. There 
are resources available to help you. 
We at Socrata would love to help you 
get going. 
OPEN 28 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 29
Spanning the East Bay region 
of the San Francisco Bay area 
in California, Alameda County 
boasts a population of more 
than 1.5 million residents, which 
puts the County on par with 
Philadelphia, Pennsylvania and 
just under Houston, Texas. The 
size of Alameda County isn’t what 
makes it remarkable, however. 
What’s most remarkable about 
Alameda County is its success 
in engaging with its citizens in a 
way that makes this large county 
feel more like a small town. Few 
communities are as involved with 
their local government as the 
residents of Alameda County. 
So, what is the County’s secret to 
community collaboration? 
ALAMEDA 
COUNTY 
THE GOLD STANDARD IN 
COMMUNITY COLLABORATION 
By Alida Moore 
30 OPEN INNOVATION • SPRING 2014 
SMARTER GOVERNMENT 
OPEN INNOVATION • SPRING 2014 31 
“ Alameda County has 
long had a commitment 
to collaboration, 
partnerships, and 
community involvement, so much 
so that it has become an integral 
part of our culture,” says Susan S. 
Muranishi, County Administrator. 
This commitment means the County 
is constantly asking itself, “How can 
we better serve our citizens? How can 
we leverage technology to improve 
services to our residents? How can we 
engage our youth?” These questions 
led Muranishi and Chief Information 
Officer/Registrar of Voters Tim 
Dupuis to explore the world of open 
data. “Our policy makers were very 
interested in data sharing,” Muranishi 
explains. “We’ve been talking about it 
for a long time. As the doors opened 
up, we realized we had a tremendous 
goldmine in the form of information 
we could make available to the 
public in a user-friendly format.” To 
quickly publish that data and make it 
accessible to citizens, Muranishi and 
Dupuis launched Alameda County’s
SMARTER GOVERNMENT SMARTER GOVERNMENT 
successful Data Sharing Initiative. 
Dupuis pushed the effort forward. 
“We knew open data was a key area 
we needed to explore. It was being 
spearheaded at the federal level by 
the White House and we wanted to 
get involved at the local level,” he 
says. “We started a committee around 
open data and data sharing amongst 
all County departments. We came 
to Socrata to tilt up our open data 
portal.” Muranishi was impressed 
by Dupuis ability to win leadership 
buy-in. “Tim was able to determine 
how to get value out of our data 
quickly. He convened department 
heads and made it a priority to 
help them understand why we were 
adopting this open data model. It 
wasn’t perceived as a threat because 
people can understand that the data 
is already available; let’s just make 
it easier and more accessible to our 
constituents and our community as 
well,” Muranishi says. 
The community as a whole needed a 
way to share the data. The selection 
of the right portal was important, as 
well as the tools the portal provides. 
Alameda County has more than 
100 datasets available on its Socrata 
portal, including crime statistics, 
restaurant inspection data, and 
even a bedbug dataset. “The portal 
allows users to filter down to find 
more information on what is most 
interesting to them,” says Dupuis. “A 
blogger took the restaurant inspection 
data, filtered down to the Taco Bell 
dataset, and featured that information 
in a blog post, sharing it with the 
community. This is something we 
at the County might not have had 
(Top) Tim Dupuis welcomes participants to an acApps challenge. (Bottom) Tim 
Dupuis poses with the winners of the challenge after presenting the prize check 
of $3,000. 
the time or bandwidth to do, so we 
focus on delivering the data to the 
community to examine in a way that 
is interesting to them.” Muranishi 
echoes the enthusiasm for the data 
portal and explains how it led to the 
idea that would revolutionize the 
ways in which the County interacts 
with its citizens. “The way the portal 
was set up opened our eyes to how 
we could use it,” she says. “We had all 
this data that was of interest to our 
citizens. We examined the priorities 
for our open data initiative and our 
next step was clear: it was time to run 
our first hackathon.” 
APPS CHALLENGES 
Each Apps Challenge is a one-day 
hackathon where teams 
are formed to create apps from 
Alameda County data. Dupuis and 
his team invite participation from 
residents of all skill levels and age 
The first Apps Challenge was phenomenally 
successful. The event was held at Castro Valley 
Library in late 2012 and had more than 120 
participants. 
groups, include professional and 
novice developers, high school and 
college students, senior citizens, 
and anyone with a passion for civic 
engagement, regardless of technical 
background. After a brief overview 
and a couple of keynote addresses 
from the sponsoring board member 
and a County representative, the 
attendees form teams based on interest 
specified as part of the registration 
process, as well as a brief “idea pitch” 
session. The first Apps Challenge was 
phenomenally successful. The event 
was held at Castro Valley Library 
in late 2012 and had more than 
120 participants. “It was a learning 
experience for us,” says Dupuis. 
“The outcome was tremendous. We 
had about 25 app ideas at the end of 
the day.” The winning app was AC 
BookIt!, a clever mobile app that 
allows users to use their smartphones 
to scan the UPC code on any book to 
find out if that book was available in 
the Alameda County library system. 
Users can connect their library card 
to the app and, if the book is available, 
the app will reserve it and give driving 
directions to the library branch 
holding it. “They were able to create 
this app in a day and it’s now available 
for download in the iTunes app 
store,” says Dupuis proudly. A team 
of students from Castro Valley High 
School (CVHS) developed the second 
place app, ACPR Finder. “They took 
our park data and created a website 
that allows you to filter different 
criteria,” Dupuis explains. “Do you 
want to walk your dog? Have a fire 
pit? Play volleyball? Their app filters 
your interests and locates the best park 
and provides driving directions.” The 
Apps Challenges allow the County to 
promote its open data. But more than 
that, they provide a venue to meet the 
youth of the community and show 
them what their government does, 
while inviting them to apply their 
skills to benefit the entire community. 
Dupuis and his team held the second 
Apps Challenge in the spring of 2013 
and the third in the beginning of 
May 2014. 
RETHINK AC 
In today’s world of technology, 
hackathons are a popular way to drive 
innovation. What’s unique about 
Alameda County is the dedication to 
collaborate not only with residents, 
but also with County employees. Once 
Muranishi and Dupuis saw the success 
of the Apps Challenges, they knew they 
could leverage that formula within 
the walls of the County. “It just made 
sense to do the same thing internally,” 
Socrata Product Lead Clint Tseng presents at an apps challenge. Many Socrata 
developers, engineers, and other team members travel all over the country to 
support local hackathons and events. 
OPEN 32 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 33
SMARTER GOVERNMENT 
(Opposite page) A group of students 
presents an app idea to the audience of 
the Apps Challenge. (This page) Apps 
Challenge attendees work on their 
app idea. 
ALL ABOUT THE YOUTH 
One common driver of the 
programs in Alameda County is the 
commitment to youth engagement. 
From the YLA and Apps Challenges, 
to a program called New Beginnings 
that focuses on job training for youth 
in the foster care system, the County 
is dedicated to teaching young citizens 
how to be civic engagement superstars. 
“It’s natural for us to involve our youth 
in open data because they are tech-savvy,” 
says Muranishi. “Many know 
how to code and they are all quite 
creative. We have plans to connect 
with other groups, such as Black Girls 
of government, including it as 
part of both the Youth and Adult 
Leadership Academies. The Youth 
and Adult Leadership Academies are 
programs that give county residents 
of all ages the opportunity to learn 
about and discuss County programs 
and services. The Youth Leadership 
Academy (YLA) in particular also 
helps develop leadership skills and 
meet other students throughout 
the County. It is an award-winning 
program. Both academies now 
conclude with a mini-hackathon 
session in which participants are 
given a flipchart and 45 minutes to 
create an app idea on which they give 
a three-minute presentation. Teams 
have even been known to create mobile 
screen mockups to include in their 
presentations. 
their own operating needs,” she says. 
Eighteen app ideas came out of the 
event. The County has already begun 
developing one, a calendar mobile 
app that gives public employees a 
central location to learn about County 
events. Employees originally had to 
go to specific areas of the website to 
find events. This app allows them to 
see all events in one place, improving 
efficiency. “What I liked with the 
internal event is that it allowed a 
dialogue between employees and 
department heads to share ideas,” says 
Dupuis. “It gave us the opportunity to 
encourage and recognize the creativity 
and energy our employees have around 
their work.” 
Muranishi and Dupuis have brought 
the hackathon model to other areas 
says Muranishi. “We have more than 
9,000 employees -- what better way to 
get people engaged across departments 
and see what their ideas are? For 
Rethink AC, we focus on collaboration 
and invite people from different 
departments to work together.” The 
event is limited to 100 people and 
the first one happened in September 
2013, with attendees representing a 
broad cross-section of all departments. 
Rethink AC is run just like the Apps 
Challenges. Muranishi remarks on the 
different perspective County employees 
are able to bring to the table. “We’ve 
been focused on government efficiency 
and transparency. Our employees came 
up with fabulous ideas because they 
work within the government, know the 
information clients and constituents 
are looking for, and understand 
Alameda County has been awarded and 
recognized by several organizations for 
its innovation and dedication to civic 
engagement. 
AWARDS 
2013 Driving Digital Government – County 
Government 
Center for Digital Government 
2013 Merit Award Recipient for Alameda County 
Data Sharing Initiative 
California State Association of Counties (CSAC) 
2013 Best of the Web Award – 1st Place, County 
Portal Category 
Center for Digital Government 
RECOGNITION 
2013 Spotlight on Large Urban Counties – 
Leadership in Action - Technology 
National Association of Counties (NACO Large Urban 
County Caucus (LUCC) 
2014 Public CIO Magazine, A Visual Tour of a 
Winning Website 
Government Technology 
2013 Apps Challenges and Citizen Engagement 
Silicon Valley Leadership Group 
OPEN 34 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 35
6PROCESSES 
REPLACED 
BY OPEN 
DATA 
SMARTER GOVERNMENT SMARTER GOVERNMENT 
Open data promises to put public information to work, 
mostly through apps for easier parking, permitting, 
healthcare access, and more. What does all of this 
convenience mean for those working in government? 
In many government agencies, embracing open data 
has led to the automation of processes that once 
consumed thousands of staff hours and millions of tax 
dollars. The following is a quick tour of some of the 
processes replaced by open data. By Bridget Quigg 
Code, Techbridge, and others working 
with youth to help develop job skills 
and training.” To further this mission, 
the County has a strong internship 
program. Recent summer interns were 
found via the first Apps Challenge. 
The team of CVHS students who 
created the ACPR Finder app enjoyed 
the process of learning about what 
happens at the county level so much 
that they became interns. “We have 
To anyone newer to the open data movement, 
or just beginning to lay the groundwork of an 
open data initiative, Alameda County serves as 
the gold standard of how to be phenomenally 
effective in a very short amount of time. 
a shuttle bus for our employees that 
serves the public as well,” says Dupuis. 
“Originally, the shuttle schedule was 
one sheet of paper. The interns were 
tasked with creating a mobile friendly 
website of that schedule paper. They 
went above and beyond with this 
project. They tied it in with Google 
Maps Street View and with the Google 
routing system so users can figure out 
their exact route. It combined a multi-mobile 
system.” Dupuis and his team 
work closely with interns, teaching 
them good coding practice, how 
to create an enterprise system, and 
even how to market their ideas, share 
vision, and get department buy-in. “As 
a result of his internship, one of the 
youth declared his major as computer 
science. His work with the County had 
an impact on his entire education and 
future career,” says Dupuis. 
1. BUDGET REPORTING 
Raleigh, North Carolina knows its 
citizens will ask for information about 
how tax dollars are spent. That is why 
you can go to its open data portal, 
data.raleighnc.gov, and find budget 
data in dynamic spreadsheets for the 
current and past fiscal years. The City 
also offers 140 visualizations of the 
data, addressing typical questions and 
requests for information from citizens. 
And, these charts and graphs are 
automatically updated each time the 
budget numbers change. 
“[Open data is] a productivity tool for 
us so we don’t have to have a human 
being at the end of every question or 
every request for information,” says 
Gail Roper, Chief Information and 
Community Relations Officer for 
Raleigh. “It benefits the taxpayers that 
LIGHTNING FAST INNOVATION 
People often assume it takes years to 
see this amount of success from an 
open data program. Alameda County 
proves that innovation, dedication, 
and collaboration drive success, not 
years. The County launched its open 
data portal in July of 2012, just under 
two years ago. In that short amount 
of time, the hard work of Muranishi, 
Dupuis, and team has driven the 
entire County forward, setting it apart 
as a leading innovator and thought-leader 
within the United States. The 
County’s success is on par with New 
York City and Chicago and has earned 
recognition, accolades, and numerous 
awards. [See sidebar]Dupuis has been 
recognized by the California County 
Information Services Directors 
Association (CCISDA). He and his 
team have developed a white paper 
on how to run a successful hackathon 
and Dupuis has been asked to present 
at the next CCISDA conference. To 
demonstrate his knowledge, Dupuis 
will be running a mini-hackathon at 
the conference. For now, Muranishi 
and Dupuis remained focused 
on learning more about how new 
technologies can serve County 
residents. They’ve learned the ropes 
of social media, leveraging Facebook 
for event promotion, Twitter for live-tweeting 
hackathons, and Pinterest 
to curate all the ideas that are born of 
these events. Dupuis even has Google 
Glass and is already identifying ways 
in which wearable tech will impact 
the landscape of government work. 
To anyone newer to the open data 
movement, or just beginning to lay 
the groundwork of an open data 
initiative, Alameda County serves 
as the gold standard of how to be 
phenomenally effective in a very 
short amount of time. In the spirit of 
collaboration, Muranishi and Dupuis 
share their advice to those who are 
taking their first steps into open data. 
“It’s a matter of being committed 
and open to innovation and change” 
says Muranishi. “Alameda County is 
fortunate because we have executive 
buy-in. Our leaders have embraced 
open data and encourage us to push 
the envelope in regards to government 
transparency. It’s a priority for us to 
engage with all of our stakeholders 
including our constituents, clients, 
and community. The open data 
initiative is a win-win for us – the 
community has access to our data 
and we, in turn, have engaged and 
encouraged them to use that data to 
help the County improve services 
and be more efficient and effective,” 
she says. Dupuis agrees. “Having 
that leadership support opens up 
the opportunities for our team to be 
creative. We know we have to do this 
because our leaders are asking us to 
do this. We have the opportunity to 
be creative, learn new things, and it’s 
worked out to be a catalyst for new 
ideas as a whole.” 
OPEN 36 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 37
SMARTER GOVERNMENT SMARTER GOVERNMENT 
we’re not having to provide staffing 
at a level we’ve had to in the past 
because of the technology.” Other 
cities are either developing or already 
using real-time budgeting apps, like 
New York City’s Checkbook NYC 2.0 
application or Boston’s CheckBook 
Explorer. 
Raleigh’s “Citizen Experience” Goals: 
Listen to Raleigh, NC’s Gail Roper talk 
about her vision of 24/7 self-service 
government. 
2. CAMPAIGN FINANCE 
REPORTING 
Before the City and County of San 
Francisco (CCSF) launched an open 
data portal in 2012, its leadership 
promoted the idea that the portal 
would be a “one-stop destination for 
all approved City data.” The CCSF 
Ethics Commission embraced this idea 
by uploading automatically, nightly, 
all campaign finance information it 
received from candidates leading up to 
its fall 2012 elections. 
Steven Massey, Information 
Technology Officer for the CCSF 
Ethics Commission, not only worked 
to move all campaign finance data on 
to the SFCC portal, data.sfgov.org, 
he had it then automatically publish 
to user-friendly, embedded charts 
on sfethics.org. “We’ve gotten really 
good feedback from the community 
about these charts, since they are 
much easier to read than our PDF 
financial reports. Now, when people 
call in, you direct them to the site and 
you’re done,” says Massey. Prior to 
posting the data regularly, Massey says 
the campaign finance data was most 
valuable to reporters and made it into 
the newspaper quite a bit. Now it’s in 
demand from a broader audience of 
citizens, like students and researchers. 
San Francisco Saves Time: 
Read the whole story the Ethic 
Commission’s automation of campaign 
finance data sharing. 
3. SNOW PLOW UPDATES 
What annual event can people in 
Chicago most rely upon? The arrival of 
winter snow storms. This chilly reality 
makes driving extra hazardous until 
snow plows appear. Since citizens have 
a strong interest in snow plows and 
their progress, the City decided to field 
fewer phone calls and feed real-time 
snow plow location updates through 
their open data portal to a web and 
mobile application. 
Chicago has a page on its open data 
portal called Chicago Shovels with 
a variety of data-driven features, 
like information about a mobile app 
for taxi sharing called Taxi Share 
Chicago and an app for finding food 
and shelter called iFinditChicago. 
Local civic hacking leader Derek 
Eder, owner of civic app and data 
visualization company DataMade, 
has even created his own snow plow 
tracking application using the City’s 
data. “We have this website we created 
called ClearStreets, which gathers GPS 
data from the city about snow plows. 
We plot the path of where plows have 
been,” Eder explains. “You can find 
out if your street has been plowed yet 
and if so, when.” 
4. PATENT DATA REPORTING 
Peter Threlkel, Director of the 
Corporation Division for the Oregon 
Secretary of State, needed a way 
to post data from Oregon’s small-scale 
trademark program online in 
a searchable database. As he says, 
“People used to have to call us or 
submit a public records request and 
every month we’d give them a copy of 
the database and all the images that 
we had on CD-ROM.” Threlkel wanted 
a more automated approach. 
He looked at some custom solutions 
from IT vendors, and one bid he 
received proposed the State build a 
one-off, customized $500,000 system. 
That approach was too expensive for 
such a small program. Fortunately, 
he realized that the State’s open 
data portal could host and serve the 
information. As a result, the database 
is now online, up-to-date, API-enabled, 
and easily searchable, holding 
trademark data dating back to 1920, 
with Tiffany & Co. 
$500,000 Saved with Open Data: 
Watch our State of Oregon video case 
study about moving daily request for 
information to the state’s open data 
portal. 
5. ENVIRONMENTAL DATA 
REPORTING 
Many government agencies publish 
annual reports. Expensive to produce, 
print, and ship, these paper-based 
reports are often hundreds of pages 
long, take thousands of hours to 
create, and are out of date by the time 
they are completed. 
Washington State’s Governor’s Salmon 
Recovery Office (GSRO) had a report 
due every two years that took six 
months to produce. The data was 
reported in a variety of formats and 
only offered as “roll-ups” on a limited 
number of species and locations. “I 
wanted to move to something less 
expensive, more frequently updated, 
and more accessible to the public,” 
says Kaleen Cottingham, Director 
of the Recreation and Conservation 
Office, which manages the GSRO. 
By using the State’s open data portal 
to host the data, the GSRO team 
made the report accessible online 
and created embeddable charts 
and maps that could be shared and 
updated automatically every time 
new information came in. The 
new digital report allows citizens, 
students, and researchers to view 
more highly-detailed, raw data by 
species and tributary. The response 
to the improved report has been 
outstanding, including more school-aged 
children looking at the data and 
scientists around the world reviewing 
and analyzing the data more easily. 
6. FOIA REQUESTS 
Chicago’s open data program predates 
the majority of those in the U.S., and 
has benefited from strong leadership 
support from Mayor Rahm Emanuel. 
As a result, the City has had the 
opportunity to not only streamline 
processes, but measure the results. 
In a recent report “Open Data 
Annual Report 2013,” the City of 
Chicago announced that by making 
the data available on its open data 
portal, its Department of Public 
Health (CDPH) has experienced a 
65 percent drop in the number of 
Freedom of Information Act (FOIA) 
requests for environmental records 
over a nine month period. Though 
the exact numbers of staff hours and 
resources saved was not reported, 
this shift is clearly a time and 
money saver. 
Chicago’s report goes on to state 
that it will continue to study which 
data is most often requested via 
FOIA and work to place those 
datasets on the City’s open data 
portal, data.cityofchicago.org. 
LIMITLESS POSSIBILITIES FOR 
AUTOMATION AND EFFICIENCY 
Since government agencies hold so 
much useful information - permit 
requests, tax revenue numbers, 
public pool schedules, school test 
scores, crime statistics, public 
parking prices, and more - millions 
of citizens seek out information 
from them every year. Open data 
has created the opportunity to pull 
that process away from the phone or 
static PDF and automate it. Citizens 
are empowered to use the data while 
staff are free to work on other tasks 
and process improvements. 
What other processes have been 
or should be replaced by open 
data? Send your stories to 
blog@socrata.com. 
OPEN 38 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 39
OPEN INNOVATION • SPRING 2014 41 
GROWING 
CHICAGO’S OPEN 
DATA ECONOMY 
By Bridget Quigg 
Derek Eder stays busy. In 
one week he’ll work with 
nonprofit groups, a city 
leader on the other side of 
the globe, data journalists 
investigating city policy, and artists 
creating installations inspired by 
data. His business is booming. What’s 
his specialty? Open data. Eder is 
among a growing group of Chicago 
developers and researchers who have 
discovered new revenue streams 
thanks to Chicago’s open data portal. 
Some build apps, some provide policy 
insights, but all of them send an 
invoice when their work is done. 
“The goals for our open data program 
include transparency, accountability 
and economic development. We like to 
see businesses take the data we publish 
and put it to work,” says Brenna 
Berman, Commissioner and Chief 
Information Officer at the Department 
of Innovation and Technology for the 
City of Chicago. Eder agrees. “I make 
my living either developing products 
with open data or teaching others 
to do so. Chicago has a robust civic 
hacker community and the city is very 
involved in supporting it,” he says. 
One of those key supporters is Tom 
Schenk, Director of Analytics and 
Performance Management for the City. 
He’s easy to meet in person. Simply 
attend one of the city’s weekly Open 
Gov hack nights at startup hub 1871 
and you’ll likely see him there. Schenk 
was active in the local civic hacker 
community before he worked for 
the city. “We have the best developer
42 OPEN INNOVATION • SPRING 2014 
community in the country. That 
community exists thanks to constant 
access and clear communication 
between the City and its developers. 
And, Chicago is fortunate to have 
strong leadership from Mayor Rahm 
Emanuel,” says Schenk. He points 
to Chicago’s Open Data Executive 
Order signed into law in 2012 which 
states, “the timely online publication 
of public data will empower Chicago’s 
residents...to participate in government 
in a meaningful manner, to assist 
in identifying possible solutions to 
pressing governmental problems, and 
to promote innovative strategies for 
social progress and economic growth.” 
“Chicago started early with a strong 
commitment to open data and now 
businesses and projects are emerging 
that rely on machine-readable, public 
data,” says Schenk. 
Which ambitious companies are 
putting open data to work? Find out 
about five organizations that are 
defining the space and the innovators 
moving them forward. 
1. DATAMADE 
For Apps and Open Data Education 
DataMade emerged out of Chicago’s 
civic hacker community. In 2011, 
founder Derek Eder started working 
on civic technology as a volunteer for 
open government and open source 
technology collaborative Open City, 
the group that hosts Open Gov Hack 
Nights for Chicago area hackers. Some 
of their most well-known and popular 
apps include Chicago Lobbyists, Clear 
Streets, and Second City Zoning. 
In 2012, Eder started DataMade, 
offering custom visualizations, civic 
apps, and training for people to work 
with open data. Since then, Eder has 
taken on a business partner, Forest 
Gregg, and hired a full time employee, 
web developer Eric van Zanten. 
The DataMade team only takes on 
projects that hold to its “Three Os”: 
open data, open source, and open 
government. Eder says, “We want to 
deepen and sustain the impact of civic 
technology.” Their formula is working. 
DataMade has about fifteen clients 
right now, ranging from DePaul 
University to Macoupin County, IL to 
the Chicago Sun-Times. Eder says he 
owes much of his success to the hard 
work put in by the open data team 
at the City of Chicago. He points out 
that open data needs to be released by 
every agency at the City of Chicago 
and there has to be somebody 
assigned as an open data officer for 
each city agency. “The fact that the 
OPEN INNOVATION • SPRING 2014 43 
City continues to invest in resources 
and people like Tom Schenk and 
his team to go out and find data to 
release, and continue to maintain the 
open data infrastructure, strengthens 
the City’s open data portal,” Eder 
says. He wants to see more companies 
coming out of the open data hacking 
community, turning it from “a 
community of enthusiasts and people 
doing this stuff part-time to people 
trying to make new businesses or 
doing consulting like DataMade 
does,” he says. 
Now that open data is Eder’s full 
time gig, he spends more and more 
time giving people advice on what 
to do with their community to 
make it more like Chicago, from a 
government and policy perspective. 
But, he’s not done with creating more 
businesses based on open data in 
Chicago. “I think there is a ton of 
potential to grow something even 
bigger here in Chicago,” says Eder. 
“The nature of our community is an 
open one. We share technology and 
we share ideas. And, a lot of the stuff 
that is applicable in Chicago can be 
applied to other cities like New York 
and vice versa.” 
2. PURPLE BINDER 
In Service of Others 
How do caseworkers keep track of 
the hundreds of services available to 
their clients? Imagine a large, purple, 
three-ring binder, stuffed with papers, 
some dating back to the 1990s. That is 
what Purple Binder founders Joseph 
Flesh and Declan Frye discovered 
one day and what inspired them 
to find a better way to centralize 
social services data. Flesh and Frye 
recognized a strong need they could 
build a business around. “A lot of 
social workers have spent a lot of 
time to gather information for their 
clients. They’re excited that someone 
has stepped up to put the resources 
they need to serve their clients in one 
place,” Flesh says. And, their work has 
already pointed them towards other 
opportunities, such as improving 
healthcare delivery. Flesh offers the 
example of a homeless man who leaves 
the hospital and needs not just shelter, 
but also mental health support or help 
acquiring medications. “We want to 
connect the worlds of healthcare and 
social services. They’re part of the 
same continuum of care for many 
people. We’re making it much easier 
for healthcare organizations to keep 
patients healthy,” says Flesh. 
Civic innovation enthusiasts at 
the 2013 National Day of Civic 
Hacking in Chicago. 
We want to connect the worlds 
of healthcare and social services. 
They’re part of the same 
continuum of care for many 
people. We’re making it much 
easier for healthcare organizations 
to keep patients healthy. 
The nature of our community 
is an open one. We share 
technology and we share ideas. 
And, a lot of the stuff that is 
applicable in Chicago can be 
applied to other cities like New 
York and vice versa.
44 OPEN INNOVATION • SPRING 2014 
Currently, Purple Binder is running 
a hospital pilot at the University of 
Illinois at Chicago (UIC) hospital, 
and about 2500 social workers 
across Chicago use their service. 
They’re starting to expand outside 
of Chicago with a project at the City 
of Pomona, California. Frye recalls 
a success story from their early 
days, saying, “It was the summer of 
2012, right after we’d launched. A 
lot of my time was spent cold calling 
caseworkers and trying to get the 
word out. I called one and she said, 
‘Oh, I’ve heard of Purple Binder. I 
use it. Just yesterday I had a woman 
in here with a newborn baby who 
needed diapers. I found out that 
there was a church three blocks away 
giving away free diapers. I wouldn’t 
have known that without Purple 
Binder.’” 
The company employs four people 
on its core team, as well as a team 
of researchers with social services 
experience. And, the team is 
contributing data back to the City 
of Chicago about which services 
are provided through which grants. 
“We’re creating this data ecosystem 
that is giving data back. What we 
took in as grants data, we’re giving 
back as services data,” says Frye. 
Purple Binder is also supporting 
efforts by the United Way to 
standardize data used for its 211 
human services hotline. When asked 
how he feels about his work, Frye is 
passionate. He says, “People I went to 
college with are building technology 
to share pictures of cupcakes. When 
I talk to social workers in Chicago 
and they tell me that they’ve used 
Purple Binder, it’s really satisfying.” 
3. ROB PARAL & 
ASSOCIATES 
Faster Problem Solving 
Rob Paral has been in the business 
of social services policy consulting 
in Chicago for 15 years. But, his 
career began 25 years ago. He 
works primarily with governments, 
philanthropic foundations, and not-for- 
profits, doing demographic and 
GIS work to help them understand 
the populations they serve. “In 
the old days, people like me wrote 
30-page reports all the time, but 
today things are leaning towards 
apps that are user-directed and 
interactive,” says Paral. The City 
of Chicago is one of his clients. 
Paral’s work for them has changed 
since open data came along. Right 
after Mayor Emanuel was elected 
in 2011, Paral was hired to create a 
OPEN INNOVATION • SPRING 2014 45 
website showing Chicago residents 
where arts resources and festivals 
were located in their community. 
He remembers making one-off 
requests, by phone and email, to 
agencies for data. “Sometimes you 
had to cajole the person on the 
phone to give you the information,” 
says Paral. Compare that to a more 
recent project he’s leading for the 
State of Illinois, the City of Chicago, 
the United Way, and the Chicago 
Community Trust. He’s creating 
a map mashup to show where 
human services are delivered in a 
city, such as childcare, healthcare, 
and domestic violence counseling. 
Rather than make one-off requests 
by phone for data, he’s able to use 
the city’s open data portal to extract 
up-to-date human service contracts 
information. “For a public policy 
researcher, you’re moving away from 
that transactional one-off request, 
agency by agency, which was very 
time consuming. It could kill a 
project because it took so long to 
get information. Open data makes 
projects more feasible. The half-life 
of projects is a lot faster now,” 
he says. 
Paral cares about the quality 
and quantity of human services 
government provide. He’d love to get 
his hands on even more data. “Open 
data is still nascent. It needs more 
government agencies to participate. 
The City of Chicago is a star among 
cities in the quantity, scale, and 
scope of their data,” says Paral. 
4. CARTOGRAFIKA 
Art Made with Data 
Adam Jentleson and Jose Alarcon met 
at University of Illinois at Chicago 
in the Urban Planning and Policy 
program. They both took Geographic 
Information Systems (GIS) classes 
and became interested in mapping. 
Before a study session in late 2011, 
Alarcon showed Jentleson a framed 
map of buildings in Chicago he had 
created and hung on his wall. He’d 
marked his building. It was art. “I 
thought it was an amazing idea. 
It opened up the floodgates,” says 
Jentleson. 
The team began making maps for 
family and friends as low-cost 
gifts, and soon they were getting 
commissions for fresh designs from 
cities as far away as Amsterdam 
and Hong Kong. Jentleson and 
Alarcon bring in data from various 
sources, like OpenStreetMap and 
city open data portals. They create 
their own spatial data if a client’s 
requested geographic features are 
unavailable, which they eventually 
intend on sharing with the open data 
community. “For Chicago maps we 
use a lot of the open data, specifically 
the building footprints. Same goes 
for other cities with portals like 
New York and San Francisco,” says 
Jentleson. They then use design 
software to finish off the maps, 
adding colors and gradients. 
Once the pair completes a commission 
Open data is still nascent. It needs 
more government agencies to 
participate. The City of Chicago is 
a star among cities in the quantity, 
scale, and scope of their data. 
Purple Binder team members 
meeting at their offices in 
Chicago (left to right): Director 
of User Experience Benjamin 
Bertin, CTO Declan Frye, and 
President Joseph Flesh.
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
Open innovation-spring-2014-by-socrata
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Open innovation-spring-2014-by-socrata

  • 1. Knowledge for Everyone: The Open Data Institute Alameda County: Reinvents Community Engagement How Open Data Is Revolutionizing Health Care 6 Government Processes Replaced by Open Data SPRING 2014 Building a Stronger Economy with Open Data CHICAGO’S SUCCESS STORY
  • 2. Dear Fellow Innovator, I’m glad you picked up a copy of our third edition of Open Innovation. It’s packed full of examples of how the open data movement is growing quickly and becoming one of the most dynamic areas of technology today. In our “Community Report” section, you’ll get to meet people who are bringing open data to more places, like the executives in Montgomery County who supported the creation of financial transparency apps that educate citizens on county budget data. You’ll also hear about Code for America’s successful startup incubator program and the Center for Medicaid and Medicare’s (CMS) innovative use of healthcare data. Finally, we highlight authors in the community with our new book review section and showcase a few members of the “Open Data Doers Club.” Any of the doers remind you of yourself? “There’s an app for that.” We’ve all heard it and it’s becoming more and more true thanks to new public datasets made available by governments. In our “What’s App’ening?” section, you’ll find out how New York City encourages citizens to create apps that address the city’s toughest issues and you’ll get an overview of Socrata Open Expenditures™ and Socrata Open Budget™, financial transparency apps we designed with help from government finance leaders. We cover practical topics in our “Smarter Government” section, such as questions to consider when writing your open data policy and how to host “internal hackathons,” like Alameda County, California does to educate staff and encourage engagement with the County’s open data program. And, if you’re interested in efficiency, you might like our collection of six government processes replaced by open data. And, now to one of my favorite subjects: economic development through open data. In our “Open Data in Focus” section, you’ll read about Chicago’s success in creating new businesses and jobs, thanks to their open data portal. We also discuss the strategic value of data in government, spotlight how the United Nations Development Programme inspires data journalism, and highlight the Open Data Institute’s (ODI) work as an incubator of businesses based in open data. For fun, we finish with a story about how art and open data can intersect by introducing you to Scott Kildall. This San Francisco-based artist is transforming geo-data from the San Francisco City and County’s (SFCC) open data portal into 3-D art called “Data Crystals.” Please let us know how you like the magazine and what you think we should feature next. We want this publication to be a hub for the most exciting and inspiring innovations happening in open data and open government today. Sincerely, Kevin Merritt Socrata Founder and CEO Editor-in-Chief Alida Moore Contributing Editors Bridget Quigg Tim Cashman Patrick Hasseries Design/Art Direction Corey Smith Promotion Steven Gottlieb Published By Socrata 83 S. King Street Seattle, Wa. 98104 info@socrata.com (206) 340-8008 www.socrata.com SPRING 2014 40 Growing Chicago’s Open Data Economy By Bridget Quigg COMMUNITY REPORT 4 Socrata Book Club 6 The Rebirth of Government Outreach: Textizen Brings Public Engagement into the Mobile Era By Patrick Hasseries 9 Open Data Doers Club: American City-Dwellers By Patrick Hasseries 12 How Open Data Is Revolutionizing Health Care By Joe Pringle 18 Montgomery County Collaborates on Open Data By Ewan Simpson WHAT’S APP’ENING? 21 New York City Asks Hackers to Solve Tough Issues By Bridget Quigg 24 Financial Transparency for Smarter Governments and Citizens By Safouen Rabah SMARTER GOVERNMENT 27 5 Questions to Ask When Creating Your Open Data Policy By Ian Kalin 30 Alameda County: The Gold Standard in Community Collaboration By Alida Moore 37 6 Government Processes Replaced by Open Data By Bridget Quigg IN FOCUS 48 Why Governments Must Embrace the Strategic Value of Open Data By Safouen Rabah and Tim Cashman 53 Knowledge for Everyone: The Open Data Institute By Alida Moore 58 How International Organizations Use Data-as-a-Service to Inspire Journalists By Eleonore Fournier-Tombs JUST FOR FUN 61 Data Crystals: Scott Kildall and the Collision of Art and Open Data By Alida Moore Subscribe to future issues of Open Innovation by going to www.socrata.com/magazine
  • 3. BOOK CLUB Socrata Book Club looks at the latest and greatest volumes written about government transparency, open data, and data-driven decision-making. Beyond Transparency Open Data and the Future of Civic Innovation Edited by Brett Goldstein and Lauren Dyson The rise of open data in the public sector has sparked innovation, driven efficiency, and fueled economic development. Its transformative potential could shape the future of civic life and reinvent the relationship between residents and government, especially at the local level. Beyond Transparency is a new anthology from Code for America, edited with former Chief Data Officer of Chicago Brett Goldstein. In this cross-disciplinary survey of the open data landscape, practitioners from municipal chief information officers to civic entrepreneurs share their stories of what they accomplished with open data. The book features essays from leaders including Michael Flowers, former Chief Analytics Officer of New York City; Tim O’Reilly, founder & CEO of O’Reilly Media; and Beth Blauer, Socrata Director of GovStat and former StateState Director for Maryland. Open Data Now The Secret to Hot Startups, Smart Investing, Savvy Marketing, and Fast Innovation By Joel Gurin Joel Gurin is Senior Advisor to GovLab’s Open Data 500, the first major study of American companies that use open data to build their business. In Open Data Now, Gurin applies his wide-ranging experience and two years of research to provide a comprehensive guide on the open data field. He describes the open data landscape for technologists, business executives, entrepreneurs, and ordinary citizens, providing insight into how open data is changing ideas about privacy, corporate responsibility, and government regulation Open Data Now is essential reading for anyone who wants to understand how open data is changing business, government, and society. Gurin describes how social media is shaping brand identity and reputation and how the new science of sentiment analysis is transforming marketing strategy. He also makes the case for open innovation in science, describing how some research institutions are sharing their data early on to promote discourse. Open Government Collaboration, Transparency, and Participation in Practice Edited by Daniel Lathrop and Laurel Ruma Open Government is a collection of essays and case studies that lay out visions of a more democratic and effective government, achieved by making meaningful, structured data accessible to everyone. Contributors come from a wide spectrum, including a White House insider, the chief technology officer of a major city, and an activist hacker. The book presents a balance between hopes for the future and the realities that stand in the way. “Open Government is a comprehensive compendium of the who, what, how, and why of the emergent national ‘Gov 2.0’ movement. It’s a must-read for all who care about transparent, efficient, and participatory government, which, by definition, should equate to each and every one of us in our capacity as citizens and voters.” ~Andrew Hoppin, CIO, New York State Senate Smart Cities Big Data, Civic Hackers, and the Quest for a New Utopia By Anthony Townsend In Smart Cities, urbanist and technology expert Anthony Townsend takes a broad historical look at the forces that have shaped the planning and design of cities and information technologies from the rise of the great industrial cities of the nineteenth century to the present. A century ago, the telegraph and the mechanical tabulator were used to tame cities of millions. Today, cellular networks and cloud computing tie together the complex choreography of mega-regions of tens of millions of people. In response, cities worldwide are deploying technology to address both the timeless challenges of government and the mounting problems posed by human settlements of previously unimaginable size and complexity. As technology barons, entrepreneurs, mayors, and an emerging vanguard of civic hackers are trying to shape this new frontier, Smart Cities considers their motivations, aspirations, and shortcomings while offering a new civics to guide efforts to build the future, one click at a time. OPEN 4 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 5
  • 4. COMMUNITY REPORT BULLETIN BOARD FOR OPEN DATA COMMUNITY NEWS COMMUNITY REPORT THE REBIRTH OF GOVERNMENT OUTREACH Textizen Brings Public Engagement into the Mobile Era By Patrick Hasseries Inaugural run of Textizen: volunteers place ads in public places around Philadelphia, inviting passersby to text in their answers to public survey questions. the Textizen team to take part in their 2013 Incubator program, which helps fledgling projects from the CfA Fellowship grow into independent business ventures. The Textizen team News of the project’s success spread widely, and the soon the Textizen team began to receive requests from government leaders looking to deploy the app in their own cities. set up a main office in San Francisco, where the CfA Incubator program is based. For the next six months, the team received intensive training and mentorship, networking with leaders in the government technology industry, learning how to secure investors and manage business taxes, and using an endowment of $10,000 bestowed by Code for America to build and launch their business. Since its launch, Textizen has been used to poll citizens on a number of topics, In 2012, the City of Philadelphia realized it had an issue with diversity and citizen engagement. Primarily older, wealthier citizens attended City meetings, and their feedback did not accurately portray public opinion as a whole. To engage a more diverse base of residents, the City knew it needed to adopt 21st century methods of communication and asked Code for America (CfA), a non-profit organization dedicated to improving government with digital technology, for help. CfA was uniquely positioned to help Philadelphia in a fraction of the time and budget it would have taken the City through conventional channels. In its 2012 Fellowship program, Code for America challenged software developers and designers to come up with a solution. Within months, they developed the groundwork for a new service with the potential to benefit cities everywhere. “It also significantly cuts down on costs and labor by eliminating the need to canvass an entire city or print out individual ballots.” The Philadelphia City Planning Commission piloted the new app in June 2012. News of the project’s success spread widely, and soon the Textizen team began to receive requests from government leaders looking to deploy the app in their own cities. INTO THE CODE FOR AMERICA INCUBATOR As the 2012 CfA Fellowship neared its end, it was clear Textizen had evolved beyond its original scope. CfA invited FROM CONCEPT TO PILOT CfA’s Fellowship answered the challenge with a marketing tactic that companies have used for over a decade: mobile texting surveys. According to the Pew Research Center, more than ninety percent of American adults have a cell phone, and most cell phones come with a basic texting plan. The Fellowship proposed that Philadelphia position calls to action in everyday advertising locations – billboards, websites, public transit vehicles and stations, etc. – and invite citizens to participate in quick public opinion surveys by texting in their answers. To help the City accomplish and track this new method of public inquiry, the Fellowship developed Textizen, a dynamic, web-based application. Textizen makes it simple for government officials to create public opinion surveys. The app pairs each survey with an auto-generated phone number to which people can text their answers. Textizen catalogs responses as they are sent in and provides detailed statistics on responses through its easy-to-use dashboard system. “We chose to use text messaging because it’s a technology that most people have and know how to use,” says Serena Wales, Chief Technology Officer of Textizen. OPEN 6 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 7
  • 5. COMMUNITY REPORT COMMUNITY REPORT OPEN DATA DOERS CLUB: AMERICAN CITY-DWELLERS By Patrick Hasseries From government officials and software developers to everyday citizens going about their business, the power of open data impacts us all. In our new series, Open Data Doers Club, we introduce you to the people who make up the open data community to show how open data helps improve their lives. In this edition, you will meet common American public officials and urbanites. CITY TECHNOLOGY PICKER-OUTER Alias: Chief Technology Officer (CTO) You have a meeting with a dozen city leaders tomorrow to discuss technologies that could help agencies better convey information to the public. You know their objective is to improve performance, set smarter goals, and track progress toward those goals. You’ve already proposed creating an open data portal for the city, but that’s just the first step of making open data useful to your citizens. You are hard at work talking with your developer contacts, looking to other cities for examples, and scouring the web for possible solutions. Chief Technology Officer, a performance measurement dashboard is what you’re seeking. Cities like Kansas City, Missouri are already using dashboards to track progress toward city goals and the performance of city services. Many have also used dashboards to identify service redundancies or gaps, share information between agencies, and show the public how the city is progressing toward key goals. So go ahead, do your research into performance measurement dashboards and walk into your meeting with confidence, knowing that you have at least one great solution to propose. Textizen’s online dashboard reports up-to-date survey results through detailed statistics and visualizes them with rich, easy-to-understand to create new public opinion surveys and deploy them with ease. from roads and public transportation to mental health awareness. In one particular case, Chicago Public Schools used the app to ask city residents what types of school improvement projects they should prioritize. The school board had previously attempted holding surveys through conventional means such as meetings and letters to parents, but they received few responses. Textizen helped them distribute survey ads on local trains and buses through the Chicago Transit Authority. The graphs. The dashboard also enables government officials result was more than 2,000 survey responses, with 98% coming from unique participants. “By putting ads in everyday locations like billboards and bus stops, there’s a very high chance cities will catch citizens’ attention while they already have their phones out and are looking to pass the time,” says Wales. Textizen has so far deployed to over a dozen U.S. cities, including Boston and Salt Lake City. Its engineers recently released support for Spanish-speaking audiences and are working to expand Textizen for use in other countries and languages. The app is a strong example of how governments can reconnect with the public using technologies and services most people use every day. The company behind it demonstrates the success and valuable services that are born when software engineers apply their talents to improving government, especially when they’re backed by programs like the Code for America Incubator. OPEN 8 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 9
  • 6. COMMUNITY REPORT COMMUNITY REPORT CITY FINANCE FANATIC The public meeting has just started. You shuffle through pages and pages of city finance data, getting everything in order for the big reveal. You’re going to demand to know why the city needs to raise taxes to pay for a new park when they could be diverting funds from redundant services and making expensive programs more cost-efficient. Then, clumsy old Jane from the PTA trips and spills her coffee all over your report. You watch in horror as the ink runs and your data disappears before your eyes. The beautiful graphs you spent all night making in Microsoft Excel are gone. What calamity Jane has brought upon you and all the taxpayers of the city! Financially concerned citizen, what you need is open data. With financial transparency apps like Open Budget™ and Open Expenditures™, you could have saved hours of phone calls, financial analysis, and chart-making. Plus, you would easily understand the difference between capital budget and operating budget, and you’d see exactly where your government is spending money. Best of all, you could have shared this information with other citizens, safe from Jane’s klutzy sabotage. RACKLESS SEATTLE CYCLIST You maneuver from street to crosswalk like a graceful unicorn on figure skates. You are doing the dance of the bike commuter; you are a being that is half pedestrian and half vehicle—the pinnacle of urban transportation. The morning mist dampens your face as you breathe in the salty Puget Sound air. Unlike cars and buses, cycling is free, and calories are the only fuel needed to power your mission. You roll to a stop and as you reach for the Clif bar in your pocket, realization strikes: there’s no place to lock up your bike. Looking about, you wonder where the nearest bike rack is. Seattle cyclist, open data is for you. What you don’t know is that there isn’t a bike rack within a three block radius, and the area you’re in is prone to bike thefts. But with mobile apps like Veloracks powered by city data, you can always find the bike rack closest to your current location. And with the Seattle Police Department publishing up-to-date crime data on Seattle’s open data portal, you can look up just how safe the area will be for your two-wheeled baby. MISSED TRASH DAY (AGAIN) SUBURBANITE While going about your business, the unmistakable beeping of a garbage truck echoes in the distance. Realization and panic arise. You forgot to take out the trash – again. Now you’re faced with three options: press the garbage down and try to make enough room in the can for another week, pull the garbage out and let its stench permeate your living space, or leave it outside and hope it doesn’t attract animals. In the meantime, your miniature dachshund, Schnitzel, is undoubtedly trying already to knock over the garbage and get to those chicken bones you threw away the other day. Alas, unfortunate suburbanite! If only you’d known about open data. With apps like Recollect, you could have looked up your local garbage day and set yourself reminders. More than that, it would help you communicate with your local government about important city services. Your garbage would have been collected. Your family wouldn’t be complaining about the smell radiating out of the kitchen trash. And Schnitzel wouldn’t be revenge-chewing your favorite shoes. The good news is you have another opportunity to get this right – next week. CITY DATA ACCESSIBILITY ADVOCATE Alias: Chief Digital Officer (CDO) You sit at your desk reading email and listening to phone messages. The feedback is clear: citizens want easier access to government data. Government workers are overwhelmed by too many data requests from citizens. City leaders need a better way to garner public support and feedback for potential projects. It seems like conventional methods of communication are failing to serve at all ends. That’s why the city hired you, Digital Guru. It’s your job to find a solution to this communication barrier using new and innovative technologies. Chief Digital Officer, the solution you should seriously consider is a cloud-based, publicly accessible data repository— also known as an open data portal. Government agencies can upload data they want to share with the public, and it would be readily accessible to citizens on any device with an Internet connection. City leaders could use the portal to address and engage the public masses. Everyone would win, and maybe, just maybe, they would finally erect a statue of you as the hero that ushered in a new era of civic engagement. OPEN 10 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 11
  • 7. COMMUNITY REPORT How Open Data Is Revolutionizing Health Care By Joe Pringle, Socrata Director of Health The United States spends more than three trillion dollars a year on health care. Governments at all levels, in partnership with the private sector, are working to improve the collection, use, management, dissemination, and reporting of health data – a project of a scope equal to the Apollo Space Program. The emergence of vast amounts of new health data, and improved tools for using it, is occurring in parallel to a tectonic shift in the demand for that data. The health care industry is transitioning from an opaque, fee-for-service model, where costs and transactions are based on the quantity of care delivered, to a more transparent and value-based model, where providers are compensated based on value and consumers are better able to compare providers in terms of cost and quality. These concurrent trends foster a rapid rise in the health data economy that will help transform health care and health policy. OPEN 12 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 13
  • 8. COMMUNITY REPORT COMMUNITY REPORT THE EMERGING HEALTH DATA ECONOMY A second trend driving equally important changes in health care is the emergence of a shared layer of health data that all organizations and individuals can tap into. In some ways, health data is following the same path as open data in other sectors, where increasing amounts of raw and machine-readable data are being released into the public domain. However, some of the most valuable health data is patient-level data, which is private and subject to severe restrictions in how it can be shared Electronic data is now captured at the point of care, and providers access clinical decision support systems in real time as they interact with patients. and used. For this reason, patient-level data is only being shared to approved entities. Both publicly available and privately shared health data will drive innovation in the form of reduced costs, higher quality, and better public policy. Public sector health organizations have published data for decades, but it has generally been difficult to find, access, and use. Innovative efforts by the U.S. Department of Health and Human Services, the Centers for Medicare and Medicaid Services (CMS), and the Centers for Disease Control and Prevention (CDC) vastly improve the Much of the attention on the current health data revolution is focused on both the use of big data within the enterprise and the increasing availability of personal health data to consumers. Providers, payers, insurers, and other actors are rushing to build data warehouses and to implement a wide range of technologies to support enterprise data management, analytics, population health, decision-support, and business intelligence (BI) goals. Traditional health care IT vendors are adding big data, analytics, and BI capabilities to their offerings. Electronic data is now captured at the point of care, and providers access clinical decision support systems in real time as they interact with patients. Payers use data mining and analytics to improve fraud detection and risk management. Wearable devices track and store health data, while increased consumer awareness of personal health records and data give individuals greater ability to make informed choices. All told, vast amounts of health data across these activities are being captured, stored, and accessed in new ways. CMS Medicare Provider Utilization and Payments Data: CMS recently released a new dataset on Medicare Provider Utilization and Payments as part of an ongoing strategy to make the costs of healthcare more transparent and easier to compare across geographies and providers. scaling up efforts to have providers report on quality measures. CMS reimbursement to providers will be linked to quality outcomes, efficiency and patient satisfaction under a value based purchasing (VBP) model. Data on quality measures is being shared to practitioners, health care providers, health plans, integrated delivery systems, purchasers, and others. The performance of providers can be evaluated in an objective way, by comparing the quality and value of the services they deliver against the costs charged for those services. This is a given in other sectors of the economy but largely absent in the health sector until now. Third, we have a better understanding of community and health outcomes, which guides health policy and investment. More and more data about community- level quality and utility of available health data. These efforts lower the barriers for researchers, developers, and entrepreneurs to build upon this data. THE IMPACT OF DATA ON HEALTH CARE AND HEALTH POLICY This emerging health data economy is driving a “learning health system” 1 where prices are more transparent; consumers, payers, and policy makers can compare quality and outcome. At the same time, research data is being shared in new and innovative ways. Both these changes impact health care and health policy in numerous ways. First, we are seeing an increased understanding of the cost of care. As the biggest single payer for health care in the United States, the Centers for Medicare and Medicaid Services (CMS) is playing a leading role in making the costs of health care more transparent and easier to compare across geographies and providers. CMS releases aggregated data on provider charges and makes claims-level data available to approved entities for research. A number of states are establishing all-payer- claims-database (APCD) systems to provide comprehensive, multi-payer data to allow consumers, purchasers, and policy makers to understand the cost, quality, and utilization of health care for their citizens. Innovative companies such as Pricing Health Care, Health Care Bluebook, and others use these data sources to provide new tools for consumers and others. The media uses 1 Best Care at Lower Cost: The Path to Continuously Learning Health Care in America. Washington, DC: The National Academies Press, 2013. the data to shine a light on disparities in costs in different communities. All of this is driving providers to compete on price in a fundamentally new way. We are also seeing health care quality improve. As part of the shift away from a health system where payments are based on the quantity of care to a system based on value and outcomes, CMS and other payers are OPEN 14 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 15
  • 9. COMMUNITY REPORT COMMUNITY REPORT As technology advances and medical records evolve from paper to digital, we enter a new future of health data, where this data can be easily and securely accessed among individuals and across organizations. health is being shared, allowing anyone to see and compare health outcomes across cities, counties, and states. Understanding how a community is performing with respect to health, and how it compares in terms of social determinants, costs, services, and other factors helps inform investment and public policy decisions. Leading health organizations at the state level, such as the New York Department of Health, New Jersey Department of Health, and California Department of Public Health are aggressively opening up state-level health data. In turn, intermediaries and aggregators, such as County Health Rankings and other sources, use this data to help inform the public about how communities compare in terms of health. This leads to improved awareness and understanding of public health issues. Finally, health care and health policy research are improving. More data is coming in, which pushes more value out. The biggest value from the increasing availability and utility of health data comes from research on all aspects of our health system – think Human Genome Project multiplied by 1,000. The National Institutes of Health (NIH) has long been a leader in requiring the groups and projects it funds to create a plan for sharing the data they generate. In addition to its open health data activities, CMS makes privileged data, such as claims data, available to approved entities for research. Organizations are forming networks of all sizes to facilitate data sharing across traditional organizational boundaries. Much of this data is not open or shared publicly. Lowering the barriers for approved entities to access and use this privileged data vastly reduces the amount of churn for researchers to assemble the data they need, increasing the pace of innovation. SIGNIFICANT CHALLENGES AND GREAT OPPORTUNITIES AHEAD The health data revolution is just getting started. Numerous opportunities remain to increase the supply of available data and make it easier to find, access, and use. There are, however, significant challenges ahead that must be overcome if we are to realize the full benefits for health care and health policy. First, we must improve tools and approaches for overcoming privacy issues. Health data is both extremely valuable and extremely private. Though sharing health data across organizational boundaries offers tremendous promise, maintaining the security and privacy of that data creates additional complexity. Aggregated and population-level data must be de-identified, and we must guard against emerging techniques that can be used to “re-identify” data using proxy identifiers. Sharing personally identifiable data (claims data, clinical data, etc.) requires an additional layer of technological and procedural infrastructure to protect it. This takes time and costs money, and we need improved tools for doing this better, faster, and cheaper to help the data flow more smoothly while maintaining sufficient privacy controls. Second, we must encourage researchers to share data. Researchers are recognized and rewarded for publishing papers, not their data. Releasing data can even be counterproductive for those researchers simply looking to maximize their own prospects for publishing future papers. Despite numerous efforts underway to encourage researchers to release their data, this is still a huge barrier to the free flow of research data. Finally, we must encourage organizations to focus on interoperability and linking health data. We’re currently in the early stages of transitioning from an opaque, closed, and proprietary environment for health data to a more transparent and open environment where data is shared across organizational boundaries. The HHS Office of the National Coordinator is aggressively pushing health care IT vendors towards interoperability. This is a first step for simply being able to map electronic health records from one vendor to another. Health data publishers are sharing data in machine-readable formats and APIs that make it easier for entrepreneurs Numerous opportunities remain to increase the supply of available data and make it easier to find, access, and use. to connect and repurpose it. A messy, overlapping array of “standards” discussions are taking place at all levels to better understand how we can harmonize the data. These efforts will require sustained involvement by key stakeholders across the health system. IMAGINING THE FUTURE OF HEALTH DATA Looking ahead, one can imagine a future where shared health data can be easily and securely accessed among individuals and across organizations. There are too many brilliant people working on leveraging health data and too much value to industry and society to expect anything less than a revolution over the next decade. What will that revolution look like? Providers will advertise prices and tout their performance on quality measures so individuals and payers will be able to quickly and easily compare provider cost, quality, and patient satisfaction. More transparency and more choice will relentlessly drive innovation and competition. Voters will be able to understand how their community is doing with respect to health care inputs and outcomes, and will push elected officials and policy makers to optimize investments and public policy. Researchers will share data freely, accelerating the velocity at which we understand what’s working, what isn’t, and how we can improve technology and practice. Health data captured at the point of care and in wearable devices will feed a real-time data layer that can be tapped by clinicians, public health officials, payers, and consumers to inform decisions at all levels. All of this innovation will be powered by health data being shared in new and innovative ways. For many reasons the health sector has been slow to harness the power of open data, but going forward it will have a transformative and immensely positive effect on health care and health policy. OPEN 16 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 17
  • 10. COMMUNITY REPORT In his four years on Montgomery County Council, Councilman Riemer has been a staunch supporter of a citizen’s right to know what his or her government is doing. And his career has long been a study in understanding how technology can make an impact on government and legislation. OPEN INNOVATION • SPRING 2014 19 MONTGOMERY COUNTY COLLABORATES ON 18 OPEN INNOVATION • SPRING 2014 OPEN DATA By Ewan Simpson, Customer Success Manager W hen people talk about municipal open data innovators, they use names like Bloomberg, O’Malley, and Emmanuel. In Montgomery County, Maryland, some of the names commonly associated with open data innovation are Riemer and Leggett. In Montgomery County however, unlike in many other municipalities, the impetus for open data started in the legislative body. Councilman Riemer’s work in creating open data policy serves as a model for county council members across the country, showcasing how they too can play a role in democratizing data for their citizens. Councilman Hans Riemer, with support from County Executive Ike Leggett and members of the County Council, championed the County’s open data initiative, which began in 2012 and exemplifies the importance of creative collaboration between executive and legislative powers. In his four years on Montgomery County Council, Councilman Riemer has been a staunch supporter of a citizen’s right to know what his or her government is doing. And his career has long been a study in understanding how technology can make an impact on government and legislation. “When I was elected as a councilmember, it was my mission to bring that intentional focus to help the County reinvent how we use technology,” he says. The Councilman was inspired by the work of Code for America, particularly the organization’s fusion of technology and civic change. He followed their work closely and decided that Montgomery County needed to hold a hackathon. “I began to research what it would take to hold a hackathon and I realized that before the hackathon, you have to have quality data. I began to understand how fundamental open data would be to our success.” Councilman Riemer and the County Executive Leggett’s office, legislative and executive, quickly realized that not only could they do this but that open data could make a big difference to citizens and government. The next step was figuring out how best get an open data program started. Riemer decided the County first needed an open data policy with muscle. The Open Data Act introduced a number of practices, including a department-wide data policy, a centralized repository for data, and an implementation plan. In response to this bill, Montgomery County launched dataMontgomery, their open data portal in October 2012. It serves as a central repository for a growing number of municipal datasets including 311 information, restaurant inspection, and permits. The portal is expected to grow substantially within the next year. It is equipped with a series of visualization tools that allow citizens to create their own maps and charts, API endpoints for developers and civic technologists, and social media tools that allow the County to capture suggestions and feedback. Montgomery County’s approach
  • 11. WHAT’S APP’ENING? THE LATEST AND GREATEST IN OPEN DATA APPS COMMUNITY REPORT “One purpose of open data is to enable the citizen analyst to have a stronger voice. Open data gets people more engaged in the decision-making process and, finally, allows governments to provide better services.” - Councilman Hans Riemer to open data has been thoughtful and thorough as Riemer describes, “We had to determine what our contribution would be to the wider open data community. We decided the best way to contribute would be by building a strong foundation.” A hallmark of County Executive Leggett’s leadership and reputation for innovation, dataMontgomery, defines open data best practices. In addition to legislation with teeth, Montgomery County’s thorough approach to opening data includes citizen outreach, peer education, data inventory, evaluation and review. “Although relatively new, our open data program has quickly become a model for others. We realized that the best way to implement the program, within our resource restraints, was to prioritize. To prioritize what data needs to be published and when, we went to great lengths to solicit input from residents, businesses, and our staff. This level of outreach and engagement around open data was unprecedented and really helped us de-politicize the process so that we’re just focusing on valuable, useful data,” says Dan Hoffman, Chief Innovation Officer. Another key to dataMontgomery’s continued success, according to project manager Victoria Lewis, is the ongoing commitment from participating departments and Montgomery County senior management, “dataMontgomery would not be as successful if we didn’t have the level of engagement and commitment that we see every day from our data owners and Montgomery County continues to push the envelope in open data innovation and will soon debut a series of financial transparency applications providing unprecedented visibility into how the county spends money and how the county is performing within the confines of its budget. executive sponsors. We needed to comply with Bill 23-12, but people here also see the many benefits of publishing data.” Moreover, Montgomery County continues to push the envelope in open data innovation and will soon debut a series of financial transparency applications providing unprecedented visibility into how the county spends money and how the county is performing within the confines of its budget. County Executive Leggett’s model for innovation and transparency continues to reach new heights as the platform expands data availability, provides easy to use interfaces and contextualized views of data, and open dialogue with citizens and the civic technology community. For Councilman Riemer, his commitment to open data and government transparency continues to grow. “One purpose of open data is to enable the citizen analyst to have a stronger voice,” he says. “Open data gets people more engaged in the decision-making process and, finally, allows governments to provide better services.” He plans to further engage with other members of the open data community who are beginning their own programs. NEW YORK CITY ASKS HACKERS TO SOLVE TOUGH ISSUES BY BRIDGET QUIGG How do you get the most out of an apps contest where eight million people are invited? When the City of New York began its BigApps competition in 2009, organizers wanted bright minds to use the city’s data to improve quality of life in NYC. Over the years, they learned the best way to do so is to challenge those minds by connecting them with real civic problems and partners. Former NYC Mayor Michael Bloomberg initiated the BigApps competition well before most cities were considering open data programs. It had always been a joint effort between the Economic Development Commission (EDC) and the Department of Information Technology & Telecommunications (DOITT). Describing his vision, Bloomberg said, “If we’re going to continue leading the country in innovation and transparency, we’re going to have to make sure that all New Yorkers have access to the data that drives our city...catalyzing the creativity, intellect, and enterprising spirit of computer programmers to build tools that help us all improve our lives.” Director of OpenNY for the State of New York, and former Director of Research and Development for the NYC DOITT under Bloomberg, Andrew Nicklin also played a leadership role at the beginning of NYC BigApps. He wanted to put the data to work. He adds, “Open data is not an end but a means. Just by looking at data you can’t know everything about what makes that data important as a foundation for economic growth.” TOP TIER OPEN DATA PORTAL Initially, New York City had a homegrown application for hosting public city data but moved to the Socrata platform in 2011 with NYC OpenData. The data on this site has been the core of BigApps. It is one of the most attractive, comprehensive, and user-friendly open data portals in the world. Not only can citizens gain real-time access to public datasets via application programming interfaces (APIs), the data is organized into categories for easy searching. Images accompany popular datasets, supporting materials and guidance for developers are easy to find, and the site offers a Tumblr feed of stories about how data access is impacting the city. OPEN 20 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 21
  • 12. WHAT’S APP’ENING? WHAT’S APP’ENING? (Previous page and above) Participants and supporters attend 2013 NYC BigApps awards ceremony held at the IAC building in Manhattan. All of these resources, interactions, and inspiration add up to the ideal home base for participants in the BigApps competition. “The real secret to success behind BigApps is marketing the competition so that it appeals to thousands of students and professionals with diverse talents and backgrounds,” says Seema Shah of HR&A Advisors, an economic development and real estate consulting firm producing the BigApps competition in 2014. “Whether you have a technical skillset or not, your life experiences are the most valuable assets you can bring to BigApps. Everyone in NYC understands the intricacies of civic life here -- and that’s why everyone should participate.” She notes New York City already has an active civic hacking community, so the best strategy for BigApps is bringing new people into civic hacking. The competition’s website has done a better and better job over the years of encouraging participants to connect, share ideas, recruit new teammates, and track progress. In addition, BigApps offers some of the largest cash prizes in civic hacking. Beside tens of thousands of dollars in earnings, winners receive opportunities to further develop their products alongside local tech leaders, even receiving free office space and other resources. THE MOVE TO “BIGISSUES” Widespread engagement isn’t enough for the BigApps team, though. Ian Fried, communications lead at the Big Results from BigApps 2013 BigApps included 13 events, 120 projects, 54 eligible apps, 517 participants, 42 data providers, 7 winning teams Founded in 2009 and has launched more than 300 apps Has opened up more than 1,000 datasets to developers around the world Focuses participants on real world civic issues for greater impact BigApps teams have raised more than $8 million dollars in VC funding Opportunities to win over $100,000 in prize winnings every year EDC says, “The goal is to reward the best tech solutions to civic life in NYC. At its core, BigApps is a mission-oriented, industry-agnostic, citywide competition that believes in the transformative power of technology.” He points out that the first criteria for judging apps is, “Potential positive impact on New York City residents, visitors, and businesses.” However, in the early years of the competition, there wasn’t enough of a focus on garnering participation from small businesses, nonprofits, universities, cultural institutions, and other entities that contributed to supporting a vibrant civic life. In 2013, the BigApps team asked local leaders and various organizations to become partners and surface specific, pressing local issues that participants could directly address and solve. The new approach, called BigIssues, allowed local businesses and organizations to sponsor work BigApps is a mission-oriented, industry-agnostic, citywide competition that believes in the transformative power of technology. on key civic issues where they have expertise. In 2013, the BigIssues categories covered the environment, the economy, lifelong education, and healthy living. Sponsors could coach teams, offer resources, and, ultimately, judge the entrants in their BigIssue category. Each sponsor created a page with guidance, access to data, and other information BigApps teams could use. For example, Pure Energy Partners stating in its BigIssues brief, “In NYC, we throw away more than 6.5 million pounds of food every day. This could fill up 24 subway cars. Or, it could be put to better use as fertilizer and clean energy.” Applicants were then challenged to get creative about this specific problem. In addition, these partner organizations often host hack days leading up to the main competition. Shah says adding in these experts helps to add a new level of credibility to BigApps, create buzz and increase broad-spectrum participation. The grand prize winner for BigApps 2013 came from the “Healthy Living” BigIssues category. The app, created by designer Wendy Nguyen, is called HealthyOut. It helps users find a healthy meal when dining out, anywhere in the city. Nguyen is a multi-time entrepreneur with a background in public health and technology, Her $35,000 grand prize helped her build the app and its reach so that within a year it had become one of the top five most downloaded apps in iTunes’ Food & Drink category, and was being recommended by nurses, doctors, and nutritionists. That response is just the kind of uptake BigApps organizers sought by encouraging participants to address known issues. The BigApps team considers the BigIssues program a success and plans to continue with it. “We’ll be addressing new issues in 2014, under a new mayoral administration,” says Shah. Just how much of an impact can open data have on the lives of New York’s citizens? Nicklin is optimistic. He says, “It will fall to the background and be a mainstay of how things get done. Government as API. It will be so integral in people’s lives it won’t even be noticed, such as health inspection information on Yelp when people look for a restaurant.” He adds, “We want the data to be where people need it.” OPEN 22 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 23
  • 13. WHAT’S APP’ENING? Financial Transparency for Smarter Governments and Citizens By Safouen Rabah, Vice President of Product Over the last few months, our apps team has been hard at work developing a suite of financial transparency apps to help users understand the intricacies of government budgets and spending. In this edition of What’s App’ening, we look at two apps that are part of that suite: Socrata Open Budget™ and Socrata Open Expenditures™. These apps are the culmination of significant user testing and have been designed to be useful to finance experts and non-experts alike. WHY FINANCIAL TRANSPARENCY MATTERS Five years ago, any government who made the choice to join the open data movement was seen as innovative. Now, publishing data is the gold standard of open government, but it must be more than a line item that government leaders cross off their transparency checklist. While publishing data publicly is a great start to making the most of the data collected, it’s also just the first step. In order for open data programs to have significant impact, the smartest governments publish raw data and provide ways citizens need to understand and use that data. This includes visualization tools, APIs to remix and reuse data in multiple contexts, and citizen-friendly apps to engage people in government processes. Financial transparency apps demystify government finances and expand the conversation around budgets and spending. These apps bolster public participation in governance. Government cannot call itself transparent just because it published a ledger of raw data, as few citizens understand how to consume financial data. Furthermore, many citizens are hungry to understand this data. Financial transparency demonstrates serious commitment to open government. A citizen armed with information about the budget is a citizen able to ask the right questions and understand her government’s priorities. In evaluating the apps that already exist for government finances, our team found none that truly helped people understand how budgets and spending work. We realized that most apps were not built for everyday citizens to use. To help government meet the needs and demands of its citizens, we set out to build a suite of financial transparency apps that examine government finances from the citizen perspective. We created two specific apps to address transparency benefit citizens? A citizen armed with information about the budget is a citizen able to ask the right questions and understand the priorities of government. Engaged citizens, journalists, and other stakeholders demand this data. When designing these financial transparency tools, Socrata worked closely with the technology and finance teams at Montgomery A citizen armed with information about the budget is a citizen able to ask the right questions and understand the priorities of government. Engaged citizens, journalists, and other stakeholders demand this data. County, Maryland to learn about government budget and spending data practices and obtained feedback from members of the local financial transparency. The first, Open Budget™, allows citizens to understand everything that goes into a government’s budget. The second, Open Expenditures™, shows citizens how the government is spending funds. SOCRATA OPEN BUDGET™ Open Budget™ helps citizens and other stakeholders understand the operating budget, capital budget, capital projects, and the priorities of government. For example, a citizen curious about public safety budgeting can drill down into the funds allocated for Police, Fire, and Rescue and, from there, get specifics on the source of those funds. Open Budget™ allows users to follow the lifecycle of the budgeting process. Budgeting is a multi-phase process that can be confusing to the average citizen. Open Budget™ provides a snapshot of the budget, where it’s been, and what’s happening next. How does this level of budget community to ensure the module objectives of empowering the public with financial data were met. “We worked with Socrata to make sure we could educate citizens about how we budget and spend as we empower them with data. The apps are designed to move visitors through the entire budgeting process in an engaging way. All of the data is shown in dynamic charts and made interactive. It flows in a way that makes very complex information easy to understand,” says data Montgomery Project Manager Victoria Lewis. OPEN 24 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 25
  • 14. SMARTER GOVERNMENT HOW OPEN DATA IMPROVES GOVERNMENT WHAT’S APP’ENING? Our suite of financial transparency apps demonstrate clearly many aspects of government finances. For example, citizens can easily understand the difference between capital budget vs. operating budget, and can see itemized lists of government expenditures. SOCRATA OPEN EXPENDITURES™ Government spending is another area that can be confusing to citizens. Because citizens care about where their money is spent, conversations around government spending can be volatile, especially when spending is unclear. Smart governments committed to serving citizens have a strong incentive to help taxpayers understand spending. Governments also have an opportunity to help sophisticated data consumers, such as journalists and business owners, understand the data. Open Expenditures™ helps fulfill this mission by presenting spending data in a detailed, understandable way. With Open Expenditures™, citizens can explore government spending to where funds are allocated. For example, a user can view the relative amount spent on park maintenance, public art, school buses, and more. Citizens can also explore trends in spending over time, browse the data by government vendor to see which companies are hired by their government (for example, if their city hires the same firm for both road construction and maintenance), and browse the spending by specific payment to see the details around payments to vendors. This app also benefits businesses by offering insight into how their competitors are serving the government. Ultimately, this app recognizes that citizens have the right to see how the government spends their money in a format they can understand, regardless of financial expertise. Socrata’s suite of financial transparency apps expand the conversation around budgets and spending, and will bolster public participation in governance. These apps are designed to be meaningful to all audiences, ensuring all stakeholders will be able to understand where the money comes from, how it is allocated, and where it’s going. Making these apps available to citizens demonstrates a government’s commitment to transparency and openness. Want to learn more? Visit socrata.com/ products/custom-web-and-mobile-apps- government-data today. 5 QUESTIONS TO ASK WHEN CREATING YOUR OPEN DATA POLICY By Ian Kalin, Director of Open Data Since the dawn of the Internet, we have seen an evolution of online services as extensible technology platforms that enable users, application developers, and other collaborators to create value that extends far beyond the original offering itself. The same principles that have shaped the consumer web are now permeating government. Forward-thinking public sector organizations are catching on to the idea that, to stay relevant and vital, governments must go beyond offering a few basic services online. Some have even come to the realization that they are custodians of an enormously valuable resource: the data they collect through their day-to-day operations. By opening up this data for public consumption online, innovative governments are facilitating the same kind of digital networks that consumer web services have fostered for years. The era of government as a platform is here, and open data is the catalyst. OPEN 26 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 27
  • 15. SMARTER GOVERNMENT SMARTER GOVERNMENT Policymakers seeking to frame a transparency and innovation program within a government often have questions. As active participants in the era of open government, we hear their questions all the time. A common question is, “What should I include in my open data policy?” as is, “How do I know if my draft open data policy is good?” These are great questions with complicated answers, even for seasoned advocates who have been through the trenches of policy creation. There is no single way to create an open data policy. Imagine you are an architect and someone comes to you and asks you to design them the perfect house. You, the savvy architect, will ask: “What size house do you need? Do you have any children? Can you afford a fancy home downtown?” Open data policy works in a similar way. The definition of what is actually best depends on who you are, what you do, and what you are trying to achieve. With this context in mind, here are five key questions to consider when crafting an open data policy. 1. WHAT IS YOUR ROLE WITHIN THE ORGANIZATION? Open data policies usually come from legislators, elected officials, or government managers. Each of these stakeholders can choose from four buckets of open data policy types, including new laws, non-binding resolutions, executive orders, and internal regulations or memorandums. Every bucket is not available to each stakeholder. Government managers cannot pass new laws by themselves. Still, others have more than a few options at their disposal. Elected officials can often issue executive orders, memos, and non-binding resolutions. Additionally, your seniority within your organization influences your ability to create impact with all types of tools. A memo from a President can go further than a resolution from a secondary advisory council. (Not that a President is necessarily more connected than a town council. In this context, they are just different in terms of scope.) Answering this question can help you determine which of the tools are available to you. 2. HOW DO YOU CHOOSE BETWEEN THE POLICY MODELS? Each model has strengths and weaknesses. Laws can be the most difficult to create, but they tend to have the greatest impact, particularly in terms of their ability to allocate public funds. Non-binding resolutions tend to have the least impact on government operations, or public benefit for that matter, but they are relatively quick and easy to create. Executive orders often have the power of law, and recent experiences (e.g. The White House and New York State) demonstrate that they can be extraordinarily detailed in terms of how public agencies should work together. Therefore, executive orders are often the most impactful. The big drawback to executive orders is they tend to disappear when an administration ends. This is why many executive orders are often codified into full-fledged laws once an elected official reaches a twilight period. Internal memos can be effective, particularly when issued by a senior leader and paired with a previously issued executive order or law. Internal memos can also apply to the smaller government office trying to get started with open data and wants to make sure basic levels of privacy are protected in those early experiments. These tools have their own merits and should be considered based on the objectives and constraints. 3. HOW DETAILED SHOULD I GET AND DO I NEED TO FIND A BUDGET? Generally speaking, the longer it takes to issue a policy, the less valuable it is to include highly granular details. Technology moves faster than regulations. That said, good open data policies should not shy away from technical details if they want the overall program to be effective. Interoperability and standards are a major aspect of what makes these policies successful. Consider the San Francisco open data policy, which includes guidance for common metadata and the use of Application Programming Interfaces (APIs). Without having to specifically walk through technical conditions like cardinality or JSON syntax, the leaders of the open data program can leverage those overarching guidelines to better integrate data catalogs between city departments. Once you get to this stage of open data policy development, the question of money isn’t far behind. All open data policies, when well executed, lead to cost savings, efficiency improvements for governments, and even job creation. In a perfect world, open data policies would pay for themselves without any type of new investment. But the reality is that government procurement systems do not recognize cost savings the way the commercial sector does. Therefore, in order to spur faster activity and strengthen the level of support for open data, it is highly recommended that some modest amount of financial allocation be included in the policy, as long as it does not cause an extensive delay or even a blockage of the overall policy. 4. WHAT ARE THE BASELINE CHARACTERISTICS OF AN OPEN DATA POLICY? Every open data policy should include or be influenced by the following elements: • High-level term definitions like “Data is…” and “Chief Privacy Officer shall be…” • Statement on government’s responsibility to empower their citizens • The need to embrace best practices from other sectors, such as leveraging new technology to deliver improved government services • Open data is rooted in American history (or at least some local, earlier transparency policy) • Open data programs must protect individual privacy, confidentiality and security For an example of a sample resolution or assistance in creating your own open data policy, download Socrata’s Open Data Companion Kit. 5. WHAT IF I WANT TO BE AMBITIOUS? Bravo! It’s difficult enough to get new policies issued, so you might as well include the bigger items if you are going to go down this path. Here are some of the major items we recommend, based on what leading government leaders have already delivered: • Have an “open by default” policy foundation that builds on existing policies like privacy protection and freedom of information. Use detailed definitions: Open data includes… Oversight authority is… • Create comprehensive, internal inventories, and then public catalogs online. Include ongoing volume and quality updates. • Include common core metadata and use unique identifiers for datasets. • Create an oversight authority with established ownership. Who needs to do what and who can hold them accountable? • Mandate the release of new data, online in machine-readable and human readable formats, with minimal license restrictions on use and on a single, authoritative portal. • Mandate systems for prioritizing data release and perform actions against a public and ambitious timeline. • Focus on the citizen-customer and include a framework for public feedback. • Provides some level of funding or resources to actually get this stuff done. With or without public funding, plan to leverage public-private partnerships. • Integrate with “My Data” and “Big Data” programs. Successful and impactful open data policy isn’t created in a day, or in a vacuum. By asking the right questions before you begin, you can determine the best course of action for creating your own open data policy. Of course, in addressing these five questions, you might end up with even more questions. There are resources available to help you. We at Socrata would love to help you get going. OPEN 28 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 29
  • 16. Spanning the East Bay region of the San Francisco Bay area in California, Alameda County boasts a population of more than 1.5 million residents, which puts the County on par with Philadelphia, Pennsylvania and just under Houston, Texas. The size of Alameda County isn’t what makes it remarkable, however. What’s most remarkable about Alameda County is its success in engaging with its citizens in a way that makes this large county feel more like a small town. Few communities are as involved with their local government as the residents of Alameda County. So, what is the County’s secret to community collaboration? ALAMEDA COUNTY THE GOLD STANDARD IN COMMUNITY COLLABORATION By Alida Moore 30 OPEN INNOVATION • SPRING 2014 SMARTER GOVERNMENT OPEN INNOVATION • SPRING 2014 31 “ Alameda County has long had a commitment to collaboration, partnerships, and community involvement, so much so that it has become an integral part of our culture,” says Susan S. Muranishi, County Administrator. This commitment means the County is constantly asking itself, “How can we better serve our citizens? How can we leverage technology to improve services to our residents? How can we engage our youth?” These questions led Muranishi and Chief Information Officer/Registrar of Voters Tim Dupuis to explore the world of open data. “Our policy makers were very interested in data sharing,” Muranishi explains. “We’ve been talking about it for a long time. As the doors opened up, we realized we had a tremendous goldmine in the form of information we could make available to the public in a user-friendly format.” To quickly publish that data and make it accessible to citizens, Muranishi and Dupuis launched Alameda County’s
  • 17. SMARTER GOVERNMENT SMARTER GOVERNMENT successful Data Sharing Initiative. Dupuis pushed the effort forward. “We knew open data was a key area we needed to explore. It was being spearheaded at the federal level by the White House and we wanted to get involved at the local level,” he says. “We started a committee around open data and data sharing amongst all County departments. We came to Socrata to tilt up our open data portal.” Muranishi was impressed by Dupuis ability to win leadership buy-in. “Tim was able to determine how to get value out of our data quickly. He convened department heads and made it a priority to help them understand why we were adopting this open data model. It wasn’t perceived as a threat because people can understand that the data is already available; let’s just make it easier and more accessible to our constituents and our community as well,” Muranishi says. The community as a whole needed a way to share the data. The selection of the right portal was important, as well as the tools the portal provides. Alameda County has more than 100 datasets available on its Socrata portal, including crime statistics, restaurant inspection data, and even a bedbug dataset. “The portal allows users to filter down to find more information on what is most interesting to them,” says Dupuis. “A blogger took the restaurant inspection data, filtered down to the Taco Bell dataset, and featured that information in a blog post, sharing it with the community. This is something we at the County might not have had (Top) Tim Dupuis welcomes participants to an acApps challenge. (Bottom) Tim Dupuis poses with the winners of the challenge after presenting the prize check of $3,000. the time or bandwidth to do, so we focus on delivering the data to the community to examine in a way that is interesting to them.” Muranishi echoes the enthusiasm for the data portal and explains how it led to the idea that would revolutionize the ways in which the County interacts with its citizens. “The way the portal was set up opened our eyes to how we could use it,” she says. “We had all this data that was of interest to our citizens. We examined the priorities for our open data initiative and our next step was clear: it was time to run our first hackathon.” APPS CHALLENGES Each Apps Challenge is a one-day hackathon where teams are formed to create apps from Alameda County data. Dupuis and his team invite participation from residents of all skill levels and age The first Apps Challenge was phenomenally successful. The event was held at Castro Valley Library in late 2012 and had more than 120 participants. groups, include professional and novice developers, high school and college students, senior citizens, and anyone with a passion for civic engagement, regardless of technical background. After a brief overview and a couple of keynote addresses from the sponsoring board member and a County representative, the attendees form teams based on interest specified as part of the registration process, as well as a brief “idea pitch” session. The first Apps Challenge was phenomenally successful. The event was held at Castro Valley Library in late 2012 and had more than 120 participants. “It was a learning experience for us,” says Dupuis. “The outcome was tremendous. We had about 25 app ideas at the end of the day.” The winning app was AC BookIt!, a clever mobile app that allows users to use their smartphones to scan the UPC code on any book to find out if that book was available in the Alameda County library system. Users can connect their library card to the app and, if the book is available, the app will reserve it and give driving directions to the library branch holding it. “They were able to create this app in a day and it’s now available for download in the iTunes app store,” says Dupuis proudly. A team of students from Castro Valley High School (CVHS) developed the second place app, ACPR Finder. “They took our park data and created a website that allows you to filter different criteria,” Dupuis explains. “Do you want to walk your dog? Have a fire pit? Play volleyball? Their app filters your interests and locates the best park and provides driving directions.” The Apps Challenges allow the County to promote its open data. But more than that, they provide a venue to meet the youth of the community and show them what their government does, while inviting them to apply their skills to benefit the entire community. Dupuis and his team held the second Apps Challenge in the spring of 2013 and the third in the beginning of May 2014. RETHINK AC In today’s world of technology, hackathons are a popular way to drive innovation. What’s unique about Alameda County is the dedication to collaborate not only with residents, but also with County employees. Once Muranishi and Dupuis saw the success of the Apps Challenges, they knew they could leverage that formula within the walls of the County. “It just made sense to do the same thing internally,” Socrata Product Lead Clint Tseng presents at an apps challenge. Many Socrata developers, engineers, and other team members travel all over the country to support local hackathons and events. OPEN 32 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 33
  • 18. SMARTER GOVERNMENT (Opposite page) A group of students presents an app idea to the audience of the Apps Challenge. (This page) Apps Challenge attendees work on their app idea. ALL ABOUT THE YOUTH One common driver of the programs in Alameda County is the commitment to youth engagement. From the YLA and Apps Challenges, to a program called New Beginnings that focuses on job training for youth in the foster care system, the County is dedicated to teaching young citizens how to be civic engagement superstars. “It’s natural for us to involve our youth in open data because they are tech-savvy,” says Muranishi. “Many know how to code and they are all quite creative. We have plans to connect with other groups, such as Black Girls of government, including it as part of both the Youth and Adult Leadership Academies. The Youth and Adult Leadership Academies are programs that give county residents of all ages the opportunity to learn about and discuss County programs and services. The Youth Leadership Academy (YLA) in particular also helps develop leadership skills and meet other students throughout the County. It is an award-winning program. Both academies now conclude with a mini-hackathon session in which participants are given a flipchart and 45 minutes to create an app idea on which they give a three-minute presentation. Teams have even been known to create mobile screen mockups to include in their presentations. their own operating needs,” she says. Eighteen app ideas came out of the event. The County has already begun developing one, a calendar mobile app that gives public employees a central location to learn about County events. Employees originally had to go to specific areas of the website to find events. This app allows them to see all events in one place, improving efficiency. “What I liked with the internal event is that it allowed a dialogue between employees and department heads to share ideas,” says Dupuis. “It gave us the opportunity to encourage and recognize the creativity and energy our employees have around their work.” Muranishi and Dupuis have brought the hackathon model to other areas says Muranishi. “We have more than 9,000 employees -- what better way to get people engaged across departments and see what their ideas are? For Rethink AC, we focus on collaboration and invite people from different departments to work together.” The event is limited to 100 people and the first one happened in September 2013, with attendees representing a broad cross-section of all departments. Rethink AC is run just like the Apps Challenges. Muranishi remarks on the different perspective County employees are able to bring to the table. “We’ve been focused on government efficiency and transparency. Our employees came up with fabulous ideas because they work within the government, know the information clients and constituents are looking for, and understand Alameda County has been awarded and recognized by several organizations for its innovation and dedication to civic engagement. AWARDS 2013 Driving Digital Government – County Government Center for Digital Government 2013 Merit Award Recipient for Alameda County Data Sharing Initiative California State Association of Counties (CSAC) 2013 Best of the Web Award – 1st Place, County Portal Category Center for Digital Government RECOGNITION 2013 Spotlight on Large Urban Counties – Leadership in Action - Technology National Association of Counties (NACO Large Urban County Caucus (LUCC) 2014 Public CIO Magazine, A Visual Tour of a Winning Website Government Technology 2013 Apps Challenges and Citizen Engagement Silicon Valley Leadership Group OPEN 34 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 35
  • 19. 6PROCESSES REPLACED BY OPEN DATA SMARTER GOVERNMENT SMARTER GOVERNMENT Open data promises to put public information to work, mostly through apps for easier parking, permitting, healthcare access, and more. What does all of this convenience mean for those working in government? In many government agencies, embracing open data has led to the automation of processes that once consumed thousands of staff hours and millions of tax dollars. The following is a quick tour of some of the processes replaced by open data. By Bridget Quigg Code, Techbridge, and others working with youth to help develop job skills and training.” To further this mission, the County has a strong internship program. Recent summer interns were found via the first Apps Challenge. The team of CVHS students who created the ACPR Finder app enjoyed the process of learning about what happens at the county level so much that they became interns. “We have To anyone newer to the open data movement, or just beginning to lay the groundwork of an open data initiative, Alameda County serves as the gold standard of how to be phenomenally effective in a very short amount of time. a shuttle bus for our employees that serves the public as well,” says Dupuis. “Originally, the shuttle schedule was one sheet of paper. The interns were tasked with creating a mobile friendly website of that schedule paper. They went above and beyond with this project. They tied it in with Google Maps Street View and with the Google routing system so users can figure out their exact route. It combined a multi-mobile system.” Dupuis and his team work closely with interns, teaching them good coding practice, how to create an enterprise system, and even how to market their ideas, share vision, and get department buy-in. “As a result of his internship, one of the youth declared his major as computer science. His work with the County had an impact on his entire education and future career,” says Dupuis. 1. BUDGET REPORTING Raleigh, North Carolina knows its citizens will ask for information about how tax dollars are spent. That is why you can go to its open data portal, data.raleighnc.gov, and find budget data in dynamic spreadsheets for the current and past fiscal years. The City also offers 140 visualizations of the data, addressing typical questions and requests for information from citizens. And, these charts and graphs are automatically updated each time the budget numbers change. “[Open data is] a productivity tool for us so we don’t have to have a human being at the end of every question or every request for information,” says Gail Roper, Chief Information and Community Relations Officer for Raleigh. “It benefits the taxpayers that LIGHTNING FAST INNOVATION People often assume it takes years to see this amount of success from an open data program. Alameda County proves that innovation, dedication, and collaboration drive success, not years. The County launched its open data portal in July of 2012, just under two years ago. In that short amount of time, the hard work of Muranishi, Dupuis, and team has driven the entire County forward, setting it apart as a leading innovator and thought-leader within the United States. The County’s success is on par with New York City and Chicago and has earned recognition, accolades, and numerous awards. [See sidebar]Dupuis has been recognized by the California County Information Services Directors Association (CCISDA). He and his team have developed a white paper on how to run a successful hackathon and Dupuis has been asked to present at the next CCISDA conference. To demonstrate his knowledge, Dupuis will be running a mini-hackathon at the conference. For now, Muranishi and Dupuis remained focused on learning more about how new technologies can serve County residents. They’ve learned the ropes of social media, leveraging Facebook for event promotion, Twitter for live-tweeting hackathons, and Pinterest to curate all the ideas that are born of these events. Dupuis even has Google Glass and is already identifying ways in which wearable tech will impact the landscape of government work. To anyone newer to the open data movement, or just beginning to lay the groundwork of an open data initiative, Alameda County serves as the gold standard of how to be phenomenally effective in a very short amount of time. In the spirit of collaboration, Muranishi and Dupuis share their advice to those who are taking their first steps into open data. “It’s a matter of being committed and open to innovation and change” says Muranishi. “Alameda County is fortunate because we have executive buy-in. Our leaders have embraced open data and encourage us to push the envelope in regards to government transparency. It’s a priority for us to engage with all of our stakeholders including our constituents, clients, and community. The open data initiative is a win-win for us – the community has access to our data and we, in turn, have engaged and encouraged them to use that data to help the County improve services and be more efficient and effective,” she says. Dupuis agrees. “Having that leadership support opens up the opportunities for our team to be creative. We know we have to do this because our leaders are asking us to do this. We have the opportunity to be creative, learn new things, and it’s worked out to be a catalyst for new ideas as a whole.” OPEN 36 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 37
  • 20. SMARTER GOVERNMENT SMARTER GOVERNMENT we’re not having to provide staffing at a level we’ve had to in the past because of the technology.” Other cities are either developing or already using real-time budgeting apps, like New York City’s Checkbook NYC 2.0 application or Boston’s CheckBook Explorer. Raleigh’s “Citizen Experience” Goals: Listen to Raleigh, NC’s Gail Roper talk about her vision of 24/7 self-service government. 2. CAMPAIGN FINANCE REPORTING Before the City and County of San Francisco (CCSF) launched an open data portal in 2012, its leadership promoted the idea that the portal would be a “one-stop destination for all approved City data.” The CCSF Ethics Commission embraced this idea by uploading automatically, nightly, all campaign finance information it received from candidates leading up to its fall 2012 elections. Steven Massey, Information Technology Officer for the CCSF Ethics Commission, not only worked to move all campaign finance data on to the SFCC portal, data.sfgov.org, he had it then automatically publish to user-friendly, embedded charts on sfethics.org. “We’ve gotten really good feedback from the community about these charts, since they are much easier to read than our PDF financial reports. Now, when people call in, you direct them to the site and you’re done,” says Massey. Prior to posting the data regularly, Massey says the campaign finance data was most valuable to reporters and made it into the newspaper quite a bit. Now it’s in demand from a broader audience of citizens, like students and researchers. San Francisco Saves Time: Read the whole story the Ethic Commission’s automation of campaign finance data sharing. 3. SNOW PLOW UPDATES What annual event can people in Chicago most rely upon? The arrival of winter snow storms. This chilly reality makes driving extra hazardous until snow plows appear. Since citizens have a strong interest in snow plows and their progress, the City decided to field fewer phone calls and feed real-time snow plow location updates through their open data portal to a web and mobile application. Chicago has a page on its open data portal called Chicago Shovels with a variety of data-driven features, like information about a mobile app for taxi sharing called Taxi Share Chicago and an app for finding food and shelter called iFinditChicago. Local civic hacking leader Derek Eder, owner of civic app and data visualization company DataMade, has even created his own snow plow tracking application using the City’s data. “We have this website we created called ClearStreets, which gathers GPS data from the city about snow plows. We plot the path of where plows have been,” Eder explains. “You can find out if your street has been plowed yet and if so, when.” 4. PATENT DATA REPORTING Peter Threlkel, Director of the Corporation Division for the Oregon Secretary of State, needed a way to post data from Oregon’s small-scale trademark program online in a searchable database. As he says, “People used to have to call us or submit a public records request and every month we’d give them a copy of the database and all the images that we had on CD-ROM.” Threlkel wanted a more automated approach. He looked at some custom solutions from IT vendors, and one bid he received proposed the State build a one-off, customized $500,000 system. That approach was too expensive for such a small program. Fortunately, he realized that the State’s open data portal could host and serve the information. As a result, the database is now online, up-to-date, API-enabled, and easily searchable, holding trademark data dating back to 1920, with Tiffany & Co. $500,000 Saved with Open Data: Watch our State of Oregon video case study about moving daily request for information to the state’s open data portal. 5. ENVIRONMENTAL DATA REPORTING Many government agencies publish annual reports. Expensive to produce, print, and ship, these paper-based reports are often hundreds of pages long, take thousands of hours to create, and are out of date by the time they are completed. Washington State’s Governor’s Salmon Recovery Office (GSRO) had a report due every two years that took six months to produce. The data was reported in a variety of formats and only offered as “roll-ups” on a limited number of species and locations. “I wanted to move to something less expensive, more frequently updated, and more accessible to the public,” says Kaleen Cottingham, Director of the Recreation and Conservation Office, which manages the GSRO. By using the State’s open data portal to host the data, the GSRO team made the report accessible online and created embeddable charts and maps that could be shared and updated automatically every time new information came in. The new digital report allows citizens, students, and researchers to view more highly-detailed, raw data by species and tributary. The response to the improved report has been outstanding, including more school-aged children looking at the data and scientists around the world reviewing and analyzing the data more easily. 6. FOIA REQUESTS Chicago’s open data program predates the majority of those in the U.S., and has benefited from strong leadership support from Mayor Rahm Emanuel. As a result, the City has had the opportunity to not only streamline processes, but measure the results. In a recent report “Open Data Annual Report 2013,” the City of Chicago announced that by making the data available on its open data portal, its Department of Public Health (CDPH) has experienced a 65 percent drop in the number of Freedom of Information Act (FOIA) requests for environmental records over a nine month period. Though the exact numbers of staff hours and resources saved was not reported, this shift is clearly a time and money saver. Chicago’s report goes on to state that it will continue to study which data is most often requested via FOIA and work to place those datasets on the City’s open data portal, data.cityofchicago.org. LIMITLESS POSSIBILITIES FOR AUTOMATION AND EFFICIENCY Since government agencies hold so much useful information - permit requests, tax revenue numbers, public pool schedules, school test scores, crime statistics, public parking prices, and more - millions of citizens seek out information from them every year. Open data has created the opportunity to pull that process away from the phone or static PDF and automate it. Citizens are empowered to use the data while staff are free to work on other tasks and process improvements. What other processes have been or should be replaced by open data? Send your stories to blog@socrata.com. OPEN 38 OPEN INNOVATION • SPRING 2014 INNOVATION • SPRING 2014 39
  • 21. OPEN INNOVATION • SPRING 2014 41 GROWING CHICAGO’S OPEN DATA ECONOMY By Bridget Quigg Derek Eder stays busy. In one week he’ll work with nonprofit groups, a city leader on the other side of the globe, data journalists investigating city policy, and artists creating installations inspired by data. His business is booming. What’s his specialty? Open data. Eder is among a growing group of Chicago developers and researchers who have discovered new revenue streams thanks to Chicago’s open data portal. Some build apps, some provide policy insights, but all of them send an invoice when their work is done. “The goals for our open data program include transparency, accountability and economic development. We like to see businesses take the data we publish and put it to work,” says Brenna Berman, Commissioner and Chief Information Officer at the Department of Innovation and Technology for the City of Chicago. Eder agrees. “I make my living either developing products with open data or teaching others to do so. Chicago has a robust civic hacker community and the city is very involved in supporting it,” he says. One of those key supporters is Tom Schenk, Director of Analytics and Performance Management for the City. He’s easy to meet in person. Simply attend one of the city’s weekly Open Gov hack nights at startup hub 1871 and you’ll likely see him there. Schenk was active in the local civic hacker community before he worked for the city. “We have the best developer
  • 22. 42 OPEN INNOVATION • SPRING 2014 community in the country. That community exists thanks to constant access and clear communication between the City and its developers. And, Chicago is fortunate to have strong leadership from Mayor Rahm Emanuel,” says Schenk. He points to Chicago’s Open Data Executive Order signed into law in 2012 which states, “the timely online publication of public data will empower Chicago’s residents...to participate in government in a meaningful manner, to assist in identifying possible solutions to pressing governmental problems, and to promote innovative strategies for social progress and economic growth.” “Chicago started early with a strong commitment to open data and now businesses and projects are emerging that rely on machine-readable, public data,” says Schenk. Which ambitious companies are putting open data to work? Find out about five organizations that are defining the space and the innovators moving them forward. 1. DATAMADE For Apps and Open Data Education DataMade emerged out of Chicago’s civic hacker community. In 2011, founder Derek Eder started working on civic technology as a volunteer for open government and open source technology collaborative Open City, the group that hosts Open Gov Hack Nights for Chicago area hackers. Some of their most well-known and popular apps include Chicago Lobbyists, Clear Streets, and Second City Zoning. In 2012, Eder started DataMade, offering custom visualizations, civic apps, and training for people to work with open data. Since then, Eder has taken on a business partner, Forest Gregg, and hired a full time employee, web developer Eric van Zanten. The DataMade team only takes on projects that hold to its “Three Os”: open data, open source, and open government. Eder says, “We want to deepen and sustain the impact of civic technology.” Their formula is working. DataMade has about fifteen clients right now, ranging from DePaul University to Macoupin County, IL to the Chicago Sun-Times. Eder says he owes much of his success to the hard work put in by the open data team at the City of Chicago. He points out that open data needs to be released by every agency at the City of Chicago and there has to be somebody assigned as an open data officer for each city agency. “The fact that the OPEN INNOVATION • SPRING 2014 43 City continues to invest in resources and people like Tom Schenk and his team to go out and find data to release, and continue to maintain the open data infrastructure, strengthens the City’s open data portal,” Eder says. He wants to see more companies coming out of the open data hacking community, turning it from “a community of enthusiasts and people doing this stuff part-time to people trying to make new businesses or doing consulting like DataMade does,” he says. Now that open data is Eder’s full time gig, he spends more and more time giving people advice on what to do with their community to make it more like Chicago, from a government and policy perspective. But, he’s not done with creating more businesses based on open data in Chicago. “I think there is a ton of potential to grow something even bigger here in Chicago,” says Eder. “The nature of our community is an open one. We share technology and we share ideas. And, a lot of the stuff that is applicable in Chicago can be applied to other cities like New York and vice versa.” 2. PURPLE BINDER In Service of Others How do caseworkers keep track of the hundreds of services available to their clients? Imagine a large, purple, three-ring binder, stuffed with papers, some dating back to the 1990s. That is what Purple Binder founders Joseph Flesh and Declan Frye discovered one day and what inspired them to find a better way to centralize social services data. Flesh and Frye recognized a strong need they could build a business around. “A lot of social workers have spent a lot of time to gather information for their clients. They’re excited that someone has stepped up to put the resources they need to serve their clients in one place,” Flesh says. And, their work has already pointed them towards other opportunities, such as improving healthcare delivery. Flesh offers the example of a homeless man who leaves the hospital and needs not just shelter, but also mental health support or help acquiring medications. “We want to connect the worlds of healthcare and social services. They’re part of the same continuum of care for many people. We’re making it much easier for healthcare organizations to keep patients healthy,” says Flesh. Civic innovation enthusiasts at the 2013 National Day of Civic Hacking in Chicago. We want to connect the worlds of healthcare and social services. They’re part of the same continuum of care for many people. We’re making it much easier for healthcare organizations to keep patients healthy. The nature of our community is an open one. We share technology and we share ideas. And, a lot of the stuff that is applicable in Chicago can be applied to other cities like New York and vice versa.
  • 23. 44 OPEN INNOVATION • SPRING 2014 Currently, Purple Binder is running a hospital pilot at the University of Illinois at Chicago (UIC) hospital, and about 2500 social workers across Chicago use their service. They’re starting to expand outside of Chicago with a project at the City of Pomona, California. Frye recalls a success story from their early days, saying, “It was the summer of 2012, right after we’d launched. A lot of my time was spent cold calling caseworkers and trying to get the word out. I called one and she said, ‘Oh, I’ve heard of Purple Binder. I use it. Just yesterday I had a woman in here with a newborn baby who needed diapers. I found out that there was a church three blocks away giving away free diapers. I wouldn’t have known that without Purple Binder.’” The company employs four people on its core team, as well as a team of researchers with social services experience. And, the team is contributing data back to the City of Chicago about which services are provided through which grants. “We’re creating this data ecosystem that is giving data back. What we took in as grants data, we’re giving back as services data,” says Frye. Purple Binder is also supporting efforts by the United Way to standardize data used for its 211 human services hotline. When asked how he feels about his work, Frye is passionate. He says, “People I went to college with are building technology to share pictures of cupcakes. When I talk to social workers in Chicago and they tell me that they’ve used Purple Binder, it’s really satisfying.” 3. ROB PARAL & ASSOCIATES Faster Problem Solving Rob Paral has been in the business of social services policy consulting in Chicago for 15 years. But, his career began 25 years ago. He works primarily with governments, philanthropic foundations, and not-for- profits, doing demographic and GIS work to help them understand the populations they serve. “In the old days, people like me wrote 30-page reports all the time, but today things are leaning towards apps that are user-directed and interactive,” says Paral. The City of Chicago is one of his clients. Paral’s work for them has changed since open data came along. Right after Mayor Emanuel was elected in 2011, Paral was hired to create a OPEN INNOVATION • SPRING 2014 45 website showing Chicago residents where arts resources and festivals were located in their community. He remembers making one-off requests, by phone and email, to agencies for data. “Sometimes you had to cajole the person on the phone to give you the information,” says Paral. Compare that to a more recent project he’s leading for the State of Illinois, the City of Chicago, the United Way, and the Chicago Community Trust. He’s creating a map mashup to show where human services are delivered in a city, such as childcare, healthcare, and domestic violence counseling. Rather than make one-off requests by phone for data, he’s able to use the city’s open data portal to extract up-to-date human service contracts information. “For a public policy researcher, you’re moving away from that transactional one-off request, agency by agency, which was very time consuming. It could kill a project because it took so long to get information. Open data makes projects more feasible. The half-life of projects is a lot faster now,” he says. Paral cares about the quality and quantity of human services government provide. He’d love to get his hands on even more data. “Open data is still nascent. It needs more government agencies to participate. The City of Chicago is a star among cities in the quantity, scale, and scope of their data,” says Paral. 4. CARTOGRAFIKA Art Made with Data Adam Jentleson and Jose Alarcon met at University of Illinois at Chicago in the Urban Planning and Policy program. They both took Geographic Information Systems (GIS) classes and became interested in mapping. Before a study session in late 2011, Alarcon showed Jentleson a framed map of buildings in Chicago he had created and hung on his wall. He’d marked his building. It was art. “I thought it was an amazing idea. It opened up the floodgates,” says Jentleson. The team began making maps for family and friends as low-cost gifts, and soon they were getting commissions for fresh designs from cities as far away as Amsterdam and Hong Kong. Jentleson and Alarcon bring in data from various sources, like OpenStreetMap and city open data portals. They create their own spatial data if a client’s requested geographic features are unavailable, which they eventually intend on sharing with the open data community. “For Chicago maps we use a lot of the open data, specifically the building footprints. Same goes for other cities with portals like New York and San Francisco,” says Jentleson. They then use design software to finish off the maps, adding colors and gradients. Once the pair completes a commission Open data is still nascent. It needs more government agencies to participate. The City of Chicago is a star among cities in the quantity, scale, and scope of their data. Purple Binder team members meeting at their offices in Chicago (left to right): Director of User Experience Benjamin Bertin, CTO Declan Frye, and President Joseph Flesh.