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Observed variations in modelling 
studies for cumulative impact 
assessment 
Dr Michael Bull – Director, Ove Arup and Partners
2 
Cumulative Impact Assessment 
• Recognised as a matter of concern, particularly for local 
authorities 
• Problem is how should this be assessed when considering a single 
planning application 
• Existing guidance does not address cumulative assessment in any 
detail 
• There is reference to cumulative assessment in EPUK guidance 
but not in the context of single planning applications 
• Generally cumulative impact assessment considered by including 
known committed deveopments in baseline traffic flows 
• Is this adequate?
Not a critique of the merits of 
individual assessments undertaken
4 
Variations in Air Quality Assessment 
• Asked to examine cumulative impacts by a residents group in a 
small town who were concerned about the impacts from several 
different planning applications 
• Individually each has a small impact – collectively a greater 
impact 
• Each scheme application was accompanied by an air quality 
assessment the covered the same area 
• Provided an opportunity to compare the results from four studies 
carried out independently but in the same area 
• This presentation looks at two topics, a comparison of these 
studies and secondly whether we approach cumulative 
assessments correctly.
5
6 
Study Area – three main proposals 
• Housing proposal for 300 homes and school 
• Mixed use/housing proposal for ~170 homes 
• Care village (~100 units)/housing proposal for 200 homes 
• Plus … already committed 
- Extension to a supermarket 
- Seven other residential schemes with another 350 units 
- Retail development with supermarket, retail warehouse and 
garden centre 
- Junior school 
• So together more than 1000 units plus other development
7 
Current air quality 
• There is an AQMA in the town centre for annual mean NO2 
• Diffusion tube monitoring in the town centre has consistently 
shown exceedances of the objective 
• Rather indeterminate trends in concentrations in recent years.
8 
Monitored NO2 concentrations 
Site ID 
Annual mean NO2 concentration 
(μg/m3) 
2009 2010 2011 2012 2013 
1 40 47.2 36.6 38.7 38.9 
2 18 20.3 14.1 15.7 16.0 
3 44 48.6 38.4 47.5 42.7 
4 50 57.7 43.1 46.1 36.2 
* 
5 37 41.5 30.7 33.6 34.6 
6 22 25.4 18.2 21.2 21.0 
7 25 29.1 21.2 22.7 25.0 
8 43 50.0 40.7 45.8 41.3 
9 - 32.8 23.0 30.0 27.3 
10 - 36.9 25.3 26.9 30.7
9 
Air quality assessments carried out 
• Four difference consultancies carried out the assessments 
• One for each of the main developments 
• One was looking at the overall impact of development in the area 
– not specifically looking at the individual proposals 
• Similar methods applied for each assessment, ADMS-Roads used 
for modelling, EfT emission factors, model verification and Defra 
background maps 
• Varying assumptions made about future conditions either as a 
sensitivity test or as the main case 
• Very similar years of assessment
10 
Approaches to assessment 
Cumulative Consultancy 1 Consultancy 2 Consultancy 3 
Future 
background 
concentration 
Defra 2010 
reduced by 
15%, minor 
road 
contribution 
removed 
Defra 2011 Defra 2011 Defra 
2012/2013 
Modelling Manual 
modification of 
vehicle speeds 
Slowing near to 
junctions 
Slowing near to 
junctions and 
inclusion of 
street canyons 
Street canyons 
but no account 
of junction 
speeds 
Verification 
Factor 
3.147 2.2 1.012 1.3219
11 
Approaches to assessment 
Cumulative Consultancy 1 Consultancy 2 Consultancy 3 
Uptake of Euro 
VI 
vehicles/Future 
emissions 
States won’t be 
significant in 
2018. Uses 
TG09 and HA 
LTT 
methodology 
Not discussed Sensitivity test 
assuming no 
reduction in 
emissions to 
account for any 
over optimism. 
Emission 
factors for 2012 
used in model 
with 2018 
traffic data 
Cumulative 
Assessment 
Includes 
proposed (but 
not specific 
developments) 
Some 
committed 
development 
omitted, no 
assessment of 
known 
proposals 
Some 
committed 
development 
omitted, no 
assessment of 
known 
proposals 
Some 
committed 
developments 
omitted 
includes other 
two main 
developments, 
but without 
ECC Highways 
adjustments
12 
Predicted results 
Monitored 
results (2012) 
Monitored 
results (2013) 
Cumulative 
Assessment 
(2018) LTT 
(EfT) 
Consultancy 1 
(2018) 
Consultancy 2 
(2020) 
Consultancy 3 
(2018) 
Receptor 1 38.7 38.9 66.3 (37.4) 33.9 36.1 28.8 
Receptor 2 47.5 42.7 37.3 (31.5) 38.8 41.7 29.3 
Receptor 3 46.1 36.2* 56.3 (47.1) 40.1 25.7 35.9 
Receptor 4 45.8 41.3 44.2 (25.4) 28.6 43.5 35.8
13 
Differences? 
• Assumptions on future backgrounds and future emissions clearly 
have the greatest impact on the results 
• Traffic behaviour in urban areas is important 
• Assumptions around other developments may have minor impact 
• Assumptions such as street canyons may have minor influences 
• Variation in verification factor may be explained by the above 
(apart from future conditions) but that then suggests more 
examination of input data is required
14 
Conclusions of the assessments 
• Each assessment of an individual planning application concludes that 
there’s no significant impact – changes in concentrations are 
• Cumulative assessment however, identifies some properties with 
substantial or moderate adverse impacts 
• Could be expected to reasonably result in more weight on air quality 
matters in the planning decision if the cumulative assessment was 
presented 
• Could be argued it’s reasonable for a local authority to consider they 
have reached capacity (in terms of air quality) 
• Are we providing stakeholders with useful or confusing information? 
• Are we considering cumulative assessment properly? 
• Do we provide too much flexibility in guidance for use of “professional 
judgement”
15 
Does policy/guidance help? 
• NPPF - Planning policies should sustain 
compliance with and contribute towards EU 
limit values or national objectives for 
pollutants, taking into account the presence 
of Air Quality Management Areas and the 
cumulative impacts on air quality from 
individual sites in local areas. 
• Planning Policy Guidance on Air Quality is 
silent 
• EPUK Guidance – “For individual, 
unrelated developments controls on 
cumulative emissions or impacts are much 
less apparent”
16 
Can we miss the impact?
17 
Is the current approach acceptable? 
• Normal approach (for traffic related impacts) is to include the 
transport impacts from the other developments in baseline traffic 
flows 
• Development flows are then superimposed on top 
• Does results in diminution of the impacts as baseline levels are 
increased and hence incremental change is less 
• For cumulative effects, this approach only show a problem where 
an exceedance is predicted – incremental changes owing to 
cumulative effects are not considered 
• Area where dispersion modelling results are weaker (see earlier 
results!)
18 
How could we improve? 
• Could an air quality assessment of a single development also look 
at the impact of all consented developments and inform the 
planning decision of the impacts of decisions made to date (but 
not evident in the traffic data used)? 
• AQ assessments could report the incremental changes in air 
quality owing to the development and also a running total of the 
impact on AQ on all applications approved to date (that are not 
built out and included in data) 
• Planning committees and EHOs could be better informed of the 
cumulative impacts and may have more evidence to refuse an 
application or wait until air quality had improved until 
implementation.
19 
Some questions for the modelling community 
• Is professional judgement providing too much flexibility? 
• Should we change guidance to adopt a more rigid approach to 
reduce variation between approaches? 
• Should LAs be very specific about the approach required in air 
quality assessment? 
• Is our current approach to assessment of cumulative impacts 
adequate 
• Should we provide an assessment of the impact of all consented 
schemes 
• How would we determine significance when the absolute 
concentration is important and there is so much variation in 
results?
Michael Bull -  DMUG 2014

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Michael Bull - DMUG 2014

  • 1. Observed variations in modelling studies for cumulative impact assessment Dr Michael Bull – Director, Ove Arup and Partners
  • 2. 2 Cumulative Impact Assessment • Recognised as a matter of concern, particularly for local authorities • Problem is how should this be assessed when considering a single planning application • Existing guidance does not address cumulative assessment in any detail • There is reference to cumulative assessment in EPUK guidance but not in the context of single planning applications • Generally cumulative impact assessment considered by including known committed deveopments in baseline traffic flows • Is this adequate?
  • 3. Not a critique of the merits of individual assessments undertaken
  • 4. 4 Variations in Air Quality Assessment • Asked to examine cumulative impacts by a residents group in a small town who were concerned about the impacts from several different planning applications • Individually each has a small impact – collectively a greater impact • Each scheme application was accompanied by an air quality assessment the covered the same area • Provided an opportunity to compare the results from four studies carried out independently but in the same area • This presentation looks at two topics, a comparison of these studies and secondly whether we approach cumulative assessments correctly.
  • 5. 5
  • 6. 6 Study Area – three main proposals • Housing proposal for 300 homes and school • Mixed use/housing proposal for ~170 homes • Care village (~100 units)/housing proposal for 200 homes • Plus … already committed - Extension to a supermarket - Seven other residential schemes with another 350 units - Retail development with supermarket, retail warehouse and garden centre - Junior school • So together more than 1000 units plus other development
  • 7. 7 Current air quality • There is an AQMA in the town centre for annual mean NO2 • Diffusion tube monitoring in the town centre has consistently shown exceedances of the objective • Rather indeterminate trends in concentrations in recent years.
  • 8. 8 Monitored NO2 concentrations Site ID Annual mean NO2 concentration (μg/m3) 2009 2010 2011 2012 2013 1 40 47.2 36.6 38.7 38.9 2 18 20.3 14.1 15.7 16.0 3 44 48.6 38.4 47.5 42.7 4 50 57.7 43.1 46.1 36.2 * 5 37 41.5 30.7 33.6 34.6 6 22 25.4 18.2 21.2 21.0 7 25 29.1 21.2 22.7 25.0 8 43 50.0 40.7 45.8 41.3 9 - 32.8 23.0 30.0 27.3 10 - 36.9 25.3 26.9 30.7
  • 9. 9 Air quality assessments carried out • Four difference consultancies carried out the assessments • One for each of the main developments • One was looking at the overall impact of development in the area – not specifically looking at the individual proposals • Similar methods applied for each assessment, ADMS-Roads used for modelling, EfT emission factors, model verification and Defra background maps • Varying assumptions made about future conditions either as a sensitivity test or as the main case • Very similar years of assessment
  • 10. 10 Approaches to assessment Cumulative Consultancy 1 Consultancy 2 Consultancy 3 Future background concentration Defra 2010 reduced by 15%, minor road contribution removed Defra 2011 Defra 2011 Defra 2012/2013 Modelling Manual modification of vehicle speeds Slowing near to junctions Slowing near to junctions and inclusion of street canyons Street canyons but no account of junction speeds Verification Factor 3.147 2.2 1.012 1.3219
  • 11. 11 Approaches to assessment Cumulative Consultancy 1 Consultancy 2 Consultancy 3 Uptake of Euro VI vehicles/Future emissions States won’t be significant in 2018. Uses TG09 and HA LTT methodology Not discussed Sensitivity test assuming no reduction in emissions to account for any over optimism. Emission factors for 2012 used in model with 2018 traffic data Cumulative Assessment Includes proposed (but not specific developments) Some committed development omitted, no assessment of known proposals Some committed development omitted, no assessment of known proposals Some committed developments omitted includes other two main developments, but without ECC Highways adjustments
  • 12. 12 Predicted results Monitored results (2012) Monitored results (2013) Cumulative Assessment (2018) LTT (EfT) Consultancy 1 (2018) Consultancy 2 (2020) Consultancy 3 (2018) Receptor 1 38.7 38.9 66.3 (37.4) 33.9 36.1 28.8 Receptor 2 47.5 42.7 37.3 (31.5) 38.8 41.7 29.3 Receptor 3 46.1 36.2* 56.3 (47.1) 40.1 25.7 35.9 Receptor 4 45.8 41.3 44.2 (25.4) 28.6 43.5 35.8
  • 13. 13 Differences? • Assumptions on future backgrounds and future emissions clearly have the greatest impact on the results • Traffic behaviour in urban areas is important • Assumptions around other developments may have minor impact • Assumptions such as street canyons may have minor influences • Variation in verification factor may be explained by the above (apart from future conditions) but that then suggests more examination of input data is required
  • 14. 14 Conclusions of the assessments • Each assessment of an individual planning application concludes that there’s no significant impact – changes in concentrations are • Cumulative assessment however, identifies some properties with substantial or moderate adverse impacts • Could be expected to reasonably result in more weight on air quality matters in the planning decision if the cumulative assessment was presented • Could be argued it’s reasonable for a local authority to consider they have reached capacity (in terms of air quality) • Are we providing stakeholders with useful or confusing information? • Are we considering cumulative assessment properly? • Do we provide too much flexibility in guidance for use of “professional judgement”
  • 15. 15 Does policy/guidance help? • NPPF - Planning policies should sustain compliance with and contribute towards EU limit values or national objectives for pollutants, taking into account the presence of Air Quality Management Areas and the cumulative impacts on air quality from individual sites in local areas. • Planning Policy Guidance on Air Quality is silent • EPUK Guidance – “For individual, unrelated developments controls on cumulative emissions or impacts are much less apparent”
  • 16. 16 Can we miss the impact?
  • 17. 17 Is the current approach acceptable? • Normal approach (for traffic related impacts) is to include the transport impacts from the other developments in baseline traffic flows • Development flows are then superimposed on top • Does results in diminution of the impacts as baseline levels are increased and hence incremental change is less • For cumulative effects, this approach only show a problem where an exceedance is predicted – incremental changes owing to cumulative effects are not considered • Area where dispersion modelling results are weaker (see earlier results!)
  • 18. 18 How could we improve? • Could an air quality assessment of a single development also look at the impact of all consented developments and inform the planning decision of the impacts of decisions made to date (but not evident in the traffic data used)? • AQ assessments could report the incremental changes in air quality owing to the development and also a running total of the impact on AQ on all applications approved to date (that are not built out and included in data) • Planning committees and EHOs could be better informed of the cumulative impacts and may have more evidence to refuse an application or wait until air quality had improved until implementation.
  • 19. 19 Some questions for the modelling community • Is professional judgement providing too much flexibility? • Should we change guidance to adopt a more rigid approach to reduce variation between approaches? • Should LAs be very specific about the approach required in air quality assessment? • Is our current approach to assessment of cumulative impacts adequate • Should we provide an assessment of the impact of all consented schemes • How would we determine significance when the absolute concentration is important and there is so much variation in results?