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Policy Transitions
Hunter McGuire
Working Party for Innovation and Technology Policy (TIP)
OECD-VINNOVA Workshop, Session 1
The nature, function, and global
landscape of STI strategy
2
What is a strategy?
Strategy is “coherent action, guided by a longer-term
sense of direction, to transform value-generating
processes, undertaken by (a network of) actors,
backed by an argument.”
- Wauters, B., (2019), “Strategic management in the public sector and public
policy-making: friend or foe?”.
3
What purpose does a strategy serve?
Principal-agent
relations
• Principals can issue a strategy
document to control internal or
external agents
• Agents can issue a strategy
document to report to principals
Consensus-
building
• Strategy documents can reify a
consensus or commitment
between actors in an innovation
system
• They can coordinate action
Communication &
signalling
• Strategy documents can be used
to communicate an actor’s goals
to an external partner
• Strategy documents can be used
to signal priorities to the public
Organisational
motives
• Strategy documents can be
drafted to increase profile in a
bureaucracy
• Strategy documents can be
drafted as a matter of procedure
We hypothesise
that STI
strategy
documents are
drafted to fulfil
one or more of
the following
four functions:
4
Long or short?
Many Documents Few Documents
Long Documents Short Documents
• Discoverability
• Likelihood of document
being read
• Simplicity
• Limited capacity for
diverse actors to
participate in strategy
making
• Greater capacity for
diverse actors to
participate in strategy
making
• Granularity
• Discoverability
• Likelihood of document
being read
5
What makes a successful strategy?
Features
of
an
ideal
strategy
system
Principal-agent
relations
• Principals can issue a strategy
document to control internal or
external agents
• Agents can issue a strategy
document to report to principals
Consensus-
building
• Strategy documents can reify a
consensus or commitment
between actors in an innovation
system
• They can coordinate action
Communication &
signalling
• Strategy documents can be used
to communicate an actor’s goals
to an external partner
• Strategy documents can be used
to signal priorities to the public
Organisational
motives
• Strategy documents can be
drafted to increase profile in a
bureaucracy
• Strategy documents can be
drafted as a matter of procedure
Support greater
effectiveness
6
What makes a successful strategy?
Features
of
an
ideal
strategy
system
1. Contain a plan that is implementable.
2. Grounded in a clear understanding of reality and have
realistic goals.
3. Mutually reinforce other STI strategy documents.
4. Carefully consider the best length for their purpose.

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  • 1. Policy Transitions Hunter McGuire Working Party for Innovation and Technology Policy (TIP) OECD-VINNOVA Workshop, Session 1 The nature, function, and global landscape of STI strategy
  • 2. 2 What is a strategy? Strategy is “coherent action, guided by a longer-term sense of direction, to transform value-generating processes, undertaken by (a network of) actors, backed by an argument.” - Wauters, B., (2019), “Strategic management in the public sector and public policy-making: friend or foe?”.
  • 3. 3 What purpose does a strategy serve? Principal-agent relations • Principals can issue a strategy document to control internal or external agents • Agents can issue a strategy document to report to principals Consensus- building • Strategy documents can reify a consensus or commitment between actors in an innovation system • They can coordinate action Communication & signalling • Strategy documents can be used to communicate an actor’s goals to an external partner • Strategy documents can be used to signal priorities to the public Organisational motives • Strategy documents can be drafted to increase profile in a bureaucracy • Strategy documents can be drafted as a matter of procedure We hypothesise that STI strategy documents are drafted to fulfil one or more of the following four functions:
  • 4. 4 Long or short? Many Documents Few Documents Long Documents Short Documents • Discoverability • Likelihood of document being read • Simplicity • Limited capacity for diverse actors to participate in strategy making • Greater capacity for diverse actors to participate in strategy making • Granularity • Discoverability • Likelihood of document being read
  • 5. 5 What makes a successful strategy? Features of an ideal strategy system Principal-agent relations • Principals can issue a strategy document to control internal or external agents • Agents can issue a strategy document to report to principals Consensus- building • Strategy documents can reify a consensus or commitment between actors in an innovation system • They can coordinate action Communication & signalling • Strategy documents can be used to communicate an actor’s goals to an external partner • Strategy documents can be used to signal priorities to the public Organisational motives • Strategy documents can be drafted to increase profile in a bureaucracy • Strategy documents can be drafted as a matter of procedure Support greater effectiveness
  • 6. 6 What makes a successful strategy? Features of an ideal strategy system 1. Contain a plan that is implementable. 2. Grounded in a clear understanding of reality and have realistic goals. 3. Mutually reinforce other STI strategy documents. 4. Carefully consider the best length for their purpose.