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Guidelines for
   planning and providing
multiple use water services
                         Marieke Adank
           IRC- nergy week, 22 June 2012
Background
• Growing number of MUS initiatives
• Growing knowledge and experience on how to
  do MUS
• Interest of MUS group members to synthesize
  existing MUS guidelines, with support from
  IFAD
The guidelines
• Objective: to provide guidance on the planning
  and the provision of multiple-use water
  services, based on the experiences of MUS group
  members.
• Target audience: people and organisations that
  already have an interest in MUS, and are
  interested in applying the MUS approach.
• The guidelines can be used for the development
  of context specific guidelines for MUS.
Existing MUS guidelines
Guidelines                                            Geographical          Organisation MUS entry-
                                                      focus                              point
Guidelines for Planning for Water for Livelihoods     Zimbabwe              IRC            Domestic plus
(ZIMWASH, 2010)
Guide for planning and implementation of multiple-    Honduras              RASHON & IRC   Domestic plus
use water service projects (Smits and Mejía, 2011)
The empowers approach to water governance             Mediterranean and     EMPOWERS       Community-
(Moriarty et al, 2007)                                North Africa region                  driven MUS
Guidelines for planning and management of MUS         Colombia              CINARA         Domestic plus
systems (CINARA, 2007)
Multiple-Uses of Water Services in Large Irrigation   Global                FAO            Irrigation plus
Systems Auditing and planning modernisation: The
MASSMUS Approach (Renault, n.d.)
Engendering the MASSMUS approach, MASSMUS             Global                FAO            Irrigation plus
Gender Module (Wiegers, and Wahaj, n.d.)
Guidelines for local level Integrated Water Resources Southern Africa       IWMI           Community-
Management (Van Koppen, 2006)                                                              driven MUS
Guideline for Water-Use Master Plan (WUMP)            Nepal                 WARM &         Community-
preparation (WARM-P/Helvitas and RVWRMP, 2007)                              RVWRMP         driven MUS
1. Introducing multiple-use
                                                     water services to water
                                                   users and service providers
A: Evidence-based advocacy
on potential and barriers of
MUS




                               6. Support to continuous
                                                                         2. Situational assessment
                                   service provision




                               5. Implementation of MUS                  3. Visioning and strategic
                                      interventions                               planning



B: Capacity development for                          4. Fitting the financial
an enabling environment for                                 framework
            MUS

Enabling environment                                 Service provision
1. Introducing multiple-use
                                                     water services to water
                                                   users and service providers
A: Evidence-based advocacy
on potential and barriers of
MUS




                               6. Support to continuous
                                                                         2. Situational assessment
                                   service provision




                               5. Implementation of MUS                  3. Visioning and strategic
                                      interventions                               planning



B: Capacity development for                          4. Fitting the financial
an enabling environment for                                 framework
            MUS
1. Introducing multiple- use
water services to water
users and service providers
                               Set-up of the guidelines
 2. Situational assessment

                               Part 1: MUS concepts and
 3. Visioning and strategic    entry points
          planning

                               Part 2: Guidelines for
   4. Fitting the financial    planning and provision of    For each phase:
          framework
                               MUS                          • Objective
                                                            • Activities
 5. Implementation of MUS
                               Part 3: Guidelines for the   • Tools
        interventions
                               development of an enabling
                               environment for MUS
  6. Support to continuous
      service provision
                               Part 4: tools                For each tool:
A: Evidence-based advocacy                                  • Objective
on potential and barriers of
MUS
                                                            • Method
                                                            • Tips and tricks
B: Capacity development at                                  • Based on
 intermediate and national
            level                                           • Further reading
Tool 1- Community meeting to raise interest in multiple use water services
         1. Introducing multiple- use   Tool 2 - Getting in-depth information and lots of good ideas: focus group
         water services to water        discussion
                                        Tool 3 - Water user categorisation: Livelihood groups and wealth ranking
         users and service providers    Tool 4 - Identification of water services and users
                                        Tool 5 - Rapid Appraisal Process for MUS system
                                        Tool 6 - Identification of user representation
                                        Tool 2 - Getting in-depth information and lots of good ideas: focus group discussion
          2. Situational assessment     Tool 3 - Water user categorisation: Livelihood groups and wealth ranking
                                        Tool 4 - Identification of users of multiple water use services
                                        Tool 5 - Rapid Appraisal Process for MUS system
                                        Tool 6 - Identification of user representation
                                        Tool 7 – Community mapping
          3. Visioning and strategic    Tool 8 – Seeing is also learning: village walk
                   planning             Tool 9 - RIDA: Analysis of water resources, infrastructure, demand and access
Part 2




                                        Tool 10 - Village water resources assessment
                                        Tool 11 - Assessing demand for water for different uses
                                        Tool 12 - Household questionnaire on water resources, infrastructure, water demand and
            4. Fitting the financial    use
                                        Tool 13 - Water quantity measurements from water resources and infrastructure
                   framework            Tool 14 – Surveying water resources and infrastructure
                                        Tool 15 - Identification of water access constraints
                                        Tool 16 – Data collection on Life-Cycle Costs
                                        Tool 17 - Estimating the benefits of services
          5. Implementation of MUS
                                        Tool 18 - MUS Visioning
                 interventions          Tool 19 – Strategy development
                                        Tool 20 - Selection of technologies for multiple uses


           6. Support to continuous     Tool 16 - Data collection on Life-Cycle Costs                          Part 4: Tools
                                        Tool 17 – Estimating the benefits of services
               service provision
                                        Tool 21 - Training of (community level) service providers

                                        Tool 21 - Training of (community level) service providers
         A: Evidence-based advocacy     Tool 22 - Monitoring
         on potential and barriers of
         MUS                            Tool 4 - Identification of users of multiple water use services
Part 3




                                        Tool 16 – Data collection on Life-Cycle Costs
                                        Tool 17 - Estimating the benefits of services
         B: Capacity development at     Tool 23 - Actor and task analysis
          intermediate and national
                     level              Tool 24 - Set-up and facilitation of a learning alliance
1. Introducing multiple-use water services to
  water users and service providers
Objective
• to make water service providers and users aware
  of the potential and limitations of multiple-use
  water services in a certain context.
Activities
• Getting to understand the context
• Raising interest on MUS at user and service
  provider level
• Setting expectations and conditions
2. Situational assessment

Objective
To get a good insight into the current and projected future situation of
water resources, water infrastructure, water demand and water use of
different social and economic groups, at household, community,
system and / or basin level.

Activities
• Assessment of water resources
• Assessment of water infrastructure
• Assessment of optimal water demand
• Assessment of actual water use and barriers to accessing water
   services
• Analysis of water Resources, Infrastructure, Demand and Access
• Data storage and presentation
3. Visioning and strategic planning

Objective
To agree on a common vision and development of a strategic
plan for multiple-use water service provision, which addresses
people’s multiple water needs, taking into account gender and
equity issues of multiple use services.

Activities
• Developing a common vision
• Developing strategies for achieving the vision: putting the
  options on the table
• Assessing and prioritising strategies
4. Fitting the financial framework

Objective
To match costs with financing frameworks

Activities
• Identify (incremental) life-cycle costs of the provision of
  multiple use water services
• Identify potential sources of funding in order to meet the life-
  cycle costs
• Agree on cost sharing arrangements
Costs and sources of funding
Incremental costs of MUS include:
• Capital (maintenance) expenditure of the technological add-ons such as a water
    treatment system added to an open canal irrigation system (irrigation +) or a drip
    irrigation system added to a piped water supply system (domestic +);
• Additional operational and minor maintenance related to additional water use
    because of additional energy consumption;
• Additional costs of capital, related to additional loans;
• Additional direct and indirect support costs, related with the higher need for
    coordination between different sub-sectors, which can bring additional costs.

Sources of funding:
• Government funding, through taxes
• Transfers from donors
• Tariffs (from users)
5. Implementation of MUS interventions

Objective
The objective of this step is to implement the
strategic plan as developed in the previous steps.

Activities
• Development and execution of a work plan /
  action plan
• Infrastructural interventions
• Governance and managerial interventions
6. Support to continuous service provision

Objective
• The objective of this phase is to ensure the
  continuous provision of sustainable multiple
  water services.
Activities
• Continuous post-construction support
  (capacity development, technical
  assistance, facilitation) to service providers
  and users.
• Monitoring
A: Evidence-based advocacy on potential and
                barriers of MUS
Objective
To improve awareness of and insight into the potential
and barriers for multiple-use water services of
stakeholders at national and intermediate levels within a
certain context

Activities
• Data collection and analysis to feed evidence based
  advocacy for MUS
• Developing and distributing evidence-based
  information and advocacy materials
B: Capacity development at intermediate and
                  national level
Objective
To create skills, knowledge and attitude and
organisational and institutional systems and structures at
intermediate and nation level, to stimulate, facilitate and
support the provision of multiple-use water services.

Activities
• Participatory action research
• Training of intermediate and national level
  stakeholders
• Applying a learning alliance approach
Conclusions
• MUS requires a structured planning approach
• Hence, usefulness of the service delivery
  framework
• MUS builds of existing good practices of WASH,
  irrigation and participatory planning
• Difference is in the awareness creation,
  assessment, “fitting the financial framework”
  phase and the enabling environment
• Tools are mainly available for the awareness
  creation and assessment phase

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Guidelines for Planning and Providing Multiple Use Water Services

  • 1. Guidelines for planning and providing multiple use water services Marieke Adank IRC- nergy week, 22 June 2012
  • 2. Background • Growing number of MUS initiatives • Growing knowledge and experience on how to do MUS • Interest of MUS group members to synthesize existing MUS guidelines, with support from IFAD
  • 3. The guidelines • Objective: to provide guidance on the planning and the provision of multiple-use water services, based on the experiences of MUS group members. • Target audience: people and organisations that already have an interest in MUS, and are interested in applying the MUS approach. • The guidelines can be used for the development of context specific guidelines for MUS.
  • 4. Existing MUS guidelines Guidelines Geographical Organisation MUS entry- focus point Guidelines for Planning for Water for Livelihoods Zimbabwe IRC Domestic plus (ZIMWASH, 2010) Guide for planning and implementation of multiple- Honduras RASHON & IRC Domestic plus use water service projects (Smits and Mejía, 2011) The empowers approach to water governance Mediterranean and EMPOWERS Community- (Moriarty et al, 2007) North Africa region driven MUS Guidelines for planning and management of MUS Colombia CINARA Domestic plus systems (CINARA, 2007) Multiple-Uses of Water Services in Large Irrigation Global FAO Irrigation plus Systems Auditing and planning modernisation: The MASSMUS Approach (Renault, n.d.) Engendering the MASSMUS approach, MASSMUS Global FAO Irrigation plus Gender Module (Wiegers, and Wahaj, n.d.) Guidelines for local level Integrated Water Resources Southern Africa IWMI Community- Management (Van Koppen, 2006) driven MUS Guideline for Water-Use Master Plan (WUMP) Nepal WARM & Community- preparation (WARM-P/Helvitas and RVWRMP, 2007) RVWRMP driven MUS
  • 5. 1. Introducing multiple-use water services to water users and service providers A: Evidence-based advocacy on potential and barriers of MUS 6. Support to continuous 2. Situational assessment service provision 5. Implementation of MUS 3. Visioning and strategic interventions planning B: Capacity development for 4. Fitting the financial an enabling environment for framework MUS Enabling environment Service provision
  • 6. 1. Introducing multiple-use water services to water users and service providers A: Evidence-based advocacy on potential and barriers of MUS 6. Support to continuous 2. Situational assessment service provision 5. Implementation of MUS 3. Visioning and strategic interventions planning B: Capacity development for 4. Fitting the financial an enabling environment for framework MUS
  • 7. 1. Introducing multiple- use water services to water users and service providers Set-up of the guidelines 2. Situational assessment Part 1: MUS concepts and 3. Visioning and strategic entry points planning Part 2: Guidelines for 4. Fitting the financial planning and provision of For each phase: framework MUS • Objective • Activities 5. Implementation of MUS Part 3: Guidelines for the • Tools interventions development of an enabling environment for MUS 6. Support to continuous service provision Part 4: tools For each tool: A: Evidence-based advocacy • Objective on potential and barriers of MUS • Method • Tips and tricks B: Capacity development at • Based on intermediate and national level • Further reading
  • 8. Tool 1- Community meeting to raise interest in multiple use water services 1. Introducing multiple- use Tool 2 - Getting in-depth information and lots of good ideas: focus group water services to water discussion Tool 3 - Water user categorisation: Livelihood groups and wealth ranking users and service providers Tool 4 - Identification of water services and users Tool 5 - Rapid Appraisal Process for MUS system Tool 6 - Identification of user representation Tool 2 - Getting in-depth information and lots of good ideas: focus group discussion 2. Situational assessment Tool 3 - Water user categorisation: Livelihood groups and wealth ranking Tool 4 - Identification of users of multiple water use services Tool 5 - Rapid Appraisal Process for MUS system Tool 6 - Identification of user representation Tool 7 – Community mapping 3. Visioning and strategic Tool 8 – Seeing is also learning: village walk planning Tool 9 - RIDA: Analysis of water resources, infrastructure, demand and access Part 2 Tool 10 - Village water resources assessment Tool 11 - Assessing demand for water for different uses Tool 12 - Household questionnaire on water resources, infrastructure, water demand and 4. Fitting the financial use Tool 13 - Water quantity measurements from water resources and infrastructure framework Tool 14 – Surveying water resources and infrastructure Tool 15 - Identification of water access constraints Tool 16 – Data collection on Life-Cycle Costs Tool 17 - Estimating the benefits of services 5. Implementation of MUS Tool 18 - MUS Visioning interventions Tool 19 – Strategy development Tool 20 - Selection of technologies for multiple uses 6. Support to continuous Tool 16 - Data collection on Life-Cycle Costs Part 4: Tools Tool 17 – Estimating the benefits of services service provision Tool 21 - Training of (community level) service providers Tool 21 - Training of (community level) service providers A: Evidence-based advocacy Tool 22 - Monitoring on potential and barriers of MUS Tool 4 - Identification of users of multiple water use services Part 3 Tool 16 – Data collection on Life-Cycle Costs Tool 17 - Estimating the benefits of services B: Capacity development at Tool 23 - Actor and task analysis intermediate and national level Tool 24 - Set-up and facilitation of a learning alliance
  • 9. 1. Introducing multiple-use water services to water users and service providers Objective • to make water service providers and users aware of the potential and limitations of multiple-use water services in a certain context. Activities • Getting to understand the context • Raising interest on MUS at user and service provider level • Setting expectations and conditions
  • 10. 2. Situational assessment Objective To get a good insight into the current and projected future situation of water resources, water infrastructure, water demand and water use of different social and economic groups, at household, community, system and / or basin level. Activities • Assessment of water resources • Assessment of water infrastructure • Assessment of optimal water demand • Assessment of actual water use and barriers to accessing water services • Analysis of water Resources, Infrastructure, Demand and Access • Data storage and presentation
  • 11. 3. Visioning and strategic planning Objective To agree on a common vision and development of a strategic plan for multiple-use water service provision, which addresses people’s multiple water needs, taking into account gender and equity issues of multiple use services. Activities • Developing a common vision • Developing strategies for achieving the vision: putting the options on the table • Assessing and prioritising strategies
  • 12. 4. Fitting the financial framework Objective To match costs with financing frameworks Activities • Identify (incremental) life-cycle costs of the provision of multiple use water services • Identify potential sources of funding in order to meet the life- cycle costs • Agree on cost sharing arrangements
  • 13. Costs and sources of funding Incremental costs of MUS include: • Capital (maintenance) expenditure of the technological add-ons such as a water treatment system added to an open canal irrigation system (irrigation +) or a drip irrigation system added to a piped water supply system (domestic +); • Additional operational and minor maintenance related to additional water use because of additional energy consumption; • Additional costs of capital, related to additional loans; • Additional direct and indirect support costs, related with the higher need for coordination between different sub-sectors, which can bring additional costs. Sources of funding: • Government funding, through taxes • Transfers from donors • Tariffs (from users)
  • 14. 5. Implementation of MUS interventions Objective The objective of this step is to implement the strategic plan as developed in the previous steps. Activities • Development and execution of a work plan / action plan • Infrastructural interventions • Governance and managerial interventions
  • 15. 6. Support to continuous service provision Objective • The objective of this phase is to ensure the continuous provision of sustainable multiple water services. Activities • Continuous post-construction support (capacity development, technical assistance, facilitation) to service providers and users. • Monitoring
  • 16. A: Evidence-based advocacy on potential and barriers of MUS Objective To improve awareness of and insight into the potential and barriers for multiple-use water services of stakeholders at national and intermediate levels within a certain context Activities • Data collection and analysis to feed evidence based advocacy for MUS • Developing and distributing evidence-based information and advocacy materials
  • 17. B: Capacity development at intermediate and national level Objective To create skills, knowledge and attitude and organisational and institutional systems and structures at intermediate and nation level, to stimulate, facilitate and support the provision of multiple-use water services. Activities • Participatory action research • Training of intermediate and national level stakeholders • Applying a learning alliance approach
  • 18. Conclusions • MUS requires a structured planning approach • Hence, usefulness of the service delivery framework • MUS builds of existing good practices of WASH, irrigation and participatory planning • Difference is in the awareness creation, assessment, “fitting the financial framework” phase and the enabling environment • Tools are mainly available for the awareness creation and assessment phase