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EXTRUSION
A Manufacturing Process
Irvin Ruiz
SUBJECTS OF INTEREST
• Introduction/objectives
• Classification of extrusion processes
• Hydrostatic extrusion
• Extrusion of tubing
• Extrusion equipment (Presses, dies and tools)
• Hot extrusion
• Deformation, lubrication, and defects in extrusion
• Analysis of the extrusion process
• Cold extrusion and cold-forming
• Production of seamless pipe and tubing
WHAT IS EXTRUSION?
 Extrusion is the process by which a block/billet of metal is reduced
in cross section by forcing it to flow through a die orifice under high
pressure.
 In general, extrusion is used to produce cylindrical bars or hollow
tubes or for the starting stock for drawn rod, cold extrusion or
forged products.
Most metals are hot extruded due to large amount of forces required
in extrusion. Complex shape can be extruded from the more readily
extrudable metals such as Aluminium.
 The products obtained are also
called extrusion.
 The reaction of extrusion billet with the container and die results in
high compressive stresses which are effective in reducing cracking
of materials during primary breakdown from the ingot.
 This helps to increase the utilization of extrusion in the working of
metals that are difficult to form like stainless steels, nickel-based
alloys, and other high temperature materials.
 Similar to forging, lower ram force and a fine grained recrystallized
structure are possible in hot extrusion.
 However, better surface finish and higher strengths (strain hardened
metals) are provided by cold extrusion.
Extrusion Products
 Typical parts produced by extrusion are trim parts used in
automotive and construction application, window frame members,
railings, aircraft structural parts.
 Example: Aluminium extrusion are used in commercial and
domestic buildings for window and door frame systems,
prefabricated houses/building structures, roofing and exterior
cladding, curtain walling, shop fronts, etc.
 Furthermore, extrusions are also used in transport for airframes,
road and rail vehicles and in marine applications.
CLASSIFICATION OF EXTRUSION PROCESSES
Extrusion
By Direction
By
Equipment
By Operating
Temperature
Indirect /
Backward
Direct /
Forward
Hot Cold Horizontal Vertical
Direct Extrusion:
 The metal billet is placed in a container and driven through the die by the ram.
 The dummy block or pressure plate, is placed at the end of the ram in contact
with the billet.
 Friction is at the die and container wall requires higher pressure than indirect
extrusion.
Indirect Extrusion:
 The hollow ram containing the die is
kept stationary and the container with the billet
is caused to move.
 Friction at the die only (no relative movement at the container wall) requires
roughly constant pressure. Hollow ram limits the applied load.
Forward extrusion:
 Metal is forced to flow in the same direction as the punch.
 The punch closely fits the die cavity to prevent backward flow of the
material.
Backward Extrusion:
 Metal is forced to flow in the direction opposite to the punch movement.
 Metal can also be forced to flow into recesses in the punch, see Fig.
Cold extrusion:
 Cold extrusion is the process done at room temperature or slightly elevated
temperatures. This process can be used for materials that can withstand the
stresses created by extrusion.
 Materials that are commonly cold extruded include: lead, tin, aluminum,
copper, zirconium, titanium, molybdenum, beryllium, vanadium, niobium,
and steel. Examples of products produced by this process are: collapsible
tubes, fire extinguisher cases, shock absorber cylinders and gear blanks.
Advantages
 No oxidation takes place.
 Good mechanical properties due to severe cold working as long as the
temperatures created are below the re- crystallization temperature.
 Good surface finish with the use of proper lubricants.
Hot Extrusion:
 Hot extrusion is a hot working process, which means it is done above the
material's recrystallization temperature to keep the material from work
hardening and to make it easier to push the material through the die. The
biggest disadvantage of this process is its cost for machinery.
 Hot extrusion is done at fairly high temperatures, approximately 50 to
75% of the melting point of the metal. The pressure can range from 35-
700 MPa (5076-101,525 psi).
 Due to the high temperature and pressure and its detrimental effect on the
die life as well as other components,
good lubrication is necessary. Oil and
graphite work at lower temperatures,
whereas at higher temperatures glass
powder is used.
TYPE OF HOT EXTRUSION
Hot Extrusion
Lubricated HydrostaticNon-Lubricated
Lubricated Hot Extrusion:
 Before the billet is inserted into the hot extrusion container, a suitable
lubricating system is positioned immediately ahead of the die in order to
reduce frictional stresses.
 Oil and graphite are used at lower temperature whereas at higher
temperatures,
glass powder is used.
 Copper alloys, titanium alloys, alloy steels,
stainless steels, and tool steels
are extruded using lubrication.
Non-Lubricated Hot Extrusion:
 No lubrication is used on the billet, container, or die for reducing
frictional stresses.
 It has the ability to produce very complex sections with excellent surface
finishes and low dimensional tolerances.
 Solid and hollow dies with flat shear faces are typically used.
HYDROSTATIC EXTRUSION:
 In the hydrostatic extrusion process the billet is completely surrounded
by a pressurized liquid, except where the billet contacts the die.
 The rate, with which the billet moves when pressing in the direction of
the die, is thus not equal to the ram speed, but is proportional to the
displaced hydrostatics medium volume.
 The process must be carried out in a sealed
cylinder to contain the hydrostatic medium.
 Pressure = 1400 MPa (approx.)
Advantages and disadvantages in hydrostatic extrusion
Advantage
 Pressure = 1400 MPa (approx.)
 Elimination of large friction force between the billet and the container wall.
 Possible to use dies with a very low semi cone angle (α-200).
 This process can be done hot, warm, or cold, however the temperature is limited by the
stability of the fluid used.
Limitations:
 Not suitable for hot-working due to pressurized liquid.
 A practical limit on fluid pressure is around 1.7GPa currently exists because of the
strength of the container.
 The liquid should not solidify at high pressure this limits the obtainable.
Applications:
 Cladding of metals
 Making wires of less ductile materials
 Nuclear reactor fuel rods
EXTRUSION OF TUBING:
EXTRUSION EQUIPMENT (PRESSES, DIES AND TOOLS)
1) Presses
Most extrusions are made with hydraulic presses.
These can be classified based on the direction of travel of the ram
 Horizontal presses
 Vertical presses
2) Extrusion Dies
Die design, Die materials
3) Tools
Typical arrangement of extrusion tools.
Horizontal extrusion presses
 The layout of operating machine is horizontal and movement of billet as
well as of ram is horizontal in direction.
 15-50 MN capacity.
 It is mostly used for commercial extrusion of bars and shapes.
Vertical extrusion presses
 The movement of billet and ram is vertical in orientation.
 3-20 MN capacity.
 Mainly used in the production of thin-wall tubing.
Die Design
 Die design is at the heart of efficient extrusion production.
 Die must withstand considerable amount of stresses, thermal shock, and
oxidation.
Die Design consideration
 Wall thickness: different wall thicknesses in
one section should be avoided.
 Simple shapes: the more simple shape the more
cost effective.
 Symmetrical: more accurate.
 Sharp or rounded corners: sharp corners should
be avoided.
 Size to weight ratio:
 Tolerances: tolerances are added to allow some
distortions (industrial standards).
Die Materials
 Dies are made from highly alloy tools steels or ceramics (Si3N4).
 Commonly used materials are Tool Steels and Carbides
 Diamond dies are used for fine wire.
 For improved wear resistance, steel dies may be chromium plated, and
carbide dies may be coated with titanium nitride
 For Hot drawing, cast-steel dies are used .
 Heat treatments such as nitriding are required (several times) to increase
hardness (1000-1100 Hvor 65-70 HRC). This improves die life.
(1) extruder mounting plate; (2) die adapter
plate; (3) transition plate; (4) preland plate; (5)
die land plate; (6) die bolt hole; (7) alignment
dowel pin hole; (8) thermocouple well;
There are two general types of extrusion dies:
 Flat-faced dies
 Dies with conical entrance angle
HOT EXTRUSION
FACTORS AFFECTING THE EXTRUSION FORCE
1. Type of extrusion (direct/indirect)
2. Extrusion ratio
3. Working temperature
4. Deformation
5. Frictional conditions at the die and the container wall
Extrusion pressure = extrusion force/cross sectional area
 The rapid rise in pressure during initial ram travel is due to the initial
compression of the billet to fill the extrusion container.
 For DIRECT EXTRUSION, the metal begins to flow through the die at
the maximum pressure, the break through pressure.
 As the billet extrudes through the die the pressure required to maintain
flow progressively decreases with decreasing length of the billet in the
container.
 At the end of the stroke, the pressure rises up rapidly and it is usual to
stop the ram travel so as to leave a small discard in the container.
 For INDIRECT EXTRUSION, extrusion pressure is ~ constant with
increasing ram travel and represent the stress required to deform the
metal through the die.
 Since hollow ram is used in indirect extrusion, size of the extrusion and
extrusion pressure are limited.
Extrusion Ratio
 It is defined as the ratio of the initial cross-sectional area , Ao, of the
billet to the final cross-sectional area , Af, after extrusion.
 Fractional Reduction in area, r
R ~ 40:1 for hot extrusion of steels.
R ~ 400:1 for aluminum.
fA
A
R 0

0
1
A
A
r
f

r
R


1
1
 Velocity –
Velocity of extruded product = (Ram velocity) x (R)
 Extrusion force –
where k = extrusion constant,
fA
A
kAP 0
0 ln
EFFECTS OF TEMPERATURE ON HOT EXTRUSION
The temperature of the work piece in metal working depends on:-
 The initial temperature of the tools and the materials.
 Heat generated due to plastic deformation.
 Heat generated by friction at the die/material interface.
 Heat transfer between the deforming material and the dies and surrounding environment.
Relationships between extrusion ratio, temperature and pressure
 For a given Extrusion pressure, Extrusion ratio R increases with
increasing Extrusion temperature.
 For a given extrusion temperature, a large extrusion ratio R can be
obtained with a higher extrusion pressure.
Relationships between extrusion speed and heat dissipation
DEFORMATION, LUBRICATION, AND DEFECTS IN
EXTRUSION
 Low container friction and a well lubricated billet – nearly homogeneous
deformation.
 Increasing container wall friction – producing a dead zone of stagnant
metal at corners which undergoes little deformation. Essentially pure
elongation in the center and extensive shear along the sides of the billet.
The latter leads to redundant work.
 For high friction at the container – billet interface, metal flow is
concentrated toward the center and an internal shear plane develops –
due to cold container. In the sticky friction, the metal will separate
internally along the shear zone. A thin skin will be left in a container and
new metal surface is obtained.
Extrusion Defects
1) Inhomogeneous deformation -
 In direct extrusion, a dead zone along the outer surface of the billet due to
the movement of metal in the center being higher than the periphery.
 After 2/3 of the billet is extruded, the outer surface of the billet (normally
with oxidized skin) moves toward the center and extrudes to the through
the die, resulting in internal oxide stringers. – transverse section can be
seen as an annular ring of oxide.
 If lubricant film is carried into the interior of the extrusion along the shear
bands, this will sow as longitudinal laminations in similar way as oxide.
2) Surface cracking
 It is the ranging from a badly roughened surface to repetitive transverse
cracking called fir-tree cracking.
 It is due to longitudinal tensile stresses generated as the extrusion passes
through the die.
 In hot extrusion, this form of cracking usually is intergranular and is
associated with hot shortness.
 The most common case is too high ram speed for the extrusion
temperature.
3) Centre burst or chevron cracking
 It can occur at low extrusion ratio due to low frictional conditions on the
zone of deformation at the extrusion die.
 High friction(at a the tool-billet interface).
 Low friction center burst.
4) Variations in structure and properties
 Structure & properties are varied within the extrusions due to non-
uniform deformation for example at the front and the back of the
extrusion in both longitudinal and transverse directions.
 Regions of exaggerated
grain growth, due to high
hot working temperature.
Grain
Growth
5) Hot shortness (in aluminum extrusion)
 High temperatures generated cause incipient melting, which causes
cracking.
PRODUCTION OF SEAMLESS PIPE AND
TUBING
 Kalpakjian Seope, Schmid Steven R.: “Manufacturing Engineering &
Technology” Pearson Education India, 2009, pp 395-402.
 Sharma, P.C. A textbook of production engineering. 11. New DELHI:
S.Chand & Company Ltd, 2009, 504-515. Print.
 Sharma, P.C. A textbook of production Technology. 7. New Delhi:
S.Chand & Company Ltd, 2011, 265-280. Print.
 Todd H. Robert, Allen K. Dell, Alting Leo. Manufacturing processes
reference guide.1. New york: Industrial Press Inc, 1994, pp. 295-299.
 Rajput, R. K. A textbook of Manufacturing technology.1. New Delhi:
Luxmi Publishers (P) Ltd,2007,pp. 295-299.
REFERENCES
Extrusion

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Extrusion

  • 2. SUBJECTS OF INTEREST • Introduction/objectives • Classification of extrusion processes • Hydrostatic extrusion • Extrusion of tubing • Extrusion equipment (Presses, dies and tools) • Hot extrusion • Deformation, lubrication, and defects in extrusion • Analysis of the extrusion process • Cold extrusion and cold-forming • Production of seamless pipe and tubing
  • 3. WHAT IS EXTRUSION?  Extrusion is the process by which a block/billet of metal is reduced in cross section by forcing it to flow through a die orifice under high pressure.  In general, extrusion is used to produce cylindrical bars or hollow tubes or for the starting stock for drawn rod, cold extrusion or forged products. Most metals are hot extruded due to large amount of forces required in extrusion. Complex shape can be extruded from the more readily extrudable metals such as Aluminium.  The products obtained are also called extrusion.
  • 4.  The reaction of extrusion billet with the container and die results in high compressive stresses which are effective in reducing cracking of materials during primary breakdown from the ingot.  This helps to increase the utilization of extrusion in the working of metals that are difficult to form like stainless steels, nickel-based alloys, and other high temperature materials.  Similar to forging, lower ram force and a fine grained recrystallized structure are possible in hot extrusion.  However, better surface finish and higher strengths (strain hardened metals) are provided by cold extrusion.
  • 5. Extrusion Products  Typical parts produced by extrusion are trim parts used in automotive and construction application, window frame members, railings, aircraft structural parts.  Example: Aluminium extrusion are used in commercial and domestic buildings for window and door frame systems, prefabricated houses/building structures, roofing and exterior cladding, curtain walling, shop fronts, etc.  Furthermore, extrusions are also used in transport for airframes, road and rail vehicles and in marine applications.
  • 6. CLASSIFICATION OF EXTRUSION PROCESSES Extrusion By Direction By Equipment By Operating Temperature Indirect / Backward Direct / Forward Hot Cold Horizontal Vertical
  • 7. Direct Extrusion:  The metal billet is placed in a container and driven through the die by the ram.  The dummy block or pressure plate, is placed at the end of the ram in contact with the billet.  Friction is at the die and container wall requires higher pressure than indirect extrusion. Indirect Extrusion:  The hollow ram containing the die is kept stationary and the container with the billet is caused to move.  Friction at the die only (no relative movement at the container wall) requires roughly constant pressure. Hollow ram limits the applied load.
  • 8. Forward extrusion:  Metal is forced to flow in the same direction as the punch.  The punch closely fits the die cavity to prevent backward flow of the material. Backward Extrusion:  Metal is forced to flow in the direction opposite to the punch movement.  Metal can also be forced to flow into recesses in the punch, see Fig.
  • 9. Cold extrusion:  Cold extrusion is the process done at room temperature or slightly elevated temperatures. This process can be used for materials that can withstand the stresses created by extrusion.  Materials that are commonly cold extruded include: lead, tin, aluminum, copper, zirconium, titanium, molybdenum, beryllium, vanadium, niobium, and steel. Examples of products produced by this process are: collapsible tubes, fire extinguisher cases, shock absorber cylinders and gear blanks. Advantages  No oxidation takes place.  Good mechanical properties due to severe cold working as long as the temperatures created are below the re- crystallization temperature.  Good surface finish with the use of proper lubricants.
  • 10. Hot Extrusion:  Hot extrusion is a hot working process, which means it is done above the material's recrystallization temperature to keep the material from work hardening and to make it easier to push the material through the die. The biggest disadvantage of this process is its cost for machinery.  Hot extrusion is done at fairly high temperatures, approximately 50 to 75% of the melting point of the metal. The pressure can range from 35- 700 MPa (5076-101,525 psi).  Due to the high temperature and pressure and its detrimental effect on the die life as well as other components, good lubrication is necessary. Oil and graphite work at lower temperatures, whereas at higher temperatures glass powder is used.
  • 11. TYPE OF HOT EXTRUSION Hot Extrusion Lubricated HydrostaticNon-Lubricated
  • 12. Lubricated Hot Extrusion:  Before the billet is inserted into the hot extrusion container, a suitable lubricating system is positioned immediately ahead of the die in order to reduce frictional stresses.  Oil and graphite are used at lower temperature whereas at higher temperatures, glass powder is used.  Copper alloys, titanium alloys, alloy steels, stainless steels, and tool steels are extruded using lubrication.
  • 13. Non-Lubricated Hot Extrusion:  No lubrication is used on the billet, container, or die for reducing frictional stresses.  It has the ability to produce very complex sections with excellent surface finishes and low dimensional tolerances.  Solid and hollow dies with flat shear faces are typically used.
  • 14. HYDROSTATIC EXTRUSION:  In the hydrostatic extrusion process the billet is completely surrounded by a pressurized liquid, except where the billet contacts the die.  The rate, with which the billet moves when pressing in the direction of the die, is thus not equal to the ram speed, but is proportional to the displaced hydrostatics medium volume.  The process must be carried out in a sealed cylinder to contain the hydrostatic medium.  Pressure = 1400 MPa (approx.)
  • 15. Advantages and disadvantages in hydrostatic extrusion Advantage  Pressure = 1400 MPa (approx.)  Elimination of large friction force between the billet and the container wall.  Possible to use dies with a very low semi cone angle (α-200).  This process can be done hot, warm, or cold, however the temperature is limited by the stability of the fluid used. Limitations:  Not suitable for hot-working due to pressurized liquid.  A practical limit on fluid pressure is around 1.7GPa currently exists because of the strength of the container.  The liquid should not solidify at high pressure this limits the obtainable. Applications:  Cladding of metals  Making wires of less ductile materials  Nuclear reactor fuel rods
  • 17. EXTRUSION EQUIPMENT (PRESSES, DIES AND TOOLS) 1) Presses Most extrusions are made with hydraulic presses. These can be classified based on the direction of travel of the ram  Horizontal presses  Vertical presses 2) Extrusion Dies Die design, Die materials 3) Tools Typical arrangement of extrusion tools.
  • 18. Horizontal extrusion presses  The layout of operating machine is horizontal and movement of billet as well as of ram is horizontal in direction.  15-50 MN capacity.  It is mostly used for commercial extrusion of bars and shapes.
  • 19. Vertical extrusion presses  The movement of billet and ram is vertical in orientation.  3-20 MN capacity.  Mainly used in the production of thin-wall tubing.
  • 20. Die Design  Die design is at the heart of efficient extrusion production.  Die must withstand considerable amount of stresses, thermal shock, and oxidation. Die Design consideration  Wall thickness: different wall thicknesses in one section should be avoided.  Simple shapes: the more simple shape the more cost effective.  Symmetrical: more accurate.  Sharp or rounded corners: sharp corners should be avoided.  Size to weight ratio:  Tolerances: tolerances are added to allow some distortions (industrial standards).
  • 21. Die Materials  Dies are made from highly alloy tools steels or ceramics (Si3N4).  Commonly used materials are Tool Steels and Carbides  Diamond dies are used for fine wire.  For improved wear resistance, steel dies may be chromium plated, and carbide dies may be coated with titanium nitride  For Hot drawing, cast-steel dies are used .  Heat treatments such as nitriding are required (several times) to increase hardness (1000-1100 Hvor 65-70 HRC). This improves die life. (1) extruder mounting plate; (2) die adapter plate; (3) transition plate; (4) preland plate; (5) die land plate; (6) die bolt hole; (7) alignment dowel pin hole; (8) thermocouple well; There are two general types of extrusion dies:  Flat-faced dies  Dies with conical entrance angle
  • 22. HOT EXTRUSION FACTORS AFFECTING THE EXTRUSION FORCE 1. Type of extrusion (direct/indirect) 2. Extrusion ratio 3. Working temperature 4. Deformation 5. Frictional conditions at the die and the container wall
  • 23. Extrusion pressure = extrusion force/cross sectional area  The rapid rise in pressure during initial ram travel is due to the initial compression of the billet to fill the extrusion container.  For DIRECT EXTRUSION, the metal begins to flow through the die at the maximum pressure, the break through pressure.  As the billet extrudes through the die the pressure required to maintain flow progressively decreases with decreasing length of the billet in the container.  At the end of the stroke, the pressure rises up rapidly and it is usual to stop the ram travel so as to leave a small discard in the container.  For INDIRECT EXTRUSION, extrusion pressure is ~ constant with increasing ram travel and represent the stress required to deform the metal through the die.  Since hollow ram is used in indirect extrusion, size of the extrusion and extrusion pressure are limited.
  • 24. Extrusion Ratio  It is defined as the ratio of the initial cross-sectional area , Ao, of the billet to the final cross-sectional area , Af, after extrusion.  Fractional Reduction in area, r R ~ 40:1 for hot extrusion of steels. R ~ 400:1 for aluminum. fA A R 0  0 1 A A r f  r R   1 1
  • 25.  Velocity – Velocity of extruded product = (Ram velocity) x (R)  Extrusion force – where k = extrusion constant, fA A kAP 0 0 ln
  • 26. EFFECTS OF TEMPERATURE ON HOT EXTRUSION The temperature of the work piece in metal working depends on:-  The initial temperature of the tools and the materials.  Heat generated due to plastic deformation.  Heat generated by friction at the die/material interface.  Heat transfer between the deforming material and the dies and surrounding environment.
  • 27. Relationships between extrusion ratio, temperature and pressure  For a given Extrusion pressure, Extrusion ratio R increases with increasing Extrusion temperature.  For a given extrusion temperature, a large extrusion ratio R can be obtained with a higher extrusion pressure. Relationships between extrusion speed and heat dissipation
  • 28. DEFORMATION, LUBRICATION, AND DEFECTS IN EXTRUSION  Low container friction and a well lubricated billet – nearly homogeneous deformation.  Increasing container wall friction – producing a dead zone of stagnant metal at corners which undergoes little deformation. Essentially pure elongation in the center and extensive shear along the sides of the billet. The latter leads to redundant work.  For high friction at the container – billet interface, metal flow is concentrated toward the center and an internal shear plane develops – due to cold container. In the sticky friction, the metal will separate internally along the shear zone. A thin skin will be left in a container and new metal surface is obtained.
  • 29. Extrusion Defects 1) Inhomogeneous deformation -  In direct extrusion, a dead zone along the outer surface of the billet due to the movement of metal in the center being higher than the periphery.  After 2/3 of the billet is extruded, the outer surface of the billet (normally with oxidized skin) moves toward the center and extrudes to the through the die, resulting in internal oxide stringers. – transverse section can be seen as an annular ring of oxide.  If lubricant film is carried into the interior of the extrusion along the shear bands, this will sow as longitudinal laminations in similar way as oxide.
  • 30. 2) Surface cracking  It is the ranging from a badly roughened surface to repetitive transverse cracking called fir-tree cracking.  It is due to longitudinal tensile stresses generated as the extrusion passes through the die.  In hot extrusion, this form of cracking usually is intergranular and is associated with hot shortness.  The most common case is too high ram speed for the extrusion temperature.
  • 31. 3) Centre burst or chevron cracking  It can occur at low extrusion ratio due to low frictional conditions on the zone of deformation at the extrusion die.  High friction(at a the tool-billet interface).  Low friction center burst.
  • 32. 4) Variations in structure and properties  Structure & properties are varied within the extrusions due to non- uniform deformation for example at the front and the back of the extrusion in both longitudinal and transverse directions.  Regions of exaggerated grain growth, due to high hot working temperature. Grain Growth
  • 33. 5) Hot shortness (in aluminum extrusion)  High temperatures generated cause incipient melting, which causes cracking.
  • 34. PRODUCTION OF SEAMLESS PIPE AND TUBING
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